HomeMy WebLinkAboutC2022-130 - 7/19/2022 - Approved DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
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PROFESSIONAL SERVICE AGREEMENT NO. 4090
Rate Model 2022
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THIS Rate Model 2022 ("Agreement") is entered into by and between the City of
Corpus Christi, a Texas home-rule municipal corporation ("City") and NewGen
Strategies and Solutions, LLC ("Contractor'), effective upon execution by the City
Manager or the City Manager's designee ("City Manager").
WHEREAS, Contractor has agreed to provide professional consulting services to
develop a new utility rate model to replace the one currently in use by the City of
Corpus Christi.
NOW, THEREFORE, City and Contractor agree as follows:
1. Scope. Contractor will provide a comprehensive cost of service analysis for water,
wastewater and reuse effluent ("Services") in accordance with the attached
Scope of Work, as shown in Attachment A, the content of which is incorporated
by reference into this Agreement as if fully set out here in its entirety.
2. Term. This Agreement is for 16 months. The parties may mutually extend the term
of this Agreement for up to five additional one-year periods ["Option Period(s)"],
provided, the parties do so in writing prior to the expiration of the original term or
the then-current Option Period.
3. Compensation and Payment. This Agreement is for an amount not to exceed
$233,770.00, of which a travel expense budget of $13,000.00 is included, with the
total amount being subject to approved extensions and changes. Payment will
be made for Services completed and accepted by the City within 30 days of
acceptance, subject to receipt of an acceptable invoice. All pricing must be in
accordance with the attached Bid/Pricing Schedule, as shown in Attachment B,
the content of which is incorporated by reference into this Agreement as if fully
set out here in its entirety. Any amount not expended during the initial term or any
option period may, at the City's discretion, be allocated for use in the next option
period.
Invoices must be mailed to the following address with a copy provided to the
Contract Administrator:
City of Corpus Christi
Attn: Accounts Payable
P. O. Box 9277
Corpus Christi, Texas 78469-9277
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DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
4. Contract Administrator. The Contract Administrator designated by the City is
responsible for approval of all phases of performance and operations under this
Agreement, including deductions for non-performance and authorizations for
payment. The City's Contract Administrator for this Agreement is as follows:
Name: Reba George
Department: Corpus Christi Water
Phone: 361-826-1648
Email: RebaG@cctexas.com
5. Insurance; Bonds; License.
(A) Before performance can begin under this Agreement, the Contractor must
deliver a certificate of insurance ("COI"), as proof of the required insurance
coverages, to the City's Risk Manager and the Contract Administrator.
Additionally, the COI must state that the City will be given at least 30 days'
advance written notice of cancellation, material change in coverage, or intent
not to renew any of the policies. The City must be named as an additional insured.
The City Attorney must be given copies of all insurance policies within 10 days of
the City Manager's written request. Insurance requirements are as stated in
Attachment B, the content of which is incorporated by reference into this
Agreement as if fully set out here in its entirety.
(B) In the event that a payment bond, a performance bond, or both, are
required of the Contractor to be provided to the City under this Agreement before
performance can commence, the terms, conditions, and amounts required in the
bonds and appropriate surety information are as included in the RFB/RFP or as
may be added to Attachment C, and such content is incorporated here in this
Agreement by reference as if each bond's terms, conditions, and amounts were
fully set out here in its entirety.
(C) Prior to beginning work, Contractor must provide evidence of any valid
professional license necessary for the performance of the work under this
Agreement.
6. Standard of Care. Contractor warrants that all Services will be performed in
accordance with the standard of care used by similarly situated contractors
performing similar services under the same professional license.
7. Non-Appropriation. The continuation of this Agreement after the close of any
fiscal year of the City, which fiscal year ends on September 30th annually, is subject
to appropriations and budget approval specifically covering this Agreement as
an expenditure in said budget, and it is within the sole discretion of the City's City
Council to determine whether or not to fund this Agreement. The City does not
represent that this budget item will be adopted, as said determination is within the
City Council's sole discretion when adopting each budget.
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DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
8. Independent Contractor; Release.
(A) In performing this Agreement, both the City and Contractor shall act in an
individual capacity and not as agents, representatives, employees, employers,
partners, joint venturers, or associates of one another. Contractor shall perform all
professional services as an independent contractor and shall furnish such Services
in his own manner and method, and under no circumstance or condition shall an
employee, agent, or representative of either party be considered or construed to
be an employee, agent, or representative of the other party.
(B) As an independent contractor, no workers' compensation insurance shall
be obtained by City covering the Contractor and employees of the Contractor.
The Contractor shall comply with any and all workers' compensation laws
pertaining to the Contractor and employees of the Contractor.
