HomeMy WebLinkAbout033688 ORD - 07/22/2025 ORDINANCE NO. 033688
ORDINANCE AUTHORIZING THE ISSUANCE OF "CITY OF CORPUS
CHRISTI, TEXAS COMBINATION TAX AND LIMITED PLEDGE
REVENUE CERTIFICATES OF OBLIGATION, TAXABLE SERIES
2025B"FOR SOLID WASTE IMPROVEMENTS IN AN AMOUNT NOT TO
EXCEED$4,480,000,WITHIN SET PARAMETERS AND ACCORDING TO
THE PLAN OF FINANCE SET BY THE CITY'S FINANCIAL
ADVISORS; PROVIDING FOR THE PAYMENT OF SAID
CERTIFICATES BY THE LEVY OF AN AD VALOREM TAX UPON ALL
TAXABLE PROPERTY WITHIN THE CITY AND FURTHER SECURING
SAID CERTIFICATES BY A LIEN ON AND PLEDGE OF THE PLEDGED
REVENUES OF THE SOLID WASTE SYSTEM; DELEGATING
AUTHORITY TO THE CITY MANAGER,ASSISTANT CITY MANAGER
OVER FINANCE,DIRECTOR OF FINANCE AND PROCUREMENT AND
CERTAIN OTHER AUTHORIZED OFFICIALS TO APPROVE AND
EXECUTE DOCUMENTS RELATING TO THE ISSUANCE, SALE AND
DELIVERY OF THE CERTIFICATES;ENACTING OTHER PROVISIONS
INCIDENT AND RELATED THERETO; AND PROVIDING AN
EFFECTIVE DATE.
WHEREAS, the City Council (the City Council or the Governing Body) of the City of
Corpus Christi,Texas(the City or the Issuer)has caused notice to be given of its intention to issue
certificates of obligation in the maximum principal amount not to exceed $43,200,000 for the
purpose or purposes of paying contractual obligations of the City to be incurred for making
permanent public improvements and for other public purposes to the extent of availability of funds,
to-wit: (1) (a) constructing, acquiring, purchasing, renovating, enlarging, and improving City
administrative facilities and signage,including renovations and improvements to City Hall and the
La Retama Central Library, (b) constructing, acquiring, purchasing, renovating, enlarging, and
improving City public health and safety facilities and signage, including renovations and
improvements to the City's fire department resource center, (c) constructing, acquiring,
purchasing, renovating, enlarging, and improving the City's animal care facility, (d) designing,
demolishing, constructing, renovating, improving, reconstructing, restructuring and extending
streets and thoroughfares and related land and right-of-way sidewalks, streetscapes, collectors,
drainage, landscape, signage, acquiring lands and rights-of-way necessary thereto or incidental
therewith,(e)constructing,acquiring,purchasing,renovating,enlarging,and improving City solid
waste facilities, including landfill site development and related road improvements, and (f)
constructing, acquiring, purchasing, renovating, enlarging, and improving City park facilities,
including Ben Garza Park, Dr. H.J. Williams Park, North Beach Trail, T.C. Ayers Park,
Washington Coles Park, and a park operations building; (2) the purchase of materials, supplies,
equipment, machinery, landscaping, land, and rights-of-way for authorized needs and purposes;
and(3)the payment of professional services related to the design, construction, management and
financing of the aforementioned projects. This notice has been duly published in a newspaper
hereby found and determined to be of general circulation in the City, once a week for two (2)
298048701.4
SCANNED
consecutive weeks, the date of the first publication of such notice being not less than forty-five
(45)days prior to the tentative date stated therein for the final passage of the ordinance authorizing
the issuance of such certificates of obligation; and
WHEREAS, in accordance with the provisions of Section 271.049, as amended, Texas
Local Government Code, the City confirms that notice of the City's intention to issue certificates
of obligation was approved by resolution at a public meeting and stated (1) the then-current
principal of all outstanding debt of the City; (2) the then-current combined principal and interest
required to pay all outstanding debt obligations of the City on time and in full,based on the City's
expectations relative to the interest due on any variable rate debt obligations, as applicable(3)the
maximum principal amount of the certificates of obligation to be authorized; (4) the estimated
combined principal and interest required to pay the certificates of obligation in full; (5) the
estimated interest rate for the certificates of obligation or that the maximum interest rate for the
certificates of obligation may not exceed the maximum legal interest rate; and (6) the maximum
maturity date of the certificates of obligation; and
WHEREAS, the City Council hereby finds and determines that the actions authorized
hereby and the adoption of this Ordinance are in the best interest of the citizens of the City; and
WHEREAS, no petition protesting the issuance of the certificates of obligation described
in this notice, signed by at least 5% of the qualified electors of the City, has been presented to or
filed with the City Secretary prior to the date tentatively set in such notice for the passage of this
ordinance; and
WHEREAS, the City Council hereby finds and determines that the issuance of the
certificates of obligation, under the terms herein specified, is in the best interests of the City and
its residents; and
WHEREAS, the Governing Body hereby finds and determines that, pursuant to the
authority provided by Chapter 1371 (defined herein), the delegation to the Authorized Officials
(defined herein)with the authority to execute an"approval certificate"(a form of which is attached
hereto as Schedule I)to approve the final terms of a series of bonds issued hereunder is in the best
interest of the City; and
WHEREAS,the City Council hereby finds and determines that certificates of obligation in
the principal amount of$4,480,000 described in such notice should be issued and sold at this time;
now,therefore,
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF CORPUS CHRISTI,
TEXAS THAT:
SECTION 1. Authorization - Designation - Principal Amount - Purpose. The
certificates of obligation of the City shall be and are hereby authorized to be issued in the aggregate
principal amount of FOUR MILLION FOUR HUNDRED EIGHTY THOUSAND AND NO/100
DOLLARS ($4,480,000), to be designated and bear the title of"CITY OF CORPUS CHRISTI,
TEXAS COMBINATION TAX AND LIMITED PLEDGE REVENUE CERTIFICATES OF
OBLIGATION, TAXABLE SERIES 2025B" (the Certificates), for the purpose or purposes of
paying contractual obligations of the City to be incurred for making permanent public
298 048 70 1.4 -2-
improvements and for other public purposes to the extent of availability of funds, to-wit: (1)
constructing, acquiring, purchasing, renovating, enlarging, and improving City solid waste
facilities, including landfill site development and related road improvements; (2)the purchase of
materials, supplies, equipment, machinery, landscaping, land, and rights-of-way for authorized
needs and purposes; and (3)the payment of professional services related to the design,
construction,management and financing of the aforementioned projects,pursuant to the authority
conferred by and in conformity with the laws of the State of Texas,particularly the Certificate of
Obligation Act of 1971, as amended, Texas Local Government Code Section 271.041 through
Section 271.064, Section 363.135, as amended, Texas Health and Safety Code, Chapter 1371, as
amended, Texas Government Code (Chapter 1371), and the City's Home Rule Charter.
As authorized by Chapter 1371,each Pricing Officer(defined herein)is hereby authorized,
appointed, and designated as the officers of the Issuer authorized to act on behalf of the Issuer in
selling and delivering the certificates of obligation as authorized herein and carrying out the
procedures specified in this Ordinance, including approval of the following terms and provisions
for the certificates of obligation:
A. the aggregate principal amount of the certificates of obligation, as well as the
principal amount of each stated maturity;
B. the rate of interest to be borne on the principal amount of each stated maturity and
the interest payment dates for such certificates of obligation;
C. the Certificate Date for the certificates of obligation;
D. whether the certificates of obligation are sold pursuant to a competitive,negotiated,
or private placement sale based upon the advice of the Issuer's financial advisor;
E. the optional, extraordinary optional, and mandatory redemption provisions
applicable, if at all,to the certificates of obligation;
F. whether or not to issue the certificates of obligation on a taxable or tax-exempt basis
and, if on a tax-exempt basis, subject to market conditions at the time of pricing and sale of the
certificates of obligation;
G. the pricing of each series of certificates of obligation, including use of premium,
discount, underwriters' compensation, and costs of issuance; and
H. approval, replacement, or confirmation, as applicable, of the underwriting
syndicate of the certificates of obligation, to consist of one (1) or more financial institutions
included in the Issuer's approved underwriters pool, and the establishment or confirmation, as
applicable,of the respective roles of the members of such syndicate,which approval,replacement,
and establishment (if any) shall supersede prior action or actions of the Governing Body
concerning the same.
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The Certificates shall be issued within the following parameters:
A. the principal amount of the certificates of obligation issued hereunder shall not
exceed $4,480,000;
B. the maximum maturity of the certificates of obligation shall not occur later than
March 1, 2045;
C. the true interest cost on the certificates of obligation shall not exceed a rate greater
than 6.50%per annum; and
D. the certificates of obligation hereunder issued shall be sold on or before July 22,
2026 (though the initial delivery of the certificates of obligation may occur within a reasonable
period of time occurring thereafter, as determined by a Pricing Officer).
Any Pricing Officer, acting for and on behalf of the Issuer, is authorized, with respect to
the certificates of obligation,to complete and execute an Approval Certificate, in substantially the
form attached hereto as Schedule I. The execution of the Approval Certificate shall evidence the
sale date of the certificates of obligation by the Issuer to the initial purchasers thereof in accordance
with the provisions of Chapter 1371 and as set forth in Schedule I. Upon execution of an Approval
Certificate, Bond Counsel is authorized to complete a copy of this Ordinance as evidence of the
issuance of the certificates of obligation pursuant to the delegated authority granted hereunder and
to reflect such final terms for the certificates of obligation, which includes (A) completion of the
preamble to this Ordinance, included deletion of those recitals that are not applicable to the
certificates of obligation, (B) selection of the appropriate terms to reflect the final transaction
structure and terms of sale evidenced in an Approval Certificate, and (C) such other necessary
technical modifications to this Ordinance (including the renumbering of sections hereof) to
accommodate all other terms and provisions of this Section 1. In addition to the foregoing, each
Pricing Officer is authorized to execute, as the act and deed of the Issuer and on behalf of the
Governing Body, any and all contracts, agreements, letters, and certificates, relative to the
certificates of obligation that may be required by this Ordinance, as supplemented in the manner
described above, or determined to be necessary or advisable in connection with an issuance of
certificates of obligation hereunder. It is further provided, however, that notwithstanding the
foregoing provisions, the certificates of obligation shall not be delivered unless prior to delivery,
the certificates of obligation have been rated by a nationally recognized rating agency for
municipal securities in one (1) of the four(4) highest rating categories for long term obligations,
as required by Chapter 1371.
SECTION 2. Fully Registered Obligations - Authorized Denominations - Stated
Maturities-Interest Rates-Certificate Date. The Certificates are issuable in fully registered form
only;shall be dated September 16,2025(the Certificate Date)and shall be issued in denominations
of$5,000 or any integral multiple (within a Stated Maturity) thereof, and the Certificates shall
become due and payable on March 1 in each of the years and in principal amounts (the Stated
Maturities) in accordance with the following schedule:
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Years of Principal Interest
Stated Maturity Amounts($) Rates(%)
2026 265,000 6.000
2027 125,000 6.000
2028 135,000 6.000
2029 140,000 6.000
2030 150,000 6.000
2031 160,000 6.000
2032 170,000 6.000
2033 180,000 6.000
2034 190,000 6.000
2035 200,000 6.000
2036 215,000 5.150
2037 225,000 5.250
2038 235,000 5.350
2039 250,000 5.400
2040 265,000 5.450
*** *** ***
2045 1,575,000 5.750
The Certificates shall bear interest on the unpaid principal amounts from the Closing Date
(anticipated to occur on or about September 16, 2025), or from the most recent Interest Payment
Date to which interest has been paid or duly provided for,to Stated Maturity or prior redemption
while Outstanding, at the rates per annum shown in the above schedule (calculated on the basis of
a 360-day year of twelve 30-day months). Interest on the Certificates shall be payable
semiannually on March 1 and September 1 (each, an Interest Payment Date), commencing March
1,2026 while the Certificates are Outstanding.
SECTION 3. Payment of Certificates - Paying Agent/Registrar. The principal of,
premium, if any, and interest on the Certificates, due and payable by reason of Stated Maturity,
redemption,or otherwise, shall be payable in any coin or currency of the United States of America
which at the time of payment is legal tender for the payment of public and private debts, and such
payment of principal of,premium,if any,and interest on the Certificates shall be without exchange
or collection charges to the Holder(as hereinafter defined)of the Certificates.
The selection and appointment of BOKF,NA, Dallas,Texas,to serve as the initial Paying
Agent/Registrar (the Paying Agent/Registrar) for the Certificates is hereby approved and
confirmed, and the City agrees and covenants to cause to be kept and maintained at the corporate
trust office of the Paying Agent/Registrar books and records (the Security Register) for the
registration, payment and transfer of the Certificates, all as provided herein, in accordance with
the terms and provisions of a Paying Agent/Registrar Agreement, attached, in substantially final
form,as Exhibit A hereto,and such reasonable rules and regulations as the Paying Agent/Registrar
and the City may prescribe. The City covenants to maintain and provide a Paying Agent/Registrar
at all times while the Certificates are Outstanding, and any successor Paying Agent/Registrar shall
be (i) a national or state banking institution or (ii) an association or a corporation organized and
doing business under the laws of the United States of America or of any state, authorized under
such laws to exercise trust powers. Such Paying Agent/Registrar shall be subject to supervision or
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examination by federal or state authority and authorized by law to serve as a Paying
Agent/Registrar.
The City reserves the right to appoint a successor Paying Agent/Registrar upon providing
the previous Paying Agent/Registrar with a certified copy of a resolution or ordinance terminating
such agency. Additionally, the City agrees to promptly cause a written notice of this substitution
to be sent to each Holder of the Certificates by United States mail, first-class postage prepaid,
which notice shall also give the address of the new Paying Agent/Registrar.
Principal of, premium, if any, and interest on the Certificates, due and payable by reason
of Stated Maturity, redemption, or otherwise, shall be payable only to the registered owner of the
Certificates appearing on the Security Register (the Holder or Holders) maintained on behalf of
the City by the Paying Agent/Registrar as hereinafter provided(i)on the Record Date (hereinafter
defined)for purposes of payment of interest thereon,(ii)on the date of surrender of the Certificates
for purposes of receiving payment of principal thereof upon redemption of the Certificates or at
the Certificates' Stated Maturity, and (iii) on any other date for any other purpose. The City and
the Paying Agent/Registrar, and any agent of either, shall treat the Holder as the owner of a
Certificate for purposes of receiving payment and all other purposes whatsoever, and neither the
City nor the Paying Agent/Registrar, or any agent of either, shall be affected by notice to the
contrary.
Principal of and premium, if any, on the Certificates shall be payable only upon
presentation and surrender of the Certificates to the Paying Agent/Registrar at its corporate trust
office. Interest on the Certificates shall be paid to the Holder whose name appears in the Security
Register at the close of business on the fifteenth day of the month next preceding an Interest
Payment Date for the Certificates(the Record Date)and shall be paid(i)by check sent on or prior
to the appropriate date of payment by United States Mail,first-class postage prepaid,by the Paying
Agent/Registrar, to the address of the Holder appearing in the Security Register or (ii) by such
other method, acceptable to the Paying Agent/Registrar, requested in writing by the Holder at the
Holder's risk and expense.
If the date for the payment of the principal of, premium, if any, or interest on the
Certificates shall be a Saturday, Sunday, a legal holiday,or a day on which banking institutions in
the city where the corporate trust office of the Paying Agent/Registrar is located are authorized by
law or executive order to close, then the date for such payment shall be the next succeeding day
which is not such a day. The payment on such date shall have the same force and effect as if made
on the original date any such payment on the Certificates was due.
In the event of a non-payment of interest on a scheduled payment date, and for thirty (30)
days thereafter, a new record date for such interest payment (a Special Record Date) will be
established by the Paying Agent/Registrar,if and when funds for the payment of such interest have
been received from the City. Notice of the Special Record Date and of the scheduled payment
date of the past due interest(the Special Payment Date-which shall be fifteen(15) days after the
Special Record Date) shall be sent at least five(5)business days prior to the Special Record Date
by United States mail, first-class postage prepaid,to the address of each Holder appearing on the
Security Register at the close of business on the last business day next preceding the date of mailing
of such notice.
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SECTION 4. Redemption.
A. Mandatory Redemption of Term Certificates. The Certificates stated to mature on
March 1,2045 are referred to herein as the"Term Certificates". The Term Certificates are subject
to mandatory sinking fund redemption prior to their stated maturities from money required to be
deposited in the Certificate Fund for such purpose and shall be redeemed in part, by lot or other
customary method, at the principal amount thereof plus accrued interest to the date of redemption
in the following principal amounts on March 1 in each of the years as set forth below:
Term Certificates
Stated to Mature
on March 1, 2045
Principal
Year Amount($)
2041 280,000
2042 295,000
2043 315,000
2044 335,000
2045* 350,000
*Payable at Stated Maturity.
The principal amount of a Term Certificate required to be redeemed pursuant to the
operation of such mandatory redemption provisions shall be reduced, at the option of the Issuer,
by the principal amount of any Term Certificates of such Stated Maturity which, at least 50 days
prior to the mandatory redemption date(1) shall have been defeased or acquired by the Issuer and
delivered to the Paying Agent/Registrar for cancellation (2) shall have been purchased and
canceled by the Paying Agent/Registrar at the request of the Issuer with money in the Certificate
Fund, or (3) shall have been redeemed pursuant to the optional redemption provisions set forth
below and not theretofore credited against a mandatory redemption requirement.
B. Optional Redemption. The Certificates having Stated Maturities on and after
March 1,2036 shall be subject to redemption prior to Stated Maturity,at the option of the City,on
March 1, 2035, or on any date thereafter, as a whole or in part, in principal amounts of$5,000 or
any integral multiple thereof(and if within a Stated Maturity selected at random and by lot by the
Paying Agent/Registrar), at the redemption price of par plus accrued interest to the date of
redemption.
C. Exercise of Redemption Option. At least forty-five(45)days prior to a date set for
the redemption of Certificates (unless a shorter notification period shall be satisfactory to the
Paying Agent/Registrar),the City shall notify the Paying Agent/Registrar of its decision to exercise
the right to redeem Certificates,the principal amount of each Stated Maturity to be redeemed,and
the date set for the redemption thereof. The decision of the City to exercise the right to redeem
Certificates shall be entered in the minutes of the City Council.
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D. Selection of Certificates for Redemption. If less than all Outstanding Certificates
of the same Stated Maturity are to be redeemed on a redemption date,the Paying Agent/Registrar
shall select at random and by lot the Certificates to be redeemed, provided that if less than the
entire principal amount of a Certificate is to be redeemed, the Paying Agent/Registrar shall treat
such Certificate then subject to redemption as representing the number of Certificates Outstanding
which is obtained by dividing the principal amount of such Certificate by $5,000.
E. Notice of Redemption. Not less than thirty(30)days prior to a redemption date for
the Certificates, a notice of redemption shall be sent by United States mail, first-class postage
prepaid, in the name of the City and at the City's expense, by the Paying Agent/Registrar to each
Holder of a Certificate to be redeemed, in whole or in part, at the address of the Holder appearing
on the Security Register at the close of business on the business day next preceding the date of
mailing such notice, and any notice of redemption so mailed shall be conclusively presumed to
have been duly given irrespective of whether received by the Holder. This notice may also be
published once in a financial publication, journal, or reporter of general circulation among
securities dealers in the City of New York, New York (including, but not limited to, The Bond
Buyer and The Wall Street Journal), or in the State of Texas (including, but not limited to, The
Texas Bond Reporter).
All notices of redemption shall (i) specify the date of redemption for the Certificates,
(ii) identify the Certificates to be redeemed and, in the case of a portion of the principal amount to
be redeemed, the principal amount thereof to be redeemed, (iii) state the redemption price, (iv)
state that the Certificates, or the portion of the principal amount thereof to be redeemed, shall
become due and payable on the redemption date specified, and the interest thereon, or on the
portion of the principal amount thereof to be redeemed, shall cease to accrue from and after the
redemption date, and (v) specify that payment of the redemption price for the Certificates, or the
principal amount thereof to be redeemed, shall be made at the corporate trust office of the Paying
Agent/Registrar only upon presentation and surrender thereof by the Holder.
If a Certificate is subject by its terms to redemption and has been called for redemption and
notice of redemption thereof has been duly given or waived as herein provided, such Certificate
(or the principal amount thereof to be redeemed) so called for redemption shall become due and
payable, and if money sufficient for the payment of such Certificates (or of the principal amount
thereof to be redeemed) at the then applicable redemption price is held for the purpose of such
payment by the Paying Agent/Registrar, then on the redemption date designated in such notice,
interest on the Certificates(or the principal amount thereof to be redeemed) called for redemption
shall cease to accrue and such Certificates shall not be deemed to be Outstanding in accordance
with the provisions of this Ordinance.
F. Transfer/Exchange of Certificates. Neither the City nor the Paying Agent/Registrar
shall be required (1) to transfer or exchange any Certificate during a period beginning forty-five
(45) days prior to the date fixed for redemption of the Certificates or (2) to transfer or exchange
any Certificate selected for redemption,provided,however, such limitation of transfer shall not be
applicable to an exchange by the Holder of the unredeemed balance of a Certificate which is
subject to redemption in part.
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SECTION 5. Execution - Registration. The Certificates shall be executed on behalf of
the City by its Mayor or Mayor Pro Tern under its seal reproduced or impressed thereon and
attested by its City Secretary or designee.The signature of either of said officers on the Certificates
may be manual or facsimile. Certificates bearing the manual or facsimile signatures of individuals
who were, at the time of the Certificate Date, the proper officers of the City shall bind the City,
notwithstanding that such individuals or either of them shall cease to hold such offices prior to the
delivery of the Certificates to the Purchasers, all as authorized and provided in Chapter 1201, as
amended, Texas Government Code.
