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HomeMy WebLinkAbout020511 RES - 11/08/1988A RESOLUTION AUTHORIZING THE EXECUTION OF A CONTRACT AGREEMENT WITH THE TEXAS HISTORICAL COMMISSION FOR ACCEPTANCE OF A GRANT OF $5,000 MATCHED BY THE CITY THROUGH IN-KIND SERVICES FOR UPDATING THE 1974 PRESERVATION PLAN; AND APPROPRIATING $5,000. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF CORPUS CHRISTI, TEXAS: SECTION 1. That the City Manager is hereby authorized to execute a contract agreement with the Texas Historical Commission for acceptance of a grant of $5,000 matched by the City through in-kind services for updating the 1974 Preservation Plan, all as more fully set forth in the contract agreement, a substantial copy of which is attached hereto and made a part hereof, marked Exhibit A. SECTION 2. That there is hereby appropriated $5,000 from Certified Local Government Grant awarded to the City by the Texas Historical Commission. ATTEST: City Secretary MAY APPROVED: ;2F.74A DAY OF O1oI,et 19 Fr HAL GEORGE, CITY ATTORNEY By 4011IP "fr Assistant City Attorney 207RP065.res R THE CITY OF CORPUS CHRISTI, TEXAS 2osi MICROFILMED CURTIS TUNNELL EXECUTIVE DIRECTOR TEXAS HISTORICAL C P.O. BOX 12276 AUSTIN, TEXAS 78711 CERTIFIED LOCAL GOVERNMENT GRANT This agreement is entered into by the Texas Historical Commission, a State Agency, hereinafter referred to as the Commission, and the City of Corpus Christi, hereinafter referred to as the Contractor, pursuant to a grant made to the Texas Historical Commission for Fiscal Year 1988, by the U.S. Department of the Interior, National Park Service, under the provisions of the National Historic Preservation Act of 1966, P.L. 89-665 (16 U.S.C.S. Sec. 470 f). This grant is made for the purpose of funding a project or projects to be undertaken by the Contractor as a participant in the Certified Local Government program. The Contractor in consideration of the hereinafter monetary sum to be paid by the Commission agrees as follows: SEC. 1. The Contractor shall undertake and complete the project and/or projects detailed in the Project Proposal (Attachment I), to be executed within the jurisdiction of the City of Corpus Christi, Texas, in the County of Nueces, Texas. SEC. 2. It is agreed that the Contractor shall be an independent Contractor for the purposes of this Agreement. The Contractor shall not be considered the agent, the servant, or the employee of the Commission for any purpose whatsoever. The liabilities of any kind arising from the performance of the contracted work covered by this Agreement and all Appendices thereto are the responsibility of the Contractor. SEC. 3. In the event that the Contractor proposes to undertake a survey of cultural resources in the City of Corpus Christi, then the Contractor shall be required to enter into an Architectural Survey Agreement with the Commission, and to fulfill all of the requirements stated in that contract document and in "Guidelines for Survey and Planning Grants" (Attachment II). SEC. 4. In the event that the Contractor proposes to undertake the preparation of a nomination to the National Register of Historic Places, the Contractor shall utilize the current forms in use by the Commission, as well as the current instructions for the completion of such forms, which are also provided by the Commission. • (512) 463-6100 ✓/re &2ile c%yencyfa2.9/taervalio2 (-I SEC. 5. The staff employed by the Contractor shall meet the criteria for employment as prescribed by the Commission as outlined in "Guidelines for Survey and Planning Grants" (Attachment II) and be employed by competitive procurement. Regulations of the U.S. Department of the Interior strictly prohibit unlawful discrimination in federally -assisted programs on the basis of race, color, and/or national origin. In all cases the person(s) employed by the Contractor to complete the work specified in Sec. 1 must meet with the approval of the Commission. The professional hired must also attend an orientation session with the Commission's National Register staff prior to commencing work. SEC. 6. The Contractor shall keep accurate financial records available for audit by the Commission or by Federal auditors three years from Project End Date in accordance with Federal Management Circulars A.87 and OMB A 102 (revised), OMB A 128 and the National Register Programs Guidelines - NPS 49. SEC. 7. All grant funds shall be spent in the manner and amounts specified in the approved detailed Budget, a copy of which is attached to this document as Attachment I. SEC. 8. The work covered by this Agreement shall begin October 3, 1988 and be completed by July 31, 1989. If for any reason the work is not completed by such date or if the Agreement is cancelled due to Contractor's default, then all amounts paid under this Agreement shall be immediately due and repayable to the Commission. It is further agreed that all materials stipulated in Attachment I and all reimbursement requests be submitted to the Commission by August 31, 1989. SEC. 9. All documents referred to herein are hereby adopted as part of this Agreement, as is set forth herein. The COMMISSION, in consideration of the hereinbefore undertaking by the Contractor, agrees as follows: specifically described The Commission shall reimburse the Contractor exclusively from U.S. Department of the Interior grant-in-aid funds for historic preservation (Certified Local Government) upon the receipt and approval of invoices from the Contractor as long as the Contractor'is in compliance with this Agreement, up to the total grant sum of $5,000 as specified in the Grant Award Letter (Attachment III). Such payments to be made as requested over a period of eight (8) months for services actually rendered, or if mutually agreed, in one lump sum up to the total grant sum, upon completion and approval of all the requirements set forth in this Agreement. The Contractor shall submit documented reimbursement requests to the Commission and the Commission will in turn reimburse the Contractor up to one half of the requested figure. It is further agreed that a sum not to exceed 25% of the total granted sum will be retained by the Commission until all stipulated materials and properly documented reimbursement requests are submitted by the Contractor. IT IS FURTHER AGREED and understood by both parties that: SEC. 1. All materials published, printed, or used for public distribution funded in whole or in part by the Commission will note on its materials that the Texas Historical Commission and the U.S. Department of the Interior, National Park Service, aided in financially assisting this work. SEC. 2. This Agreement may not be amended by either party without