9. Subcontractors. Contractor may not use subcontractors in connection with the
work performed under this Agreement.
10. Amendments. This Agreement may be amended or modified only in writing
executed by authorized representatives of both parties.
11. Waiver. No waiver by either party of any breach of any term or condition of this
Agreement waives any subsequent breach of the same.
12. Taxes. The Contractor covenants to pay payroll taxes, Medicare taxes, FICA
taxes, unemployment taxes and all other applicable taxes. Upon request, the City
Manager shall be provided proof of payment of these taxes within 15 days of such
request.
13. Notice. Any notice required under this Agreement must be given by fax, hand
delivery, or certified mail, postage prepaid, and is deemed received on the day
faxed or hand-delivered or on the third day after postmark if sent by certified mail.
Notice must be sent as follows:
IF TO CITY:
City of Corpus Christi
Attn: Reba George, Assistant Director
2726 Holly Road
Corpus Christi, TX 78415
IF TO CONTRACTOR:
NewGen Strategies and Solutions, LLC
Attn: Chris D. Ekrut, Chief Financial Officer
275 W. Campbell Road, Suite 440
Richardson, Texas 75080
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DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
14. CONTRACTOR SHALL FULLY INDEMNIFY, HOLD HARMLESS AND DEFEND
THE CITY OF CORPUS CHRISTI AND ITS OFFICERS, EMPLOYEES AND
AGENTS ("INDEMNITEES") FROM AND AGAINST ANY AND ALL LIABILITY,
LOSS, CLAIMS, DEMANDS, SUITS, AND CAUSES OF ACTION OF
WHATEVER NATURE, CHARACTER, OR DESCRIPTION ON ACCOUNT OF
PERSONAL INJURIES, PROPERTY LOSS, OR DAMAGE, OR ANY OTHER KIND
OF INJURY, LOSS, OR DAMAGE, INCLUDING ALL EXPENSES OF
LITIGATION, COURT COSTS, ATTORNEYS' FEES AND EXPERT WITNESS FEES,
WHICH ARISE OR ARE CLAIMED TO ARISE OUT OF OR IN CONNECTION
WITH A BREACH OF THIS AGREEMENT OR THE PERFORMANCE OF THIS
AGREEMENT BY THE CONTRACTOR OR RESULTS FROM THE NEGLIGENT
ACT, OMISSION, MISCONDUCT, OR FAULT OF THE CONTRACTOR OR ITS
EMPLOYEES OR AGENTS. CONTRACTOR MUST, AT ITS OWN EXPENSE,
INVESTIGATE ALL CLAIMS AND DEMANDS, ATTEND TO THEIR SETTLEMENT
OR OTHER DISPOSITION, DEFEND ALL ACTIONS BASED THEREON WITH
COUNSEL SATISFACTORY TO THE CITY ATTORNEY, AND PAY ALL
CHARGES OF ATTORNEYS AND ALL OTHER COSTS AND EXPENSES OF
ANY KIND ARISING OR RESULTING FROM ANY SAID LIABILITY, DAMAGE,
LOSS, CLAIMS, DEMANDS, SUITS, OR ACTIONS. THE INDEMNIFICATION
OBLIGATIONS OF CONTRACTOR UNDER THIS SECTION SHALL SURVIVE
THE EXPIRATION OR EARLIER TERMINATION OF THIS AGREEMENT.
15. Termination.
(A) The City Manager may terminate this Agreement for Contractor's failure to
perform the work specified in this Agreement or to keep any required insurance
policies in force during the entire term of this Agreement. The Contract
Administrator must give the Contractor written notice of the breach and set out a
reasonable opportunity to cure. If the Contractor has not cured within the cure
period, the City Manager may terminate this Agreement immediately thereafter.
(B) Alternatively, the City Manager may terminate this Agreement for
convenience upon 30 days advance written notice to the Contractor. The City
Manager may also terminate this Agreement upon 24 hours written notice to the
Contractor for failure to pay or provide proof of payment of taxes as set out in this
Agreement.
16. Assignment. No assignment of this Agreement by the Contractor, or of any right
or interest contained herein, is effective unless the City Manager first gives written
consent to such assignment. The performance of this Agreement by the
Contractor is of the essence of this Agreement, and the City Manager's right to
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DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
withhold consent to such assignment is within the sole discretion of the City
Manager on any ground whatsoever.
17. Severability. Each provision of this Agreement is considered to be severable and,
if, for any reason, any provision or part of this Agreement is determined to be
invalid and contrary to applicable law, such invalidity shall not impair the
operation of nor affect those portions of this Agreement that are valid, but this
Agreement shall be construed and enforced in all respects as if the invalid or
unenforceable provision or part had been omitted.