No Certificate shall be entitled to any right or benefit under this Ordinance, or be valid or
obligatory for any purpose, unless there appears on such Certificate either a certificate of
registration substantially in the form provided in Section 8C,executed by the Comptroller of Public
Accounts of the State of Texas or his duly authorized agent by manual signature, or a certificate
of registration substantially in the form provided in Section 8D, executed by the Paying
Agent/Registrar by manual signature, and either such certificate upon any Certificate shall be
conclusive evidence, and the only evidence, that such Certificate has been duly certified or
registered and delivered.
SECTION 6. Registration - Transfer - Exchange of Certificates - Predecessor
Certificates. A Security Register relating to the registration,payment,transfer,or exchange of the
Certificates shall at all times be kept and maintained by the City at the corporate trust office of the
Paying Agent/Registrar, and the Paying Agent/Registrar shall obtain, record, and maintain in the
Security Register the name and address of every owner of the Certificates, or if appropriate, the
nominee thereof. Any Certificate may, in accordance with its terms and the terms hereof, be
transferred or exchanged for Certificates of other authorized denominations upon the Security
Register by the Holder, in person or by his duly authorized agent, upon surrender of such
Certificate to the Paying Agent/Registrar for cancellation,accompanied by a written instrument of
transfer or request for exchange duly executed by the Holder or by his duly authorized agent, in
form satisfactory to the Paying Agent/Registrar.
Upon surrender for transfer of any Certificate at the corporate trust office of the Paying
Agent/Registrar,the City shall execute and the Paying Agent/Registrar shall register and deliver,
in the name of the designated transferee or transferees, one or more new Certificates executed on
behalf of, and furnished by, the City of authorized denominations and having the same Stated
Maturity and of a like interest rate and aggregate principal amount as the Certificate or Certificates
surrendered for transfer.
At the option of the Holder, Certificates may be exchanged for other Certificates of
authorized denominations and having the same Stated Maturity, bearing the same rate of interest
and of like aggregate principal amount as the Certificates surrendered for exchange upon surrender
of the Certificates to be exchanged at the corporate trust office of the Paying Agent/Registrar.
Whenever any Certificates are so surrendered for exchange,the City shall execute, and the Paying
Agent/Registrar shall register and deliver new, the Certificates executed on behalf of, and
furnished by,the City to the Holder requesting the exchange.
All Certificates issued upon any transfer or exchange of Certificates shall be delivered at
the corporate trust office of the Paying Agent/Registrar,or be sent by United States registered mail
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to the Holder at his request,risk,and expense, and upon the delivery thereof,the same shall be the
valid and binding obligations of the City, evidencing the same obligation to pay, and entitled to
the same benefits under this Ordinance, as the Certificates surrendered upon such transfer or
exchange.
All transfers or exchanges of Certificates pursuant to this Section shall be made without
expense or service charge to the Holder, except as otherwise herein provided, and except that the
Paying Agent/Registrar shall require payment by the Holder requesting such transfer or exchange
of any tax or other governmental charges required to be paid with respect to such transfer or
exchange.
Certificates canceled by reason of an exchange or transfer pursuant to the provisions hereof
are hereby defined to be Predecessor Certificates, evidencing all or a portion, as the case may be,
of the same debt evidenced by the new Certificate or Certificates registered and delivered in the
exchange or transfer therefor. Additionally, the term Predecessor Certificates shall include any
Certificate registered and delivered pursuant to Section 25 in lieu of a mutilated, lost, destroyed,
or stolen Certificate which shall be deemed to evidence the same obligation as the mutilated, lost,
destroyed, or stolen Certificate.
SECTION 7. Initial Certificate. The Certificates herein authorized shall be issued
initially either(i)as a single fully registered Certificate in the total principal amount of$4,480,000
with principal installments to become due and payable as provided in Section 2 and numbered T-1,
or (ii) as one (1) fully registered Certificate for each year of Stated Maturity in the applicable
principal amount, interest rate,and denomination and to be numbered consecutively from T-1 and
upward (the Initial Certificate) and, in either case, the Initial Certificate shall be registered in the
name of the Purchasers or the designee thereof. The Initial Certificate shall be the Certificates
submitted to the Office of the Attorney General of the State of Texas for approval, certified and
registered by the Office of the Comptroller of Public Accounts of the State of Texas and delivered
to the Purchasers. Any time after the delivery of the Initial Certificate to the Purchasers,the Paying
Agent/Registrar,pursuant to written instructions from the Purchasers or their designee,shall cancel
the Initial Certificate delivered hereunder and exchange therefor definitive Certificates of
authorized denominations, Stated Maturities, principal amounts and bearing applicable interest
rates on the unpaid principal amounts from the Certificate Date, or from the most recent Interest
Payment Date to which interest has been paid or duly provided for, to Stated Maturity, and shall
be lettered "R" and numbered consecutively from one (1) upward for transfer and delivery to the
Holders named at the addresses identified therefor; all pursuant to and in accordance with such
written instructions from the Purchasers, or the designee thereof, and such other information and
documentation as the Paying Agent/Registrar may reasonably require.
SECTION 8. Forms.
A. Forms Generally. The Certificates,the Registration Certificate of the Comptroller
of Public Accounts of the State of Texas, the Registration Certificate of Paying Agent/Registrar,
and the form of Assignment to be printed on each of the Certificates shall be substantially in the
forms set forth in this Section with such appropriate insertions, omissions,substitutions,and other
variations as are permitted or required by this Ordinance and may have such letters, numbers, or
other marks of identification (including insurance legends in the event the Certificates, or any
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Stated Maturities thereof, are insured and identifying numbers and letters of the Committee on
Uniform Securities Identification Procedures of the American Bankers Association) and such
legends and endorsements(including any reproduction of an opinion of Bond Counsel)thereon as
may, consistent herewith, be established by the City or determined by the officers executing the
Certificates as evidenced by their execution thereof.Any portion of the text of any Certificate may
be set forth on the reverse thereof, with an appropriate reference thereto on the face of the
Certificate.
The definitive Certificates shall be printed, lithographed, or engraved, produced by any
combination of these methods, or produced in any other similar manner, all as determined by the
officers executing the Certificates as evidenced by their execution thereof, but the Initial
Certificate submitted to the Attorney General of Texas may be typewritten or photocopied or
otherwise reproduced.
298048701.4 -1 1-
B. Form of Definitive Certificate.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. $
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg,and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025
REGISTERED OWNER:
PRINCIPAL AMOUNT:
The City of Corpus Christi, Texas (the City), a body corporate and municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and San Patricio, State of Texas, for value received,
acknowledges itself indebted to and hereby promises to pay to the order of the Registered Owner
specified above,or the registered assigns thereof, on the Stated Maturity date specified above,the
Principal Amount specified above (or so much thereof as shall not have been paid upon prior
redemption) and to pay interest on the unpaid principal amount hereof from the Closing Date
(anticipated to occur on or about September 16, 2025), or from the most recent Interest Payment
Date(defined below)to which interest has been paid or duly provided for until such principal sum
has become due and payment thereof has been made or duly provided for, to the earlier of
redemption or Stated Maturity, at the per annum rate of interest specified above computed on the
basis of a 360-day year of twelve 30-day months; such interest being payable on March 1 and
September 1 of each year, commencing March 1, 2026(each, an Interest Payment Date).
Principal and premium, if any, of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
298048701.4 -12-
This Certificate is one of the series specified in its title issued in the aggregate principal
amount of$4,480,000 (the Certificates)pursuant to an Ordinance adopted by the governing body
of the City (the Ordinance), for the purpose or purposes of paying contractual obligations of the
City to be incurred for making permanent public improvements and for other public purposes to
the extent of availability of funds, to-wit: (1) constructing, acquiring, purchasing, renovating,
enlarging,and improving City solid waste facilities,including landfill site development and related
road improvements; (2) the purchase of materials, supplies, equipment, machinery, landscaping,
land, and rights-of-way for authorized needs and purposes; and (3)the payment of professional
services related to the design, construction, management and financing of the aforementioned
projects,pursuant to the authority conferred by and in strict conformity with the laws of the State
of Texas, particularly the Certificate of Obligation Act of 1971, as amended, Texas Local
Government Code, Section 271.041 through 271.065, Section 363.135, as amended,Texas Health
and Safety Code, Chapter 1371,as amended, Texas Government Code, and the City's Home Rule
Charter.
As specified in the Ordinance, the Certificates stated to mature on March 1, 2045 are
referred to herein as the "Term Certificates". The Term Certificates are subject to mandatory
sinking fund redemption prior to their stated maturities from money required to be deposited in
the Certificate Fund for such purpose and shall be redeemed in part, by lot or other customary
method, at the principal amount thereof plus accrued interest to the date of redemption in the
following principal amounts on March 1 in each of the years as set forth below:
Term Certificates
Stated to Mature
on March 1,2045
Principal
Year Amount($)
2041 280,000
2042 295,000
2043 315,000
2044 335,000
2045* 350,000
*Payable at Stated Maturity.
The principal amount of a Term Certificate required to be redeemed pursuant to the
operation of such mandatory redemption provisions shall be reduced, at the option of the Issuer,
by the principal amount of any Term Certificates of such Stated Maturity which, at least 50 days
prior to the mandatory redemption date (1) shall have been defeased or acquired by the Issuer and
delivered to the Paying Agent/Registrar for cancellation (2) shall have been purchased and
canceled by the Paying Agent/Registrar at the request of the Issuer with money in the Certificate
Fund, or (3) shall have been redeemed pursuant to the optional redemption provisions set forth
below and not theretofore credited against a mandatory redemption requirement.
298048701.4 -13-
The Certificates stated to mature on and after March 1, 2036 may be redeemed prior to
their Stated Maturities, at the option of the City, on March 1, 2035, or on any date thereafter, in
whole or in part, in principal amounts of$5,000 or any integral multiple thereof(and if within a
Stated Maturity selected at random and by lot by the Paying Agent/Registrar) at the redemption
price of par plus accrued interest to the date of redemption;provided, however,that at least thirty
(30) days prior written notice shall be sent to the Holder of the Certificates to be redeemed by
United States mail, first-class postage prepaid, and subject to the terms and provisions relating
thereto contained in the Ordinance. If this Certificate is subject to redemption prior to Stated
Maturity and is in a denomination in excess of$5,000, portions of the principal sum hereof in
installments of$5,000 or any integral multiple thereof may be redeemed, and, if less than all of
the principal sum hereof is to be redeemed, there shall be issued, without charge therefor, to the
Holder hereof,upon the surrender of this Certificate to the Paying Agent/Registrar at its corporate
trust office, a new Certificate or Certificates of like Stated Maturity and interest rate in any
authorized denominations provided in the Ordinance for the then unredeemed balance of the
principal sum hereof.
If this Certificate (or any portion of the principal sum hereof) shall have been duly called
for redemption and notice of such redemption has been duly given, then upon such redemption
date this Certificate (or the portion of the principal sum hereof to be redeemed) shall become due
and payable, and, if the money for the payment of the redemption price and the interest accrued
on the principal amount to be redeemed to the date of redemption is held for the purpose of such
payment by the Paying Agent/Registrar, interest shall cease to accrue and be payable hereon from
and after the redemption date on the principal amount hereof to be redeemed. If this Certificate is
called for redemption, in whole or in part, the City or the Paying Agent/Registrar shall not be
required to issue,transfer,or exchange this Certificate within forty-five(45)days of the date fixed
for redemption; provided, however, such limitation of transfer shall not be applicable to an
exchange by the Holder of the unredeemed balance hereof in the event of its redemption in part.
The Certificates of this series are payable from the proceeds of an ad valorem tax levied
upon all taxable property within the City,within the limitations prescribed by law, and are further
payable from and secured by a lien on and pledge of the Pledged Revenues(identified and defined
in the Ordinance), being a limited amount of the Net Revenues derived from the operation of the
City's solid waste management system(the System),such lien on and pledge of the limited amount
of Net Revenues being on parity with the lien thereon and pledge thereof securing the repayment
of the currently outstanding Limited Pledge Obligations, but subordinate and inferior to the lien
on and pledge of such Net Revenues securing payment of any outstanding Senior Lien Obligations,
Subordinate Lien Obligations, or Inferior Lien Obligations. In the Ordinance, the City reserves
and retains the right to issue Senior Lien Obligations, Subordinate Lien Obligations, Inferior Lien
Obligations, and Additional Limited Pledge Obligations (all as identified and defined in the
Ordinance), while the Certificates are Outstanding, without limitation as to principal amount but
subject to any terms,conditions or restrictions as may be applicable thereto under law or otherwise.
Reference is hereby made to the Ordinance,a copy of which is on file in the corporate trust
office of the Paying Agent/Registrar, and to all of the provisions of which the Holder by his
acceptance hereof hereby assents, for definitions of terms; the description of and the nature and
extent of the tax levied and the revenues pledged for the payment of the Certificates;the terms and
conditions under which the City may issue Senior Lien Obligations, Subordinate Lien Obligations,
298048701.4 -14-
Inferior Lien Obligations, and Additional Limited Pledge Obligations; the terms and conditions
relating to the transfer or exchange of the Certificates; the conditions upon which the Ordinance
may be amended or supplemented with or without the consent of the Holder;the rights,duties,and
obligations of the City and the Paying Agent/Registrar; the terms and provisions upon which this
Certificate may be redeemed or discharged at or prior to the Stated Maturity thereof, and deemed
to be no longer Outstanding thereunder; and for the other terms and provisions specified in the
Ordinance. Capitalized terms used herein have the same meanings assigned in the Ordinance.
This Certificate, subject to certain limitations contained in the Ordinance, may be
transferred on the Security Register upon presentation and surrender at the corporate trust office
of the Paying Agent/Registrar, duly endorsed by, or accompanied by a written instrument of
transfer in form satisfactory to the Paying Agent/Registrar duly executed by the Holder hereof, or
his duly authorized agent,and thereupon one or more new fully registered Certificates of the same
Stated Maturity, of authorized denominations, bearing the same rate of interest, and of the same
aggregate principal amount will be issued to the designated transferee or transferees.
The City and the Paying Agent/Registrar, and any agent of either, shall treat the Holder
hereof whose name appears on the Security Register (i) on the Record Date as the owner hereof
for purposes of receiving payment of interest hereon,(ii)on the date of surrender of this Certificate
as the owner hereof for purposes of receiving payment of principal hereof at its Stated Maturity or
its redemption, in whole or in part, and (iii) on any other date as the owner hereof for all other
purposes,and neither the City nor the Paying Agent/Registrar,or any such agent of either, shall be
affected by notice to the contrary.In the event of a non-payment of interest on a scheduled payment
date, and for thirty (30) days thereafter, a new record date for such interest payment (a Special
Record Date)will be established by the Paying Agent/Registrar,if and when funds for the payment
of such interest have been received from the City. Notice of the Special Record Date and of the
scheduled payment date of the past due interest(the Special Payment Date-which shall be fifteen
(15) days after the Special Record Date) shall be sent at least five (5) business days prior to the
Special Record Date by United States mail, first-class postage prepaid, to the address of each
Holder appearing on the Security Register at the close of business on the last business day next
preceding the date of mailing of such notice.
It is hereby certified, covenanted, and represented that all acts, conditions, and things
required to be performed, exist, and be done precedent to the issuance of this Certificate in order
to render the same a legal, valid, and binding obligation of the City have been performed, exist,
and have been done, in regular and due time, form, and manner, as required by the laws of the
State of Texas and the Ordinance, and that issuance of the Certificates does not exceed any
constitutional or statutory limitation; and that due provision has been made for the payment of the
principal of,premium if any, and interest on the Certificates by the levy of a tax and collection of
Pledged Revenues as aforestated. In case any provision in this Certificate or any application
thereof shall be deemed invalid, illegal,or unenforceable,the validity, legality,and enforceability
of the remaining provisions and applications shall not in any way be affected or impaired thereby.
The terms and provisions of this Certificate and the Ordinance shall be construed in accordance
with and shall be governed by the laws of the State of Texas.
298048701.4 -15-
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298048701.4 -16-
IN WITNESS WHEREOF, the City has caused this Certificate to be duly executed under
its official seal.
CITY OF CORPUS CHRISTI, TEXAS
By
Mayor
ATTEST:
City Secretary
(CITY SEAL)
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298048701.4 -17-
C. *Form of Registration Certificate of Comptroller of Public Accounts to Appear on
Initial Certificate Only.
REGISTRATION CERTIFICATE OF
COMPTROLLER OF PUBLIC ACCOUNTS
OFFICE OF THE COMPTROLLER OF §
PUBLIC ACCOUNTS §
§ REGISTER NO.
THE STATE OF TEXAS §
I HEREBY CERTIFY that this Certificate has been examined, certified as to validity and
approved by the Attorney General of the State of Texas,and duly registered by the Comptroller of
Public Accounts of the State of Texas.
WITNESS my signature and seal of office this
Comptroller of Public Accounts
of the State of Texas
(SEAL)
*NOTE TO PRINTER: Not to appear on printed Certificates.
D. Form of Registration Certificate of Paying Agent/Registrar to Appear on Definitive
Certificates Only.
REGISTRATION CERTIFICATE OF PAYING AGENT/REGISTRAR
This Certificate has been duly issued under the provisions of the within-mentioned
Ordinance; the Certificate or Certificates of the above-entitled and designated series originally
delivered having been approved by the Attorney General of the State of Texas and registered by
the Comptroller of Public Accounts, as shown by the records of the Paying Agent/Registrar.
Registered this date: BOKF,NA, DALLAS, TEXAS, as Paying
Agent/Registrar
By:
Authorized Signature
*NOTE TO PRINTER: Print on Definitive Certificates.
298048701.4 -18-
E. Form of Assignment.
ASSIGNMENT
FOR VALUE RECEIVED the undersigned hereby sells,assigns,and transfers unto (Print
or typewrite name, address, and zip code of transferee):
(Social Security or other identifying number):
the within Certificate and all rights thereunder, and hereby irrevocably constitutes and appoints
attorney to transfer the within Certificate on the books kept for
registration thereof,with full power of substitution in the premises.
DATED:
NOTICE: The signature on this assignment must correspond
with the name of the registered owner as it appears on the
face of the within Certificate in every particular.
Signature guaranteed:
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298048701.4 -19-
F. The Initial Certificate shall be in the form set forth in paragraph B of this Section,
except that the form of a single fully registered Initial Certificate shall be modified as follows:
(i) immediately under the name of the Certificate(s) the headings "Interest Rate"
and"Stated Maturity" shall both be completed"as shown below";
(ii) first two paragraphs shall read as follows:
REGISTERED PRINCIPAL
REGISTERED AMOUNT
NO. T-1 $
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 As Shown Below As Shown Below
REGISTERED OWNER:
PRINCIPAL AMOUNT:
The City of Corpus Christi, Texas (the City), a body corporate and municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and San Patricio, State of Texas, for value received,
acknowledges itself indebted to and hereby promises to pay to the order of the Registered Owner
named above, or the registered assigns thereof, the Principal Amount specified above stated to
mature on the first day of March in each of the years and in principal amounts and bearing interest
at per annum rates in accordance with the following schedule:
Years of Principal Interest
Stated Maturity Amounts($) Rates (%)
(Information to be inserted
from schedule in Section 2 hereof)
(or so much thereof as shall not have been paid upon prior redemption)and to pay interest on the
unpaid Principal Amounts hereof from the Closing Date (anticipated to be on or about September
16, 2025), or from the most recent Interest Payment Date (defined below) to which interest has
been paid or duly provided for,until the principal amounts have become due and payment thereof
has been made or duly provided for, to the earlier of redemption or Stated Maturity, at the per
annum rates of interest specified above,computed on the basis of a 360-day year of twelve 30-day
months;such interest being payable on March 1 and September 1 of each year,commencing March
1,2026(each, an Interest Payment Date).
298048701.4 -20-
Principal of this Certificate shall be payable to the Registered Owner hereof(the Holder),
upon its presentation and surrender,to Stated Maturity or prior redemption,while Outstanding, at
the corporate trust office of BOKF,NA,Dallas,Texas(the Paying Agent/Registrar).Interest shall
be payable to the Holder of this Certificate whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by, and at the risk and expense of,the Holder hereof.
G. Form of Insurance Legend. If bond insurance is obtained by the City or the
Purchasers for the Certificates, the Definitive Certificates and the Initial Certificate shall bear an
appropriate legend as provided by the insurer to appear under the following header:
[CERTIFICATE INSURANCE]
SECTION 9. Definitions. For all purposes of this Ordinance(as defined below),except
as otherwise expressly provided or unless the context otherwise requires: the terms defined in this
Section have the meanings assigned to them in this Section, and certain terms used in Sections 27
and 44 of this Ordinance have the meanings assigned to them in Sections 27 and 44 of this
Ordinance, and all such terms, include the plural as well as the singular; (ii) all references in this
Ordinance to designated"Sections"and other subdivisions are to the designated Sections and other
subdivisions of this Ordinance as originally adopted; and (iii) the words "herein", "hereof, and
"hereunder" and other words of similar import refer to this Ordinance as a whole and not to any
particular Section or other subdivision.
A. The term Additional Limited Pledge Obligations shall mean (i) any bonds, notes,
warrants,certificates of obligation or other evidences of indebtedness hereafter issued by the City
payable in part from a pledge of and lien on Pledged Revenues of the System which pledge of
revenues is limited as further provided in Section 20 of this Ordinance, and (ii)any obligations
hereafter issued to refund the foregoing as determined by the City Council in accordance with any
applicable law.
B. The term Authorized Representatives shall mean the City Manager of the City, an
Assistant City Manager, the City's Director of Finance and Procurement, and the City Attorney
(any of the foregoing whether serving in a permanent or interim capacity).
C. The term Certificates shall mean the $4,480,000 "CITY OF CORPUS CHRISTI,
TEXAS COMBINATION TAX AND LIMITED PLEDGE REVENUE CERTIFICATES OF
OBLIGATION, TAXABLE SERIES 2025B"authorized by this Ordinance.
D. The term Certificate Fund shall mean the special Fund created and established by
the provisions of Section 10 of this Ordinance.
298048701.4 -21-
E. The term City shall mean the City of Corpus Christi, located in Nueces, Aransas,
Kleberg, and San Patricio Counties,Texas and,where appropriate,the City Council of the City.
