HomeMy WebLinkAbout030533 ORD - 06/16/2015 Ordinance amending the Code of Ordinances by adding Chapter 41 titled
"Public Works"; adding provisions related to contractor debarment; adding
provisions related to the effective administration of the procurement of
public works contracts; providing for severance; and providing for an
effective date.
WHEREAS, relating to public works in general, this ordinance adds a new chapter titled "Public
Works" to Chapter 41 (reserved) of the Code of Ordinances and reserves a number of articles
and sections in Chapter 41 for adding provisions related to public works in the future.
WHEREAS, relating to the authority to reject any and all bids, (a)Article X Sec. 2(c) of the City's
Charter provides that "[t]he City shall always have the right to reject any and all bids or
proposals;" and (b) Section 252.043(f) of the Local Government Code provides that the
"governing body may reject any and all bids;"
WHEREAS, relating to the City's right to reject any and all bids, and to ensure proper and
effective administration of the procurement process for public works contracts, this ordinance
provides for the City Council's delegation of authority to reject any and all bids or proposals in
certain circumstances;"
WHEREAS, relating to the requirement to award certain contracts to the lowest responsible
bidder, the Texas Local Government Code states, in pertinent parts, (a) that "if the competitive
sealed bidding requirement applies to the contract for goods or services, the contract must be
awarded to the lowest responsible bidder," Tex. Loc. Gov't Code § 252.043(a); (b) that "[e]xcept
as provided by Subsection (d-1), the contract must be awarded to the lowest responsible bidder
if the competitive sealed bidding requirement applies to the contract for construction of: (1)
highways, roads, streets, bridges, utilities, water supply projects, water plants, wastewater
plants, water and wastewater distribution or conveyance facilities, wharves, docks, airport
runways and taxiways, drainage projects, or related types of projects associated with civil
engineering construction; or (2) buildings or structures that are incidental to projects that are
primarily civil engineering construction projects," Tex. Loc. Gov't Code § 252.043(d); and (c)
that "[i]f the competitive sealed bidding requirement applies to the contract for construction of a
facility, as that term is defined by Section 2269.001, Government Code, the contract must be
awarded to the lowest responsible bidder or awarded under the method described by Chapter
2269, Government Code," Tex. Loc. Gov't Code § 252.043(e);
WHEREAS, the City Council recognizes that the City must invest large amounts of money in
public works and critical infrastructure projects;
WHEREAS, it is the policy of the City Council that the City solicit offers from, award contracts to,
and consent to subcontracts with responsible contractors only;
WHEREAS, relating to award to the lowest responsible bidder, this ordinance codifies certain
processes related to determinations of bid responsiveness and bidder responsibility that are
performed in the normal course of business;
030533
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INDEXED
WHEREAS, relating to award to the lowest responsible bidder and debarring a contractor for a
fixed period of time, Chapter 41, Article IV, titled "Contractor Debarment" provides policies,
procedures, and processes for contractor debarment;
WHEREAS, debarment is a discretionary action that, taken in accordance with this ordinance, is
an appropriate means to effectuate this policy, with no further action by City Council required or
necessary;
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CORPUS CHRISTI, TEXAS:
SECTION 1. The Corpus Christi Code of Ordinances is amended to add a new Chapter titled
"Public Works" as follows:
"CHAPTER 41 PUBLIC WORKS
*
Article I. In General.
Secs. 41-1-41-20. Reserved.
Article II. Procurement of Public Works Contracts.
Sec. 41-21. Definitions.
Assistant City Manager means the Assistant City Manager for Public Works and Utilities.
Bid means an offer to contract in response to a solicitation or invitation for bids, and
includes a proposal or any other response to a solicitation, procurement or request for
proposals.
City means the City of Corpus Christi, and, depending on its context, may refer to the City
Manager or the City Manager's designee.
City Council means the City Council of the City of Corpus Christi.
Civil judgment means a judgment or finding of a civil offense by any court of competent
jurisdiction.
Contractor means any person (individual or corporate) or other legal entity that:
(1) directly or indirectly (e.g., through an affiliate) submits bids or offers for or is awarded,
or reasonably may be expected to submit bids or offers for or be awarded, a City
contract, including a subcontract under a City contract; or
(2) conducts business, or reasonably may be expected to conduct business, with the
City as an agent or representative of another contractor.
