Loading...
HomeMy WebLinkAboutC2011-358 - 10/11/2011 - ApprovedCITY OF CORPUS CHRISTI CONTRACT FOR PROFESSIONAL SERVICES The City of Corpus Christi, a Texas home rule municipal corporation, P.O. Box 9277, Corpus Christi, Nueces County, Texas 78469 -9277 (City) acting through its duly authorized City Manager or Designee (Director of Engineering Services) and Urban Engineering, Inc. a Texas corporation, 2725 Swatner Drive, Corpus Christi, Nueces County, Texas 78404, (Architect[Engineer — A/E), hereby agree as follows: 1. SCOPE OF PROJECT (Park Road 22 Bridge, Project No. 6281) The project will result in the construction of bridge to accommodate the exchange of water in canals to improve water quality in the canal systems located in subdivisions on the east and west side of Park Road 22. The proposed design will allow for pedestrian and golf cart passage under Park Road 22 and accommodate small boat traffic under the bridge. The project plans, specifications, bid and contract documents will be developed in accordance with the requirements of the Texas Department of Transportation (TXDOT). It is recognized the project will be advertised for bids and the construction contract is to be awarded and administered by TXDOT. 2. SCOPE OF SERVICES The A/E hereby agrees, at its own expense, to perform design services necessary to review and prepare plans, specifications, and bid and contract documents. In addition, A/E will provide monthly status updates (project progress or delays, gantt charts presented with monthly invoices) and provide contract administration services, as described in Exhibit "A" and "A -1 ", to complete the Project. Work will not begin on Additional Services until requested by the A/E (provide breakdown of costs, schedules), and written authorization is provided by the Director of Engineering Services. A/E services will be "Services for Construction Projects " - (Basic Services for Construction Projects ") which are shown and are in accordance with "Professional Engineering Services - A Guide to the Selection and Negotiation Process, 1993" a joint publication of the Consulting Engineer's Council of Texas and Texas Society of Professional Engineers. For purposes of this contract, certain services listed in this publication as Additional Services will be considered as Basic Services. 3. ORDER OF SERVICES The A/E agrees to begin work on those authorized Basic Services for this contract upon receipt of the Notice to Proceed from the Director of Engineering Services. Work will not begin on any phase or any Additional Services until requested in writing by the A/E and written authorization is provided by the Director of Engineering Services. The anticipated schedule of the preliminary phase, design phase, bid phase, and construction phase is shown on Exhibit "A ". This schedule is not to be inclusive of all additional time that may 2011 -358 M2011 -223 10/11/11 Contract for Engineering (A/E) Services Page 1 of 3 Urban Engineering, .Inc. INDEXED be required for review by the City staff and may be amended by or with the concurrence of the Director of Engineering Services. The Director of Engineering Services may direct the A/E to undertake additional services or tasks provided that no increase in fee is required. Services or tasks requiring an increase of fee will be mutually agreed and evidenced in writing as an amendment to this contract. A/E shall notify the City of Corpus Christi within three (3) days of notice if tasks requested requires an additional fee. 4, INDEMNITY AND INSURANCE A/E agrees to the mandatory contract indemnification and insurance requirements as set forth in Exhibit "B ". 5. FEE The City will pay the A/E a fee, as described in Exhibit "A ", for providing services authorized, a total fee not to exceed One Million Seventy Two Thousand Seven Hundred Fourteen and nolxx Dollars ($1,072,714.00). Monthly invoices will be submitted in accordance with Exhibit "D ", 6. TERMINATION OF CONTRACT The City may, at any time, with or without cause, terminate this contract upon seven days written notice to the A/E at the address of record. In this event, the A/E will be compensated for its services on all stages authorized based upon A/E and City's estimate of the proportion of the total services actually completed at the time of termination. 7. LOCAL PARTICIPATION The City Council's stated policy is that City expenditures on contracts for professional services be of maximum benefit to the local economy. The A/E agrees that at least 75% of the work described herein will be performed by a labor force residing within the Corpus Christi Metropolitan Statistical Area (MSA). Additionally, no more than 25% of the work described herein will be performed by a labor force residing outside the Corpus Christi Metropolitan Statistical Area (MSA.) 8. ASSIGNABILITY The A/E will not assign, transfer or delegate any of its obligations or duties in this contract to any other person without the prior written consent of the City, except for routine duties delegated to personnel of the A/E staff. if the A/E is a partnership, then in the event of the termination of the partnership, this contract will inure to the individual benefit of such partner or partners as the City may designate. No part of the A/E fee may be assigned in advance of receipt by the A/E without written consent of the City. The City will not pay the fees of expert or technical assistance and consultants unless such employment, including the rate of compensation, has been approved in writing by the City. Contract for Engineering (A/E) Services Page 2 of 3 9. OWNERSHIP OF DOCUMENTS All documents including contract documents (plans and specifications), record drawings, contractor's field data, and submittal data will be the sole property of the City, may not be used again by the AIE without the express written consent of the Director of Engineering Services. However, the AIE may use standard details that are not specific to this project. The City agrees that any modification of the plans will be evidenced on the plans, and be signed and sealed by a professional engineer prior to re -use of modified plans. 