the written consent of the other party. In special cases, adjustment of the contractual requirements may be necessary pursuant to recommendations by the National Register Department with the approval of the Texas Historical Commission. WITNESS OUR HANDS this day of , 19W. ATTEST: THE TEXAS HISTORICAL COMMISSION by: Armando Chapa Curtis Tunnell City Secretary Executive Director APPROVED: Hal George, City Attorney by Assistant City Attorney by: etntrae'tot— Juan Garza, City Manager APPROVED AS TO FORM: by: Assistant Attorney General Attachment I: Project Proposal and Budget Attachment II: "Guidelines for Survey and Planning Grants" Attachment III: Grant Award Letter ITEM dna ir 5 REVISED BUDGET SUMMARY GRANT IN-KIND SERVICE TOTAL (1) Consultant's fee $2,550 $2,550.00 for professional service of field survey of improvements (2) Consultant's $ 200 'fuel allowance for field survey (3) Consultant's $ 200 travel allowance (4) Consultant's $30 x 30 days lodging =' $900 (5) Consultant's $25 x 0 days food, per diem = $750' (6) Reproduction $ 200 cost of one (1) set of. Sanborn Land Use Map Series for consultant's field survey $ 200.00 $ 200.00 $ 900.00 $ 750.00 $ 200.00 (7) Reproduction $ 100 $ 100.00 of office historical data for consultant to utilize in field survey (8) Paper stock for $ 100 mapping historical land use maps for consultant's field survey $ 100.00 6 (9) City Staff 200 hrs. x $18.75 preparing = $3,750 $3,750.00 bid proposal, meeting with consultant to review area, reviewing draft of field survey data before final approval (10) Drafting staff preparing maps of field survey area (11) Secretarial staff providing typing service for bid request, corres- pondence to consultant, and preservation plan data to be supplied to consultant 35 hrs. x $14.50 = $507.50 $ 507.50 93.397 hrs. x $7.95 = $742.50 $ 742.50 Total. $5,000 $5,000 $10,000.00 7 REVISED BUDGET NARRATIVE Item (1) Funds received from the Texas Historical Commission will be utilized as payment for a consultant to perform field survey on improvements prior to 1950 within the 1988 city limits of Corpus Christi and mapped accordingly. This field survey will serve as the first phase of the Preservation Plan update project. (2) Consultant's allowance for fuel when conducting the field survey of improvements within the 1988 City limits of Corpus Christi. (3) Consultant's travel allowance to and from Corpus Christi. (4) Consultant's lodging allowance during his/her stay in Corpus Christi while conducting field survey. (5) Consultant's food per diem allowance during his/her stay in Corpus Christi while conducting field survey. (6) Reproduction cost of the 1914/1919 Sanborn Land Use Maps which identifies structures existing in Corpus Christi during this period for consultant's utilization. (7) Reproduction of existing Corpus Christi Preservation Pan, Nueces County Preservation Plan, historical documents pertaining to properties in Corpus Christi for consultant's utilization. (8) Cost of paper stock in reproducing street network base maps for consultant's field survey. (9) Staff member will prepare, for City Council approval, a bid request package for the Preservation Plan update field survey. Staff will meet with the consultant chosen to review the historical demographics of the city. A review of the draft field survey document and preface provided by the consultant will be performed by Staff before final approval. (10) Drafting staff will prepare street network maps to be utilized in the preservation plan. (11) Secretarial staff will provide typing services for the bid request, correspondence to the chosen consultant, and preservation plan data on improvements to be supplied to the consultant. finiktide Guidelines for Survey and Planning Grants armis f „r. st., I LAST Lt.LVATIOM Sala f4 :l PO' Pre -Application Manual TEXAS HISTORICAL COMMISSION NATIONAL REGISTER PROGRAMS P.O. Box 12276 Austin, Texas 78711 [512] 463-6094 4) Revised 1/88 PART I: INTRODUCTION TO SURVEY AND PLANNING GRANTS With the enactment of the National Historic Preservation Act in 1966, the Secretary of the Interior was directed to expand and maintain a national register of historic places and to give maximum encouragement to state governments to develop statewide historic preservation programs of their own. The Act recognized that one of the prerequisites for an effective national preservation program was the identification of historic resources across the country thr-ugh comprehensive statewide surveys. A grants-in-aid program established by the Act made limited funding available through the National Park Service of the U.S. Department of the Interior for such survey work at both the state and local levels. Surveys and their resulting inventories form an important basis for planning decisions that affect the quality of our community life. In order to plan for the preservation and enhancement of the historic environment, it is necessary to determine what properties make up that environment. Broad and thorough coverage of the environment in a survey generally leads to a multiple property nomination to the National Register of Historic Places. Therefore, the effectiveness of the National Register as a planning tool depends upon the quality and comprehensiveness of the preceeding survey activity. Survey and planning grants in Texas are administered through the National Register Programs office of the Texas Historical Commission. They are distributed as 50-50 matching grants, which, with the exception of General Revenue Sharing and Community Development Block Grant monies, must be matched with non-federal funds. These grants can be used to hire a professional (see Standards for Professional Qualifications) preservation planner, historian, archeologist, or architectural historian to conduct a survey, prepare National Register nominations, or formulate strategies for preservation planning. What is a Survey? Surveys are a process of identifying and gathering data on a community's historic resources. They are generally as comprehensive as possible in their effort to record all of the pre -1945 historic and/or archeological sites, buildings, objects, structures, and districts within a given geographical boundary giving them a high, medium, or low priority ranking. To an extent, surveys then concentrate on all high priority properties that may be eligible for inclusion in a National Register multiple property nomination. This includes all resources that are of significance in American history, architecture, archeology and culture, and which are generally more than 50 years of age. Because we are also concerned with locally significant neighborhoods and properties, and, since with the