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Department means the Department of Engineering Services or other city department
responsible for administering the City's public works programs, projects and contracts.
Director means the Director of Engineering Services, the City Engineer or the director or
head of a city department responsible for administering the City's public works programs,
projects and contracts.
Executive Director means the Executive Director for Public Works.
Offer means an offer to contract and includes a bid, a proposal or any other response to a
solicitation, procurement, bid invitation or request for proposals.
Public works contract means any city contract for the construction of public works, facilities
or other improvements to real property. The term includes contracts procured under
Chapter 252 of the Texas Local Government Code and, where applicable, Chapter 2269 of
the Texas Government Code. The term does not include contracts for professional
services that are exempt from bidding under the Texas Professional Services Procurement
Act, Chapter 2254 of the Texas Government Code.
Responsible bidder means a bidder that is able to perform the quality and quantity of work
required and that is trustworthy.
Responsive bid means a bid the form and content of which meets the requirements of the
bidding documents.
Sec. 41-22. Reserved.
Sec. 41-23. Rejection of bids.
(a) City Council delegates to the Director authority on its behalf to reject any or all bids pursuant
to section 252.043 of the Texas Local Government Code under the following circumstances:
(1) All bids received exceed the estimated costs, and the Director determines that
the bids appear to be excessive.
(2) The Director determines that the project is no longer required.
(3) The Director determines that the City's design or specifications for the project or
bid should be revised and new bids should be taken.
(4) The irrevocable period on the low bid has expired without the bid being awarded,
and the bidder has failed or refused to extend the time.
(5) The bids received are few in number, and the Director determines that a rebid
may result in more competition.
(6) The bids received indicate that the bid solicitation documents may have been
unclear or misunderstood by the bidders and that a rebid is in the best interest of the
City.
(7)The Director finds evidence of possible collusion among the bidders.
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(8) The Director finds other extenuating circumstances and, for purposes of
facilitating full and fair open competition, the Director determines that the project
should be rebid.
(b) The delegation created in this subsection is nonexclusive, and nothing herein may be
construed to preclude the City Council from rejecting any or all bids received for any project
or public works contract.
Sec. 41-24. Responsiveness.
(a) Upon receipt of bids, the Department reviews each bid to determine whether the bid is a
responsive bid.
(b) The Director has the right to waive irregularities.
(c) Nonresponsive bids are not considered for award.
Sec. 41-25. Responsibility.
(a) Of the responsive bids, the Department performs a review of the responsibilities of the
apparent lowest bidder to determine whether the lowest bidder is a responsible bidder.
(b) In determining a bidder's responsibilities, factors considered include, without limitation, the
bidder's experience, capacity, supervision, ability to maintain project budget and schedule,
past performance and safety record.
(c) If review of the lowest bidder's responsibilities indicates that the lowest bidder is not a
responsible bidder, the Department performs a review of the responsibilities of the second
lowest bidder. If a review of the second lowest bidder's responsibilities indicates that the
second lowest bidder is not a responsible bidder, the Department performs a review of the
responsibilities of the third lowest bidder. This process continues until all responsive bids
are considered, unless a decision is made to reject all bids.
(d) The Director proposes award to the lowest responsible bidder that submitted a responsive
bid.
(e) If the Director is considering proposing award to a bidder that is not the lowest bidder,
before scheduling at an upcoming meeting of the City Council an agenda item proposing
award, each lower bidder is given notice:
(1) that the proposal for award of the contract to a bidder that is not the lowest bidder
is being considered and the reasons why;
(2) that there will be an opportunity, within ten business days' receipt of the notice, to
submit to the Department written evidence of the bidder's responsibility; and
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(3) that after a review of any written evidence received within the ten business days'
time, if the decision is to propose award to a bidder that is not the lowest bidder,
each lower bidder is given notice:
(i) of the proposed award;
(ii) of the date, time and location of the open meeting in which the
proposed award will first be presented to City Council; and
(iii) of the opportunity to appear before City Council and present evidence
of the bidder's responsibility.
Nothing in this article may be construed as depriving the Director of the right to reject any bid
made by a bidder at any time prior to the actual awarding of a contract, where there have been
developments subsequent to the qualification and classification of any such bidder which, in the
opinion of City Council, would affect the responsibility of such bidder.