18. Order of Precedence. In the event of any conflicts or inconsistencies between this
Agreement, its attachments, and exhibits, such conflicts and inconsistencies will
be resolved by reference to the documents in the following order of priority:
A. this Agreement (excluding all attachments and exhibits);
B. its attachments; then,
C. its exhibits, if any.
19. Certificate of Interested Parties. Contractor agrees to comply with Texas
Government Code Section 2252.908, as it may be amended, and to complete
Form 1295 "Certificate of Interested Parties" as part of this Agreement if required
by said statute.
20. Governing Law. This Agreement is subject to all federal, State, and local laws, rules,
and regulations. The applicable law for any legal disputes arising out of this
Agreement is the law of the State of Texas, and such form and venue for such
disputes is the appropriate district, county, or justice court in and for Nueces
County, Texas.
21. Entire Agreement. This Agreement constitutes the entire agreement between the
parties concerning the subject matter of this Agreement and supersedes all prior
negotiations, arrangements, agreements and understandings, either oral or
written, between the parties
(SIGNATURE PAGE FOLLOWS)
Professional Service Agreement- Page 5 of 6
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
CONTRAC &Signed by:
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M2022-113
Signature. 2 Authorized By
Matthew B. Garrett
Printed Name: Council 7-19-2022
Title:
Managing Partner
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Date:
7/8/2022 r /�bj
CITY OF CORPUS CHRISTI ATTEST:
Docusigned by:
DocuSignedby:
Rebecca Huerta
Josh Chronley City Secretary
Assistant Director, Finance - Procurement
Date: 7/21/2022
APPROVED AS TO LEGAL FORM:
DocuSignedlI+by:
7/21/2022
Assistant City Attorney Date
Attached and Incorporated by Reference:
Attachment A: Scope of Work
Attachment B: Insurance and Bond Requirements
Professional Service Agreement- Page 6 of 6
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
Attachment A- Scope of Work
1.1. General Requirements
The primary objectives of this project are:
• Conduct a comprehensive cost of service analysis for water, wastewater, and
reuse (effluent).
• Develop a new utility rate model to replace the one currently in use by the
City of Corpus Christi.
• Incorporate a financial planning model to allow for `what-if' scenarios and
projecting future costs and rate impacts.
1.2. Scope of Work
The scope of work shall include, but will not be limited to:
Task 1: Project Initiation and Management
Coordinate a project kickoff meeting with city staff to review/identify project tasks,
approach and methods, communication channels, deliverables, and data needs
to complete the project. Develop an approved project timeline. Identify pricing
and rate setting objectives.
Task 2: Consumption and Revenue Analysis
Study historical consumption by all customer types and develop usage and
growth factors for each type. Examine all current customer classifications.
Analyze current revenues at current rates.
Task 3: Financial Planning and Rate Model Development
Review financial policies. Determine revenue requirement for water, wastewater,
and reuse for multi-year period. Determine impacts that each customer class puts
on assets of the water, wastewater and reuse system.
Develop financial planning and rate model with the following
attributes/functionalities:
- User friendly and flexible
- Ability to model multiple rate structures at the same time
- Ability to change one or more factors of usage, debt service, O&M, etc.
and observe rate impacts
- Incorporate financial planning over multiple years with the ability to change
certain standard assumptions by year
- Flag results such as failure to meet debt coverage reserves falling below
target levels
- Provide graphics and easy to understand summary tables
RFQ Template 01.13.2020
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
Task 4: Water, Wastewater, and Reuse Cost of Service
The consulting team will follow the accepted process for conducting a water
utility cost of service study as detailed in the American Water Works Association
(AWWA) Manual of Water Supply Practices Ml, Principles of Water Rates, Fees,
and Charges (AWWA Manual Ml ). The wastewater utility and reuse cost of
service study standard to be used is detailed in the Water Environment Federation
(WEF) Manual of Practice No. 27, Financing and Charges for Wastewater Systems
published by the WEF.
Task 5: Rate Design and Comparison
Evaluate current rate structure providing alternatives. Evaluation will include
affordability and equity. Complete a benchmarking analysis to compare the
proposed rate structure and rates with the seven (7) largest Texas cities and other
communities of comparable size and service characteristics.
Task 6: Reports and Presentations
A draft and final report will be completed documenting the process,
recommended changes, and results of the cost of service and rate study. An
electronic copy of the final financial planning and rate model will be provided. A
presentation will be developed to summarize process, findings, and
recommendations to the Executive Leadership Team and/or City Council.
Task 7: Training and Support
Training on the model will be provided to City staff. A comprehensive Training
Manual on the model will be developed. Assist City staff with responses to
questions arising during the rate review/budget adoption process.