F. The term Closing Date shall mean the date of physical delivery of the Initial
Certificate in exchange for the payment of the agreed purchase price for the Certificates.
G. The term Collection Date shall mean,when reference is being made to the levy and
collection of annual ad valorem taxes,the date the annual ad valorem taxes levied each year by the
City become delinquent.
H. The term Debt Service Requirements shall mean, as of any particular date of
computation, with respect to any obligations and with respect to any period, the aggregate of the
amounts to be paid or set aside by the City as of such date or in such period for the payment of the
principal of, premium, if any, and interest (to the extent not capitalized) on such obligations;
assuming, in the case of obligations without a fixed numerical rate, that such obligations bear
interest at the maximum rate permitted by the terms thereof and further assuming in the case of
obligations required to be redeemed or prepaid as to principal prior to Stated Maturity,the principal
amounts thereof will be redeemed prior to Stated Maturity in accordance with the mandatory
redemption provisions applicable thereto.
I. The term Depository shall mean an official depository bank of the City.
J. The term Fiscal Year shall mean the annual financial accounting period for the
System now ending on September 30th of each year; provided, however, the City Council may
change such annual financial accounting period to end on another date if such change is found and
determined to be necessary for accounting purposes or is required by applicable law.
K. The term Government Securities, as used herein, shall mean (i) direct noncallable
obligations of the United States, including obligations that are unconditionally guaranteed by,the
United States of America;(ii)noncallable obligations of an agency or instrumentality of the United
States, including obligations that are unconditionally guaranteed or insured by the agency or
instrumentality and that, on the date the governing body of the issuer adopts or approves the
proceedings authorizing the issuance of refunding bonds, are rated as to investment quality by a
nationally recognized investment rating firm not less than "AAA" or its equivalent; (iii)
noncallable obligations of a state or an agency or a county, municipality, or other political
subdivision of a state that have been refunded and that,on the date the governing body of the issuer
adopts or approves the proceedings authorizing the issuance of refunding bonds, are rated as to
investment quality by a nationally recognized investment rating firm not less than "AAA" or its
equivalent; or(iv)any additional securities and obligations hereafter authorized by the laws of the
State of Texas as eligible for use to accomplish the discharge of obligations such as the Certificates.
L. The term Gross Revenues for any period shall mean all income and revenues
received by the City by virtue of its ownership and operation of the System, including, but not
limited to, its rentals, fees, and other revenues resulting from the ownership of the System,
including rentals received from leasing all or part of the System. However, it is expressly
recognized that any such lease must comply with the requirements of the Code and existing
regulations,published rulings, and court decisions.
298048701.4 -22-
M. The term Holder or Holders shall mean the registered owner, whose name appears
in the Security Register, for any Certificate.
N. The term Inferior Lien Obligations shall mean (i) any bonds, notes, warrants,
certificates of obligation, or any similar obligations currently outstanding or hereafter issued by
the City that are payable, in whole or in part, from and equally and ratably secured by a lien on
and pledge of the Net Revenues of the System, such pledge being subordinate and inferior to the
lien on and pledge of the Net Revenues of the System that may be pledged to the payment of any
Senior Lien Obligations or Subordinate Lien Obligations currently outstanding or hereafter issued
by the City, but prior and superior to the lien on and pledge of the Net Revenues securing the
payment of the currently outstanding Limited Pledge Obligations (including the Certificates and
the Tax-Exempt Certificates), or any Additional Limited Pledge Obligations hereafter issued by
the City,all as further provided in Section 20 of this Ordinance,and(ii)obligations hereafter issued
to refund any of the foregoing that are payable from and equally and ratably secured by a
subordinate and inferior lien on and pledge of the Net Revenues as determined by the City Council
in accordance with any applicable law.
O. The term Interest Payment Date shall mean the date semiannual interest is payable
on the Certificates, being March 1 and September 1 of each year, commencing March 1, 2026,
while any of the Certificates remain Outstanding.
P. The term Limited Pledge Obligations shall mean (i) the outstanding and unpaid
obligations of the City that are payable, in part, from and secured by a pledge of and lien on the
Pledged Revenues of the System and designated as follows:
(1) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2015", dated October 1, 2015, in the
original amount of$10,020,000; and
(2) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2016", dated December 1, 2015, in the original
amount of$2,000,000; and
(3) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2016A", dated July 1, 2016, in the original
amount of$16,430,000; and
(4) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2017", dated May 1, 2017, in the
original amount of$2,500,000; and
(5) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2018A", dated June 1, 2018, in the original
amount of$14,315,000; and
(6) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2018B", dated June 1, 2018, in the
original amount of$7,490,000; and
298048701.4 -23-
(7) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2021A", dated September 1, 2021, in
the original amount of$8,485,000; and
(8) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2021B", dated September 1, 2021, in
the original amount of$8,940,000; and
(9) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2022A", dated July 15, 2022, in the original
amount of$10,205,000; and
(10) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2022B", dated July 15, 2022, in the
original amount of$9,160,000; and
(11) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2023A", dated July 11, 2023, in the original
amount of$5,880,000; and
(12) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2023B", dated July 11, 2023, in the
original amount of$8,560,000; and
(13) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Series 2024A", dated June 12, 2024, in the original
amount of$31,680,000; and
(14) "City of Corpus Christi, Texas Combination Tax and Limited Pledge
Revenue Certificates of Obligation, Taxable Series 2024B", dated June 12, 2024, in the
original amount of$10,555,000; and
Upon issuance,the Certificates and the Tax-Exempt Certificates;
and (ii) obligations hereafter issued to refund any of the foregoing as determined by the City
Council in accordance with any applicable law.
Q. The term Maintenance and Operating Expenses shall mean the expenses of
operation and maintenance, including all salaries, labor, materials, repairs and extensions
necessary to maintain and operate the System; provided, however, that only such repairs and
extensions as in the judgment of the City Council, reasonably and fairly exercised, are necessary
to keep the System in operation and render adequate service to the City and the inhabitants thereof,
or such as might be necessary to meet some physical action or condition which would otherwise
impair the security of any bonds or other obligations payable from and secured,in whole or in part,
by a lien on the Net Revenues derived from the ownership and operation of the System shall be
deducted in determining Net Revenues.
298048701.4 -24-
R. The term Net Revenues for any period shall mean the Gross Revenues of the System
less the Maintenance and Operating Expenses of the System.
S. The term Ordinance shall mean this ordinance as finally passed and adopted by the
City Council of the City.
T. The term Outstanding when used in this Ordinance with respect to Certificates shall
mean, as of the date of determination, all Certificates issued and delivered under this Ordinance,
except:
(1) those Certificates canceled by the Paying Agent/Registrar or delivered to
the Paying Agent/Registrar for cancellation;
(2) those Certificates for which payment has been duly provided by the City in
accordance with the provisions of Section 29 of this Ordinance; and
(3) those Certificates that have been mutilated, destroyed, lost, or stolen and
replacement Certificates have been registered and delivered in lieu thereof as provided in
Section 25 of this Ordinance.
U. The term Pledged Revenues shall mean,while the Certificates remain Outstanding,
an amount of Net Revenues not in excess of$1,000. The Pledged Revenues shall be deposited,
allocated, and expended in accordance with Section 10 of this Ordinance.
V. The term Pledged Revenue Amount shall mean the total amount, not to exceed
$1,000 while the Certificates are Outstanding, of Net Revenues that may be transferred in whole
or in part by the City in any given Fiscal Year(however,any amounts transferred prior to the final
maturity date of the Certificates may not exceed the total amount of $1,000) to the Certificate
Fund.
W. The term Pricing Officer shall mean either of the City Manager,the Chief Financial
Officer, or the Director of Finance and Procurement of the City (which shall include any person
serving in the foregoing capacity on an interim or non-permanent basis).
X. The term Purchasers shall mean the initial purchaser or purchasers of the
Certificates named in Section 26 of this Ordinance.
Y. The term Senior Lien Obligations shall mean (i) any bonds, notes, warrants,
certificates of obligation or any similar obligations currently outstanding or hereafter issued by the
City that are payable wholly or in part from and equally and ratably secured by a prior and first
lien on and pledge of the Net Revenues of the System,all as further provided in Section 20 of this
Ordinance, and (ii)any obligations hereafter issued to refund the foregoing if issued in a manner
so as to be payable from and equally and ratably secured by a prior and first lien on and pledge of
the Net Revenues of the System as determined by the City Council in accordance with any
applicable law.
Z. The term Subordinate Lien Obligations shall mean (i) any bonds, notes, warrants,
certificates of obligation, or any similar obligations currently outstanding or hereafter issued by
298048701.4 -25-
the City that are payable, in whole or in part, from and equally and ratably secured by a lien on
and pledge of the Net Revenues of the System, such pledge being subordinate and inferior to the
lien on and pledge of the Net Revenues of the System that may be pledged to the payment of any
Senior Lien Obligations currently outstanding or hereafter issued by the City, but prior and
superior to the lien on and pledge of the Net Revenues securing the payment of any Inferior Lien
Obligations hereafter issued by the City and the currently outstanding Limited Pledge Obligations
(including the Certificates), or any Additional Limited Pledge Obligations hereafter issued by the
City, all as further provided in Section 20 of this Ordinance, and (ii) obligations hereafter issued
to refund any of the foregoing that are payable from and equally and ratably secured by a
subordinate and inferior lien on and pledge of the Net Revenues as determined by the City Council
in accordance with any applicable law.
AA. The term Stated Maturity shall mean the annual principal payments of the
Certificates payable on March 1 of each year the Certificates are Outstanding as set forth in Section
2 of this Ordinance.
BB. The term Subordinate Lien Obligations shall mean (i) any bonds, notes, warrants,
certificates of obligation, or any similar obligations hereafter issued by the City that are payable,
in whole or in part, from and equally and ratably secured by a lien on and pledge of the Net
Revenues of the System, such pledge being subordinate and inferior to the lien on and pledge of
the Net Revenues of the System that may be pledged to the payment of any Prior Lien Obligations
or Junior Lien Obligations hereafter issued by the City, but prior and superior to the lien on and
pledge of the Net Revenues securing the payment of the currently outstanding Limited Pledge
Obligations (including the Certificates), or any Additional Limited Pledge Obligations hereafter
issued by the City, all as further provided in Section 20 of this Ordinance, and (ii) obligations
hereafter issued to refund any of the foregoing that are payable from and equally and ratably
secured by a subordinate and inferior lien on and pledge of the Net Revenues as determined by the
City Council in accordance with any applicable law.
CC. The term System shall mean a plant,composting process plant, incinerator, sanitary
landfill, transfer station, or other works and equipment that is acquired, installed, or operated to
collect, handle, store, process, recover material or energy from, or dispose of solid waste, and
includes sites for those works and equipment.
DD. The term Tax-Exempt Certificates shall mean the "City of Corpus Christi, Texas
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2024A",
authorized and issued pursuant to an ordinance adopted concurrently herewith.
SECTION 10. Certificate Fund- Investments. For the purpose of paying the interest on
and to provide a sinking fund for the payment,redemption,and retirement of the Certificates,there
shall be and is hereby created a special fund to be designated "COMBINATION TAX AND
LIMITED PLEDGE REVENUE CERTIFICATES OF OBLIGATION, TAXABLE SERIES
2025B INTEREST AND SINKING FUND" (the Certificate Fund), which fund shall be kept and
maintained at the Depository,and money deposited in such fund shall be used for no other purpose.
Authorized Representatives of the City are hereby authorized and directed to make withdrawals
from the Certificate Fund sufficient to pay the purchase price or the amount of principal of,
premium, if any, and interest on the Certificates as the same become due and payable, or the
298048701.4 -26-
purchase price thereof,and shall cause to be transferred to the Paying Agent/Registrar from money
on deposit in the Certificate Fund an amount sufficient to pay the amount of principal and/or
interest stated to mature on the Certificates, such transfer of funds to the Paying Agent/Registrar
to be made in such manner as will cause immediately available funds to be deposited with the
Paying Agent/Registrar on or before the business day next preceding each interest and principal
payment date for the Certificates.
The City,at its sole discretion,may deposit the Pledged Revenue Amount to the Certificate
Fund. The Pledged Revenue Amount, if deposited, shall be expended annually to pay principal of
and interest on the Certificates as the same become due and payable. This Pledged Revenue
Amount shall be accounted for and transferred to the Paying Agent/Registrar in accordance with
the provisions of the previous paragraph of this Section.
Pending the transfer of funds to the Paying Agent/Registrar, money deposited in any fund
created and established by this Ordinance may,at the option of the City,be placed in time deposits,
certificates of deposit, guaranteed investment contracts, or similar contractual agreements, as
permitted by the provisions of the Public Funds Investment Act,as amended,Chapter 2256,Texas
Government Code, secured (to the extent not insured by the Federal Deposit Insurance
Corporation)by obligations of the type hereinafter described, or be invested,as authorized by any
law, including investments held in book-entry form, in securities, including, but not limited to,
direct obligations of the United States of America,obligations guaranteed or insured by the United
States of America, which, in the opinion of the Attorney General of the United States, are backed
by its full faith and credit or represent its general obligations,or invested in indirect obligations of
the United States of America, including, but not limited to, evidences of indebtedness issued,
insured or guaranteed by such governmental agencies as the Federal Land Banks, Federal
Intermediate Credit Banks, Banks for Cooperatives, Federal Home Loan Banks, Government
National Mortgage Association, Farmers Home Administration, Federal Home Loan Mortgage
Association, Small Business Administration, or Federal Housing Association; provided that all
such deposits and investments shall be made in such a manner that the money required to be
expended from such fund will be available at the proper time or times. All interest and income
derived from deposits and investments in any fund established pursuant to the provisions of this
Ordinance shall be credited to,and any losses debited to, such fund.All such investments shall be
sold promptly when necessary to prevent any default in connection with the Certificates.
SECTION 11. Tax Levy. To provide for the payment of the Debt Service Requirements
on the Certificates being (i) the interest on the Certificates and (ii) a sinking fund for their
redemption at Stated Maturity or a sinking fund of 2% (whichever amount shall be the greater),
there shall be and there is hereby levied for the current year and each succeeding year thereafter
while the Certificates or any interest thereon shall remain Outstanding, a sufficient tax, within the
limitations prescribed by law, on each one hundred dollars valuation of taxable property in the
City, adequate to pay such Debt Service Requirements, full allowance being made for
delinquencies and costs of collection;said tax shall be assessed and collected each year and applied
to the payment of the Debt Service Requirements, and the same shall not be diverted to any other
purpose. The taxes so levied and collected shall be paid into the Certificate Fund and are thereafter
pledged to the payment of the Certificates.The City Council hereby declares its purpose and intent
to provide and levy a tax legally and fully sufficient to pay such Debt Service Requirements, it
having been determined that the existing and available taxing authority of the City for such purpose
298048701.4 -27-
is adequate to permit a legally sufficient tax in consideration of all other outstanding indebtedness
and obligations of the City.
The amount of taxes to be provided annually for the payment of the principal of and interest
on the Certificates shall be determined and accomplished in the following manner:
A. Prior to the date the City Council establishes the annual tax rate and passes an
ordinance levying ad valorem taxes each year,the City Council shall determine:
(1) the amount of Debt Service Requirements to become due and payable on
the Certificates between the Collection Date for the taxes then to be levied and the
Collection Date for the taxes to be levied during the next succeeding calendar year;
(2) the amount on deposit in the Certificate Fund after(a) deducting therefrom
the total amount of Debt Service Requirements to become due on Certificates prior to the
Collection Date for the ad valorem taxes to be levied and(b)adding thereto the amount of
the Pledged Revenues, if any, or any other lawfully available funds to be appropriated and
allocated during such year to pay such Debt Service Requirements, if any, prior to the
Collection Date for the ad valorem taxes to be levied; and
(3) the amount of Pledged Revenues, if any, or any other lawfully available
funds appropriated and set aside for the payment of the Debt Service Requirements on the
Certificates between the Collection Date for the taxes then to be levied and the Collection
Date for the taxes to be levied during the next succeeding Fiscal Year.
B. The amount of taxes to be levied annually each year to pay the Debt Service
Requirements on the Certificates shall be the amount established in paragraph (1) above less the
sum total of the amounts established in paragraphs (2) and (3), after taking into consideration
delinquencies and costs of collecting such annual taxes.
SECTION 12. Pledge of Pledged Revenues. The City hereby covenants and agrees that,
subject to (i) any prior lien on and pledge of the Net Revenues of the System to the payment and
security of any Senior Lien Obligations, Subordinate Lien Obligations, or Inferior Lien
Obligations currently outstanding or hereafter issued by the City and(ii)the lien on and pledge of
the Pledged Revenues(or such other limited amount of excess Net Revenues of the System)to the
payment and security of the currently outstanding Limited Pledge Obligations, the Pledged
Revenues are hereby irrevocably pledged to the payment of the principal of and interest on the
Certificates and the pledge of Pledged Revenues herein made for the payment of the Certificates
shall constitute a lien on the Pledged Revenues in accordance with the terms and provisions hereof
and be valid and binding without any physical delivery thereof or further act by the City.
SECTION 13. Revenue Fund. The City hereby covenants and agrees that all Gross
Revenues derived from the operation of the System shall be kept separate and apart from all other
funds, accounts and money of the City and shall be deposited as collected into the "CITY OF
CORPUS CHRISTI, TEXAS SOLID WASTE MANAGEMENT SYSTEM REVENUE FUND"
(the Revenue Fund). All money deposited in the Revenue Fund shall be pledged and appropriated
to the extent required for the following purposes and in the order of priority shown:
298048701.4 -28-
• First: to the payment of the reasonable and proper Maintenance and Operating
Expenses of the System required by statute or ordinances authorizing the issuance
of any indebtedness of the City to be a first charge on and claim against the Gross
Revenues of the System;
• Second: To the payment of the amounts that must be deposited in the special funds
and accounts created and established for the payment, security, and benefit of any
Senior Lien Obligations currently outstanding or hereafter issued by the City in
accordance with the terms and provisions of any ordinances authorizing their
issuance;
• Third: To the payment of the amounts that must be deposited in the special funds
and accounts created and established for the payment, security, and benefit of any
Subordinate Lien Obligations currently outstanding or hereafter issued by the City
in accordance with the terms and provisions of any ordinances authorizing their
issuance;
• Fourth: To the payment of the amounts that must be deposited in the special funds
and accounts created and established for the payment, security, and benefit of any
Inferior Lien Obligations currently outstanding or hereafter issued by the City in
accordance with the terms and provisions of any ordinances authorizing their
issuance; and
• Fifth: To the payment of the amounts that may be deposited in the special funds
and accounts established for the payment of the currently outstanding Limited
Pledge Obligations,including the Certificates and the Tax-Exempt Certificates,and
any Additional Limited Pledge Obligations hereafter issued by the City in
accordance with the terms and provisions of any ordinances authorizing their
issuance.
Any Net Revenues remaining in the System Fund after satisfying the foregoing payments,
or making adequate and sufficient provision for the payment,security and benefit thereof,may be
appropriated and used for any other City purpose now or hereafter permitted by law.
SECTION 14. Deposits to Certificate Fund — Surplus Certificate Proceeds. The City
hereby covenants and agrees to cause to be deposited in the Certificate Fund prior to a principal
and Interest Payment Date for the Certificates, from the Pledged Revenues in the System Fund,
after the deduction of all payments required to be made to the special funds or accounts created
for the payment, security, and benefit of the (i) any Senior Lien Obligations, Subordinate Lien
Obligations,or Inferior Lien Obligations currently outstanding or hereafter issued by the City and
(ii) the currently outstanding Limited Pledge Obligations and any Additional Limited Pledge
Obligations hereafter issued by the City,any amounts budgeted to be paid therefrom in such Fiscal
Year.
Accrued interest, if any,received from the Purchasers of the Certificates shall be deposited
to the Certificate Fund and ad valorem taxes levied and collected for the benefit of the Certificates
shall be deposited to the Certificate Fund. In addition,any surplus proceeds,including investment
298048701.4 -29-
income therefrom, from the sale of the Certificates not expended for authorized purposes shall be
deposited in the Certificate Fund, and such amounts so deposited shall reduce the sums otherwise
required to be deposited in said fund from ad valorem taxes.
SECTION 15. Security of Funds. All money on deposit in the funds for which this
Ordinance makes provision(except any portion thereof as may be at any time properly invested as
provided herein) shall be secured in the manner and to the fullest extent required by the laws of
the State of Texas for the security of public funds, and money on deposit in such funds shall be
used only for the purposes permitted by this Ordinance.
SECTION 16. Maintenance of System - Insurance. The City covenants and agrees that
while the Certificates remain Outstanding it will maintain and operate the System with all possible
efficiency and maintain casualty and other insurance(including a system of self-insurance)on the
properties of the System and its operations of a kind and in such amounts customarily carried by
municipal corporations in the State of Texas engaged in a similar type of business and that it will
faithfully and punctually perform all duties with reference to the System required by the laws of
the State of Texas. All money received from losses under such insurance policies, other than
public liability policies, are held for the benefit of the holders of the Certificates until and unless
the proceeds are paid out in making good the loss or damage in respect of which such proceeds are
received, either by replacing the property destroyed or repairing the property damaged, and
adequate provision for making good such loss or damage must be made within ninety (90) days
after the date of loss. The payment of premiums for all insurance policies required under the
provisions hereof shall be considered Maintenance and Operating Expenses. Nothing in this
Ordinance shall be construed as requiring the City to expend any funds which are derived from
sources other than the operation of the System but nothing herein shall be construed as preventing
the City from doing so.