passage of time an increasing number of properties will continue to fall within the 50 -year time range, we recommend that more recent properties and properties of local significance be included in a survey. The following are suggestions about the range of resources that may be considered significant within the context of a survey. BUILDINGS: Definition: A building, such as a house, barn, church, hotel, or similar construction is created to shelter any form of human activity. Building may also be used to refer to a historically and functionally related unit, such as a courthouse and jail or a house and barn. (1) Notable examples of architectural styles and periods or methods of construction, as well as particular local or regional types. (2) Buildings illustrating the history and development of such diverse areas as communications, community planning, government, conservation, economics, education, literature, music, and landscape architecture. (3) Stores and businesses and other properties that provide a physical record of the experiences of particular ethnic groups. (4) Markets and commercial structures or blocks. (5) Buildings by great architects or master builders and important works by minor ones. (6) Architectural curiosities, buildings which are one -of -a -kind. (7) Sole or rare survivors of an important architectural style or type. (8) Studios of American artists, writers, or musicians during the years of significant activity. (9) Institutions that provide evidence of the cultural history of a community, such as churches, universities, art centers, theaters, and entertainment halls. (10) Buildings where significant technological advances or inventories in any field occurred (agricultural experiment stations, laboratories, etc.). (11) Vernacular or folk buildings including secondary or outbuildings. (12) A few interiors of buildings that retain significant features. SITES: Definition: A site is the location of a significant event, a prehistoric or historic occupation or activity, or a building or structure, whether standing, ruined, or vanished, where the location itself possesses historical, cultural, or archeological value regardless of the value of any existing structure. (1) Archeological sites containing information that may be of value in answering particular research questions. (2) Archeological sites containing information that may shed light on broad trends in local, state, or national history. (3) Sites of cultural importance to local people or ethnic groups, such as locations of important events in their history, historic or prehistoric cemeteries, or shrines. (4) Sites associated with events important in the history of the community as a whole, such as battlefields, trails, etc. (5) Cemeteries associated with important events or people, or whose study can provide important information about history or prehistory, or landscape significance. (6) Ruins of historically or archeologically important buildings or structures. (7) Historically important shipwrecks. (8) Cemeteries important for the architectural or artistic qualities of their constituent structures and monuments. (9) Constructed landscapes that exemplify principles, trends, or schools of thought in landscape architecture, or that represent fine examples of the landscape architect's art. [Cemeteries are important cultural properties to survey, but usually are not eligible for inclusion in the National Register of Historic Places.] OBJECTS: Definition: The term object is used to distinguish from buildings and structures those constructions that are primarily artistic in nature or are relatively small in scale and simply constructed. Although it may be, by nature or design, movable, an object is associated with a specific setting or environment, such as statuary in a designed landscape. (1) Objects important to the cultural life of a community and related to a specific location, such as fountains, road markers, outdoor sculpture, etc. (2) Objects important to scientific, historical, or art historical research such as statuary, ships, locomotives, etc. STRUCTURES: Definition: The term structure is used to distinguish from buildings those functional constructions made usually for purposes other than creating shelter. (1) Industrial and engineering structures including mills, kilns, quarries, aqueducts, weirs, processing plants, utility or pumping stations, and dams. (2) Transportation structures such as railroads, turnpikes, canals, tunnels, bridges, roundhouses, lighthouses, and wharves. (3) Agricultural structures such as granaries, silos, corncribs, and apiaries. (4) Movable structures associated with important processes of transportation, industrial development, social history, recreation, and military history DISTRICTS: Definition: A district possesses a significant concentration, linkage, or continuity of sites, buildings, structures, or objects united historically or aesthetically by plan or physical development. (1) Groups of buildings that physically and spatially comprise a specific environment: groups of related buildings that represent the standards and tastes of a community or neighborhood during one period of history, unrelated structures that represent a progression of various styles and functions, or cohesive townscapes or streetscapes that possess an identity of place. (2) Groups of buildings, structures, and/or sites representative of, or associated with a particular social, ethnic, or economic group during a particular period. (3) Farmlands and related farm structures (silos, barns, granaries, irrigation canals) that possess an identity of time and place. (4) Groups of structures and buildings that show the industrial or technological developments of the community, state, or nation. (5) Groups of buildings representing historical development patterns, such as commercial and trade centers, county seats, and mill towns. (6) Groups of sites, structures, and/or buildings containing archeological data and probably representing a historic or prehistoric settlement system or pattern of related activities. (7) Groups of educational buildings and their associated spaces (school and university campuses, etc.) (8) Extensive constructed landscapes, such as large parks, that represent the work of a master landscape architect or the concepts and directions of a school of landscape architecture. (9) Landscapes that have been shaped by historical processes of land use and retain visual and cultural characteristics indicative of such processes. Why undertake a survey? The increasing competition for land use and uncertain economies of rural and urban areas in the State leave the survival of many prehistoric and historic resources