1.3. Contractor/Consultant Quality Control
The Contractor/Consultant shall establish and maintain a complete Quality
Assurance/Control Program that is acceptable to the City to assure that the
requirements of the project are provided as specified.
RFQ Template 01.13.2020
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
Attachment C-Insurance Requirements
LIABILITY INSURANCE
1 . Contractor must not commence work under this agreement until all insurance
required herein has been obtained and approved by the City. Contractor
must not allow any subcontractor to commence work until all similar insurance
required of the subcontractor has been so obtained.
2. Contractor must furnish to the City's Risk Manager and Contract
Administrator, one (1) copy of Certificates of Insurance with applicable policy
endorsements showing the following minimum coverage by an insurance
company(s) acceptable to the City's Risk Manager. Project name and/or
number must be listed in Description Box of Certificate of Insurance.
TYPE OF INSURANCE MINIMUM INSURANCE COVERAGE
$1,000,000 Per Claim
(Defense costs not included in
face value of the policy)
If claims made policy, retro date
PROFESSIONAL LIABILITY must be at or prior to inception of
(Errors and Omissions) agreement, have extended
reporting period provisions and
identify any limitations regarding
who is insured.
3. In the event of accidents of any kind related to this project, Contractor must
furnish the Risk Manager with copies of all reports of any accidents within 10
days of the accident.
Additional Requirements -
1 . Applicable for paid employees, Contractor must obtain workers'
compensation coverage through a licensed insurance company. The
coverage must be written on a policy and endorsements approved by the
Texas Department of Insurance. The workers' compensation coverage
provided must be in statutory amounts according to the Texas Department of
Insurance, Division of Workers' Compensation. An All States Endorsement shall
be required if Contractor is not domiciled in the State of Texas.
2. Contractor shall obtain and maintain in full force and effect for the duration
of this Contract, and any extension hereof, at Contractor's sole expense,
RFQ Template 01.13.2020
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
insurance coverage written on an occurrence basis, by companies
authorized and admitted to do business in the State of Texas and with an A.M.
Best's rating of no less than A- VII.
3. Contractor shall be required to submit renewal certificates of insurance
throughout the term of this contract and any extensions within 10 days of the
policy expiration dates. All notices under this Exhibit shall be given to City at
the following address:
City of Corpus Christi
Attn: Risk Management
P.O. Box 9277
Corpus Christi, TX 78469-9277
4. Contractor agrees that with respect to the above required insurance, all
insurance policies are to contain or be endorsed to contain the following
required provisions:
■ List the City and its officers, officials, employees, and volunteers, as
additional insureds by endorsement with regard to operations,
completed operations and activities of or on behalf of the named
insured performed under contract with the City, with the exception of
the workers' compensation policy.
■ Provide for an endorsement that the "other insurance" clause shall not
apply to the City of Corpus Christi where the City is an additional insured
shown on the policy;
■ Workers' compensation and employers' liability policies will provide a
waiver of subrogation in favor of the City; and
■ Provide 30 calendar days advance written notice directly to City of any
cancellation, non-renewal, material change or termination in coverage
and not less than ten calendar days advance written notice for
nonpayment of premium.
5. Within five calendar days of a cancellation, non-renewal, material change or
termination of coverage, Contractor shall provide a replacement Certificate
of Insurance and applicable endorsements to City. City shall have the option
to suspend Contractor's performance should there be a lapse in coverage at
any time during this contract. Failure to provide and to maintain the required
insurance shall constitute a material breach of this contract.
6. In addition to any other remedies the City may have upon Contractor's failure
to provide and maintain any insurance or policy endorsements to the extent
RFQ Template 01.13.2020
DocuSign Envelope ID:093C07D7-B87B-44A5-B9BE-E8A61 DE10BBE
and within the time herein required, the City shall have the right to order
Contractor to stop work hereunder, and/or withhold any payment(s) which
become due to Contractor hereunder until Contractor demonstrates
compliance with the requirements hereof.
7. Nothing herein contained shall be construed as limiting in anyway the extent
to which Contractor may be held responsible for payments of damages to
persons or property resulting from Contractor's or its subcontractor's
performance of the work covered under this contract.
8. It is agreed that Contractor's insurance shall be deemed primary and non-
contributory with respect to any insurance or self-insurance carried by the City
of Corpus Christi for liability arising out of operations under this contract.
9. It is understood and agreed that the insurance required is in addition to and
separate from any other obligation contained in this agreement.
2021 Insurance Requirements
Ins. Req. Exhibit 3-H
Professional Services - Other Professional Services
05/10/2021 Risk Management- Legal Dept.
RFQ Template 01.13.2020