SECTION 17. Rates and Charges. The City hereby covenants and agrees with the
Holders of the Certificates that rates and charges for solid waste collection services afforded by
the System will be established and maintained to provide Gross Revenues sufficient at all times:
A. to pay,together with any other lawfully available funds,all operating,maintenance,
depreciation, replacement, betterment, and other costs incurred in the maintenance and operation
of the System, including, but not limited to,Maintenance and Operating Expenses;
B. to produce Net Revenues sufficient, together with any other lawfully available
funds,to pay(i)the interest on and principal of any Senior Lien Obligations currently outstanding
or hereafter issued by the City as the same becomes due and payable and the amounts required to
be deposited in any special fund created and established for the payment, security, and benefit
thereof;(ii)the interest on and principal of any Subordinate Lien Obligations currently outstanding
hereafter issued by the City as the same becomes due and payable and the amounts required to be
deposited in any special fund created and established for the payment,security,and benefit thereof;
(iii)the interest on and principal of any Inferior Lien Obligations currently outstanding or hereafter
issued by the City as the same becomes due and payable and the amounts required to be deposited
in any special fund created and established for the payment, security, and benefit thereof; and(iv)
the amounts that may be deposited in the special funds established for the payment of the Limited
Pledge Obligations or any Additional Limited Pledge Obligations hereafter issued by the City;and
298048701.4 -30-
C. to pay other legally incurred indebtedness payable from the Net Revenues of the
System and/or secured by a lien on the System or the Net Revenues thereof.
SECTION 18. Records and Accounts - Annual Audit. The City further covenants and
agrees that so long as any of the Certificates remain Outstanding it will keep and maintain separate
and complete records and accounts pertaining to the operations of the System in which complete
and correct entries shall be made of all transactions relating thereto, as provided by Chapter 363,
as amended, Texas Health and Safety Code, or other applicable law. The Holders of the
Certificates or any duly authorized agent or agents of the Holders shall have the right to inspect
the System and all properties comprising the same. The City further agrees that, following the
close of each Fiscal Year, it will cause an audit of such books and accounts to be made by an
independent firm of certified public accountants. Expenses incurred in making the annual audit of
the operations of the System are to be regarded as Maintenance and Operating Expenses.
SECTION 19. Remedies in Event of Default. In addition to all the rights and remedies
provided by the laws of the State of Texas, the City covenants and agrees particularly that in the
event the City (a) defaults in the payments to be made to the Certificate Fund, or (b) defaults in
the observance or performance of any other of the covenants, conditions, or obligations set forth
in this Ordinance,the Holders of any of the Certificates shall be entitled to seek a writ of mandamus
issued by a court of proper jurisdiction compelling and requiring the governing body of the City
and other officers of the City to observe and perform any covenant, condition, or obligation
prescribed in this Ordinance.
No delay or omission to exercise any right or power accruing upon any default shall impair
any such right or power or shall be construed to be a waiver of any such default or acquiescence
therein, and every such right and power may be exercised from time to time and as often as may
be deemed expedient. The specific remedies herein provided shall be cumulative of all other
existing remedies and the specification of such remedies shall not be deemed to be exclusive.
SECTION 20. Issuance of Senior Lien Obligations - Subordinate Lien Obligations —
Inferior Lien Obligations — Additional Limited Pledge Obligations. The City hereby expressly
reserves the right to hereafter issue bonds, notes, warrants, certificates of obligation, or similar
obligations, payable, wholly or in part, as appropriate, from and secured by a pledge of and lien
on the Net Revenues of the System with the following priorities,without limitation as to principal
amount, but subject to any terms, conditions, or restrictions applicable thereto under existing
ordinances, laws, or otherwise:
A. Senior Lien Obligations payable from and equally and ratably secured by a first and
prior lien on and pledge of the Net Revenues of the System;
B. Subordinate Lien Obligations payable from and equally and ratably secured by a
lien on and pledge of the Net Revenues that is subordinate and inferior to the lien on and pledge
thereof securing the payment of any Senior Lien Obligations hereafter issued by the City,but prior
and superior to the lien on and pledge of the Net Revenues securing the payment of the Certificates
and any Inferior Lien Obligations or Additional Limited Pledge Obligations hereafter issued by
the City; and
298048701.4 -31-
C. Inferior Lien Obligations payable from and equally and ratably secured by a lien
on and pledge of the Net Revenues that is subordinate and inferior to the lien on and pledge thereof
securing the payment of any Senior Lien Obligations or Subordinate Lien Obligations hereafter
issued by the City, but prior and superior to the lien on and pledge of the Net Revenues securing,
in part,the payment of the currently outstanding Limited Pledge Obligations,the Certificates, the
Taxable Certificates,and any Additional Limited Pledge Obligations hereafter issued by the City;
and
D. Additional Limited Pledge Obligations secured by a lien on and pledge of a limited
amount of the Net Revenues in accordance with the provisions of the following paragraph.
Senior Lien Obligations, Subordinate Lien Obligations, and Inferior Lien Obligations, if
issued, may be payable, in whole or in part, from Net Revenues (without impairment of the
obligation of contract with the holders of the currently outstanding Limited Pledge Obligations
and the Certificates) upon such terms and conditions as the City Council may determine.
Additional Limited Pledge Obligations, if issued and payable, in whole or in part, from Pledged
Revenues (defined in the same or similar terms as provided in Section 9 of this Ordinance or in
the ordinances authorizing the issuance of the currently outstanding Limited Pledge Obligations),
shall not in any event be construed to be payable from the Pledged Revenues authorized by this
Ordinance or in the ordinances authorizing the issuance of the currently outstanding Limited
Pledge Obligations to be budgeted and appropriated for the payment of the Certificates or in the
ordinances authorizing the issuance of the currently outstanding Limited Pledge Obligations.
However, the lien on and pledge of the limited amount of Net Revenues securing, in part, the
payment of the Certificates, the Limited Pledge Obligations and any Additional Limited Pledge
Obligations shall be subordinate and inferior to the pledge of and lien on the Net Revenues securing
the payment of any Senior Lien Obligations, Subordinate Lien Obligations, and Inferior Lien
Obligations hereafter issued by the City.
SECTION 21. Special Covenants. The City hereby further covenants that:
A. it has the lawful power to pledge the Pledged Revenues supporting the Certificates
and has lawfully exercised said powers under the laws of the State of Texas, including power
existing under Chapter 363, as amended, Texas Health and Safety Code, and the Certificate of
Obligation Act of 1971, as amended, Texas Local Government Code, Section 271.041 through
Section 271.064, and the City's Home Rule Charter; and
B. other than for the payment of the currently outstanding Senior Lien Obligations,
Subordinate Lien Obligations, and the Limited Pledge Obligations, the Net Revenues of the
System have not in any manner been pledged to the payment of any debt or obligation of the City
or of the System.
SECTION 22. Application of the Covenants and Agreements of the Senior Lien
Obligations, Subordinate Lien Obligations, or Inferior Lien Obligations. It is the intention of the
City Council and accordingly hereby recognized and stipulated that the provisions, agreements,
and covenants contained herein bearing upon the management and operations of the System, and
the administration and application of Gross Revenues derived from the operation thereof, shall to
the extent possible be harmonized with like provisions, agreements, and covenants contained in
298048701.4 -32-
the ordinances authorizing the issuance of any Senior Lien Obligations, Subordinate Lien
Obligations,or Inferior Lien Obligations currently outstanding or hereafter issued by the City,and
to the extent of any irreconcilable conflict between the provisions contained herein and in the
ordinances authorizing the issuance of any Senior Lien Obligations,Subordinate Lien Obligations,
or Inferior Lien Obligations hereafter issued,the provisions, agreements and covenants contained
therein shall prevail to the extent of such conflict and be applicable to this Ordinance, especially
the priority of rights and benefits conferred thereby to the holders of any Senior Lien Obligations,
Subordinate Lien Obligations, or Inferior Lien Obligations hereafter issued. It is expressly
recognized that prior to the issuance of any Senior Lien Obligations,Subordinate Lien Obligations,
or Inferior Lien Obligations,the City must comply with each of the conditions precedent contained
in the ordinances authorizing the issuance of the currently outstanding Limited Pledge Obligations
and the Certificates,as appropriate.
SECTION 23. Notices to Holders-Waiver. Wherever this Ordinance provides for notice
to Holders of any event, such notice shall be sufficiently given (unless otherwise herein expressly
provided) if in writing and sent by United States mail, first-class postage prepaid, to the address
of each Holder appearing in the Security Register at the close of business on the business day next
preceding the mailing of such notice.
In any case where notice to Holders is given by mail,neither the failure to mail such notice
to any particular Holders, nor any defect in any notice so mailed, shall affect the sufficiency of
such notice with respect to all other Holders. Where this Ordinance provides for notice in any
manner, such notice may be waived in writing by the Holder entitled to receive such notice,either
before or after the event with respect to which such notice is given, and such waiver shall be the
equivalent of such notice. Waivers of notice by Holders shall be filed with the Paying
Agent/Registrar, but such filing shall not be a condition precedent to the validity of any action
taken in reliance upon such waiver.
SECTION 24. Cancellation. All Certificates surrendered for payment, redemption,
transfer,exchange,or replacement,if surrendered to the Paying Agent/Registrar,shall be promptly
canceled by it and,if surrendered to the City,shall be delivered to the Paying Agent/Registrar and,
if not already canceled, shall be promptly canceled by the Paying Agent/Registrar. The City may
at any time deliver to the Paying Agent/Registrar for cancellation any Certificates previously
certified or registered and delivered which the City may have acquired in any manner whatsoever,
and all Certificates so delivered shall be promptly canceled by the Paying Agent/Registrar. All
canceled Certificates held by the Paying Agent/Registrar shall be destroyed as directed by the City.
SECTION 25. Mutilated, Destroyed, Lost, and Stolen Certificates. If(1) any mutilated
Certificate is surrendered to the Paying Agent/Registrar, or the City and the Paying
Agent/Registrar receive evidence to their satisfaction of the destruction, loss, or theft of any
Certificate, and (2) there is delivered to the City and the Paying Agent/Registrar such security or
indemnity as may be required to save each of them harmless,then, in the absence of notice to the
City or the Paying Agent/Registrar that such Certificate has been acquired by a bona fide
purchaser, the City shall execute and, upon its request, the Paying Agent/Registrar shall register
and deliver, in exchange for or in lieu of any such mutilated,destroyed, lost, or stolen Certificate,
a new Certificate of the same Stated Maturity and interest rate and of like tenor and principal
amount, bearing a number not contemporaneously Outstanding.
298048701.4 -33-
In case any such mutilated, destroyed, lost, or stolen Certificate has become or is about to
become due and payable, the City in its discretion may, instead of issuing a new Certificate, pay
such Certificate.
Upon the issuance of any new Certificate or payment in lieu thereof, under this Section,
the City may require payment by the Holder of a sum sufficient to cover any tax or other
governmental charge imposed in relation thereto and any other expenses and charges (including
attorney's fees and the fees and expenses of the Paying Agent/Registrar) connected therewith.
Every new Certificate issued pursuant to this Section in lieu of any mutilated, destroyed,
lost,or stolen Certificate shall constitute a replacement of the prior obligation of the City,whether
or not the mutilated, destroyed, lost, or stolen Certificate shall be at any time enforceable by
anyone,and shall be entitled to all the benefits of this Ordinance equally and ratably with all other
Outstanding Certificates.
The provisions of this Section are exclusive and shall preclude (to the extent lawful) all
other rights and remedies with respect to the replacement and payment of mutilated, destroyed,
lost, or stolen Certificates.
SECTION 26. Sale of the Certificates — Official Statement Approval — Approval of
Purchase Contract - Use of Certificate Proceeds. The Certificates authorized by this Ordinance
are hereby sold by the City to Piper Sandler & Co., San Antonio, Texas, as the authorized
representative of a group of underwriters at a negotiated sale(the Purchasers,having all the rights,
benefits, and obligations of a Holder) in accordance with the provisions of a Purchase Contract,
dated August 18, 2025 (the Purchase Contract), attached hereto as Exhibit B and incorporated
herein by reference as a part of this Ordinance for all purposes. The Initial Certificate shall be
registered in the name of the Piper Sandler & Co. The pricing and terms of the sale of the
Certificates are hereby found and determined to be the most advantageous reasonably obtainable
by the City. Any Pricing Officer is hereby authorized and directed to execute the Purchase
Contract for and on behalf of the City and as the act and deed of the City Council,and in regard to
the approval and execution of the Purchase Contract, the City Council hereby finds, determines
and declares that the representations, warranties, and agreements of the City contained in the
Purchase Contract are true and correct in all material respects and shall be honored and performed
by the City. Delivery of the Certificates to the Purchasers shall occur as soon as practicable after
the adoption of this Ordinance,upon payment therefor in accordance with the terms of the Purchase
Contract.
Furthermore, the City hereby ratifies, confirms, and approves in all respects (i)the City's
prior determination that the Preliminary Official Statement was, as of its date, "deemed final" in
accordance with the Rule (hereinafter defined) and(ii)the use and distribution of the Preliminary
Official Statement by the Purchasers in connection with the public offering and sale of the
Certificates. The final Official Statement,being a modification and amendment of the Preliminary
Official Statement to reflect the terms of sale (together with such changes approved by an
Authorized Representative), shall be and is hereby in all respects approved and the Purchasers are
hereby authorized to use and distribute the final Official Statement, dated August 18, 2025, in the
reoffering,sale and delivery of the Certificates to the public. The Mayor and/or City Secretary are
further authorized and directed to manually execute and deliver for and on behalf of the City copies
298048701.4 -34-
of the Official Statement in final form as may be required by the Purchasers,and such final Official
Statement in the form and content manually executed by said officials shall be deemed to be
approved by the City Council and constitute the Official Statement authorized for distribution and
use by the Purchasers. The proper officials of the City are hereby authorized to execute and deliver
a certificate pertaining to such Official Statement as prescribed therein, dated as of the date of
payment for and delivery of the Certificates.
Proceeds from the sale of the Certificates shall be applied as follows:
(1) Accrued interest, if any, shall be deposited into the Certificate Fund.
(2) The City received a net reoffering premium from the sale of the Certificates
of $84,292.10, which is hereby allocated by the City in the following manner: (1)
$26,259.69 to pay the Purchasers' compensation, (2) $56,595.00 to pay the costs of
issuance, and(3) $1,437.41 as the rounding amount.
(3) The amount of $4,480,000.00 (being the principal amount of the
Certificates), derived from the sale of the Certificates, after making the deposits to the
Certificate Fund as described in (1) above, shall be used to pay costs of issuance or
deposited into the special construction account or accounts created for the projects to be
constructed with the proceeds of the Certificates. This special construction account shall
be established and maintained at the Depository and shall be invested in accordance with
the provisions of Section 10 of this Ordinance. The governing body of the City hereby
appropriates from this special construction account funds necessary to undertake these
capital projects for which the Certificates are issued (being those projects described in
Section 1 hereof). Interest earned on the proceeds of the Certificates pending completion
of construction of the projects financed with such proceeds shall be accounted for,
maintained, deposited, and expended as permitted by the provisions of Chapter 1201, as
amended,Texas Government Code,or as required by any other applicable law. Thereafter,
such amounts shall be expended in accordance with Section 14 of this Ordinance.
SECTION 27. Taxable Obligations. The Certificates are not"state or local bonds" within
the meaning of section 103(a)and(c)of the Internal Revenue Code of 1986,as amended;therefore,
the interest on the Certificates is not excludable from the gross income of the holders thereof for
federal income tax purposes.
SECTION 28. Control and Custody of Certificates. The Mayor of the City shall be and
is hereby authorized to take and have charge of all necessary orders and records pending
investigation by the Attorney General of the State of Texas and shall take and have charge and
control of the Certificates pending their approval by the Attorney General,the registration thereof
by the Comptroller of Public Accounts and the delivery of the Certificates to the Purchasers.
Furthermore, each Authorized Representative is hereby authorized and directed to furnish
and execute such documents relating to the City and its financial affairs as may be necessary for
the issuance of the Certificates, the approval of the Attorney General of the State of Texas and
their registration by the Comptroller of Public Accounts of the State of Texas and, together with
the City's financial advisor, bond counsel, and the Paying Agent/Registrar, make the necessary
298048701.4 -35-
arrangements for the delivery of the Initial Certificate to the Purchasers and the initial exchange
thereof for definitive Certificates.
SECTION 29. Satisfaction of Obligation of City. If the City shall pay or cause to be
paid,or there shall otherwise be paid to the Holders,the principal of,premium, if any, and interest
on the Certificates, at the times and in the manner stipulated in this Ordinance,then the pledge of
taxes levied and the lien on and pledge of the Pledged Revenues under this Ordinance and all
covenants, agreements, and other obligations of the City to the Holders shall thereupon cease,
terminate, and be discharged and satisfied.
Certificates, or any principal amount(s)thereof, shall be deemed to have been paid within
the meaning and with the effect expressed above in this Section when(i)money sufficient to pay
in full such Certificates or the principal amount(s)thereof at Stated Maturity or to the redemption
date therefor,together with all interest due thereon,shall have been irrevocably deposited with and
held in trust by the Paying Agent/Registrar,or an authorized escrow agent,and/or(ii) Government
Securities shall have been irrevocably deposited in trust with the Paying Agent/Registrar, or an
authorized escrow agent, which Government Securities that mature as to principal and interest in
such amounts and at such times as will insure the availability,without reinvestment, of sufficient
money,together with any money deposited therewith, if any,to pay when due the principal of and
interest on such Certificates,or the principal amount(s)thereof,on and prior to the Stated Maturity
thereof or(if notice of redemption has been duly given or waived or if irrevocable arrangements
therefor acceptable to the Paying Agent/Registrar have been made) the redemption date thereof.
In the event of a defeasance of the Certificates,the City shall deliver a certificate from its financial
advisor, the Paying Agent/Registrar, an independent accounting firm, or another qualified third
party concerning the deposit of cash and/or Government Securities to pay,when due,the principal
of, redemption premium (if any), and interest due on any defeased Certificates. As and to the
extent applicable, if at all, the City covenants that no deposit of money or Government Securities
will be made under this Section and no use made of any such deposit which would cause the
Certificates to be treated as arbitrage bonds within the meaning of section 148 of the Code (as
defined in Section 27 hereof).
Any money so deposited with the Paying Agent/Registrar, and all income from
Government Securities held in trust by the Paying Agent/Registrar,or an authorized escrow agent,
pursuant to this Section which is not required for the payment of the Certificates, or any principal
amount(s) thereof, or interest thereon with respect to which such money has been so deposited
shall be remitted to the City or deposited as directed by the City. Furthermore,any money held by
the Paying Agent/Registrar for the payment of the principal of and interest on the Certificates and
remaining unclaimed for a period of three (3)years after the Stated Maturity of the Certificates,or
applicable redemption date, such money was deposited and is held in trust to pay shall upon the
request of the City be remitted to the City against a written receipt therefor, subject to the
unclaimed property laws of the State of Texas.
Notwithstanding any other provision of this Ordinance to the contrary,it is hereby provided
that any determination not to redeem defeased Certificates that is made in conjunction with the
payment arrangements specified in subsection (i) or (ii) above shall not be irrevocable, provided
that: (1) in the proceedings providing for such defeasance,the City expressly reserves the right to
call the defeased Certificates for redemption; (2)gives notice of the reservation of that right to the
298048701.4 -36-
owners of the defeased Certificates immediately following the defeasance; (3)directs that notice
of the reservation be included in any redemption notices that it authorizes; and (4) at the time of
the redemption, satisfies the conditions of(i) or (ii) above with respect to such defeased debt as
though it was being defeased at the time of the exercise of the option to redeem the defeased
Certificates, after taking the redemption into account in determining the sufficiency of the
provisions made for the payment of the defeased Certificates.
SECTION 30. Printed Opinion. The Purchasers' obligation to accept delivery of the
Certificates is subject to their being furnished a final opinion of Norton Rose Fulbright US LLP,
Austin,Texas,as Bond Counsel,approving certain legal matters as to the Certificates,the opinion
to be dated and delivered as of the date of initial delivery and payment for the Certificates.Printing
of a true and correct copy of the opinion on the reverse side of each of the Certificates, with
appropriate certificate pertaining thereto executed by facsimile signature of the City Secretary of
the City is hereby approved and authorized.
SECTION 31. CUSIP Numbers. CUSIP numbers may be printed or typed on the
definitive Certificates. It is expressly provided, however, that the presence or absence of CUSIP
numbers on the definitive Certificates shall be of no significance or effect as regards the legality
thereof, and neither the City nor Bond Counsel are to be held responsible for CUSIP numbers
incorrectly printed or typed on the definitive Certificates.
SECTION 32. Effect of Headings. The Section headings herein are for convenience only
and shall not affect the construction hereof.
SECTION 33. Ordinance a Contract,Amendments- Outstanding Certificates. The City
acknowledges that the covenants and obligations of the City herein contained are a material
inducement to the purchase of the Certificates. This Ordinance shall constitute a contract with the
Holders from time to time, binding on the City and its successors and assigns, and it shall not be
amended or repealed by the City so long as any Certificate remains Outstanding except as
permitted in this Section.The City may,without the consent of or notice to any Holders,from time
to time and at any time,amend this Ordinance in any manner not detrimental to the interests of the
Holders,including the curing of any ambiguity,inconsistency,or formal defect or omission herein.
In addition, the City may, with the written consent of Holders holding a majority in aggregate
principal amount of the Certificates then Outstanding affected thereby, amend, add to, or rescind
any of the provisions of this Ordinance;provided,however,that,without the consent of all Holders
of Outstanding Certificates, no such amendment, addition, or rescission shall (1) extend the time
or times of payment of the principal of and interest on the Certificates,reduce the principal amount
thereof or the rate of interest thereon, or in any other way modify the terms of payment of the
principal of,the redemption price therefor, or interest on the Certificates, (2) give any preference
to any Certificate over any other Certificate, or (3) reduce the aggregate principal amount of
Certificates required for consent to any such amendment, addition, or rescission.
SECTION 34. Benefits of Ordinance. Nothing in this Ordinance, expressed or implied,
is intended or shall be construed to confer upon any person other than the City, Bond Counsel,
Paying Agent/Registrar, and the Holders, any right, remedy, or claim, legal or equitable, under or
by reason of this Ordinance or any provision hereof, this Ordinance and all its provisions being
298048701.4 -3 7-
intended to be and being for the sole and exclusive benefit of the City, Bond Counsel, Paying
Agent/Registrar, and the Holders.