in serious doubt. Although new construction will inevitably replace some of these resources, the completion of a survey can lead to the development of a preservation plan that takes into account the relative values and significance of all historically and architecturally significant buildings, sites, residential neighborhoods, and rural and urban spaces. A preservation plan can help channel growth into the least sensitive areas of the environment and limit the loss of valuable resources. In addition to serving as planning tools, surveys can help in locating potential Recorded Texas Historic Landmarks and State Archeological Landmarks. These designations, as well as National Register multiple property nominations, can make those same properties eligible for economic benefits, such as tax credits, and State and federal grants for historic preservation. What are the products of a completed survey? (1) A typewritten Texas Historic Sites Inventory Form or its approved equivalent or State of Texas Archeological Site Data Form of every prehistoric or historic property in the survey area. (See Appendices A & B) (2) Negatives of all surveyed sites with proper identification of each view. These may be either 4" X 5" or 35mm format. If 35mm format is used, each roll of film must be accompanied by two contact sheets and one completed Photo Index sheet. (See Appendix B) In addition, 35mm slides of all high priority properties and representative streetscapes are required. (3) Detailed maps that identify the location of all surveyed properties and districts. Local maps with building footprints or USGS 7.5 series maps may be used to clearly identify surveyed sites and their site numbers. If USGS maps are used these will be provided by the Texas Historical Commission. (See Appendix C) For archeological surveys, USGS maps must be used and must clearly identify all site locations with trinomial numbers. (4) Two copies of a final report which outlines the survey's purpose and methods, and makes recommendations for local, state, and federal historical designation and other appropriate preservation measures. This report must be in conformance with Federal Register, Volume 48, No. 190. (Available from the Texas Historical Commission) Additional products, if requested by the grant recipient, may result from the survey work including sketch maps, sketch plans, and the outlining of local preservation strategies. What is a National Register Nomination? National Register nominations may be for individual properties, districts, or multiple properties. A multiple property nomination, the most comprehensive one, includes all historic and/or prehistoric properties within a given geographic area that have been identified in a, comprehensive survey as meeting the criteria for listing in the National Register of Historic Places. This can include any combination of districts, sites, buildings, structures, and objects significant at the local, state, or national level. What are preservation planning activities? In general, activities for the continued identification and evaluation of historic properties and for their protection and enhancement are considered preservation planning activities. These may include preparation of a comprehensive historic preservation plan, development of historic preservation or district ordinances, establishment of financial incentive programs for preservation, and public education activities. PART II: SURVEY AND PLANNING METHODOLOGY The Secretary of the Interior's Standards for Preservation Planning, Identification, Evaluation, Documentation and Registration are the guidelines prepared by the National Park Service of the U.S. Department of the Interior for grants awarded from the Historic Preservation Fund. The Standards provide a general methodology for survey and planning activities on many levels and different scales. Therefore, all work completed with assistance of the survey and planning grants of the State Historic Preservation Office must be in conformance with these Standards. A copy of these may be obtained from the National Register Programs office of the Texas Historical Commission. What are the elements of preservation planning? A historic resources survey of a community has as one of its main purposes the development of a complete, fully documented, comprehensive inventory of the community's historic properties. To achieve this end using cost-effective, broad, and unbiased methods, the Standards for Preservation Planning recommend the preparation of historic contexts. A historic context is a broad pattern of historical development in a community or its region with geographic, temporal, and thematic boundaries. Historic resources, both standing and archeological, represent these contexts. For example, if a community began as a port city in the 19th century, its functions as such may be reflected in its street plan, in the character of some neighborhoods, in the location of warehouses and commercial buildings, or in archeological remains buried beneath more recent development. The operation of the 19th -century port is thus one historic context that influences the nature and distribution of the community's resources, and should influence survey efforts designed to find and document such resources. Historic contexts are developed on the basis of background data on the community's history and prehistory, or on such data from the surrounding area. To uncover such data, survey planners should conduct initial research into the community's history and the history and prehistory of the region in which it lies, and should consult knowledgeable authorities. An initial statement of historic contexts should be developed during these earliest stages of planning to guide development of the actual survey design. At the point of planning the survey, it may be feasible to define them only in broad, general terms; sufficient flexibility should always be maintained to allow changes to take place as the survey progresses. In this manner, historic contexts are almost always refined, modified, added to, and elaborated on as the survey itself proceeds. An outline of statewide historic contexts is available from the National Register Programs office of the Texas Historical Commission. These are considered a guide for surveys, registration and documentation that will eventually lead to the establishment of fully developed contexts or those contexts narrowed down to specific property or resource types with defined protection strategies. How are survey goals and priorities established? A great deal of preparation is necessary before beginning any survey effort. During the initial stages of research, survey goals should be