Secs. 41-26-41-39. Reserved.
Article Ill. Reserved.
Secs. 41-40-41-99. Reserved.
Article IV. Contractor Debarment
Sec. 41-100. Definitions.
As used in this article:
Affiliates means business concerns, organizations, or individuals are affiliates of each other
if, directly or indirectly, (1) either one controls or has the power to control the other, or(2) a
third party controls or has the power to control both. Indicia of control include, but are not
limited to, interlocking management or ownership, identity of interests among family
members, shared facilities and equipment, common use of employees, or a business entity
organized following the debarment of a contractor which has the same or similar
management, ownership, or principal employees as the contractor that was debarred.
Bid means an offer to contract in response to a solicitation or invitation for bids and
includes a proposal or any other response to a solicitation, procurement or request for
proposals.
City means the City of Corpus Christi and, depending on its context, may refer to the City
Manager or the City Manager's designee.
City Council means the City Council of the City of Corpus Christi.
Civil judgment means a judgment or finding of a civil offense by any court of competent
jurisdiction.
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Contractor means any person (individual or corporate) or other legal entity that:
(1) directly or indirectly (e.g., through an affiliate), submits bids or offers for or is
awarded, or reasonably may be expected to submit bids or offers for or be awarded, a
City contract, including a subcontract under a City contract; or
(2) conducts business, or reasonably may be expected to conduct business, with the
City as an agent or representative of another contractor.
Department means the Department of Engineering Services or other city department
responsible for administering the City's public works programs, projects, and contracts.
Director means the Director of Engineering Services, the City Engineer, or the director or
head of a city department responsible for administering the City's public works programs,
projects and contracts.
Offer means an offer to contract, and includes a bid, a proposal, or any other response to a
solicitation, procurement, bid invitation or request for proposals.
Responsible bidder means a bidder that is able to perform the quality and quantity of work
required and that is trustworthy.
Sec. 41-101. Scope and effect of article.
(a) This article neither creates nor grants a contractor the right to be debarred under the
procedures of this article in order to be deemed a nonresponsible bidder ineligible for award of a
contract.
(b) This article does not limit the ability or affect the right of the City Manager or designee or
Director to make decisions regarding a contractor's responsibilities and to determine whether a
contractor is responsible or capable of performing work under a public works contract.
Sec. 41-102. Reserved.
Sec. 41-103. Applicability.
(a) This article does not apply to a contract for professional services, as that term is defined by
Section 2254.002, Government Code, as amended.
(b) Any debarment initiated under this article is recognized by and effective for any city
procurement.
Sec. 41-104. Policy.
(a) The City will solicit offers from, award contracts to and consent to subcontracts with
responsible contractors only.
(b) Debarment is a discretionary action that, taken in accordance with this article, is an
appropriate means to effectuate this policy.
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(c) The serious nature of debarment requires that it be imposed only in the public interest for
the City's protection and not for purposes of punishment.
(d) The City imposes debarment to protect the City's interest and only in accordance with the
procedures set forth in this article.
(e) The City Manager or designee is authorized to establish appropriate methods and
procedures to coordinate debarment actions and to implement this article in general, in
accordance with city policy and state law, with no further action by City Council required or
necessary.
Sec. 41-105. Debarment.
(a) The Director may, in the public interest, debar a contractor for any of the causes in Section
41-106.
(b) The existence of a cause for debarment does not necessarily require debarment. The
seriousness of the contractor's acts or omissions and any remedial measures or mitigating
factors should be considered in making any debarment decision.
(c) Debarment constitutes debarment of all divisions or other organizational elements of the
contractor. The Director may extend the debarment decision to include any affiliates of the
contractor if they are:
(1) specifically named; and
(2) given written notice of the proposed debarment and an opportunity to respond.
(d) A contractor's debarment will be effective throughout the City and apply to any city
contracts, including contracts procured or administered by other city departments.
Sec. 41-106. Causes for debarment.
(a) The Director may debar a contractor for a conviction, plea of guilty or nolo contendere to,
civil judgment for, or public admission to:
(1)fraud or a criminal offense in connection with obtaining, attempting to obtain, or
performing a public contract or subcontract;
(2) a crime or offense related to business of the contractor, or affecting the responsibility
of the contractor; or
(3) any offense indicating a lack of business integrity or business honesty that seriously
and directly affects present responsibility.