SECTION 35. Inconsistent Provisions. All ordinances and resolutions, or parts thereof,
which are in conflict or inconsistent with any provision of this Ordinance are hereby repealed to
the extent of such conflict, and the provisions of this Ordinance shall be and remain controlling as
to the matters ordained herein.
SECTION 36. Governing Law. This Ordinance shall be construed and enforced in
accordance with the laws of the State of Texas and the United States of America.
SECTION 37. Severability. If any provision of this Ordinance or the application thereof
to any person or circumstance shall be held to be invalid,the remainder of this Ordinance and the
application of such provision to other persons and circumstances shall nevertheless be valid, and
the City Council hereby declares that this Ordinance would have been enacted without such invalid
provision.
SECTION 38. Construction of Terms. If appropriate in the context of this Ordinance,
words of the singular number shall be considered to include the plural,words of the plural number
shall be considered to include the singular,and words of the masculine,feminine or neuter gender
shall be considered to include the other genders.
SECTION 39. Incorporation of Preamble Recitals. The recitals contained in the
preamble hereof are hereby found to be true, and such recitals are hereby made a part of this
Ordinance for all purposes and are adopted as a part of the judgment and findings of the City
Council of the City.
SECTION 40. Authorization of Paying Agent/Registrar Agreement. The City Council
of the City hereby finds and determines that it is in the best interest of the City to authorize the
execution of a Paying Agent/Registrar Agreement concerning the payment,exchange,registration,
and transferability of the Certificates.A copy of the Paying Agent/Registrar Agreement is attached
hereto, in substantially final form,as Exhibit A and is incorporated by reference to the provisions
of this Ordinance.
SECTION 41. Public Meeting. It is officially found, determined, and declared that the
meeting at which this Ordinance is adopted was open to the public and public notice of the time,
place, and subject matter of the public business to be considered at such meeting, including this
Ordinance, was given, all as required by Chapter 551, as amended, Texas Government Code.
SECTION 42. Unavailability of Authorized Publication. If,because of the temporary or
permanent suspension of any newspaper, journal, or other publication, or, for any reason,
publication of notice cannot be made meeting any requirements herein established, any notice
required to be published by the provisions of this Ordinance shall be given in such other manner
and at such time or times as in the judgment of the City or of the Paying Agent/Registrar shall
most effectively approximate such required publication and the giving of such notice in such
manner shall for all purposes of this Ordinance be deemed to be in compliance with the
requirements for publication thereof.
298048701.4 -38-
SECTION 43. No Recourse Against City Officials. No recourse shall be had for the
payment of principal of, premium, if any, or interest on any Certificate or for any claim based
thereon or on this Ordinance against any official of the City or any person executing any
Certificate.
SECTION 44. Continuing Disclosure Undertaking.
A. Definitions.
As used in this Section, the following terms have the meanings ascribed to such terms
below:
EMMA means the MSRB's Electronic Municipal Market Access system, accessible by the
general public, without charge, on the interne through the uniform resource locator (URL)
http://www.emma.msrb.org.
Financial Obligation means a(a)debt obligation; (b)derivative instrument entered into in
connection with, or pledged as security or a source of payment for, an existing or planned debt
obligation; or (c) guarantee of a debt obligation or any such derivative instrument; provided that
"financial obligation"shall not include municipal securities(as defined in the Securities Exchange
Act of 1934, as amended) as to which a final official statement (as defined in the Rule) has been
provided to the MSRB consistent with the Rule.
MSRB means the Municipal Securities Rulemaking Board.
Rule means SEC Rule 15c2-12, as amended from time to time.
SEC means the United States Securities and Exchange Commission.
Undertaking means the Issuer's continuing disclosure undertaking, described in
subsections B through F below,hereunder accepted and entered into by the Issuer for the purpose
of compliance with the Rule.
B. Annual Reports.
The City shall file annually with the MSRB, (1) within six months after the end of each
fiscal year of the City ending in or after 2025,financial information and operating data with respect
to the System of the general type included in the final Official Statement authorized by Section 26
of this Ordinance, being the information described in Exhibit C hereto, and (2) if not provided as
part of such financial information and operating data, audited financial statements of the City,
when and if available. Any financial statements so to be provided shall be (i)prepared in
accordance with the accounting principles described in Exhibit C hereto,or such other accounting
principles as the City may be required to employ from time to time pursuant to state law or
regulation, and (ii) audited, if the City commissions an audit of such financial statements and the
audit is completed within the period during which they must be provided. If the audit of such
financial statements is not complete within such period,then the City shall file unaudited financial
statements within such period and audited financial statements for the applicable fiscal year to the
MSRB,when and if the audit report on such financial statements becomes available. Under current
298048701.4 -39-
Texas law,including,but not limited to,Chapter 103,as amended,Texas Local Government Code,
the City must have its records and accounts audited annually and shall have an annual financial
statement prepared based on the audit. The annual financial statement, including the auditor's
opinion on the statement,shall be filed in the office of the City Secretary within one hundred eighty
(180)days after the last day of the City's fiscal year. Additionally,upon the filing of this financial
statement and the annual audit, these documents are subject to the Texas Open Records Act, as
amended, Texas Government Code, Chapter 552.
If the City changes its fiscal year, it will file notice of such change (and of the date of the
new fiscal year end) with the MSRB prior to the next date by which the City otherwise would be
required to provide financial information and operating data pursuant to this Section.
C. Notice of Certain Events.
The City shall file notice of any of the following events with respect to the Certificates to
the MSRB in a timely manner and not more than 10 business days after occurrence of the event:
(1) Principal and interest payment delinquencies;
(2) Non-payment related defaults, if material;
(3) Unscheduled draws on debt service reserves reflecting financial difficulties;
(4) Unscheduled draws on credit enhancements reflecting financial difficulties;
(5) Substitution of credit or liquidity providers, or their failure to perform;
(6) Adverse tax opinions, the issuance by the Internal Revenue Service of
proposed or final determinations of taxability,Notices of Proposed Issue(IRS Form 5701-
TEB), or other material notices or determinations with respect to the tax status of the
Certificates,or other material events affecting the tax status of the Certificates;
(7) Modifications to rights of holders of the Certificates if material;
(8) Certificate calls, if material, and tender offers;
(9) Defeasances;
(10) Release, substitution, or sale of property securing repayment of the
Certificates, if material;
(11) Rating changes;
(12) Bankruptcy, insolvency, receivership, or similar event of the City, which
shall occur as described below;
(13) The consummation of a merger, consolidation, or acquisition involving the
City or the sale of all or substantially all of its assets, other than in the ordinary course of
business, the entry into of a definitive agreement to undertake such an action or the
298048701.4 -40-
termination of a definitive agreement relating to any such actions, other than pursuant to
its terms, if material;
(14) Appointment of a successor or additional paying agent/registrar or the
change of name of a paying agent/registrar, if material;
(15) Incurrence of a Financial Obligation of the Issuer, if material,or agreement
to covenants, events of default, remedies, priority rights, or other similar terms of a
Financial Obligation of the Issuer, any of which affect security holders, if material; and
(16) Default, event of acceleration,termination event, modification of terms, or
other similar events under the terms of a Financial Obligation of the Issuer, any of which
reflect financial difficulties.
For these purposes,(a)any event described in the immediately preceding paragraph(12)is
considered to occur when any of the following occur: the appointment of a receiver, fiscal agent,
or similar officer for the City in a proceeding under the United States Bankruptcy Code or in any
other proceeding under state or federal law in which a court or governmental authority has assumed
jurisdiction over substantially all of the assets or business of the City, or if such jurisdiction has
been assumed by leaving the existing governing body and officials or officers in possession but
subject to the supervision and orders of a court or governmental authority,or the entry of an order
confirming a plan of reorganization, arrangement, or liquidation by a court or governmental
authority having supervision or jurisdiction over substantially all of the assets or business of the
City, and (b)the Issuer intends the words used in the immediately preceding paragraphs (15) and
(16)and the definition of Financial Obligation in this Section to have the same meanings as when
they are used in the Rule, as evidenced by SEC Release No. 34-83885, dated August 20, 2018.
The City shall file notice with the MSRB, in a timely manner,of any failure by the City to
provide financial information or operating data in accordance with this Section by the time
required by this Section.
D. Limitations, Disclaimers,and Amendments.
The City shall be obligated to observe and perform the covenants specified in this Section
for so long as, but only for so long as, the City remains an "obligated person"with respect to the
Certificates within the meaning of the Rule, except that the City in any event will give notice of
any deposit that causes the Certificates to be no longer Outstanding.
The provisions of this Section are for the sole benefit of the holders and beneficial owners
of the Certificates, and nothing in this Section, express or implied, shall give any benefit or any
legal or equitable right, remedy, or claim hereunder to any other person. The City undertakes to
provide only the financial information, operating data, financial statements, and notices which it
has expressly agreed to provide pursuant to this Section and does not hereby undertake to provide
any other information that may be relevant or material to a complete presentation of the City's
financial results, condition, or prospects or hereby undertake to update any information provided
in accordance with this Section or otherwise, except as expressly provided herein. The City does
not make any representation or warranty concerning such information or its usefulness to a
decision to invest in or sell Certificates at any future date.
298048701.4 -41-
UNDER NO CIRCUMSTANCES SHALL THE CITY BE LIABLE TO THE HOLDER
OR BENEFICIAL OWNER OF ANY CERTIFICATE OR ANY OTHER PERSON, IN
CONTRACT OR TORT, FOR DAMAGES RESULTING IN WHOLE OR IN PART FROM
ANY BREACH BY THE CITY, WHETHER NEGLIGENT OR WITH OR WITHOUT FAULT
ON ITS PART, OF ANY COVENANT SPECIFIED IN THIS SECTION, BUT EVERY RIGHT
AND REMEDY OF ANY SUCH PERSON, IN CONTRACT OR TORT, FOR OR ON
ACCOUNT OF ANY SUCH BREACH SHALL BE LIMITED TO AN ACTION FOR
MANDAMUS OR SPECIFIC PERFORMANCE.
No default by the City in observing or performing its obligations under this Section shall
constitute a breach of or default under this Ordinance for purposes of any other provision of this
Ordinance.
Nothing in this Section is intended or shall act to disclaim, waive, or otherwise limit the
duties of the City under federal and state securities laws.
The provisions of this Section may be amended by the City from time to time to adapt to
changed circumstances that arise from a change in legal requirements,a change in law,or a change
in the identity,nature,status,or type of operations of the City,but only if(1)the provisions of this
Section, as so amended, would have permitted an underwriter to purchase or sell Certificates in
the primary offering of the Certificates in compliance with the Rule, taking into account any
amendments or interpretations of the Rule to the date of such amendment,as well as such changed
circumstances, and (2) either (a)the holders of a majority in aggregate principal amount (or any
greater amount required by any other provision of this Ordinance that authorizes such an
amendment) of the Outstanding Certificates consent to such amendment or (b)a person that is
unaffiliated with the City (such as nationally recognized bond counsel) determines that such
amendment will not materially impair the interests of the holders and beneficial owners of the
Certificates. The City may also repeal or amend the provisions of this Section if the SEC amends
or repeals the applicable provisions of the Rule or any court of final jurisdiction enters judgment
that such provisions of the Rule are invalid, and the City also may amend the provisions of this
Section in its discretion in any other manner or circumstance, but in either case only if and to the
extent that the provisions of this sentence would not have prevented an underwriter from lawfully
purchasing or selling Certificates in the primary offering of the Certificates, giving effect to (a)
such provisions as so amended and(b)any amendments or interpretations of the Rule. If the City
so amends the provisions of this Section, the City shall include with any amended financial
information or operating data next provided in accordance with this Section an explanation, in
narrative form, of the reasons for the amendment and of the impact of any change in the type of
financial information or operating data so provided.
E. Information Format: Incorporation by Reference.
The City information required under this Section shall be filed with the MSRB through
EMMA in such format and accompanied by such identifying information as may be specified from
time to time thereby. Under the current rules of the MSRB, continuing disclosure documents
submitted to EMMA must be in word-searchable portable document format(PDF)files that permit
the document to be saved,viewed,printed,and retransmitted by electronic means and the series of
2 9804 8 70 1.4 -42-
obligations to which such continuing disclosure documents relate must be identified by CUSIP
number or numbers.
Financial information and operating data to be provided pursuant to this Section may be
set forth in full in one or more documents or may be included by specific reference to any document
(including an official statement or other offering document)available to the public through EMMA
or filed with the SEC.
F. General Policies and Procedures Concerning Compliance with the Rule.
Because the issuance of the Certificates is subject to the provisions of the Rule and because
the potential "underwriters" in a negotiated sale of the Certificates or the initial purchasers in a
competitive sale of the Certificates may be subject to MSRB rules and regulations with respect to
such sale (including certain due diligence and suitability requirements, among others), the Issuer
hereby adopts the General Policies and Procedures Concerning Compliance with the Rule (the
Policies and Procedures),attached hereto as Exhibit E,with which the Issuer shall follow to assure
compliance with the Undertaking. The Issuer has developed these Policies and Procedures for the
purpose of meeting its requirements of the Undertaking and, in connection therewith, has sought
the guidance from its internal staff charged with administering the Issuer's financial affairs, its
municipal or financial advisors, its legal counsel(including its Bond Counsel),and its independent
accountants (to the extent determined to be necessary or advisable). The Policies and Procedures
can be amended at the sole discretion of the Issuer and any such amendment will not be deemed
to be an amendment to the Undertaking. Each Authorized Representative is hereby authorized to
amend the Policies and Procedures as a result of a change in law,a future issuance of indebtedness
subject to the Rule, or another purpose determined by the Authorized Representative to be
necessary or desirable for or with respect to future compliance with the Undertaking.
SECTION 45. Book-Entry Only System.
The Certificates shall initially be registered so as to participate in a securities depository
system (the DTC System) with The Depository Trust Company, New York, New York, or any
successor entity thereto (DTC), as set forth herein. Each Stated Maturity of the Certificates shall
be issued (following cancellation of the Initial Certificate described in Section 7) in the form of a
separate single definitive Certificate. Upon issuance,the ownership of each such Certificate shall
be registered in the name of Cede & Co., as the nominee of DTC, and all of the Outstanding
Certificates shall be registered in the name of Cede& Co., as the nominee of DTC. The City and
the Paying Agent/Registrar are authorized to execute,deliver,and take the actions set forth in such
letters to or agreements with DTC as shall be necessary to effectuate the DTC System, including
the Letter of Representations attached hereto as Exhibit D (the Representation Letter).
With respect to the Certificates registered in the name of Cede&Co.,as nominee of DTC,
the City and the Paying Agent/Registrar shall have no responsibility or obligation to any
broker-dealer, bank, or other financial institution for which DTC holds the Certificates from time
to time as securities depository (a Depository Participant) or to any person on behalf of whom
such a Depository Participant holds an interest in the Certificates (an Indirect Participant).
Without limiting the immediately preceding sentence, the City and the Paying Agent/Registrar
shall have no responsibility or obligation with respect to (i)the accuracy of the records of DTC,
298048701.4 -43-
Cede & Co., or any Depository Participant with respect to any ownership interest in the
Certificates, (ii)the delivery to any Depository Participant or any other person, other than a
registered owner of the Certificates, as shown on the Security Register, of any notice with respect
to the Certificates, including any notice of redemption, or (iii)the delivery to any Depository
Participant or any Indirect Participant or any other Person, other than a Holder of a Certificate, of
any amount with respect to principal of,premium, if any, or interest on the Certificates. While in
the DTC System,no person other than Cede&Co.,or any successor thereto,as nominee for DTC,
shall receive a bond certificate evidencing the obligation of the City to make payments of principal,
premium, if any, and interest pursuant to this Ordinance. Upon delivery by DTC to the Paying
Agent/Registrar of written notice to the effect that DTC has determined to substitute a new
nominee in place of Cede & Co., and subject to the provisions in this Ordinance with respect to
interest checks or drafts being mailed to the Holder,the word"Cede&Co."in this Ordinance shall
refer to such new nominee of DTC.
In the event that (a)the City determines that DTC is incapable of discharging its
responsibilities described herein and in the Representation Letter, (b)the Representation Letter
shall be terminated for any reason, or(c)DTC or the City determines that it is in the best interest
of the beneficial owners of the Certificates that they be able to obtain certificated Certificates,the
City shall notify the Paying Agent/Registrar, DTC, and the Depository Participants of the
availability within a reasonable period of time through DTC of bond certificates, and the
Certificates shall no longer be restricted to being registered in the name of Cede&Co.,as nominee
of DTC. At that time,the City may determine that the Certificates shall be registered in the name
of and deposited with a successor depository operating a securities depository system, as may be
acceptable to the City, or such depository's agent or designee, and if the City and the Paying
Agent/Registrar do not select such alternate securities depository system then the Certificates may
be registered in whatever name or names the Holders of Certificates transferring or exchanging
the Certificates shall designate, in accordance with the provisions hereof.
Notwithstanding any other provision of this Ordinance to the contrary, so long as any
Certificate is registered in the name of Cede& Co.,as nominee of DTC,all payments with respect
to principal of, premium, if any, and interest on such Certificate and all notices with respect to
such Certificate shall be made and given, respectively, in the manner provided in the
Representation Letter.
SECTION 46. Further Procedures. The officers and employees of the City are hereby
authorized, empowered and directed from time to time and at any time to do and perform all such
acts and things and to execute, acknowledge and deliver in the name and under the corporate seal
and on behalf of the City all such instruments, whether or not herein mentioned, as may be
necessary or desirable in order to carry out the terms and provisions of this Ordinance, the initial
sale and delivery of the Certificates, the Paying Agent/Registrar Agreement, the Purchase
Contract, and the Official Statement. In addition, prior to the initial delivery of the Certificates,
the Authorized Representatives and Bond Counsel are hereby authorized and directed to approve
any technical changes or corrections to this Ordinance or to any of the instruments authorized and
approved by this Ordinance and as described in the Official Statement necessary in order to (i)
correct any ambiguity or mistake or properly or more completely document the transactions
contemplated and approved by this Ordinance, (ii) obtain a rating from any of the national bond
rating agencies, or (iii) obtain the approval of the Certificates by the Texas Attorney General's
298048701.4 -44-
office. In case any officer of the City whose signature shall appear on any certificate shall cease
to be such officer before the delivery of such certificate, such signature shall nevertheless be valid
and sufficient for all purposes the same as if such officer had remained in office until such delivery.
SECTION 47. Automatic Budget Amendments to Reflect Final Debt Service Payments.
To the extent that the City Council adopts an annual budget that includes payment of debt service
on any Certificates issued (or to be issued) pursuant to this Ordinance based on the City's
reasonable expectations and projections relative to the Certificates, such budget entries shall be
automatically adjusted to reflect actual debt service payments on those Certificates coming due
during the period of time covered by such budget. Each Authorized Representative, or the
designee thereof,is authorized to make such necessary budget entries and/or adjustments to reflect
these final debt service amounts.
SECTION 48. City's Consent to Provide Information and Documentation to the Texas
MAC. The Municipal Advisory Council of Texas (the Texas MAC), a non-profit membership
corporation organized exclusively for non-profit purposes described in section 501(c)(6) of the
Internal Revenue Code and which serves as a comprehensive financial information repository
regarding municipal debt issuers in Texas, requires provision of written documentation regarding
the issuance of municipal debt by the issuers thereof. In support of the purpose of the Texas MAC
and in compliance with applicable law,the City hereby consents to and authorizes any Authorized
Representative, the City's Bond Counsel, and/or the City's Financial Advisor to provide to the
Texas MAC information and documentation requested by the Texas MAC relating to the
Certificates; provided, however, that no such information and documentation shall be provided
prior to the Closing Date. This consent and authorization relates only to information and
documentation that is a part of the public record concerning the issuance of the Certificates.
SECTION 49. Ancillary Bond Contracts. Though such parties may be identified, and
the entry into a particular form of contract may be authorized herein, pursuant to Chapter 1371,
and any other applicable law, the Governing Body, hereby delegates to each Authorized
Representative other than the Mayor the authority to independently select the counterparty to any
agreement with any paying agent/registrar, rating agency, securities depository, or any other
contract that is determined by an Authorized Representative (other than the Mayor), the City's
Financial Advisors,or the City's Bond Counsel to be necessary or incidental to the issuance of the
Certificates as long as each of such contracts has a value of less than the amount referenced in
Section 2252.908 of the Texas Government Code (collectively, the Ancillary Bond Contracts);
and, as necessary, to execute the Ancillary Bond Contracts on behalf and as the act and deed of
the City. As a result of such delegation, the provisions of Section 2252.908, as amended, Texas
Government Code, are not applicable to the Ancillary Bond Contracts pursuant to 1 Texas
Administrative Code Sec. 46.1(c).
SECTION 50. Effective Date. Pursuant to the provisions of Section 1201.028, as
amended, Texas Government Code,this Ordinance shall be effective immediately upon adoption,
notwithstanding any provision in the City's Home Rule Charter to the contrary concerning a
multiple reading requirement for the adoption of ordinances.
[The remainder of this page intentionally left blank.]
298048701.4 -45-
PASSED AND ADOPTED on the 22nd day of July,2025.
CITY OF CORPUS CHRISTI, TEXAS
te 6." LID
Mayor
ATTEST:
City Secretary
APPROVED THIS 22nd day of July, 2025:
Z'2L 7IL
Miles Risley, City Attorney
(CITY SEAL)
Signature page to the Ordinance
S-1
298048701.4
033 688 -A
INDEX OF SCHEDULES AND EXHIBITS
Schedule I—Approval Certificate
Exhibit A—Paying Agent/Registrar Agreement
Exhibit B—Purchase Contract
Exhibit C—Description of Annual Financial Information
Exhibit D—DTC Letter of Representations
Exhibit E—General Policies and Procedures Concerning Compliance With the Rule
[The remainder of this page intentionally left blank.)