established based on the developed historic contexts. This will provide information crucial for determining the scope and focus of the proposed work. For example, suppose that a community (a) was the probable location of a prehistoric Indian village near the confluence of two streams; (b) was a port during the early 19th century; and (c) experienced growth in the middle to late 19th century as rural Blacks established neighborhoods of shotgun houses near urban centers and merchants built opulent houses in another related neighborhood. Goals for the first -stage reconnaissance -level survey effort might be (a) to determine whether soil strata that might contain the archeological remains of the Indian village still exist under the modern streets and houses that overlay the old stream confluence; (b) to determine the boundaries of the early 19th century port, identify major buildings from the period, identify buildings requiring further study to determine whether they represent repeatedly modernized 19th -century buildings, and determine locations of likely archeological interest; (c) to identify historic neighborhoods that retain their architectural and cultural integrity. The means to achieving these goals can then be assigned priorities based on such factors as work already conducted, available funding, planning and development constraints, and survey opportunities. How is the survey conducted? The first step is to determine the boundaries of the survey area. This usually is determined by the funding agency or organization and follows an established political boundary. If dealing with standing structures in densely populated urban areas, however, other boundaries might be considered. In most archeological studies, boundaries may follow topographic or environmental zones, such as valley floors, or river basins. Regardless of the boundaries, a survey consists of two major components: (a) archival research, (b) field work and recording of information. Although archival research begins before field work, and much information is recorded as the result of field work, both normally will be simultaneous activities. Those conducting them should interact and provide each other with advice and suggestions. (A) Performing archival research Archival research should examine factors such as the area's historical or prehistoric development, political boundaries, settlement patterns, and geographic features. Good sources of historic information include back issues of newspapers and periodicals, city directories, • census records, old maps and photographs, Sanborn Insurance maps, county histories, tax rolls, and deed records. Local libraries and -county courthouses often have many of these and other historical records. Prehistoric background information can be found in published and unpublished studies, theses, and dissertations. The Texas State Library and Archives in Austin, the Barker Texas History Center at the University of Texas, the Southwest Collection at Texas Tech, the Institute of Texan Cultures in San Antonio, the Texas Historical Commission libraries and other State and local archives are useful resource centers for both historic and prehistoric reference materials. Locally collected information is vital in any survey effort. Dis- plays and collections at libraries, schools, and museums; articles in local newspapers; guided tours of historic homes; meetings with local groups or clubs; and oral history projects can all help gather information and local support for a survey. Local historians, genealogists, and other knowledgeable individuals also should be enlisted in the effort. (B) Field Work and Recording Procedures Field work is usually divided into two types: reconnaissance and intensive surveys. A reconnaissance survey should document: (1) The boundaries of the area surveyed; (2) Major properties of 50 years of age or more; (3) The method of survey, including the extent of survey coverage; (4) Comment on the kinds of historic properties present in the survey area; (5) Specific properties that were identified, and the categories of information collected; and (6) Areas examined that did not yield historic properties. An intensive survey should document: (1) The boundaries of the area surveyed; (2) All properties of 50 years of age or more; (3) The method of survey, including an estimate of the extent of survey coverage; (4) A record of the precise location of all properties identified; (5) Information on the appearance, significance, integrity, and boundaries of each property sufficient to permit an evaluation of its significance; and (6) Comment on and estimates of areas where resources have been lost. Sometimes both types are conducted as related parts of the same survey project; in other cases, reconnaissance is used to plan and focus later intensive survey. In general, the Texas Historical Commission •now funds only intensive surveys. The field work generally consists of identifying resources, photographing them, recording basic site data, marking a field map, and sometimes completing a site plan for all properties which appear to be of historical, architectural, or archeological significance. In a survey of above -ground resources, this process entails driving or walking every street in a community, and evaluating every site and structure individually on the basis of the established criteria. The information gained through this process can then be cross-referenced with the archival findings. A Historic Sites Inventory Form or an approved equivalent is completed for every property deemed to be of cultural or historical value at that point. These forms are then keyed to a map of the survey area, so that the general patterns of chronology, growth, and concentration can easily be identified. (See Appendices A and C). In archeological surveys, standard predictive survey methods are employed, and sites are recorded on State of Texas Archeological Site Data Forms (see Appendix D). All archeological sites should be plotted on the largest scale USGS topographic sheets available (7.5 minute scale is preferred). [Please refer to National Register Bulletin 24, Guidelines For Local Surveys: A Basis For Preservation Planning by the National Register of Historic Places Interagency Resources, National Park Service, U.S. Department of the Interior for more information on survey and planning techniques. Available from the National Register Programs office, Texas Historical Commission.] PART III: HOW TO APPLY FOR SURVEY AND PLANNING GRANTS Survey and planning grants are allocated annually by the Texas Historical Commission in accordance with the State Historic Preservation Plan to assist in preservation planning