10. DISCLOSURE OF INTEREST AIE further agrees, in compliance with City of Corpus Christi Ordinance No. 17112, to complete, as part of this contract, the Disclosure of Interests form attached hereto as Exhibit "C ". CITY P OF�CORP CHRISTI By Johnny erales, P.E., Date Assistant City Manager RECOMMEND By 9 2i Pete Anaya, P. E., Date Director of Engineering Services ATTEST By Armando Chapa, City cretary URBAN ENGINEE I G, INC. By /5' S; ° Z-0 It Authorized Representative Date 2725 Swantner Drive Corpus Christi, TX 78404 (361) 854 -3101 Office (361) 854 -6001 Fax „ �.�. AUT40RUL L tllYGII. (. ..�. A, 7 .......r ke 1 y�3� I b- APPR VEDAS FORM By D Assistant City Attorney bate Contract for Engineering (AIE) Services Page 3 of 3 r� EXHIBIT A CITY OF CORPUS CHRISTI, TEXAS PARK ROAD 22 BRIDGE (PROJECT NO. 6281) 1. SCOPE OF SERVICES A. Basic Services. Basic Services will include the following in addition to those items shown on Exhibit "A- 1" Task List. 1, Preliminary Phase. The Architect /Engineer -AIE will: It is the intent of the Preliminary Phase to provide a study and report of project scope with economic and technical evaluation of alternatives. This report shall be in the form of a TXDOT "Design Summary Report" and a draft of a TXDOT "Categorical Exclusion" document. a. Provide scope of soil investigations, borings, and laboratory testing. (The City Engineering Services Department will provide necessary soil investigation and testing under one or more separate contracts). b. Confer with the City staff, United States Army Corps of Engineers and TXDOT regarding the design parameters of the Project. The Engineer will participate in a minimum of five (5) formal meetings with City staff, provide agenda and purpose for each formal meeting; document and distribute meeting minutes and meeting report within seven (7) working days of the meeting, The AIE will participate in discussions with the operating department and other agencies (such as the Texas Department of Transportation ( TXDOT) and Texas Commission of Environmental Quality (TCEQ)) as required to satisfactorily complete the Project. Submit one (1) copy in an approved electronic format, and one (1) paper copies of the Design Summary Report and Categorical Exclusion including opinion of probable construction costs with life cycle analysis, defined technical evaluations of identified feasible alternatives, and review with City staff to produce an acceptable format which contains common municipal elements. The Design Summary Report will include the following (with CONSTRUCTABILITY being a major element in all the following items): 1) Review of the Project with the respective Operating Department(s) and discussions including clarification and definition of intent and execution of the Project; The AIE will meet with City staff to collect data, discuss materials and methods of construction, and identify design and construction requirements. 2) Review and investigation of available records, archives, and pertinent data related to the Project including taking photographs of the Project site, list of potential problems and possible conflicts, intent of design, and improvements required, and conformance to relevant Master Plan(s). 3) Identify results of site field investigation including site findings, existing conditions, potential right of way /easements, and probable Project design solutions; (which are common to municipalities). EXHIBIT "A" Page 1 of 12 Last Revision: August 25, 2011 K:IEngineering DataExchange\KevinS\GEN1 STREETS1 6281ParkRoad22- 2004BondtiAEPropsal EXHIBIT Draft.doc 0 , 1 4) Provide a presentation of pertinent factors, sketches, designs, cross - sections, and parameters which will or may impact the design, including engineering design basis, preliminary layout sketches, identification of needed additional services, preliminary details of construction of critical elements, identification of needed permits, identification of specifications to be used, identification of quality and quantity of materials of construction, and other factors required for a professional design (CONSTRUCTABILITY) 5) Advise of environmental site evaluations and archeology reports that are needed for the Project (Environmental issues and archeological services to be an Additional Service). 6) Identify and analyze requirements of governmental authorities having jurisdiction to approve design of the Project and permitting, environmental, historical, construction, and geotechnical issues; and meet with pertinent authorities. 7) Confer, discuss, and meet with City operating department(s) and Engineering Services staff to produce a cohesive, well- defined proposed scope of design, probable cost estimates(s) and design alternatives. 8) Provide a letter stating that the AIE and Sub - consultant Engineers have checked and reviewed the Design Summary Report prior to submission. 9) Additional items are required with the design memorandum to identify and summarize the project by distinguishing key elements such as: • Pipe Size or Building Size • Pipe Material, etc. • Why one material is selected over another • Pluses of selections • ROW requirements and why • Permit requirements and why • Easement requirements and why • Embedment type and why • Constructability, etc. • Specific requirements of the City • Standard specifications • Non- standard specifications • Any unique requirements • Cost, alternatives, etc. • Owner permit requirements and status d. Field location of existing utilities using Texas one -call system (Coordinate with appropriate City Operating Departments). e. Provide subsurface utility engineering in accordance with ASCE Standard "ASCE C- 1, 38 -02, Standard Guideline for the Collection and Depiction of Existing Subsurface Utility Data ". The proposed subsurface utility investigation will be as follows: 1) Excavation — The survey scope includes working with a subsurface utility excavator to perform Quality Level A investigation of underground utilities in specified areas through the project limit. (Quality Level A involves the use of nondestructive digging equipment at critical points to determine the horizontal and vertical position of underground utilities, as well as the type, size, condition, material, and other characteristics.) Utilities located at this quality level will be physically located and tied to the topographic survey control. The utility will be identified and an elevation will be obtained to the top of the utility. 