298048701.4 Index-1
SCHEDULE I
APPROVAL CERTIFICATE
SEE TAB NO. 2
298048701.4 I-1
EXHIBIT A
PAYING AGENT/REGISTRAR AGREEMENT
SEE TAB NO.4
298048701.4 A-1
EXHIBIT B
PURCHASE CONTRACT
SEE TAB NO. 8
298048701.4 B-1
EXHIBIT C
DESCRIPTION OF ANNUAL FINANCIAL INFORMATION
The following information is referred to in Section 44 of this Ordinance.
Annual Financial Statements and Operating Data
The financial information and operating data with respect to the City to be provided
annually in accordance with such Section are as specified(and included in the Appendix or under
the headings of the Official Statement referred to)below:
(1) The City's audited financial statements for the most recently concluded fiscal year
of the general type or to the extent these audited financial statements are not available,the portions
of the unaudited financial statements of the City appended to the Official Statement as
Appendix B, but for the most recently concluded fiscal year.
(2) All quantitative financial information and operating data with respect to the City of
the general type included in the Official Statement under Tables numbered 1 through 6 and 8
through 12 ("Financial Information").
Accounting Principles
The accounting principles referred to in such Section are generally accepted accounting
principles for governmental units as prescribed by the Government Accounting Standards Board
from time to time.
298048701.4 C-1
EXHIBIT D
DTC LETTER OF REPRESENTATIONS
SEE TAB NO. 5
298048701.4 D-1
EXHIBIT E
GENERAL POLICIES AND PROCEDURES
CONCERNING COMPLIANCE WITH THE RULE
I. Capitalized terms used in this Exhibit have the meanings ascribed thereto in Section 44 of
the Ordinance. Certificates refer to the Certificates that are the subject of the Ordinance to which
this Exhibit is attached.
II. As a capital markets participant, the Issuer is aware of its continuing disclosure
requirements and obligations existing under the Rule prior to February 27,2019,the effective date
of the most recent amendment to the Rule (the Effective Date), and has implemented and
maintained internal policies,processes,and procedures to ensure compliance therewith.Adherence
to these internal policies, processes, and procedures has enabled underwriters in non-exempt
negotiated sales and initial purchasers in non-exempt competitive sales to comply with their
obligations arising under various MSRB rules and regulations concerning due diligence and
findings of suitability, among other matters, regarding the Issuer's compliance with the Rule.
III. The Issuer is aware that the Rule was amended as of the Effective Date (the Rule
Amendment) and has accommodated this amendment by adding subparagraphs (15) and (16) to
Section 44C of the Ordinance,which provisions are a part of the Undertaking.
IV. The Issuer is aware that"participating underwriters" (as such term is defined in the Rule)
of the Certificates must make inquiry and reasonably believe that the Issuer is likely to comply
with the Undertaking and that the standards for determining compliance have increased over time
as a result of, among others, the United States Securities and Exchange Commission's
Municipalities Continuing Disclosure Cooperation Initiative and regulatory commentary relating
to the effectiveness of the Rule Amendment.
V. The Issuer now establishes the following general policies and procedures(the Policies and
Procedures) for satisfying its obligations pursuant to the Undertaking, which policies and
procedures have been developed based on the Issuer's informal policies,procedures,and processes
utilized prior to the Effective Date for compliance with the Issuer's obligations under the Rule,the
advice from and discussions with the Issuer's internal senior staff(including staff charged with
administering the Issuer's financial affairs), its municipal or financial advisors, its legal counsel
(including Bond Counsel), and its independent accountants, to the extent determined to be
necessary or advisable (collectively,the Compliance Team):
1. The Director of Finance and Procurement(the Compliance Officer) shall be responsible
for satisfying the Issuer's obligations pursuant to the Undertaking through adherence to
these Policies and Procedures;
2. the Compliance Officer shall establish reminder or "tickler" systems to identify and
timely report to the MSRB, in the format thereby prescribed from time to time, the
Issuer's information of the type described in Section 44B of the Ordinance;
298048701.4 E-1
3. the Compliance Officer shall promptly determine the occurrence of any of the events
described in Section 44C of the Ordinance;
4. the Compliance Officer shall work with external consultants of the Issuer, as and to the
extent necessary,to timely prepare and file with the MSRB the annual information of the
Issuer and notice of the occurrence of any of the events referenced in Clauses 2 and 3
above,respectively,the foregoing being required to satisfy the terms of the Undertaking;
5. the Compliance Officer shall establish a system for identifying and monitoring any
Financial Obligations, whether now existing or hereafter entered into by the Issuer, and
(upon identification) determining if such Financial Obligation has the potential to
materially impact the security or source of repayment of the Certificates;
6. upon identification of any Financial Obligation meeting the materiality standard
identified in Clause 5 above, the Compliance Officer shall establish a process for
identifying and monitoring any Issuer agreement to covenants, events of default,
remedies,priority rights,or other similar terms under such Financial Obligation;
7. the Compliance Officer shall establish a process for identifying the occurrence of any
default, event of acceleration, termination event, modification of terms, or other similar
events under the terms of any Financial Obligation,the occurrence of any of which reflect
financial difficulties of the Issuer; and
8. the Compliance Officer shall annually review these Policies and Procedures with the
remainder of the Compliance Team, make any modifications on an internal document
retained by the Compliance Officer and available to any "participating underwriter" (as
defined in the Rule), if requested, and on the basis of this annual review (to the extent
determined to be necessary or desirable), seek additional training for herself or himself,
as well as other members of the Issuer's internal staff identified by the Compliance
Officer to assist with the Issuer's satisfaction of the terms and provisions of the
Undertaking.
298048701.4 E-2
APPROVAL CERTIFICATE
I, the undersigned, Sergio Villasana, Director of Finance and Procurement and a Pricing
Officer of the City of Corpus Christi, Texas (the City), pursuant to Section 1 of the Ordinance
(defined herein) authorizing the issuance of obligations designated as "City of Corpus Christi,
Texas Combination Tax and Limited Pledge Revenue Certificates of Obligation, Taxable Series
2025B" (the Certificates) do hereby approve the following terms of the Certificates:
A. The purpose for issuing the Certificates is for certain new money projects as
described in the Ordinance and the Certificates are styled as specified in the paragraph above.
B. The Certificates were sold based on the following method of sale and the applicable
provisions and terms related to the method of sale are as follows:
(i) the total principal amount of the Certificates is $4,480,000.00, which does
not exceed the $4,480,000.00 in maximum principal amount authorized under the
Ordinance;
(ii) the purchase price for the Certificates is$4,538,032.41 (representing the par
amount of the Certificates,plus a net reoffering premium in the amount of$84,292.10,less
the Underwriters' discount of$26,259.69), and no accrued interest;
(iii) the true interest rate on the Certificates is 5.5113222%, which is less than
the maximum true interest rate of 6.50%authorized under the Ordinance;
(iv) the interest rates,yields,and maturity schedule for the Certificates are as set
forth below:
Stated Maturities
(March 1) Principal Amounts($) Interest Rates(%) Yields(%)
2026 265,000 6.000 4.150
2027 125,000 6.000 4.150
2028 135,000 6.000 4.200
2029 140,000 6.000 4.250
2030 150,000 6.000 4.350
2031 160,000 6.000 4.500
2032 170,000 6.000 4.600
2033 180,000 6.000 4.900
2034 190,000 6.000 4.950
2035 200,000 6.000 5.050
2036 215,000 5.150 5.150
2037 225,000 5.250 5.250
2038 235,000 5.350 5.350
2039 250,000 5.400 5.400
2040 265,000 5.450 5.450
*** *** *** ***
2045 1,575,000 5.750 5.800
298048705.4
(v) the Paying Agent/Registrar is BOKF,NA,Dallas, Texas;
(vi) the Certificates are rated by Fitch Ratings, Inc. and S&P Global Ratings;
(vii) the Underwriters of the Certificates at a negotiated sale are Piper Sandler&
Co., San Antonio,Texas as the authorized representative of a group of underwriters;
(viii) the pricing and terms of the sale of the Certificates are hereby found and
determined to be the most advantageous reasonably obtainable by the City;
(ix) the Certificates are subject to redemption prior to Stated Maturity as set
forth in the Ordinance, which provisions have not been amended since the date of the
Ordinance's adoption, except as hereinafter provided:
(1) Section 4.A. of the Ordinance pertaining to mandatory redemption
of Certificates is hereby replaced in its entirety with the following:
A. Mandatory Redemption of Certificates. The Certificates
stated to mature on March 1,2045 are referred to herein as the"Term Certificates".
The Term Certificates are subject to mandatory sinking fund redemption prior to
their stated maturities from money required to be deposited in the Certificate Fund
for such purpose and shall be redeemed in part, by lot or other customary method,
at the principal amount thereof plus accrued interest to the date of redemption in
the following principal amounts on March 1 in each of the years as set forth below:
Term Certificates
Stated to Mature
on March 1, 2045
Principal
Year Amount($)
2041 280,000
2042 295,000
2043 315,000
2044 335,000
2045* 350,000
*Payable at Stated Maturity.
The principal amount of a Term Certificate required to be redeemed
pursuant to the operation of such mandatory redemption provisions shall be
reduced, at the option of the Issuer, by the principal amount of any Term
Certificates of such Stated Maturity which, at least fifty (50) days prior to the
mandatory redemption date (1) shall have been defeased or acquired by the Issuer
and delivered to the Paying Agent/Registrar for cancellation, (2) shall have been
purchased and canceled by the Paying Agent/Registrar at the request of the Issuer
298048705.4 -2-
with money in the Certificate Fund, or (3) shall have been redeemed pursuant to
the optional redemption provisions set forth below and not theretofore credited
against a mandatory redemption requirement.
(2) Section 4.B. of the Ordinance pertaining to optional redemption of
Certificates is hereby replaced in its entirety with the following:
B. Optional Redemption of Certificates. The Certificates having Stated
Maturities on and after March 1, 2036 shall be subject to redemption prior to Stated
Maturity,at the option of the City,on March 1,2035 or on any date thereafter, in whole or
in part, in principal amounts of$5,000 or any integral multiple thereof(and if within a
Stated Maturity selected at random and by lot by the Paying Agent/Registrar) at the
redemption price of par plus accrued interest to the date of redemption.
(x) the net reoffering premium received from the sale of the Certificates in the
amount of$84,292.10 is allocated in the manner specified in the Ordinance; and
(xi) the Certificate Date of the Certificates is September 16,2025.
C. Capitalized terms utilized herein and not defined shall have the meanings ascribed
in the ordinance adopted by the City Council of the City on July 22,2025 authorizing the issuance
of the Certificates(the Ordinance).
[The remainder of this page intentionally left blank.]
298048705.4 -3-
EXECUTED AND DELIVERED August 18, 2025.
CITY OF CORPUS CIIRISTI, TEXAS
Pricing Officer
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-1 $265,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1, 2026 220113TJ3
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: TWO HUNDRED SIXTY FIVE THO► •ND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), . • co •. q d municipal corporation
in the Counties of Nueces,Aransas, Kleberg,and S 'a State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof,o - State. aturi a ate specified above,the
Principal Amount specified above (or so per- .11 not have been paid upon prior
redemption) and to pay interest on the paid • ipa q ount hereof from the Closing Date
(anticipated to occur on or ab• • ate -r 16, 20 I, or the most recent Interest Payment
Date(defined below)tow- . est h. -•n pa' ,r duly provided for until such principal sum
has become due and p. ent thereof a ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p= um rate of interest specified above computed on the
basis of a 360-day year twelve 30-d. months; such interest being payable on March 1 and
September 1 of each year, , encin' .rch 1,2026(each, an Interest Payment Date).
Principal and premium, i any, of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
298754404.1 - I -
This Certificate is one of the series specified in its title issued in the aggregate principal
amount of$4,480,000 (the Certificates)pursuant to an Ordinance adopted by the governing body
of the City (the Ordinance), for the purpose or purposes of paying contractual obligations of the
City to be incurred for making permanent public improvements and for other public purposes to
the extent of availability of funds, to-wit: (1) constructing, acquiring, purchasing, renovating,
enlarging,and improving City solid waste facilities,including landfill site development and related
road improvements; (2) the purchase of materials, supplies, equipment, machinery, landscaping,
land, and rights-of-way for authorized needs and purposes; and (3)the payment of professional
services related to the design, construction, management and financing of the aforementioned
projects,pursuant to the authority conferred by and in strict conformity with the laws of the State
of Texas, particularly the Certificate of Obligation Act of 1971, as amended, Texas Local
Government Code, Section 271.041 through 271.065, Section 363.135,as amended,Texas Health
and Safety Code, Chapter 1371,as amended,Texas Government Code,and the City's Home Rule
Charter.
As specified in the Ordinance, the Certificates stated to iature on March 1, 2045 are
referred to herein as the "Term Certificates". The Term Certifi• -s are subject to mandatory
sinking fund redemption prior to their stated maturities fr► mon: -quired to be deposited in
the Certificate Fund for such purpose and shall be redeem-• -L .y lot or other customary
method, at the principal amount thereof plus accru, -st to to of redemption in the
following principal amounts on March 1 in each o set fort -low:
Term Certificate
Stated
onM 1,20-
'rinc'
Year . .nt($)
2041 280,000
2042 295,000
204 315,000
335,000
2045* 350,000
*Payable at Stated Maturity.
The principal amount of a Term Certificate required to be redeemed pursuant to the
operation of such mandatory redemption provisions shall be reduced, at the option of the Issuer,
by the principal amount of any Term Certificates of such Stated Maturity which, at least 50 days
prior to the mandatory redemption date(1) shall have been defeased or acquired by the Issuer and
delivered to the Paying Agent/Registrar for cancellation (2) shall have been purchased and
canceled by the Paying Agent/Registrar at the request of the Issuer with money in the Certificate
Fund, or (3) shall have been redeemed pursuant to the optional redemption provisions set forth
below and not theretofore credited against a mandatory redemption requirement.
298754404.1 -2 -
The Certificates stated to mature on and after March 1, 2036 may be redeemed prior to
their Stated Maturities, at the option of the City, on March 1, 2035, or on any date thereafter, in
whole or in part, in principal amounts of$5,000 or any integral multiple thereof(and if within a
Stated Maturity selected at random and by lot by the Paying Agent/Registrar) at the redemption
price of par plus accrued interest to the date of redemption;provided, however,that at least thirty
(30) days prior written notice shall be sent to the Holder of the Certificates to be redeemed by
United States mail, first-class postage prepaid, and subject to the terms and provisions relating
thereto contained in the Ordinance. If this Certificate is subject to redemption prior to Stated
Maturity and is in a denomination in excess of$5,000, portions of the principal sum hereof in
installments of$5,000 or any integral multiple thereof may be redeemed, and, if less than all of
the principal sum hereof is to be redeemed, there shall be issued, without charge therefor, to the
Holder hereof,upon the surrender of this Certificate to the Paying Agent/Registrar at its corporate
trust office, a new Certificate or Certificates of like Stated Maturity and interest rate in any
authorized denominations provided in the Ordinance for the then unredeemed balance of the
principal sum hereof.
If this Certificate (or any portion of the principal sum here ` shall have been duly called
for redemption and notice of such redemption has been • :ive en upon such redemption
date this Certificate (or the portion of the principal sum here. - eemed) shall become due
and payable, and, if the money for the payment of t ptio . and the interest accrued
on the principal amount to be redeemed to the da e rede 'on is he or the purpose of such
payment by the Paying Agent/Registrar, interest - cease to crue a• .e payable hereon from
and after the redemption date on the principa o reof •e redeemed. If this Certificate is
called for redemption, in whole or in p. ' • .ying Agent/Registrar shall not be
required to issue,transfer,or exchange t Certifi• wi orty-five(45)days of the date fixed
for redemption; provided, , s limitati i of tr. er shall not be applicable to an
exchange by the Holder o unr deem • . - -reof in the event of its redemption in part.
The Certificates this series ar ayable from the proceeds of an ad valorem tax levied
upon all taxable prope ' in the City ithin the limitations prescribed by law, and are further
payable from and secured 'en on pledge of the Pledged Revenues(identified and defined
in the Ordinance), being a li nt of the Net Revenues derived from the operation of the
City's solid waste management system(the System), such lien on and pledge of the limited amount
of Net Revenues being on parity with the lien thereon and pledge thereof securing the repayment
of the currently outstanding Limited Pledge Obligations, but subordinate and inferior to the lien
on and pledge of such Net Revenues securing payment of any outstanding Senior Lien Obligations,
Subordinate Lien Obligations, or Inferior Lien Obligations. In the Ordinance, the City reserves
and retains the right to issue Senior Lien Obligations, Subordinate Lien Obligations,Inferior Lien
Obligations, and Additional Limited Pledge Obligations (all as identified and defined in the
Ordinance), while the Certificates are Outstanding, without limitation as to principal amount but
subject to any terms,conditions or restrictions as may be applicable thereto under law or otherwise.
Reference is hereby made to the Ordinance,a copy of which is on file in the corporate trust
office of the Paying Agent/Registrar, and to all of the provisions of which the Holder by his
acceptance hereof hereby assents, for definitions of terms; the description of and the nature and
extent of the tax levied and the revenues pledged for the payment of the Certificates;the terms and
conditions under which the City may issue Senior Lien Obligations, Subordinate Lien Obligations,
298754404.1 - 3-
Inferior Lien Obligations, and Additional Limited Pledge Obligations; the terms and conditions
relating to the transfer or exchange of the Certificates; the conditions upon which the Ordinance
may be amended or supplemented with or without the consent of the Holder;the rights,duties,and
obligations of the City and the Paying Agent/Registrar;the terms and provisions upon which this
Certificate may be redeemed or discharged at or prior to the Stated Maturity thereof, and deemed
to be no longer Outstanding thereunder; and for the other terms and provisions specified in the
Ordinance. Capitalized terms used herein have the same meanings assigned in the Ordinance.
This Certificate, subject to certain limitations contained in the Ordinance, may be
transferred on the Security Register upon presentation and surrender at the corporate trust office
of the Paying Agent/Registrar, duly endorsed by, or accompanied by a written instrument of
transfer in form satisfactory to the Paying Agent/Registrar duly executed by the Holder hereof,or
his duly authorized agent,and thereupon one or more new fully registered Certificates of the same
Stated Maturity, of authorized denominations, bearing the same rate of interest, and of the same
aggregate principal amount will be issued to the designated transferee or transferees.
The City and the Paying Agent/Registrar, and any agent -ither, shall treat the Holder
hereof whose name appears on the Security Register (i) o e Re• a Date as the owner hereof
for purposes of receiving payment of interest hereon,(ii)on - o rrender of this Certificate
as the owner hereof for purposes of receiving payme cipa at its Stated Maturity or
its redemption, in whole or in part, and (iii)on an ether . - as the • er hereof for all other
purposes,and neither the City nor the Paying Ag: egistrar, any su' :gent of either,shall be
affected by notice to the contrary.In the event of a n• yme a f intere on a scheduled payment
date, and for thirty (30) days thereafter, •r• . such interest payment (a Special
Record Date)will be established by the ' 'ing Ag. I'e: r,if and when funds for the payment
of such interest have been r fro . e City. •tice • e Special Record Date and of the
scheduled payment date o p due i t t •ecial Payment Date-which shall be fifteen
(15) days after the Spec' ecord Date h. ent at least five (5) business days prior to the
Special Record Date b nited States il, first-class postage prepaid, to the address of each
Holder appearing on the urity Regis at the close of business on the last business day next
preceding the date of mail such e.
It is hereby certified, covenanted, and represented that all acts, conditions, and things
required to be performed, exist, and be done precedent to the issuance of this Certificate in order
to render the same a legal, valid, and binding obligation of the City have been performed, exist,
and have been done, in regular and due time, form, and manner, as required by the laws of the
State of Texas and the Ordinance, and that issuance of the Certificates does not exceed any
constitutional or statutory limitation; and that due provision has been made for the payment of the
principal of,premium if any, and interest on the Certificates by the levy of a tax and collection of
Pledged Revenues as aforestated. In case any provision in this Certificate or any application
thereof shall be deemed invalid, illegal, or unenforceable,the validity, legality, and enforceability
of the remaining provisions and applications shall not in any way be affected or impaired thereby.
The terms and provisions of this Certificate and the Ordinance shall be construed in accordance
with and shall be governed by the laws of the State of Texas.
298754404.1 -4-
IN WITNESS WHEREOF, the City has caused this Certificate to be duly executed under
its official seal.
CITY OF CORPUS CHRISTI, TEXAS
By
Mayor
ATTEST:
City Secretary
(CITY SEAL)
111111111111\
[The remainder of th' i left blank.)
(11)
Signature page to the Definitive Certificates
S-1
REGISTRATION CERTIFICATE OF PAYING AGENT/REGISTRAR
This Certificate has been duly issued under the provisions of the within-mentioned
Ordinance; the Certificate or Certificates of the above-entitled and designated series originally
delivered having been approved by the Attorney General of the State of Texas and registered by
the Comptroller of Public Accounts, as shown by the records of the Paying Agent/Registrar.
Registered this date: BOKF,NA, DALLAS, TEXAS,as Paying
Agent/Registrar
By:
Authorized Signature
ASSIGN qb
FOR VALUE RECEIVED the u r rsigne.. -re: ls,assigns,and transfers unto (Print
or typewrite name, address,a 1 • •• cod, transfe .
(Social Security or other -ntifying num.e
the within Certificate a all rights the der, and hereby irrevocably constitutes and appoints
.rney to tr. er the within Certificate on the books kept for
registration thereof,with . ••wer of• ,stitution in the premises.
DATED:
NOTICE: The signature on this assignment must correspond
with the name of the registered owner as it appears on the
face of the within Certificate in every particular.
Signature guaranteed:
Signature page to the Definitive Certificates
S-2
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-2 $125,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16,2025 6.000% March 1, 2027 220113TK0
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED TWENTY FIVE SAND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), • • co s d municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and S 'a- State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof, o - State, aturi •ate specified above,the
Principal Amount specified above (or so er- •11 not have been paid upon prior
redemption) and to pay interest on the paid .. ipa gount hereof from the Closing Date
(anticipated to occur on or abs - .to -r 16, 20 1, or the most recent Interest Payment
Date(defined below)to w - est h. --n pa' sr duly provided for until such principal sum
has become due and p• ent thereof a ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p urn rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, . encin, .rch 1, 2026(each, an Interest Payment Date).