projects and compilation of an inventory of the State's historic resources. These grants are allocated from the Historic Preservation Fund awarded to the Texas Historical Commission of the State of Texas by the U.S. Department of the Interior. As explained earlier, with other grants awarded through the Texas Historical Commission, survey and planning grants must be matched on a 50-50 basis. Since the funding is federal in origin, only non-federal monies may be used as a match, with the exception of General Revenue Sharing and Community Development Block Grant monies. The match can consist of cash or in-kind contributions. Cash contributions are the grant recipient's cash outlay of money from non-federal sources, except for General Revenue or Community Development funds. In-kind contributions are the value of non-cash contributions provided by the grant recipient or non-federal third parties. Pre -Application Procedures A signed National Register Survey Grant Pre -Application Form must be submitted to the Texas Historical Commission in order for a nonprofit organization or governmental entity to be eligible for a survey and planning grant. The Pre -Application Form also should describe the need, proposed -work, project professionals, expected costs with matching capabilities, anticipated project duration, and any deadlines and specific schedules to which the applicant must adhere. A Project Proposal provided by the selected project professionals should accompany the Pre -Application Form. (See "Project Proposal") For a list of current project professionals, contact the National Register Programs office of the Texas Historical Commission and forward the selected project professionals a formal Request for Proposals. The deadline for submittal of a Pre -Application Form to the Texas Historical Commission is 5:00 p.m. on April 1, 1988. Grant Allocations Announcement of the grant allocations will be made by the Historical Commission as early as possible in each fiscal year beginning each October 1, but because the actual date of receipt of federal monies may vary, some flexibility is necessary in the time schedule for completion of projects. Funds will be awarded to eligible applicants on a competitive basis giving priority to those conforming to the goals of the State Historic Preservation Officer and State Historic Preservation Plan. Such priorities may be subject to change as a result of alterations in federal historic preservation programs. The review of applications will focus on, but not be limited to, the continuation of survey work already underway, initiation of survey work in areas identified as priorities both rural and urban, and the preparation of multiple property National Register nominations. The Texas Historical Commission prefers that Project Proposals phase proposed work to separate survey activities from National Register nomination preparation. Project Proposal Once the award is made, a detailed description of what is to be accomplished with this grant award must be submitted for the approval of the Texas Historical Commission prior to project implementation. The grant recipient may use the original or an amended version of the pre -application proposal for formal approval. This Project Proposal should include: (1) a description of the existing circumstances prompting the need for this survey; (2) a description of the proposed scope of work --what can be expected to be accomplished; (3) a list of proposed project personnel and their professional qualifications; (4) documentation indicating the competitive process used to select the project professionals; (5) a budget summary and detailed budget breakdown and narrative; (A budget narrative must be submitted with the proposed budget to explain expendi- tures by item. Calculations justifying all entries should be shown. Iden- tify all sources of matching funds.) (6) proposed project start and end dates; (7) an outline of anticipated future phases of work; and (8) plans for utilization of data gathered in this phase. Note: Costs associated with activities carried out to influence legislation pending before Congress, commonly referred to as "lobbying," are unallow- able as charges to the National Park Service Historic Preservation Fund. These grants must conform to provisions of 18 USC 1913: "No part of the money appropriated by any enactment of Congress, may be used directly or indirectly to pay for any personal service, advertisement, telegram, telephone, letter, printed or written matter, or other device, intended or designed to influence in any manner a Member of Congress, to favor or oppose, by vote or otherwise, any legislation or appropriation by Congress, whether before or after the introduction of any bill or resolution proposing such legislation or appropriation; but this shall not prevent officers or employees of the United States or its departments or agencies from communicating to Members of Congress on the request of any Member, or to Congress through proper official channels, requests for legislation or appropriation which they deem necessary for the efficient conduct of the public business." Procurement of Project Professional The grant recipient must perform competitive procurement procedures to obtain the project professional. The grant recipient must contact at least three qualified professionals for written bids usually through the issuance of Request for Proposals.(The Texas Historical Commission has samples of such requests if needed.) In addition, the grant recipient may want to advertise for written bids in such broad market publications as the "Commerce Business Daily", newspapers, professional journals, etc. The Texas Historical Commission has resumes of interested and qualified parties on file that grant recipients should use for contacts. This file contains resumes for minority business enterprises as well, and every effort should be made to contact these minority businesses. The Texas Historical Commission does not endorse any party; these resumes are for informational purposes only. The invitation to bid (Request for Proposals), proposals received, statement explaining selection process must be submitted to the Texas Historical Commission as part of the Project Proposal. Standards for Professional Qualifications To insure that appropriate historical, architectural, archeological and cultural properties are identified for the public benefit through grants-in-aid assistance, the following minimal professional standards for historical, architectural, and archeological documentation have been established by Preservation Assistance Division, National Park Service Personnel. Those persons supervising the surveys must