2) Utility Location — The survey scope includes locating all utilities as directed by the A/E within project limits to Quality Level B including surveying visible above EXHIBIT "A" Page 2 of 12 Last Revision: August 25, 2011 K:IEngineering Data Exchangel KevinSl GENI STREETS16281ParkRoad22- 2004Bond\AEPropsal EXHIBIT A Draft.doc ground utility facilities, such as manholes, valve boxes, posts, etc., and correlating this information with existing utility records. 3) Storm Water — Storm water facilities within the project limits will be located to Quality Level C. Locations will be based on the surveyed locations of accessible storm water manholes and drainage inlets. 4) Wastewater — Wastewater facilities within the project limits will be located to Quality Level C. Locations will be based on the surveyed location of accessible wastewater manholes except for critical locations which will require Quality Level A. 5) Water -- Water facilities within the project limits will be located to Quality Level C expect for critical locations which will require Quality Level A. 6) Gas — Gas facilities within the project limits will be located to Quality Level C by the A/E. The City of Corpus Christi Gas Department will provide Quality Level A. The A/E will coordinate this activity. 7) Franchise Facilities — Coordinate with provider within the project limits to locate facilities to Quality Level A in selected critical areas. A/E will investigate areas of high probability of conflict with proposed improvements, City staff will provide one set only of the following information (as applicable): a. Record drawings, record information of existing facilities, and utilities (as available from City Engineering fifes). b. The preliminary budget, specifying the funds available for construction; c. Aerial photography for the Project area. d. Through separate contract, related GIS mapping for existing facilities. e. A copy of existing studies and plans. (as available from City Engineering files). f. Field location of existing city utilities. (A/E to coordinate with City Operating Department). g. Provide applicable Master Plans. 2. Design Phase. Upon approval of the preliminary phase, designated by receiving authorization to proceed, the A/E will: a. Study, verify, and implement Preliminary Phase recommendations including construction sequencing, connections to the existing facilities, and restoration of property and incorporate these plans into the construction plans. Development of the construction sequencing will be coordinated with the City Operating Department(s), Engineering Services staff and TXDOT. b. Provide one (1) copy of 60% construction documents in City format (using City Standards as applicable), including a list of specifications and drawings, the size and character of the entire Project; description of materials to be utilized; and such other essentials as may be necessary for construction and cost analysis. c. Provide assistance identify testing, handling and disposal of any hazardous materials and /or contaminated soils that may be discovered during construction (to be included under additional services). d. Prepare final quantities and estimates of probable costs with the recommended construction schedule. The construction schedule will provide a phased approach to better track progress and payments. e. Provide one (1) copy of pre -final plans and bid documents to the City staff for review and approval purposes with revised estimates of probable costs. Compile EXHIBIT "A" Page 3 of 12 Last Revision: August 25, 2011 K:1Engineering Data Exchangel KevinSI GENISTREETW281ParkRoad22- 20Q4Bond\AEPropsal EXHIBIT Draft.doc comments and incorporate any requirements into the plans and specifications, and advise City of responding and non - responding participants. f. Assimilate all review comments, modifications, additions /deletions and proceed to next phase, upon Notice to Proceed. g. Provide Quality Assurance /Quality Control (QA/QC) measures to ensure that submittal of the interim, pre - final, and final complete plans and complete bid documents with specifications accurately reflect the percent completion designated and do not necessitate an excessive amount of revision and correction by City staff. The Consultant A/E and Sub - consultant AIE shall submit a letter declaring that all engineering disciplines of all phases of the submittals have been checked, reviewed, and are complete prior to submission, and include signature of all disciplines including but not limited to structural, civil, mechanical, electrical, etc. In. Provide a Traffic Control Plan with illumination, markings, striping, and signalization for review and approval by the City Traffic Engineering Department. i. Upon approval by the Director of Engineering Services, provide one (1) set (hard copy and electronic) of final plans and contract documents suitable for reproduction (In City Format) and said bid documents henceforth become the sole property and ownership of the City of Corpus Christi. j. The City agrees that any modifications of the submitted final plans (for other uses by the City) will be evidenced on the plans and be signed and sealed by a professional engineer prior to re -use of modified plans. k. Prepare and submit monthly status reports by the fifth of each month with action items developed from monthly progress and review meetings. I. Provide a Storm Water Pollution Prevention Plan. m. Landscaping and irrigation for beautification and slope stabilization. The City staff will: a. Designate an individual to have responsibility, authority, and control for coordinating activities for the Professional Services contract awarded, b. Provide the budget for the Project specifying the funds available for the construction contract. c. Provide electronic files of the City's standard specifications, standard detail sheets, standard and special provisions, and forms for required bid documents. 