(b) The Director may debar a contractor, based upon a preponderance of the evidence, for any
of the following:
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(1) Any serious, significant or material breach of a contract, including and without
limitation, wrongfully and without good cause:
(i) failing to complete a contract or abandoning work;
(ii) failing to promptly correct defective or substandard work discovered
within the contract period or before the end of the warranty period;
(iii) failing to perform work in accordance with the terms of the contract;
(iv) a history of failing to perform in a good and workmanlike manner, or of
unsatisfactory performance;
(v) failing to comply with state, federal or local laws or regulations applicable
to the work or to public works in general;
(vi) failing to comply with state, federal or local laws or regulations or
applicable city policies and procedures concerning payment of a
contractor in the performance of a contract;
(vii) failing to pay its employees as required by law or otherwise engaging in
theft of services; or
(viii)failing to complete the work on any public works contract within the time
allowed.
(2) Knowing failure to timely disclose to the City evidence of overpayment on a city
contract in connection with the award, performance or closeout of the contract.
(3) Any other cause so serious or compelling that it affects the present responsibility of
the contractor.
(c)The Director may debar a contractor for any of the following:
(1) Filing a lawsuit or asserting any claim or allegation against the City within the 10-
year period preceding the referral for debarment, if the City Attorney reasonably
determines that one or more causes of action, claims, or allegations, or one or more
material elements or parts of any cause of action, claim or allegation was wholly
unsubstantiated and unsupported by the evidence, or filed, asserted, or alleged in bad
faith or for an improper purpose.
(2) Submitting repetitive claims against the City within the 10-year period preceding
referral for debarment, if the City Attorney reasonably determines that one or more
claims, or one or more material elements or parts thereof was wholly unsubstantiated
and unsupported by the evidence, made in bad faith, completely without merit, had no
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basis in the facts known to both parties, or was submitted by the contractor without
proper proofs and justifications, for an improper purpose, or in order to harass the City or
delay a city project. Nothing in this paragraph may be construed to prohibit a contractor
from submitting a claim in good faith and with accurate, detailed, and complete proof,
justifications, and supporting data.
(3) Serious or repetitive safety issues, which may be evidenced by violations of the
Occupational Safety and Health Act (OSHA) and Standards, worker's compensation
claims, personal injury lawsuits, or the safety record of any entity;
(4) Indebtedness to the City.
(5) Placement on a state or federal debarment list or other similar list or undergoing a
process of review that had the effect of excluding the contractor from contracting with the
governmental entity for any length of time, provided the procedures for placement on the
debarment list or exclusion process afforded the contractor any form of due process.
(6) Any other conduct that evidences the inability of the contractor to responsibly
complete public works contracts on behalf of the City.
Sec. 41-107. Procedures.
(a) Investigation and referral. The Department will establish procedures for the prompt
reporting, investigation and referral for debarment of matters appropriate for consideration of
debarment.
(b) Decision-making process.
(1)The Department may establish procedures governing the debarment decision-
making process that are as informal as is practicable, consistent with principles of
fundamental fairness.
(2) Procedures will afford the contractor(and any specifically named affiliates) an
opportunity to submit, in writing, information and argument in opposition to the proposed
debarment, to include submittal of any documentary evidence.
(3) In actions not based upon a conviction or civil judgment, if the contractor's
submission in opposition raises a genuine dispute over facts material to the proposed
debarment, the City may request additional information of the contractor and will also
afford the contractor an opportunity to meet with the City, with or without counsel, argue
the merits of their case, present any witnesses, and question any witnesses the City
presents.
(c) Notice of proposal to debar. A notice of proposed debarment will be issued advising the
contractor and any specifically named affiliates that debarment is being considered, the reasons
or causes, stated in terms sufficient to put the contractor on notice of the conduct or
transaction(s) upon which it is based; and that, within 20 days after receipt of the notice, the
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contractor may submit, in writing, in person or through a representative, information and
argument in opposition to the proposed debarment, including any specific information that raises
a genuine dispute over the material facts.