Principal and premium, i any,of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-3 $135,000
United States of America
State of Texas
Counties of Nueces,Aransas, Kleberg,and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1, 2028 220113TL8
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED THIRTY FIVE TH• .AND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), . • co •. •d municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and S •a State o- xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above, or the registered assigns thereof, o - State, aturi •ate specified above,the
Principal Amount specified above (or so 'er- .11 not have been paid upon prior
redemption) and to pay interest on the paid • . ipa •ount hereof from the Closing Date
(anticipated to occur on or ab• - •to -r 16, 20 I, or the most recent Interest Payment
Date(defined below)to w - est h. - n pa' 4r duly provided for until such principal sum
has become due and p. ent thereof a ade or duly provided for, to the earlier of
redemption or Stated M. rity, at the p: num rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, encin rch 1,2026(each,an Interest Payment Date).
Principal and premium, i any,of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-4 $140,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1,2029 220113TM6
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED FORTY THOUSA •ND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a :nd municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and Sa ' - ' io, • exas,for value received,
acknowledges itself indebted to and hereby promis; o p. the or. - f the Registered Owner
specified above,or the registered assigns thereof he Stat- aturity ;to specified above,the
Principal Amount specified above (or so much t' •f as s 1 not '. •e been paid upon prior
redemption) and to pay interest on the • 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe r r 16, '), • •m the most recent Interest Payment
Date(defined below)to whic. '• - est h been pai. r dul •vided for until such principal sum
has become due and pay reof seen de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . , e of interest specified above computed on the
basis of a 360-day year twelve 30-4 months; such interest being payable on March 1 and
September 1 of each ye. •mmencing i rch 1,2026(each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen . ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar,requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-5 $150,000
United States of America
State of Texas
Counties of Nueces,Aransas, Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16,2025 6.000% March 1,2030 220113TN4
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED FIFTY THOUSAN) ND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a. :nd municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and Sa ' - io, . exas, for value received,
acknowledges itself indebted to and hereby promis; o p. the or. - f the Registered Owner
specified above,or the registered assigns thereof he Stat- aturity :to specified above,the
Principal Amount specified above (or so much t' •f as s i 1 not . ,e been paid upon prior
redemption) and to pay interest on the 'nc . nt hereof from the Closing Date
(anticipated to occur on or about Septe r r 16, ), • •m the most recent Interest Payment
Date(defined below)to whic s • - est h been pai. r dul 'vided for until such principal sum
has become due and pay reof ,een .de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . . e of interest specified above computed on the
basis of a 360-day year twelve 30 months; such interest being payable on March 1 and
September 1 of each yea. •mmencing rch 1,2026(each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen . ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate (or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-6 $160,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1,2031 220113TP9
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED SIXTY THOUSA ► ND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a :nd municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and Sa ' io, exas, for value received,
acknowledges itself indebted to and hereby promis; o p. the or. - f the Registered Owner
specified above,or the registered assigns thereof he Stat- aturi ;to specified above,the
Principal Amount specified above (or so much t' .f as s. 1 not A. ,e been paid upon prior
redemption) and to pay interest on the - 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe ' r 16, '), . .m the most recent Interest Payment
Date(defined below)to whic• '• - est h been pai r dul 'vided for until such principal sum
has become due and pay reof seen de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . e of interest specified above computed on the
basis of a 360-day year twelve 30-. months; such interest being payable on March 1 and
September 1 of each yea .mmencing _ rch 1,2026(each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen . ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate (or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-7 $170,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1, 2032 220113TQ7
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED SEVENTY THOUS I AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), . • co •. •d municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and S 'a State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof, o State' aturi •ate specified above,the
Principal Amount specified above (or so per- .11 not have been paid upon prior
redemption) and to pay interest on the paid • ipa •ount hereof from the Closing Date
(anticipated to occur on or a•• - ste -r 16, 20 1, or the most recent Interest Payment
Date(defined below)to w . est h. --n pa' 4r duly provided for until such principal sum
has become due and p. ent thereof . ade or duly provided for, to the earlier of
redemption or Stated M. rity, at the p= um rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, • encin' .rch 1,2026 (each, an Interest Payment Date).
Principal and premium, i any,of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate (or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar,requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-8 $180,000
United States of America
State of Texas
Counties of Nueces,Aransas, Kleberg,and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1,2033 220113TR5
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED EIGHTY THOUSA ' AND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a :nd municipal corporation
in the Counties of Nueces,Aransas, Kleberg,and Sa ' - ' io, exas, for value received,
acknowledges itself indebted to and hereby promise o p. the or• f the Registered Owner
specified above, or the registered assigns thereof he Stat- aturity ,to specified above,the
Principal Amount specified above (or so much t' •f as s• 1 not . -e been paid upon prior
redemption) and to pay interest on the - 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe e •r 16, '.), e •m the most recent Interest Payment
Date(defined below)to whic• •• - est h been pai• r dul •vided for until such principal sum
has become due and pay reof •een ,de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . e e of interest specified above computed on the
basis of a 360-day year twelve 30-• months; such interest being payable on March 1 and
September 1 of each yea •mmencing _ rch 1,2026(each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen . ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate (or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar,requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-9 $190,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1, 2034 220113TS3
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: ONE HUNDRED NINETY THOUSA ' AND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a Ind municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and Sa ' io, •. exas, for value received,
acknowledges itself indebted to and hereby promis o p. the or•- f the Registered Owner
specified above, or the registered assigns thereof he Stat- aturity :to specified above,the
Principal Amount specified above (or so much t' •f as s► 1 not '• •e been paid upon prior
redemption) and to pay interest on the • 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe r r 16, ,), • •m the most recent Interest Payment
Date(defined below)to whic• '• - est h been pai r dul 'vided for until such principal sum
has become due and pay reof •een de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . e of interest specified above computed on the
basis of a 360-day year twelve 30-• months; such interest being payable on March 1 and
September 1 of each yea •mmencing rch 1, 2026 (each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen a ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar,requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-10 $200,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 6.000% March 1, 2035 220113TT1
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: TWO HUNDRED THOUSAND AND 6/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo• • a. :nd municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and Sa ' io, . exas, for value received,
acknowledges itself indebted to and hereby promis; o p. the or• f the Registered Owner
specified above,or the registered assigns thereof he Stat- aturity :to specified above,the
Principal Amount specified above (or so much t' •f as.s 1 not . -e been paid upon prior
redemption) and to pay interest on the • 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe • r 16, ,), • •m the most recent Interest Payment
Date(defined below)to whic i '• - est h been pai i r dul 'vided for until such principal sum
has become due and pay reof seen de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . e of interest specified above computed on the
basis of a 360-day year twelve 30-• months; such interest being payable on March 1 and
September 1 of each yea •mmencing rch 1,2026 (each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen a ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-11 $215,000
United States of America
State of Texas
Counties of Nueces, Aransas, Kleberg,and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 5.150% March 1,2036 220113TU8
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: TWO HUNDRED FIFTEEN THOUS• I AND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo s • -•ra. :nd municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and Sa ' io, exas, for value received,
acknowledges itself indebted to and hereby promis; o p. the or•e f the Registered Owner
specified above,or the registered assigns thereof he Stat- aturity ,to specified above,the
Principal Amount specified above (or so much t' •f as s i 1 not . ,e been paid upon prior
redemption) and to pay interest on the • 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe r r 16, ,), • •m the most recent Interest Payment
Date(defined below)to whic. '• - est h been pai 4 r dul •vided for until such principal sum
has become due and pay reof .een de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . - e of interest specified above computed on the
basis of a 360-day year twelve 30-• months; such interest being payable on March 1 and
September 1 of each yea •mmencing i rch 1,2026 (each,an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen a ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-12 $225,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16,2025 5.250% March 1, 2037 220113TV6
REGISTERED OWNER: CEDE& CO.
PRINCIPAL AMOUNT: TWO HUNDRED TWENTY FIVE T SAND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), • • co •d municipal corporation
in the Counties of Nueces,Aransas, Kleberg, and S 'a State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above, or the registered assigns thereof, o - State, aturi •ate specified above,the
Principal Amount specified above (or so per- .11 not have been paid upon prior
redemption) and to pay interest on the paid .. ipa 'ount hereof from the Closing Date
(anticipated to occur on or ab• - ste -r 16, 20 I, or the most recent Interest Payment
Date(defined below)to w . est h. •-n pa' r duly provided for until such principal sum
has become due and p. ent thereof ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p: um rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, • encin .rch 1,2026 (each, an Interest Payment Date).
Principal and premium, i any, of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-13 $235,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16,2025 5.350% March 1, 2038 220113TW4
REGISTERED OWNER: CEDE&CO.
PRINCIPAL AMOUNT: TWO HUNDRED THIRTY FIVE TH k 'SAND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), • co •. •d municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and S 'a State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof, o - State, aturi •ate specified above,the
Principal Amount specified above (or so er- .11 not have been paid upon prior
redemption) and to pay interest on the paid •. ipa •ount hereof from the Closing Date
(anticipated to occur on or ab' - •to -r 16, 20 1, or the most recent Interest Payment
Date(defined below)to w . est ha --n pa' ,r duly provided for until such principal sum
has become due and p. ent thereof ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p: urn rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, , encin .rch 1,2026(each, an Interest Payment Date).
Principal and premium, i any,of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced)whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-14 $250,000
United States of America
State of Texas
Counties of Nueces,Aransas, Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16,2025 5.400% March 1, 2039 220113TX2
REGISTERED OWNER: CEDE&CO.
PRINCIPAL AMOUNT: TWO HUNDRED FIFTY THOUSA ► ND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), a bo. -• a nd municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and Sa ' • io, . exas, for value received,
acknowledges itself indebted to and hereby promis: o p. the or•• f the Registered Owner
specified above,or the registered assigns thereof _ he Stat• aturity ;te specified above,the
Principal Amount specified above (or so much t' •f as s' 1 not '. ,e been paid upon prior
redemption) and to pay interest on the • 'nc nt hereof from the Closing Date
(anticipated to occur on or about Septe r 16, ,), • •m the most recent Interest Payment
Date(defined below)to whic• '• - est h been pai. r dul •vided for until such principal sum
has become due and pay reof •een de or duly provided for, to the earlier of
redemption or Stated M. ity, at the per . e of interest specified above computed on the
basis of a 360-day year twelve 30-• months; such interest being payable on March 1 and
September 1 of each yea. •mmencing _ rch 1,2026 (each, an Interest Payment Date).
Principal and premiu this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presen . ion and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-15 $265,000
United States of America
State of Texas
Counties of Nueces,Aransas, Kleberg,and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 5.450% March 1, 2040 220113TY0
REGISTERED OWNER: CEDE&CO.
PRINCIPAL AMOUNT: TWO HUNDRED SIXTY FIVE THO► 'ND AND NO/100
DOLLARS
The City of Corpus Christi, Texas (the City), • co .. id municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and S 'a State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof, o - State, aturi •ate specified above,the
Principal Amount specified above (or so er- .11 not have been paid upon prior
redemption) and to pay interest on the paid •. ipa q ount hereof from the Closing Date
(anticipated to occur on or ab• - .to -r 16, 20 1, or the most recent Interest Payment
Date(defined below)to w- . est ha --n pa' ,r duly provided for until such principal sum
has become due and p. ent thereof . ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p: num rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, ' encin' rch 1, 2026 (each, an Interest Payment Date).
Principal and premium, i any, of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
REGISTERED
REGISTERED PRINCIPAL AMOUNT
NO. R-16 $1,575,000
United States of America
State of Texas
Counties of Nueces,Aransas,Kleberg, and San Patricio
CITY OF CORPUS CHRISTI, TEXAS
COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATE OF OBLIGATION, TAXABLE SERIES 2025B
Certificate Date: Interest Rate: Stated Maturity: CUSIP No.
September 16, 2025 5.750% March 1, 2045 220113TZ7
REGISTERED OWNER: CEDE&CO.
PRINCIPAL AMOUNT: ONE MILLION FIVE HUNDRED SE NTY FIVE THOUSAND
AND NO/100 DOLLARS
The City of Corpus Christi, Texas (the City), . - co d municipal corporation
in the Counties of Nueces,Aransas,Kleberg, and S •a' State o xas, for value received,
acknowledges itself indebted to and hereby pro to pay e orde the Registered Owner
specified above,or the registered assigns thereof, o - State, aturi ate specified above,the
Principal Amount specified above (or so •er- .11 not have been paid upon prior
redemption) and to pay interest on the paid • ipa •ount hereof from the Closing Date
(anticipated to occur on or abs - ste -r 16, 20 I, or the most recent Interest Payment
Date(defined below)to w• - est h. --n pa' ,r duly provided for until such principal sum
has become due and p. ent thereof . ade or duly provided for, to the earlier of
redemption or Stated M rity, at the p: um rate of interest specified above computed on the
basis of a 360-day year elve 30-d. months; such interest being payable on March 1 and
September 1 of each year, • encin. arch 1,2026 (each,an Interest Payment Date).
Principal and premium, i any, of this Certificate shall be payable to the Registered Owner
hereof(the Holder), upon presentation and surrender, at the corporate trust office of the Paying
Agent/Registrar executing the registration certificate appearing hereon or a successor thereof.
Interest shall be payable to the Holder of this Certificate(or one or more Predecessor Certificates,
as defined in the Ordinance hereinafter referenced) whose name appears on the Security Register
maintained by the Paying Agent/Registrar at the close of business on the Record Date, which is
the fifteenth day of the month next preceding each Interest Payment Date. All payments of
principal of and interest on this Certificate shall be in any coin or currency of the United States of
America which at the time of payment is legal tender for the payment of public and private debts.
Interest shall be paid by the Paying Agent/Registrar by check sent on or prior to the appropriate
date of payment by United States mail, first-class postage prepaid, to the Holder hereof at the
address appearing in the Security Register or by such other method, acceptable to the Paying
Agent/Registrar, requested by the Holder hereof at the Holder's risk and expense.
PAYING AGENT/REGISTRAR AGREEMENT
THIS PAYING AGENT/REGISTRAR AGREEMENT entered into as of July 22, 2025
(this Agreement) is between the City of Corpus Christi,Texas(the Issuer)and BOKF,NA,Dallas,
Texas, a national banking association duly organized and existing under the laws of the United
States of America and authorized to transact business in the State of Texas (the Bank).
RECITALS OF THE ISSUER
The Issuer has duly authorized and provided for the issuance of its "CITY OF CORPUS
CHRISTI, TEXAS COMBINATION TAX AND LIMITED PLEDGE REVENUE
CERTIFICATES OF OBLIGATION, TAXABLE SERIES 2025B" (the Securities), dated
September 16, 2025 in the aggregate principal amount of$4,480,000 to be issued as registered
securities without coupons;
All things necessary to make the Securities the valid obligations of the Issuer,in accordance
with their terms, will be taken upon the issuance and delivery thereof;
The Issuer is desirous that the Bank act as the Paying Agent of the Issuer in paying the
principal, premium (if any) and interest on the Securities, in accordance with the terms thereof,
and that the Bank act as Registrar for the Securities;
The Issuer has duly authorized the execution and delivery of this Agreement;and all things
necessary to make this Agreement the valid agreement of the Issuer, in accordance with its terms,
have been done.
NOW,THEREFORE, it is mutually agreed as follows:
ARTICLE ONE
APPOINTMENT OF BANK AS
PAYING AGENT AND REGISTRAR
Section 1.01 Appointment.
The Issuer hereby appoints the Bank to act as Paying Agent with respect to the Securities
in order to pay, when due, the principal, premium (if any), and interest on all or any of the
Securities to the Holders of the Securities,all in accordance with this Agreement and the Ordinance
(hereinafter defined).
The Issuer hereby appoints the Bank as Registrar with respect to the Securities.
The Bank hereby accepts its appointment, and agrees to act, as the Paying Agent and the
Registrar.
Section 1.02 Compensation.
As compensation for the Bank's services as Paying Agent/Registrar, the Issuer hereby
agrees to pay the Bank the fees and amounts set forth in Annex A hereto; provided, however,
298048716.4
notwithstanding anything herein or in Annex A to the contrary, the aggregate value of this
Agreement shall not exceed the dollar limitation set forth in Section 2271.002(a)(2) of the Texas
Government Code or Section 2274.002(a)(2) of the Texas Government Code or Section
2276.002(a)(2) of the Texas Government Code. The Issuer covenants to provide notice to the
Bank upon any change in the Issuer's Fiscal Year within ten (10) business days of the governing
body of the Issuer's decision to change the Fiscal Year of the Issuer.
In addition, the Issuer agrees to reimburse the Bank upon its request for all reasonable
expenses, disbursements, and advances incurred or made by the Bank in accordance with any of
the provisions hereof(including the reasonable compensation and the expenses and disbursements
of its agents and counsel).
ARTICLE TWO
DEFINITIONS
Section 2.01 Definitions.
For all purposes of this Agreement, except as otherwise expressly provided or unless the
context otherwise requires, the following terms, whenever the same appears herein without
qualifying language, are defined to mean as follows:
Acceleration Date of any Security means the date on and after which the principal
or any or all installments of interest, or both, are due and payable on any Security which
has become accelerated, to the extent permitted by law, pursuant to the terms of the
Security.
Bank Office means the corporate trust office of the Bank set forth on the signature
page of this agreement. The Bank will notify the Issuer, in writing, of any change in
location of the Bank Office.
Code means the Internal Revenue Code of 1986,as amended.
Federal Income Tax Laws means the Code,the regulations promulgated thereunder
and applicable rulings, announcements, notices and other United States Treasury
Department and Internal Revenue Service promulgations, and judicial decisions.
Fiscal Year means the fiscal year of the Issuer,which currently begins on October 1
and ends on September 30 of each year.
Holder and Security Holder each means a Person in whose name a Security is
registered in the Security Register.
Issuer Request and Issuer Order each means a written request or order signed in
the name of the Issuer by the City Manager of the City, any Assistant City Manager of the
City, the City's Director of Finance and Procurement, or the City Attorney and delivered
to the Bank.
298048716.4 -2-
Legal Holiday means a day on which the Bank is required or authorized to be
closed.
Ordinance means the resolution, order, or ordinance of the governing body of the
Issuer pursuant to which the Securities are issued, certified by the City Secretary of the
City Council or any other officer of the Issuer, and delivered to the Bank.
Person means any individual, corporation, partnership,joint venture, association,
joint stock company, trust, unincorporated organization or government or any agency or
political subdivision of a government.
Predecessor Securities of any particular Security means every previous Security
evidencing all or a portion of the same obligation as that evidenced by such particular
Security (and, for the purpose of this definition, any mutilated, lost, destroyed, or stolen
Security for which a replacement Security has been registered and delivered in lieu thereof
pursuant to Section 4.06 hereof and the Ordinance).
Record Date means the Record Date as defined in the Ordinance.
Redemption Date when used with respect to any Security to be redeemed means the
date fixed for such redemption pursuant to the terms of the Ordinance.
Responsible Officer when used with respect to the Bank means the Chairman or
Vice-Chairman of the Board of Directors,the Chairman or Vice-Chairman of the Executive
Committee of the Board of Directors,the President,any Vice President,the Secretary,any
Assistant Secretary,the Treasurer, any Assistant Treasurer, any Trust Officer or Assistant
Trust Officer,or any other officer of the Bank customarily performing functions similar to
those performed by any of the above designated officers and also means, with respect to a
particular corporate trust matter,any other officer to whom such matter is referred because
of his knowledge of and familiarity with the particular subject.
Securities means the securities defined in the recital paragraphs herein.
Security Register means a register maintained by the Bank on behalf of the Issuer
providing for the registration of Securities and of transfers of Securities.
Stated Maturity means the date specified in the Ordinance as the fixed date on
which the principal of a Security is scheduled to be due and payable.
Section 2.02 Other Definitions.
The terms "Bank", "Issuer", and "Securities" have the meanings assigned to them in the
opening paragraph of this Agreement or in the recitals of the Issuer.
The term"Paying Agent/Registrar"refers to the Bank in the performance of the duties and
functions of this Agreement.
Section 2.03 Construction of Terms.
298048716.4 -3-
If appropriate in the context of this Agreement, words of the singular shall be considered
to include the plural,words of the plural shall be considered to include the singular, and words of
the masculine, feminine, or neuter gender shall be considered to include the other genders.
ARTICLE THREE
PAYING AGENT
Section 3.01 Duties of Paying Agent.
As Paying Agent,the Bank shall,provided adequate collected funds have been provided to
it for such purpose by or on behalf of the Issuer, pay on behalf of the Issuer the interest on each
Security when due. The Bank shall compute the amount of interest to be paid each Holder, and
shall prepare and send a check in the amount by United States mail(first class postage prepaid)on
or prior to each interest payment date, to the Holder of each Security (or Predecessor Securities)
whose name appears in the Security Register on the Record Date. Such checks shall be mailed in
such manner to such Holder at the address for each such Holder appearing on the Security Register,
or shall be transmitted to such Holder on each interest payment date by such other method
acceptable to the Bank,requested in writing by, and at the risk and expense of the Holder.
Section 3.02 Payment Dates.
The Issuer hereby instructs the Bank to pay the principal and interest on the Securities at
the dates specified in the Ordinance. The Issuer agrees to transfer or to cause to be transferred, in
immediately available funds,to the Bank to pay principal and/or interest,either or both,by no later
than 4:00 p.m. on the business day immediately preceding the payment dates.
As Paying Agent,the Bank shall,provided adequate collected funds have been provided to
it for such purpose by or on behalf of the Issuer, pay on behalf of the Issuer the principal of and
interest on each Security when due, by computing the amount of interest to be paid each Holder,
preparing the checks and mailing the checks on the payment date,to the Holders of the Securities
on the Record Date,addressed to their address appearing on the Security Register.