3, Bid Phase. The AIE will: a. Participate in the pre -bid conference and provide a recommended agenda for critical construction activities and elements impacted the project. b. Assist the City in solicitation of bids by identification of prospective bidders, and review of bids by solicited interests. c. Review all pre -bid questions and submissions concerning the bid documents and prepare, in the City's format, for the Engineering Services' approval, any addenda or other revisions necessary to inform contractors of approved changes prior to bidding. d. Attend bid opening, analyze bids, evaluate, prepare bid tabulation, and make recommendation concerning award of the contract. e. In the event the lowest responsible bidder's bid exceeds the project budget as revised by the Engineering Services in accordance with the AIE's design phase estimate required above, the Engineer will, at its expense, confer with City staff and make such revisions to the bid documents as the City staff deems necessary to re- advertise that particular portion of the Project for bids. EXHIBIT "A" Page 4 of 12 Last Revision: August 25, 2011 K: Engineering DataExchange\KevinSIGENI STREETS1 62S1ParkRoad22- 2004Bond\AEPropsal EXHIBIT Draft.doc e , The City staff will: a. Arrange and pay for printing of all documents and addenda to be distributed to prospective bidders. b. Advertise the Project for bidding, maintain the list of prospective bidders, receive and process deposits for all bid documents, issue (with the assistance of the AIE) any addenda, prepare and supply bid tabulation forms, and conduct bid opening, c. Receive the Engineer's recommendation concerning bid evaluation and recommendation and prepare agenda materials for the City Council concerning bid awards. d. Prepare, review and provide copies of the contract for execution between the City and the contractor. 4. Construction Phase, The AIE will perform contract administration to include the following: a. Participate in pre - construction meeting conference and provide a recommended agenda for critical construction activities and elements impacted the project. b. Review for conformance to contract documents, shop and working drawings, materials and other submittals. c. Provide testing schedule and review field and laboratory tests. d. Provide interpretations and clarifications of the contract documents for the contractor and authorize required changes, which do not affect the contractor's price and are not contrary to the general interest of the City under the contract. e. Make two visits per month to the site of the Project to confer with the City project inspector and contractor to observe the general progress and quality of work, and to determine, in general, if the work is being done in accordance with the contract documents. This will not be confused with the project representative observation or continuous monitoring of the progress of construction. f. Prepare change orders as authorized by the City (coordinate with the City's construction division); provide interpretations and clarifications of the plans and specifications for the contractor and authorize minor changes which do not affect the contractor's price and are not contrary to the general interest of the City under the contract. g. Make final inspection with City staff and provide the City with a Certificate of Completion for the project. h. Review construction "red -line" drawings, prepare record drawings of the Project as constructed (from the "red -line" drawings, inspection, and the contractor provided plans) and deliver to the Engineering Services a reproducible set and electronic file (AutoCAD r.14 or later) of the record drawings. All drawings will be CADD drawn using dwg format in AutoCAD, and graphics data will be in dxf format with each layer being provided in a separate file, Attribute data will be provided in ASCII format in tabular form. All electronic data will be compatible with the City GIS system. EXHIBIT "A" Page 5 of 12 Last Revision: August 25, 2011 K \Engineering DataExchangelKevinSIGENI STREETSl E2 $1ParkRoad22.20046ond1AEPropsal EXHIBIT A Draft doc The City staff will: a. Prepare applications /estimates for payments to contractor. b. Conduct the final acceptance inspection with the Engineer. c. Designate an individual to have responsibility, authority, and control for coordinating activities for the construction contract awarded. B. Additional Services (ALLOWANCE) This section defines the scope (and ALLOWANCE) for compensation for additional services that may be included as part of this contract, but the A/E will not begin work on this section without specific written approval by the Director of Engineering Services. Fees for Additional Services are an allowance for potential services to be provided and will be negotiated by the Director of Engineering Services as required. The A/E will, with written authorization by the Director of Engineering Services, do the following: Permitting. Furnish the City all engineering data and documentation necessary for all required permits. The A/E will prepare this documentation for all required signatures. The A/E will prepare and submit all permits as applicable to the appropriate local, state, and federal authorities, including, but not limited to: a. U.S. Army Corps of Engineers (USAGE) b. NPDES Permit/Amendments c. TXDOT Categorical Exclusion d. Texas Department of License and Regulation (TDLR ) e. Coast Guard Permit Section 9 2, Public Meeting. Participate in public meetings (two) to coordinate with the community and to obtain community support for the project, including all necessary exhibits as directed by the City. 3. Topographic Survey. Provide field surveys, as required for design including the necessary control points, coordinates and elevations of points. Establish base survey controls for line and elevation staking (not detailed setting of lines and grades for specific structures or facilities). All work must be tied to and conform with the City's Global Positioning System (GPS) control network and comply with Category 6, Condition I specifications of the Texas Society of Professional Surveyors' Manual of Practice for Land Surveying in the State of Texas, Ninth Edition. Include reference to a minimum of two (2) found boundary monuments from the project area. 4. Subsurface Utility Investigation. Field location of existing utilities using Texas One -Call System (Coordinate with appropriate City Operating Departments) Provide subsurface utility engineering in accordance with ASCE Standard "ASCE C -1, 38 -02, Standard Guideline for the Collection and Depiction of Existing Subsurface Utility Data ". 