(d) Independent review. Unless based upon a conviction or civil judgment, the Director will
refer matters involving disputed material facts to an independent third party or consultant for
findings of fact. The Director may reject any such findings, in whole or in part, only after
specifically determining them to be arbitrary and capricious or clearly erroneous.
(e) Standard of proof. Unless based upon a conviction or civil judgment, the cause for
debarment will be established by a preponderance of the evidence.
(f) Notice of debarment decision. If the decision is to impose debarment, the contractor and any
affiliates involved will be given prompt notice.
Sec. 41-108. Period of debarment.
Debarment will be for a period commensurate with the seriousness of the reason(s) or cause(s)
for debarment not to exceed 5 years. The Director may reduce the period or extent of
debarment, upon the contractor's written request, supported by documentation, for reasons
such as:
(1) newly discovered material evidence;
(2) reversal of the conviction or civil judgment upon which the debarment was based;
(3) bona fide change in ownership or management;
(4) elimination of other causes for which the debarment was imposed; or
(5) other reasons the Director deems appropriate.
Sec. 41-109. Scope of debarment.
(a) The fraudulent, criminal, or other seriously improper conduct of any officer, director,
shareholder, partner, employee, or other individual associated with a contractor may be imputed
to the contractor when the conduct occurred in connection with the individual's performance of
duties for or on behalf of the contractor, or with the contractor's knowledge, approval, or
acquiescence. The contractor's acceptance of the benefits derived from the conduct will be
evidence of such knowledge, approval, or acquiescence.
(b)The fraudulent, criminal, or other seriously improper conduct of a contractor may be imputed
to any officer, director, shareholder, partner, employee, or other individual associated with the
contractor who participated in, knew of, or had reason to know of the contractor's conduct.
(c)The fraudulent, criminal, or other seriously improper conduct of one contractor participating
in a joint venture or similar arrangement may be imputed to other participating contractors if the
conduct occurred for or on behalf of the joint venture or similar arrangement, or with the
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knowledge, approval, or acquiescence of these contractors. Acceptance of the benefits derived
from the conduct will be evidence of such knowledge, approval, or acquiescence.
Sec. 41-110. Effect of determination of debarment.
(a) A determination that a contractor is debarred in accordance with this article constitutes a
determination under Section 252.043 of the Texas Local Government Code that the
contractor is not responsible and operates as the City's rejection of any bid submitted by the
contractor during the debarment period.
(b) Debarred contractors are excluded from
a. receiving city contracts;
b. conducting business with the City as agents or representatives of other
contractors;
c. acting as individual sureties;
d. acting as subcontractors or suppliers;
e. the City's consent to any activity in connection with any city contract or project
including
i. the performing of services or furnishing of materials for any contractor;
ii. the participating in any bid as a subcontractor, supplier, or service
provider; or
iii. the providing of any bids, offers, quotations, or proposals to be included
as part of any offer, quotation, proposal or bid.
Sec. 41-111. Excluded Parties List.
(a) The Department will operate an Excluded Parties List (EPL).
(b)The EPL will include the:
(1) names and addresses of all contractors debarred; and
(2) termination date for each listing.
(c) The City will not solicit offers from, award contracts to or consent to subcontracts with
parties named on the list.
Sec. 41-112. Continuation of current contracts.
Notwithstanding the debarment, the City may continue contracts or subcontracts in existence at
the time the contractor was debarred if the contractor is not in default of such contract; however,
the City may not(1) issue delivery or task orders exceeding the guaranteed minimum, if any,
under any indefinite quantity (IQ) contract, which includes any indefinite delivery/indefinite
quantity (IDIQ) contract and any job order contract (JOC); or(2) add new work, exercise
options, or otherwise extend the duration of current contracts or task or delivery orders.
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Sec. 41-113. Bids proposing subcontract with debarred contractors.
The City debars contractors to protect the City's interests. The City will not consent to the use of
any subcontractor or a bid that proposes or anticipates a subcontract with any contractor that is
debarred.
Sec. 41-114. Reserved.
Sec. 41-115. Appeal.
Provided a contractor has exhausted all processes and procedures in this article, a contractor
may appeal the decision of the Director to the Executive Director of Public Works, then to the
City Manager or designee. Any decision to debar a contractor that is upheld by both the
Executive Director of Public Works and the City Manager or designee may be subject to review
by the City Council at the request of either the City Manager or City Council.