ARTICLE FOUR
REGISTRAR
Section 4.01 Transfer and Exchange.
The Issuer shall keep at the Bank Office a register(the Security Register)in which, subject
to such reasonable written regulations as the Issuer may prescribe (which regulations shall be
furnished to the Bank herewith or subsequent hereto by Issuer Order),the Issuer shall provide for
the registration of the Securities and for transfers of Securities. The Bank is hereby appointed
Registrar for the purpose of registering Securities and transfers of Securities as herein provided.
The Bank agrees to maintain the Security Register while it is Registrar.
Every Security surrendered for transfer or exchange shall be duly endorsed or be
accompanied by a written instrument of transfer, the signature on which has been guaranteed by
an officer of a federal or state bank or a member of the Financial Industry Regulatory Authority,
298048716.4 -4-
in form satisfactory to the Bank,duly executed by the Holder thereof, or his agent, duly authorized
in writing.
As a condition to effecting a re-registration, transfer or exchange of the Securities, the
Registrar may request any supporting documentation it feels necessary to effect a re-registration,
transfer or exchange of the Securities. To the extent possible and under reasonable circumstances,
the Bank agrees that, in relation to an exchange or transfer of Securities, the exchange or transfer
by the Holders thereof shall be completed and new Securities delivered to the Holder or the
assignee of the Holder in not more than three (3) business days after the receipt of the Securities
to be canceled and exchange or transfer and the written instrument of transfer or request for
exchange duly executed by the Holder, or his duly authorized agent, in form and manner
satisfactory to the Paying Agent/Registrar.
Section 4.02 Certificates.
The Issuer shall provide the Registrar with an adequate inventory of Securities certificates
to facilitate transfers. The Bank covenants that it will maintain the Securities certificates in
safekeeping and will use reasonable care in maintaining such Securities certificates in safekeeping,
which shall not be less than the level of care it maintains for debt securities of other political
subdivisions or corporations for which it serves as registrar, or which it maintains for its own
securities.
Section 4.03 Form of Security Register.
The Bank as Registrar will maintain the records of the Security Register in accordance with
the Bank's general practices and procedures in effect from time to time. The Bank shall not be
obligated to maintain such Register in any form other than those which the Bank has currently
available and currently utilizes at the time.
The Security Register may be maintained in written form or in any other form capable of
being converted into written form within a reasonable time.
Section 4.04 List of Security Holders.
The Bank will provide the Issuer at any time requested by the Issuer,upon payment of any
required fee, a copy of the information contained in the Security Register. The Issuer may also
inspect the information in the Security Register at any time the Bank is customarily open for
business,provided that reasonable time is allowed the Bank to provide an up-to-date listing or to
convert the information into written form.
The Bank will not release or disclose the content of the Security Register to any person
other than to, or at the written request of, an authorized officer or employee of the Issuer, except
upon receipt of a subpoena,court order,or as required by law. Upon receipt of a subpoena or court
order the Bank will notify the Issuer so that the Issuer may contest the subpoena or court order,
provided such subpoena, court order or lawful request does not prevent the Bank from providing
such notice.
Section 4.05 Return of Canceled Securities.
298048716.4 -5-
The Bank will destroy all canceled Securities pursuant to the Securities Exchange Act of
1934.
Section 4.06 Mutilated, Destroyed, Lost or Stolen Securities Certificates.
The Issuer hereby instructs the Bank to deliver and issue Securities certificates in exchange
for or in lieu of mutilated, destroyed, lost or stolen Securities certificates as long as the same does
not result in an over-issuance.
The Bank will issue and deliver a new Security certificate in exchange for a mutilated
Security certificate surrendered to it. The Bank will issue a new Security certificate in lieu of a
Security certificate for which it received written representation from the Holder that the certificate
representing such Security is destroyed, lost, or stolen,without the surrender or production of the
original certificate. The Bank will pay on behalf of the Issuer the unpaid principal and premium,
if any, of a Security at the Stated Maturity or on the Redemption Date or Acceleration Date, for
which it receives written representation that the certificate representing such Security is destroyed,
lost,or stolen without the surrender or production of the original certificate.
The Bank will not issue a replacement Security certificate or pay such replacement Security
certificate unless there is delivered to the Bank such security or indemnity as it may require(which
may be by the Bank's Blanket Lost Original Instrument Bond or similar certifications that may be
required by the Bank)to save both the Bank and the Issuer harmless.
On satisfaction of the Bank and the Issuer that a Security certificate has been mutilated,
destroyed, lost or stolen,the certificate number on the mutilated,destroyed, lost or stolen Security
certificate will be canceled with a notation that it has been mutilated, destroyed, lost or stolen and
a new Security certificate will be issued of the same series and of like tenor and principal amount
bearing a number(according to the Security Register)not contemporaneously outstanding.
The Bank may charge the Holder the Bank's fees and expenses in connection with issuing
a new Security certificate in lieu of or exchange for a mutilated,destroyed, lost,or stolen Security
certificate.
The Issuer hereby accepts the Bank's insurance policy, surety, or other form of security
from time to time maintained thereby that secures lost, stolen, or destroyed certificates that the
Bank may arrange; and agrees that the coverage under any such form of security is acceptable to
it and meets the Issuer's requirements as to security or indemnity therefor. The Bank need not
notify the Issuer of any changes in the security or other company giving such security or the terms
of such form of security. At any time the Bank is customarily open for business, the applicable
form of security then utilized for the purpose of lost, stolen, or destroyed certificates by the Bank
shall be available for inspection by the Issuer on request. The Issuer hereby accepts the Bank's
indemnity to replace the Security certificates destroyed or lost while in the possession or under the
control of the Bank.
Section 4.07 Transaction Information to Issuer.
298048716.4 -6-
The Bank will, within a reasonable time after receipt of written request from the Issuer,
furnish the Issuer information as to the Securities it has paid pursuant to Section 3.01 and Securities
it has delivered upon the transfer or exchange of any Securities pursuant to Section 4.01.
Section 4.08 U.S. Federal Income Tax Reporting and Withholding.
The Bank shall timely obtain and retain all documents it is required to obtain and retain in
connection with the requirements of the Internal Revenue Code of 1986, as amended, and the
performance of its duties hereunder, including, without limitation, the obtaining and retaining, to
the extent applicable, Forms W-8, W-9, furnished to the Holders. The Bank agrees that it will
comply with withholding and information reporting requirements imposed on the Issuer and the
Paying Agent in connection with payments on the Bonds, including withholding and backup
withholding requirements of the Internal Revenue Code of 1986, as amended,and the issuance of
Form 1042-S and 1099. requirements.
The Bank agrees to furnish the Issuer in a timely manner following written request therefor,
a statement or statements showing amounts withheld, the dates of remittance to the Internal
Revenue Service, the reasons for withholding and such other information or documents as the
Issuer may reasonably request concerning such withholding.
The Bank shall also,within a timely manner following receipt of a written request from the
Issuer,furnish the Issuer with originals or copies(as specified by the Issuer in such written request)
of all Internal Revenue Service forms or other documents,including,but not limited to Forms W-8,
W-9, 1099, and 1042S in the possession of the Bank which relate to the Securities.
ARTICLE FIVE
THE BANK
Section 5.01 Duties of Bank.
The Bank undertakes to perform the duties set forth herein and in the Ordinance and agrees
to use reasonable care in the performance thereof.
The Bank is also authorized to transfer funds relating to the closing and initial delivery of
the Securities in the manner disclosed in the closing memorandum as prepared by the Issuer's
financial advisor, bond counsel, or other agent. The Bank may act on a facsimile or email
transmission of the closing memorandum acknowledged by the financial advisor,bond counsel,or
the Issuer as the final closing memorandum. The Bank shall not be liable for any losses, costs or
expenses arising directly or indirectly from the Bank's reliance upon and compliance with such
instructions.
Section 5.02 Reliance on Documents,Etc.
(a) The Bank may conclusively rely, as to the truth of the statements and correctness
of the opinions expressed therein, on certificates or opinions furnished to the Bank.
298048716.4 -7-
(b) The Bank shall not be liable for any error of judgment made in good faith by a
Responsible Officer, unless it shall be proved that the Bank was negligent in ascertaining the
pertinent facts.
(c) No provisions of this Agreement shall require the Bank to expend or risk its own
funds or otherwise incur any financial liability for performance of any of its duties hereunder, or
in the exercise of any of its rights or powers, if it shall have reasonable grounds for believing that
repayment of such funds or adequate indemnity satisfactory to it against such risks or liability is
not assured to it.
(d) The Bank may rely and shall be protected in acting or refraining from acting upon
any resolution, certificate, statement, instrument, opinion, report, notice, request, direction,
consent, order, bond, note, security, or other paper or document believed by it to be genuine and
to have been signed or presented by the proper party or parties. Without limiting the generality of
the foregoing statement, the Bank need not examine the ownership of any Securities but is
protected in acting upon receipt of Securities containing an endorsement or instruction of transfer
or power of transfer which appears on its face to be signed by the Holder or an agent of the Holder.
The Bank shall not be bound to make any investigation into the facts or matters stated in a
resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent,
order, bond, note, security or other paper or document supplied by the Issuer. The Bank may act
on any order, request, approval or other authority relating to the Securities which is provided by
the Issuer through a facsimile or e-mail transmission without the necessity of obtaining an original
or executed copy of any such authority.
(e) The Bank may consult with counsel, and the written advice of such counsel or any
opinion of counsel shall be full and complete authorization and protection with respect to any
action taken, suffered or omitted by it hereunder in good faith and in reliance thereon.
(f) The Bank may exercise any of the powers hereunder and perform any duties
hereunder either directly or by or through agents or attorneys of the Bank.
Section 5.03 Recitals of Issuer.
The recitals contained herein and in the Securities shall be taken as the statements of the
Issuer, and the Bank assumes no responsibility for their correctness.
The Bank shall in no event be liable to the Issuer, any Holder or Holders of any Security,
or any other Person for any amount due on any Security from its own funds.
Section 5.04 May Hold Securities.
The Bank, in its individual or any other capacity, may become the owner or pledgee of
Securities and may otherwise deal with the Issuer with the same rights it would have if it were not
the Paying Agent/Registrar or any other agent,provided that such dealings do not result in a breach
of any duties or agreements imposed by this Agreement.
Section 5.05 Money Held by Bank.
298048716.4 -8-
A paying agent account shall at all times be kept and maintained by the Bank for the receipt,
safekeeping, and disbursement of money received from the Issuer hereunder for the payment of
the Securities, and money deposited to the credit of such account until paid to the Holders of the
Securities shall be continuously collateralized by securities or obligations which qualify and are
eligible under the laws of the State of Texas to secure and be pledged as collateral for paying agent
accounts to the extent such money is not insured by the Federal Deposit Insurance Corporation.
The Bank shall be under no liability for interest on any money received by it hereunder.
Any money deposited with the Bank for the payment of the principal,premium(if any),or
interest on any Security and remaining unclaimed for three years after final maturity of the Security
has become due and payable will be held by the Bank and disposed of only in accordance with
Title 6 of the Texas Property Code (Unclaimed Property).
The Bank will comply with the reporting provisions of Chapter 74 of the Texas Property
Code with respect to property that is presumed abandoned under Chapter 72 or Chapter 75 of the
Texas Property Code or inactive under Chapter 73 of the Texas Property Code.
Section 5.06 Indemnification.
The Issuer agrees, to the extent it legally may, to indemnify the Bank (including its
directors, officers and employees) for, and hold it harmless against, any loss, liability, or expense
incurred without negligence or bad faith on its part arising out of or in connection with its
acceptance or administration of its duties hereunder, including the cost and expense (including its
counsel fees) of defending itself against any claim or liability in connection with the exercise or
performance of any of its powers or duties under this Agreement. The foregoing indemnities in
this paragraph shall survive the resignation or substitution of the Bank or the termination of this
Agreement.
Section 5.07 Interpleader.
The Issuer and the Bank agree that the Bank may seek adjudication of any adverse claim,
demands or controversy over its persons as well as funds on deposit, in either a Federal or State
District Court located in the State of Texas and County or Counties where either the Bank(Texas
offices only)or the Issuer is located,waive personal service of any process, and agree that service
of process by certified or registered mail, return receipt requested, shall constitute adequate
service. The Issuer and the Bank further agree that the Bank has the right to file a Bill of
Interpleader in any court of competent jurisdiction in the State of Texas to determine the rights of
any Person claiming interest herein.
Section 5.08 Depository Trust Company.
It is hereby represented and warranted that, in the event the Securities are otherwise
qualified and accepted for "Depository Trust Company" services or equivalent depository trust
services by other organizations, the Bank has the capability and, to the extent within its control,
will comply with the "Operational Arrangements", promulgated from time to time by The
Depository Trust Company, which establishes requirements for securities to be eligible for the
298048716.4 -9-
timeliness of payments and funds availability, transfer turnaround time, and notification of
redemptions and calls.
ARTICLE SIX
MISCELLANEOUS PROVISIONS
Section 6.01 Amendment.
This Agreement may be amended only by an agreement in writing signed by both of the
parties hereof.
Section 6.02 Assignment.
This Agreement may not be assigned by either party without the prior written consent of
the other.
Section 6.03 Notices.
Any request, demand, authorization, direction, notice, consent, waiver or other document
provided or permitted hereby to be given or furnished to the Issuer or the Bank shall be mailed or
delivered to the Issuer or the Bank, respectively, at the addresses shown on the signature page of
this Agreement.
Section 6.04 Effect of Headings.
The Article and Section headings herein are for convenience only and shall not affect the
construction hereof
Section 6.05 Successors and Assigns;Merger,Conversion,Consolidation or Succession.
All covenants and agreements herein by the Issuer shall bind its successors and assigns,
whether so expressed or not.
Any corporation into which the Bank may be merged or converted or with which it may be
consolidated,or any corporation resulting from any merger,conversion,or consolidation to which
the Bank shall be a party, or any corporation succeeding to all or substantially all of the corporate
trust business of the Bank shall be the successor of the Bank hereunder without the execution or
filing of any paper or any further act on the part of either of the parties hereto. In case any Security
shall have been registered,but not delivered, by the Bank then in office,any successor by merger,
conversion, or consolidation to such authenticating Bank may adopt such registration and deliver
the Security so registered with the same effect as if such successor Bank had itself registered such
Security.
Section 6.06 Severability.
In case any provision herein, or application thereof, shall be invalid, illegal, or
unenforceable,the validity,legality,and enforceability of the remaining provisions or applications
shall not in any way be affected or impaired thereby.
298048716.4 -10-
Section 6.07 Benefits of Agreement.
Nothing herein, express or implied, shall give to any Person, other than the parties hereto
and their successors hereunder, any benefit or any legal or equitable right, remedy, or claim
hereunder.
Section 6.08 Entire Agreement.
This Agreement and the Ordinance constitute the entire agreement between the parties
hereto relative to the Bank acting as Paying Agent/Registrar for the Securities,and if any conflict
exists between this Agreement and the Ordinance,the Ordinance shall govern.
Section 6.09 Counterparts.
This Agreement may be executed in any number of counterparts, each of which shall be
deemed an original and all of which shall constitute one and the same Agreement.
Section 6.10 Termination.
This Agreement will terminate on the date of final payment by the Bank issuing its checks
for the final payment of principal of, and premium, if any, and interest on the Securities.
This Agreement may be earlier terminated upon 60 days written notice by either party;
provided, however, that this Agreement may not be terminated (i) by the Bank until a successor
Paying Agent/Registrar that is a national or state banking institution and a corporation or
association organized and existing under the laws of the United States of America or of any state
which possesses trust powers and is subject to supervision or examination by a federal or state
regulatory agency has been appointed by the Issuer and has accepted such appointment, or(ii) at
any time during which such termination might, in the judgment of the Issuer, disrupt, delay, or
otherwise adversely affect the payment of the principal, premium, if any, or interest on the
Securities. Prior to terminating this Agreement, the Issuer may reasonably require the Bank to
show that such termination will not occur during a period described in (ii) above.
The resigning Paying Agent/Registrar may petition any court of competent jurisdiction for
the appointment of a successor Paying Agent/Registrar if an instrument of acceptance by a
successor Paying Agent/Registrar has not been delivered to the resigning Paying Agent/Registrar
within sixty (60)days after the giving of such notice of resignation.
Upon an early termination of this Agreement, the Bank agrees to promptly transfer and
deliver the Security Register(or a copy thereof), together with other pertinent books and records
relating to the Securities,to the successor Paying Agent/Registrar designated and appointed by the
Issuer.
The provisions of Section 1.02 and of Article Five shall survive and remain in full force
and effect following the termination of this Agreement.
298048716.4 -1 1-
Section 6.11 Contracts with Companies Engaged in Business with Iran,Sudan or Foreign
Terrorist Organizations Prohibited(S.B. 252 85th Texas Legislature).
The Bank represents that neither it nor any of its parent company, wholly- or majority-
owned subsidiaries, and other affiliates is a company identified on a list prepared and maintained
by the Texas Comptroller of Public Accounts under Section 2252.153 or Section 2270.0201,
Government Code. The foregoing representation excludes the Bank and each of its parent
company, wholly- or majority-owned subsidiaries, and other affiliates, if any, that the United
States government has affirmatively declared to be excluded from its federal sanctions regime
relating to Sudan or Iran or any federal sanctions regime relating to a foreign terrorist organization.
Notwithstanding anything contained herein, the representations and covenants contained
in this Section shall survive termination of the agreement until the statute of limitations has run.
Section 6.12 Governing Law.
This Agreement shall be construed in accordance with and governed by the laws of the
State of Texas and the United States of America.
298048716.4 -12-
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day
and year first above written.
CITY F CORPUS CHRISTI,TEXAS
By:
Title: Authorized Official
Address: 1201 Leopard Street
Corpus Christi,Texas 78401
Signature page to the Paying Agent Registrar/Agreement
S-1
BOKF,NA,DALLAS,TEXAS,
as Paying Agent/Registrar
By: , (/
Title: ice Rre i ent
Address: 5956 Sherry ne,Sui 00
Dallas,Texas 75225
Signature page to the Paying Agent Registrar/Agreement
S-2
298048716.4
Annex A
Paying Agent/Registrar Fee Schedule
298048716.4 A-1
City of Corpus Christi, Texas
Combination Tax and Limited Pledge Revenue
Certificates of Obligation, Taxable Series 2025B
PAYING AGENT/REGISTRAR
Schedule of Fees
Closing Fee $200.00
For review,coordination of documents and setup of wires in preparation for closing. This fee is due at closing.
Semi-Annual Administration Fee *$2010.010
For ordinary administration services by Paying Agent/Registrar-includes daily routine account management and processing
in accordance with the agreement. Float credit received by the bank for receiving funds that remain uninvested are deemed
part of the Paying Agent's compensation.The Administration Fee will be invoiced semi-annually at$200.00 beginning with
the first debt service payment. There is noAdminist, tion Fee due at closing.
Call or Redemption of Bonds At Cost
Cost includes distribution to holders of record,redemption processing and notification through DTC.Any and all publication
expenses including Bond Buyer,Regional and Financial Periodicals for the call notice will be billed to the Issuer at cost.
Charges for performing extraordinary or other services not contemplated at the time of the execution of the transaction or
not specifically covered elsewhere in this schedule will be determined by appraisal in the amounts commensurate with the
service provided. Counsel fees,if ever retained as a result of a default,or other extraordinary occurrences on behalf of the
bondholders or Bank of Texas,will be billed at cost.
Services not included in this Fee Schedule,but deemed necessary or desirable by you,may be subject to additional charges.
Our proposal is subject in all aspects to review and acceptance of the final financing documents which sets forth our duties
and responsibilities.
Jose Gaytan,SVP To learn more about BOK Financial:
Regional Corporate Trust Business Development
Officer-Phone:512.813.2002
Joavtan(a,bankoftexas.com or Jgaytan(atbokf.com
•~4' j El
Erin Fitzpatrick,SVP
National Corporate Trust Business Development r- ;. = ;
Officer-Phone:972.892.9972 �o - o f•. o•.
EFitzpatrick@bankoftexas.com or Efitzpatrick@bokf.com .-r.••
• •
S o 0
;p
•.•
BOK FINANCIAL
bokfinancial.com
®2025.Bank of Texas®and BOK Financial®are trademarks of BOKF,NA.Member FDIC.Equal Housing Lender. 07/25
The Depository Trust Company
A subsidiary of the Depository Trust&Clearing Corporation
BLANKET ISSUER LETTER OF REPRESENTATIONS
(To be completed by Issuer and Co-Issuer(s), if applicable)
City of Corpus Christi, Texas
(General Obligation)
(Name of Issuer and Co-Issuer(s),if applicable)
May 12, 2020
(Date)
The Depository Trust Company
570 Washington Blvd, 4th FL
Jersey City,NJ 07310
Attention: Underwriting Department
Ladies and Gentlemen:
This letter sets forth our understanding with respect to all issues (the "Securities")that
Issuer shall request to be made eligible for deposit by The Depository Trust Company ("DTC").
Issuer is: (Note: Issuer shall represent one and cross out the other.)
1po}Xgi[formed under the laws ot] the State of Texas
To induce DTC to accept the Securities as eligible for deposit at D TC, and to act in
accordance with DTC's Rules with respect to the Secu rities, Issuer represents to DTC that issuer
will comply with the requirements stated in DTC's Operational Arrangements, as they may be
amended from time to time.
Very truly yours,
Note:
Schedule A contains statements that DTC
believes accurately describe DTC,the method Corpus Christi,Texas
of effecting book-entry transfers of securities (Issuer)
distributed through DTC,and certain related
matters. By: C
(Authorized Officer's Signature)
Constance Sanchez, Chief Financial Officer
(Print Name)
1201 Leopard Street
(Street Address)
Corpus Christi, Texas USA 78401
(City) (State) (Country) (Zip Code)
(361) 826-2489
DTCC constancep@cctexas.com
Number)
ncep@cctexas.com
(E-mail Address)
BLOR 06-2013