5. Construction Observation Services. (Not Authorized) a. Provide a project representative (PR) to provide periodic construction inspection. EXHIBIT "A" Page 6 of 12 Last Revision: August 25, 2011 K:IEngineering DataExchange\KevinSXGEN1 STREETS1 6281 Park Road22- 2004Bon&AEPropsaI EXHIBIT Draft.doc 1) Through such additional observations of Contractor's work in progress and field checks of materials and equipment by the PR and assistants, the AIE shall endeavor to provide further protection for the CITY against defects and deficiencies in the Work. 2) The duties and responsibilities of the PR are described as follows: a) General: PR will act as directed by and under the supervision of AIE, and will confer with AIE regarding PR's actions. PR's dealings in matters pertaining to the Contractor's work in progress shall in general be with AIE and Contractor, keeping the CITY advised as necessary. b) Conference and Meetings: Attend meetings with Contractor, such as pre - construction conferences, progress meetings, job conferences and other project - related meetings as required by the City, and prepare and circulate copies of minutes thereof. c) Liaison: 1. Serve as liaison with Contractor, working principally through Contractor's superintendent and assist in understanding the intent of the Contract Documents. 2. PR shall communicate with CITY with the knowledge of and under the direction of AIE d) Interpretation of Contract Documents: Report when clarifications and interpretations of the Contract Documents are needed and transmit to Contractor clarifications and interpretations as issued. e) Shop Drawings and Samples: 1. Receive Samples, which are furnished at the Site by Contractor, and notify of availability of Samples for examination. 2. Record date of receipt of Samples and approved Shop Drawings, 3. Advise Contractor of the commencement of any portion of the Work requiring a Shop Drawing or Sample submittal for which PR believes that the submittal has not been approved. f) Review of Work and Rejection of Defective Work: 1. Conduct on -Site observations of Contractor's work in progress to assist AIE in determining if the Work is in general proceeding in accordance with the Contract Documents. 2. Report whenever PR believes that any part of Contractor's work in progress will not produce a completed Project that conforms to the Contract Documents or will prejudice the integrity of the design concept of the completed Project, or has been damaged, or does not meet the requirements of any inspection, test or approval required to be made; and advise City and AIE of that part of work in progress that PR believes should be corrected or rejected or should be uncovered for observation, or requires special testing, inspection or approval. 3. Observe whether Contractor has arranged for inspections required by Laws and Regulations, including but not limited to those to be performed by public agencies having jurisdiction over the Work. g) Records: 1. Maintain orderly files for correspondence, reports of job conferences, reproductions of original Contract Documents including all Change Orders, Field Orders, Work Change Directives, Addenda, additional Drawings issued subsequent to the Contract, AIE's clarifications and interpretations of the Contract Documents, progress reports, Shop Drawing and Sample EXHIBIT " A " Page 7 of 12 Last Revision: August 25, 2011 K:\Engineering Data ExchangeWevinS \GENISTREETS162B1 ParkRoad22- 200413ond \AEPropsaf EXHIBIT A Draft.doc submittals received from and delivered to Contractor, and other Project related documents. 2. Prepare a daily report utilizing approved City format, recording Contractor's hours on the Site, weather conditions, data relative to questions of Change Orders, Field Orders, Work Change Directives, or changed conditions, Site visitors, daily activities, decisions, observations in general, and specific observations in more detail as in the case of observing test procedures; and send copies to AIE and the City. h) Reports: 1. Furnish periodic reports as required of progress of the Work and of Contractor's compliance with the progress schedule and schedule of Shop Drawing and Sample submittals. 2. Report immediately to the CITY and A/E the occurrence of any Site accidents, any Hazardous Environmental Conditions, emergencies, or acts of God endangering the Work, and property damaged by fire or other causes. 3. Provide project photo report on CD -ROM at the rate of a minimum of two photographs per day, including an adequate amount of photograph documentation of utility conflicts. i) Completion; 1. Before the issue of Certificate of Completion, submit to Contractor a list of observed items requiring completion or correction. 2. Participate in a final inspection in the company of AIE, the CITY, and Contractor and prepare a final list of items to be completed or corrected. 3. Observe whether all items on final list have been completed or corrected and make recommendations concerning acceptance and issuance of the Notice of Acceptability of the Work. Construction observation fee is based on 20 hours 1 week for 12 months, This fee does not include additional work for preparing TXDOT inspection forms. 6. Environmental Issues Identify and develop a scope of work for any testing, handling and disposal of hazardous materials and/or contaminated soils that may be discovered during construction. 7. Start -up Services. Provide on -site services and verification for all start -up procedures during actual start up of major Project components, systems, and related appurtenances if needed and required. 8. Warran Phase. Provide a maintenance guaranty inspection toward the end of the one - year period after acceptance of the Project. Note defects requiring contractor action to maintain, repair, fix, restore, patch, or replace improvement under the maintenance guaranty terms of the contract. Document the condition and prepare a report for the City staff of the locations and conditions requiring action, with its recommendation for the method or action to best correct defective conditions and submit to City Staff. Complete the inspection and prepare the report no later than sixty (60) days prior to the end of the maintenance guaranty period. EXHIBIT "A" Page 8of12 Last Revision: August 25, 2011 K:IEngineering Data Exchange\KevinSIGENI STREETS1 6281ParkRoad22- 2004Bond\AEPropsal EXHIBIT Draft.doc 2. SCHEDULE PROPOSED PROJECT SCHEDULE ACTIVITY DURRATION PERMITTING TXDOT Categorical Exclusion Document 6 -9 Months USACE Permit Amendments 3 Months USACE Individual Permit 9 Months Coast Guard Permit 9 Months PRELIMINARY PHASE 4 Months TXDOT Design Summary Report 3 Months City and TXDOT Review 4 Weeks DESIGN PHASE 8 Months 60% Submission 4 Months City and TXDOT Review 2 Weeks 100% Submission 2 Months City and TXDOT Review 2 Weeks Final Changes 3 Weeks BID PHASE 3 Months CONSTRUCTION