Sec. 41-116. Remedies cumulative.
The provisions of this article are cumulative of any other rights or remedies available to the City
in connection with the award of any public works contracts to bypass bidders who are not
responsible, regardless of whether they have been so declared hereunder. This right extends,
but is not limited to, declining to award public works contracts to bidders that are affiliates of or
have the same or substantially the same officers, owners, or managers, as debarred
contractors.
Secs. 41-117-41-130. Reserved.
Article V. Reserved."
* * * * *
SECTION 2. If for any reason any section, paragraph, subdivision, clause, phrase, word or
provision of this ordinance shall be held invalid or unconstitutional by final judgment of a court of
competent jurisdiction, it shall not affect any other section, paragraph, subdivision, clause,
phrase, word or provision of this ordinance, for it is the definite intent of this City Council that
every section, paragraph, subdivision, clause, phrase, word or provision hereof be given full
force and effect for its purpose.
SECTION 3. This ordinance takes effect immediately upon passage.
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That t% foregoing or(
inande was read for the first time and passed to its second reading on this
the `h-day of , 2015, by the following vote:
Nelda Martinez Brian Rosas
Rudy Garza Lucy Rubio ---A-‘-if-Tg---
Chad Magill _____*___ Mark Scott —64—
Colleen McIntyre Carolyn Vaughn avd7C-,
Lillian Riojas _CLit____
That i;he9'foregoing or inan a was read for the second time and passed finally on this the
((gyp day of , 2015, by the following vote:
Nelda Martinez _/V. Brian Rosas —*
Rudy Garza 0-b&C,4* Lucy Rubio
Chad Magill I .' / Mark Scott i :A '
Colleen McIntyre PA i Carolyn Vaughn
i1 ,
Lillian Riojas ____4, , I
PASSED AND APPROVED this the I 11' day of ;�4---C<J 2015.
ATTEST: CITY OF CORPUS CHRISTI
121-1Q+ /41 -51q7"•
Rebecca Huerta Nelda Marti z
City Secretary Mayor
EFFECTIVE DATE
OHO .
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r
PUBLISHER'S AFFIDAVIT
State of Texas } CITY OF CORPUS CHRISTI
County of Nueces } Ad# 574276
PO#
Before me,the undersigned, a Notary Public, this day personally came GEORGIA LAWSON, who
being first duly sworn, according to law, says that she is LEGAL SALES REPRESENATIVE AND
EMPLOYEE OF THE PUBLISHER, namely,the Corpus Christi Caller-Times, a daily newspaper
published at Corpus Christi in said City and State, generally circulated in Aransas, Bee, Brooks, Duval,
Jim Hogg, Jim Wells, Kleberg, Live Oak, Nueces, Refugio, and San Patricio, Counties, and that the
publication of NOTICE OF PASSAGE OF ORDINANCE(S) NO which the annexed is a true copy,
was inserted in the Corpus Christi Caller-Times on:
CC-Corpus Christi Caller-Times 06/22/15 Mon
CC-Internet - caller.com 06/22/15 Mon
.-----). - -----"\---- ____—„
LEGAL SALES REPRESENTATIVE
On this i day of -.51.1-•‘-.1-- , 20 i1 I certify that the attached document is a true
and exact copy made by publisher.
iLi— (-
Notary Public, State of Texas
p — - - _ -
°.__ MICHELLE JOYCE CABRERA
)-1 My Commission Expires
March 19,2016 `
4E I June 22,2015 I CALLER TIMES
eir*;;;:6-SW:V,I
NOTICE OF PASSAGE OF
ORDINANCE(S)
NO. 030530, Ordinance
Amending City Code of
Ordinances Regarding.
Island 'Strategic Action
Committee Election of Offi-
cers; NO.030533, Ordinance
amending the Code of Ordi-
nances by adding Chapter
41 titled "Public Works";
adding provisions related to
contractor debarment;,add-
ing provisions related to the
effective administration of
the procurement of public
works contracts;-providing
for severance;and providing
for an effective date of June
16, 2015. These ordinances
were passed and approved
on second reading by the
City Council on June 16,
2015.
/s/Rebecca Huerta
• City Secretary