be professionally qualified in accordance with 36 CFR 61 as follows: Professional Requirements "In the following definitions, a year of full-time professional experience need not consist of a continuous year of full-time work but may be made up of discontinuous periods of full-time or part-time work adding up to the equivalent of a year of full-time experience. (a) History. The minimum professional qualifications in history are a graduate degree in history or closely related field; or a bachelor's degree in history or a related field plus one of the following: (1) at least two years of full-time experience in research, writing, teaching, interpre- tation, or other demonstrable professional activity with an academic institution, historical organization or agency, museum, or other pro- fessional institution; or (2) substantial contribution through research and publication to the body of scholarly knowledge in the field of history. (b) Archeology. The minimum professional qualifications in archeology are: (1) a graduate degree in archeology, anthropology, or closely related field, or equivalent training accepted for accreditation purposes by the Society of Professional Archeologists, (2) demonstrated ability to carry research to completion of theses, research reports, or similar documents, and (3) at least 16 months of professional experience and/or specialized training in archeological field, laboratory, or library research, admini- stration, or management, including at least 4 months experience in archeo- logical field research and at least one year of experience and/or specialized training in the kind of activity the individual proposes to practice. For example, persons supervising field archeology should have at least 1 year or its equivalent in field experience an/or specialized field training, including at least six months in a supervisory role. Persons engaged to do archival or documentary research should have had at least 1 year experience and/or specialized training in such work. Archeologists engaged in regional or agency planning or compliance with historic preservation procedures should have had at least 1 year of experience in work directly pertinent to planning, compliance actions, etc. and/or specialized historic preservation or cultural resource management training. A practitioner of prehistoric archeology should have had at least 1 year of experience or specialized training in research concerning archeological resources of the prehistoric period. A practitioner of historic archeology should have had at least 1 year of experience in research concerning archeological resources of the historic period. Experience in archeo- logical research in the region where the project will be undertaken is usually desirable. (c) Architectural History. The minimum professional qualifications in architectural history are a graduate degree in architectural history, his- toric preservation, or closely related field, with course work in American architectural history; or a bachelor's degree in architectural history, with a concentration in American architecture; or a bachelor's degree in architectural history, historic preservation, or closely related field plus one of the following: (1) at least two years full-time experience in re- search, writing, or teaching in American history or restoration architec- ture with an academic institution, historical organization or agency, mu- seum, or other professional institution; or (2) substantial contribution through research and publication to the body of scholarly knowledge in the field of American architectural history. (d) Historical Architecture. The minimum professional qualifications in historical architecture are a professional degree in architecture or a state license to practice architecture, plus one of the following: (1) at least 1 year of graduate study in architectural preservation, American history, preservation planning, or closely related field and at least 1 year of full-time professional experience on preservation and restoration projects; or (2) at least 2 years of full-time professional experience on preservation and restoration projects. Experience on preservation and res- toration projects shall include detailed investigations of historic struc- tures, preparation of historic structures research reports, and preparation of plans and specifications for preservation projects." Regulations of the U. S. Department of the Interior strictly prohibit unlawful discrimination in federally -assisted programs on the basis of race, color and/or national origin. Review and Approval of the Project Proposal Project Proposals should be submitted to the Texas Historical Commis- sion for review and approval with the Pre -Application so as to expedite the project and avoid additional delays due to deadline backlogs. Orientation Meeting A meeting with.the staff of the Texas Historical Commission will be required for all grant recipients shortly after the grant award is announced. The project supervisor, project professional, and the grant recipient's fiscal officer will be required to attend. The purpose of the meeting is both to establish survey priorities and a timetable for completion, and formalize the budget and reimbursement procedures. A time and date for the meeting will be arranged following sub- mittal of the Pre -application Form, project proposal, approval of the grants by the Texas Historical Commission, and issuance of award letters. No work should begin prior to the orientation meeting and receipt by the Texas Historical Commission of a signed written contract. Project Implementation A. Project Contract. A contractual agreement (approved by the State Attorney General) specifying the approximate scope of work, a timetable for completion and budgetary concerns will be prepared by the Texas Historical Commission on the basis of the Project Proposal and the subsequent consultations with the grant recipient. The agreement must be signed by the parties involved prior to commencement of work. B. Reimbursement. All payments to the grant recipient will be strictly on a reimbursement basis, and all payments will be on a one-to-one match. Invoices and cancelled checks for total payment to the project professional(s) should be submitted by the grant recipient; one-half of these totals will then be reimbursed to the grant recipient -.(See "assurances," p. 13) Reimbursement can be requested monthly, quarterly, or as a lump sum at the completion of the project. The following project documentation must be submitted to the Texas Historical Commission in order for reimbursement to be considered: 1.Procurement documents (invitation to bid, proposals received, statement explaining selection of project professional). 