PHASE 12 -14 Months EXHIBIT "A" Page 9of12 Last Revision: August 25, 2011 K:IEngineering DataExchangelKevinS\GEN1 STREETS1 628iParkRoad22- 2004Bond\AEPropsal EXHIBITA Draft.doc Activity 2011 2012 Oct Nov Dec Jan Feb Mar Apr May Jun JuI Aug Sep Oct Nov Dec PERMITTING TXDOT Categorical Exclusion Document3� i0m.: USACE Permit Amendments USACE Individual Permit " Coast Guard Permit i r T 1. PRELIMINARY PHASE TXDOT Design Summary Report City and TXDOT Review�� DESIGN PHASE 60% Submission �. ''_'�� City and TXDOT Review 90% Submission City and TXDOT Review Final Submission BID PHASE4x CONSTRUCTION PHASE January 2013 to December 2013 K:IEngineering DalaExchangelKevinSlGEN STREETS1 6281ParkRoad22- 2004Bond1AEPropsal EXHIBIT A Draft.doc EXHIBIT "A" Page 10 of 12 Last Revision: August 25, 2011 3. FEES A. Fee for Basic Services. The City will pay the A/E a fixed fee for providing for all "Basic Services" authorized as per the table below. The fees for Basic Services will not exceed those identified and will be full and total compensation for all services outlined in Section I.A.1 -4 above, and for all expenses incurred in performing these services. For services provided in Section LA, 1 -4, AIE will submit monthly statements for basic services rendered. In Section I.A.1 -3, the statement will be based upon AIE's estimate (and City Concurrence) of the proportion of the total services actually completed at the time of billing. For services provided in Section I.A.4, the statement will be based upon the percent of completion of the construction contract. City will make prompt monthly payments in response to AIE's monthly statements. B. Fee for Additional Services. For services authorized by the Director of Engineering Services under Section I.B. "Additional Services" the City will pay the AIE a not -to- exceed fee as per the table below: EXHIBIT "A" Page 11 of 12 Last Revision: August 25, 2011 K:\Engineering Data Exchangel Kev0SI GEMSTREETSI6281ParkRoad22- 2004BondAEPropsal EXHIBIT A Draft.doc C. Summary of Fees Fee for Basic Services Total 1. Preliminary Phase $131,250 2. Design Phase $364,000 3. Bid Phase $7,250 4. Construction Phase $52,500 Subtotal Basic Services Fees $555,000.00 Fee for Additional Services Allowance 1. Permit Preparation as applicable U.S. Army Corps of Engineers $180,000 NPDES Permit /Amendments $3,000 TXDOT Categorical Exclusion $101,534 Public Meetings for CE 2 Meetings) $20,000 Public Hearing for CE $10,850 Texas Department of License and Regulation $2,500 Coast Guard Permit Section 9 $19,830 Total Permitting $337,714 2. Public Meetings s $5,000 3. Topographic Survey AUTHORIZED $50,000 4. Subsurface Utility Investigation AUTHORIZED $16,500 5. Construction Observation Services $94,000 6. Environmental Issues $8,000 7. Start-up Services Lift Station $3,000 8. Warrant Phase $3,500 $517,714.00 Sub-Total Additional Services Fees Total Authorized Fee $1,072,714.00 The estimated cost of construction for the Park Road 22 Bridge project is $6,900,000. The basic services fee is $555,000. Therefore, the percent of basic engineering services cost to construction is 8.04 %. EXHIBIT "A" Page 12 of 12 Last Revision: August 25, 2011 K:lEngineering Data Exchangel KevinSIGEMSTREETSl 6281 Park Road22- 2004Bond\AEPropsal EXHIBIT Draft.doc EXHIBIT A -1 TASK LIST PARK ROAD 22 BRIDGE (PROJECT NO. 6281) A. BASIC SERVICES 1. Preliminary Phase A. Staff Meetings' Attend and participate in one five (5) planning meetings with City, TXDOT and USACE staff to discuss planning and conceptual design. Gather information and perform close coordination with Department staff. B. Design Memorandum' 1. Review Project with Operating Department (Traffic, Water, Wastewater, Storm Water, and Gas Department)' 2. Coordinate with TXDOT: Alignment, Ultimate Future Pavement Width, Ultimate Future Traffic Capacity, Etc, 3. Review & Investigation of Available Street and Utility Records' 4. Identify Results of Site Field Investigation' 5. Recommend necessary survey work to evaluate existing conditions. The recommendation will include the location of public and private utilities, structures, right -of -way (ROW) boundaries and critical elevations for adjacent structures and obtain easement information. 6. Perform field investigation as required to define specific areas of demolition and new work, equipment, locations, tie -in point, and other applicable parameters required to complete the items as shown on this Task List, 7. Provide a "Design Summary Report" in TXDOT format. 8. Prepare a Preliminary Estimate of Probable Cost and Schedule 9. Identify and Analyze Requirements of Governmental Authorities' 10. Provide a Letter Stating that A/E and Sub - Consultant Engineers have checked and Reviewed Design Memorandum prior to Submission' 11. Deliver One (1) Paper Copy of Interim Plans Design Memorandum and One (1) Electronic Copy (.pdf).' 12. Perform bridge hydraulic analysis to determine velocities and confirm bridge and channel dimensions. 2. Design Phase A. Verify, and Implement Design Memorandum Recommendations' B. Provide alignment and sections to be reviewed by TXDOT and city staff C. Preliminary Plan Sheets To be Provided Later D. Provide Assistance Identification, Testing, Handling, and Disposal of Hazardous Materials' E. Bridge Design 1. Structural Design 2. Scour Analysis 3. Aesthetics such as stamped patterns on walls, lighting and landscaping F. Roadway Design 1. Horizontal and vertical alignment of road 2. Drainage 3. Traffic Control 4. Signage & Striping 5. Demolition FEXHIBIT A -'I Page 1 of 20 See Exhibit A for Additional Detail KAEngineering DataexchangelKevinsl GENl STREET516281parkroad22- 20043ond1Aeproposal EXHIBIT A -1.13oc G. Utility Work 1. Adjust two water transmission lines under canal 2. Design new sanitary sewer lift station and force main to go under canal 3. Adjust 2 telecom lines to under canal H. Prepare Quantities and Estimates of Probable Costs' I. Provide Preliminary Plans and Bid Documents (60 %)' J. Assimilate All Review Comments, Modifications, Additions/Deletions and Proceed to Next Phase, Upon Notice to Proceed from the City Engineer' K. Prepare Final Quantities and Estimates of Probable Costs' L. Provide Pre -Final Plans and Bid Documents (90 %)' M. Assimilate All Review Comments, Modifications, Additions/Deletions and Proceed to Next Phase, Upon Notice to Proceed from the City Engineer' N. Quality Assurance /Quality Control' O. Prepare Traffic Control including Traffic Plan in accordance with Texas M.U.T.C,D.' P. Upon Approval, Provide One (1) Set Final Plans and Contract Documents and Provide One (1) Electronic Copy Q. Attend and participate in one (1) project start meeting and three (3) planning /coordination meetings with City staff and TXDOT to discuss progress and evolution of design elements. Gather information and perform close coordination with Department staff. R. Submit Monthly Status Reports' S. Provide a Storm Water Pollution Prevention Plan' T. Coordinate with City Traffic Engineering and AEP for street light sleeve locations. A/E will provide conduit and pull box layout in design with spare conduit for MIS. AEP will design and install poles separately. 3. Bid Phase 3.1 Phase 1 A. Participate in Pre -Bid Conference and Provide Recommended Agenda' B. Assist City in Solicitation of Bids' C. Review All Pre -Bid Questions and Submissions' D. Attend Bid Opening' E. Revisions to Bid Documents' F. Provide Letter to City Engineer on giving our Recommendation to whom to Award the Project to 4. Construction Phase A. Participate in Pre - Construction Meeting' B. Review Shop and Working Drawings' C. Provide Testing Schedule and Review Field and Laboratory Tests' D. Provide Interpretations and Clarifications of Contract Documents' E. Regular Visits to Site of Project (two per month)' F. Prepare Change Orders as authorized by City' G. Make Final Inspection with City staff' H. Review and Assure Compliance with Plans and Specifications' I. Review Construction "Red- Line" Drawings, Prepare Record Drawings' J. Review and Prepare Monthly Construction Pay Estimates' B. ADDITIONAL SERVICES 1.1 Permitting' A. United States Coast Guard Permit for Navigable Waterways. B. NPDES Permit: Prepare NPDES Permit and include with specifications. Contractor shall be responsible for submission of the document to the appropriate authorities. C. Texas Department of Licensing & Regulations: AIE will pay all fees and coordinate with a local Registered Accessibility Specialist. D. Amendment to U.S. Army Corp of Engineers (USACE) 1. Amend two existing permits EXHIBIT A -1 Page 2 of 20 ' See Exhibit A for Additional Detail K:lEngineering DataexchangeWevins \GEN \STREETS\6281parkroad22 -2004 Bon d\Aeproposal EXHIBITA -1.Doc a. Coordination - The engineer will coordinate with the USACE to change the location of the water exchange currently permitted. b. Project Management • Preparation of contract documents, prepare monthly progress reports and invoices, manage project files, etc.; • Hold an internal project kick -off meeting and subsequent internal team meetings to discuss schedules, field and permit tasks, permitting activities, etc; • Coordinate and integrate the work of the IP team in an efficient and timely manner to ensure the highest quality work; • Conduct and document phone calls and conference calls as needed during the project to coordinate the work of various team members; • Prepare for and attend project initiation meeting with the PROGRAM and other subsequent progress meetings with the PROGRAM for IP application (issues needing resolution, data requirements, etc.) and other related topics. Coordinate with PROGRAM for aspects of the IP process; • Coordinate with Prime Consultant (Urban Engineering) for IP information (hydraulics information, Tier 11 information from Engineer, data requirements, BMP's, FEMA information, etc.), exhibits, general questions, etc. and; • QA /QC by the Project Manager for the IP application; C. Field Visits and Data Collection - This task covers any site visits required in the preparation of the IP that is not covered under the PJD. This includes an assessment by the biologist and senior scientist to perform a Qualitative Habitat Evaluation Index (QHEI) methodology. In order to use the QHEI model, the minimum amount of sample locations necessary to accurately characterize the impact area. Other field visits could also include a site visit with a staff member from the PROGRAM or the prime consultant for such items as collection of additional data, verify data already obtained, historic structures survey, alternative analyses, etc. The consultant will collect, review and assemble available data relative to the IP that is not covered under the jurisdictional determination. This could include locating and reviewing all pertinent maps, floodplain maps, aerial photographs, U.S. Geological Survey (USGS) maps, soil surreys, plant species data, and other related data necessary including the QHEI model. d. Prepare Individual Permit (IP) Application The Consultant will review information provided by Engineer related to the proposed design to quantify potential impacts to waters of the United States. Information expected to be reviewed would include the channel improvements plan, other alternatives that were considered for development, why the alternative developments were not chosen, and alternative site layouts to explain why the impacts to waters of the United States cannot be avoided and how the impacts EPage A -1 3 of 20 See Exhibit A for Additional Detail KAEngineering Dalaexchangel Kevinsl GENISTREETSI 6281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc were minimized. Information required to prepare the permit application is detailed below. It is anticipated that the PJD report will be submitted to the USACE prior to the Department of the Army Individual Permit application. Therefore, the results presented in the PJD related to the size and location of the identified potential jurisdictional waters of the United States, including wetlands, on the project site will be used as the basis for anticipated impacts. The Consultant will prepare a Department of the Army Individual Permit application, with supporting documentation and exhibits, requesting USACE authorization for discharges of dredged or fill material below the plane of ordinary high water of non - wetland waters and into jurisdictional wetlands, if required, to construct the proposed channel improvements. At a minimum, the consultant will provide the following items and supporting documentation in the permit application: • ENG Form 4345 will be filled out and will accompany the permit application; • A comprehensive and complete description of the proposed action and location; including plans and drawings. (Information to include electronic files of the proposed