2.Signed contractual agreement: (a) Contract signed by the parties involved after the Project Proposal has been approved. 3. Assurances: Each request for reimbursement submitted to the Texas Historical Commission is to contain: (1) A letter requesting reimbursement which lists: (a) the number of the request (first, second, third, etc.) (b) time period in which costs were incurred. (c) costs currently listed. (2) Verification of each cost currently claimed. This will include copies of statements, and if in-kind contributions are made, copies of timesheets signed by both the employee (or volunteer) and supervisor. (3) Verification of each corresponding payment (copies of cancelled checks). 4. Monthly progress reports, due to the Commission by the 10th day of the following month. The Commission will then reimburse the grant recipient for one-half of the documented allowable expenditures made during the project period covered by the request. Note: The Commission will not process requests for reimbursement of expenses incurred prior to the project start date. C. Project Review. A periodic review will be made by the Texas Historical Commission, National Register Programs staff, to monitor project progress and to assist with any difficulties encountered. The grant recipient is responsible for informing the Commission, in writing, of significant problems, delays, and/or adverse conditions that materially affect planned performance. Additional reviews may be requested by either party at any time. Following review, the contract may be amended if necessary. Amendments may be necessary if the project is proceeding more rapidly or slowly than anticipated, and survey work may be added to, or deleted from, the contract. D. Revisions to proposed work/costs. All revisions to the Project Proposal must be requested in writing prior to implementation. The Commission will grant approval or denial in written form. Only when written approval has been granted may the proposed work be implemented. E. Project Certification and Final Report. Twenty-five percent (25%) of the grant awards will be retained by the Commission and paid upon receipt and certification of the completed -survey material and two copies of a detailed, documented Final Report. All survey material will be reviewed within twenty-one days of submission to the Texas Historical Commission, National Register Programs office. Survey material may be returned if it is determined that the submitted data are incomplete. Corrected or amended survey data should be returned to the Commission within 30 days for certification and final payment. Final products that do not meet the terms of the grant agreement and/or that do not comply with the appropriate Secretary of Interior Standards and the terms of the National Register Programs Guidelines - NPS 49 will not be reimbursed. The completed survey forms, contact sheets, label sheets, photo- graphic negatives, slides, and final reports generated by the work of the project professional shall all be the property of the Commission. F. Fiscal Records. It will be the responsibility of the grant recipient to maintain all financial records (receipts, invoices, and timetables) in accordance with Federal Management Circular A.87 and OMB A 102 (revised) for a period of three years beyond the Project End Date. It will be the responsibility of the grant recipient (if state or local government) to acquire an independent audit, in accordance with OMB A-128, if the grant award is between $25,000 and $100,000 a year. However, all grant recipients, including non -profits, are encouraged to acquire an independent audit. / CURTIS TUNNELL EXECUTIVE DIRECTOR fi77fiC/EN TEXAS H COMMISSION P.O. BOX 12276 Hon. Betty Turner, Mayor City of Corpus Christi P.O. Box 9277 Corpus Christi, Texas 78469 Dear Mayor Turner: AUSTIN, TEXAS 78711 (512) 463-6100 April 26, 1988 We are pleased to announce on behalf of the, Texas Historical Commission that a grant of $5,000 has been allocated for the City of Corpus Christi in conjunction with their participation in the Certified Local Government program. Funding foi this grant has been provided by the U.S. Department of the Interior, National Park Service, under the provisions of the National Historic Preservation Act of 1966. To remain eligible for this grant allocation, it is necessary for the project coordinator and the project professional to jointly participate in a grant orientation session. These sessions will be held with the Commission staff members who will be working with you on this project, and are designed to familiarize you with the granting process. A Project Proposal will also need to be prepared and submitted to the Commission before final grant approval can be made. Failure to -participate in an orientation session and to submit a Project Proposal before commencement of work on this project will be cause for this grant allocation to revert to the Texas Historical Commission for reallocation to another project. It is, therefore, important that upon receipt of this letter you contact Dwayne Jones at (512) 463-6094 to arrange the necessary grant orientation session. Please note that no work should begin prior to your grant orientation session and approval from the Texas Historical Commission of your Project Proposal. This approval will be in the form of a written contract between you and the Texas Historical Commission. ghe &aleG99ency. fat ,Wejla/ztG Jn�akoa- We look forward to assisting you in this most worthwhile preservation endeavor. Sincerely, T.R. Fehrenbach Chairman xc: Hon. Lloyd Bentsen • Hon. Phil Gramm Hon. Solomon P. Ortiz Hon. Carlos Truan Hon Hugo Berlanga Hon. Eddie Cavazos Hon. Ted B. Roberts Mr. Jim Nabors Ms. Anita Eisenhauer Curtis Tunnell Executive Director CITY OF CORPUS CHRISTI , =CAS CERTIFICATION OF FUNDS (City Charter Article IV Section 21) October 25, 1988 I certify to the City Council that $ 4,030.00 , the amount required for the contract, agreement, obligation or expenditures contemplated in the above and foregoing ordinance is in the Treasury of the City of Corpus Christi to the •credit of: Fund 1b. and Name 162 Federal State Grant Fund Project No. 162-152-807.14 Project Name CDBG 14th Year from which it is proposed to be drawn, and such money is not appropriated for any other purpose. FIN 2-55 vised 7/31/69 Q 3-0 in/4101 al% le,V/AP/ 19 gg 41111111° Aork or of Fr'. ce Corpus Christi, Texas 0q41 day of 7` j 198 The above resolution was passed by the following vote: Betty N. Turner David Berlanga, Sr. Leo Guerrero Clif Moss Bill Pruet Mary Rhodes Frank Schwing, Jr. Mary Pat Sl av i k Linda Strong 99.066.01 0J -p et-'tP 20511