development, including water quality detention ponds, typical cross - sections of existing and proposed features, elevations, plan and profile views, location(s) of equipment access and staging areas, etc.); ■ A jurisdictional determination /delineation and description of waters of the United States, including wetlands that would be affected by the proposed work accompanied by a Preliminary Jurisdictional Determination (PJD) form. Wetland delineations will be identified using the routine determination methodology published in the 1987 Corps of Engineers Wetlands Delineation Manual (Technical Report Y -87 -1) as amended by Regional Supplement to the Corps of Engineers Wetland Delineation Manual: Great Plains Region, Version 2.0, March 2010. ■ The need for and purpose of the project; ■ A vicinity map (e.g. county map, USGS topographic map, etc.) showing the location of all temporary and permanent elements of the project. This map, or an additional map, should show the project area in relation to nearby highways, water features, adjacent properties, and other pertinent features. Other exhibits — USGS, soils, plan view aerial, cross - sections, USACE review area, etc. (All maps /exhibits will be submitted on 8 "1" by 11" sheets); Estimated amount of material to be excavatedlfilied for the proposed construction (both for the overall project and site- EXHIBIT A -1 Page 4 of 2Q See Exhibit A for Additional Detail KAEngineering DataexchangelKevins \GENISTRE EMU 81 park road22 -2004 Bon dlAeproposai EXHIBITA -1.Doc specific to the jurisdictional waters), type of material to be excavated /filled, etc.; • A proposed construction schedule; • Section 404(b)(1) Environmental Evaluation — a written discussion of the alternatives to the proposed action and the rationale for selecting the proposed alternative. The package should also include documentation that the amount of area impacted is the minimum necessary to accomplish the project; • A thorough description of the direct and indirect project impacts including cumulative impacts; • An assessment of the adverse and beneficial effects, both permanent and temporary, of the proposed work; • Methods for assessing the habitat using the Qualitative Habitat Evaluation Index (QHEI). The QHEI is a physical habitat index designed to provide an empirical, quantified evaluation of the general lotic macrohabitat characteristics that are important to fish communities, The functional assessment will include the evaluation of six different characteristics, which consist of the identification of and quality of the substrate material with the stream, the presence, type and amount of in- stream cover, the channel morphology, the size and type of the riparian zone with erosion observations, pool /glide and riffle /run quality assessment, and an observation of the gradient and drainage area associated with the sample location /transect. In order to use the QHEI model, the minimum amount of sample locations will be collected; • include a discussion of the hydrologic and hydraulic assessments of the impacted waters; • An identification of best management practices (BMP's) that would be incorporated into the project; • A description of the avoidance and minimization efforts; • Information on adjacent property owners (i.e., names and addresses of property owners immediately adjacent to the project) and a map showing where each parcel is located; • Information regarding potential threatened and endangered species and the potential presence of historic and archeological resources on site; • Documentation that any permanent above -grade fills in waters of the United States within the 100 -year floodplain comply with FEMA, or FEMA - approved local, floodplain development requirements; Information about agency coordination /approvals /permits that have been obtained or that will be obtained relative to construction of the proposed development; e. Conceptual Mitigation Plan 1. Conceptual Mitigation Plan will be prepared to compensate for project impacts. As part of the Plan, conceptual EXHIBIT A -1 Page 5 of 20 See Exhibit A for Additional Detail KAEngineering Dataexchangel Kevinsl GEN1STREETS16281parkroad22- 20p4Bond\Aeproposal EXHIBITA -1.Qoc drawings will be prepared and be simplistic in nature to be included as part of the IP process or for the pre - application meeting with the USACE and /or resources agencies. An outline of areas to be discussed in the Conceptual Mitigation Plan are as follows: • Introduction • Project Description • Impacted Site Description • Goals and Objectives of the Mitigation • Rationale for Mitigation Site Selection • Location of the Mitigation Site • Ownership of the Mitigation Site (Site Protection Instrument) • Baseline Conditions of the Mitigation Site • Determination of Credits • Mitigation Work Plan and Design Assumptions • Maintenance Plan • Performance Standards • Monitoring and Reporting Schedule • Management Plan • Long -Term Management • Adaptive Management • Financial Assurances • Tables — Project Summary, Impacts to Waters of the U.S., Comparison of WHAP Scores for Existing and Proposed Conditions, Mitigation Ratios, Mitigation Plant Species • Appendices - Location Map, Floodplain Map, Plan /Aerial Views, Mitigation Area Site Plan, Soils Map, Typical Sections, Photographs of the Mitigation Area, WHAP Procedure and Forms Area. f. Coordination and meetings with Agencies Coordination with the following entities will be provided as an optional service. Task A : The Consultant Project Manager and staff biologist will attend a pre - application meeting for the IP with an environmental staff member from the PROGRAM at the USACE located in Corpus Christi, TX. This scope includes the time for preparation of the meeting including any exhibits, meeting with the PROGRAM prior to the meeting, travel to and from Corpus Christi and attending the meeting. Task B : The Consultant will provide coordination time (written correspondence, meetings, phone conferences, etc.) including onsite field meetings with USACE. Task C : The Consultant will provide coordination time (written correspondence, meetings, phone conferences, etc.) including onsite field meetings with Texas Historical EXHIBIT A -1 Page 6 of 20 See Exhibit A for Additional Detail K \Engineering DataexchangelKevinsl GENI STREE TS1 6281parkroad22- 2004BondlAeproposal EXHIBITA -1.Doc Commission, Texas Commission on Environmental Quality (TCEQ), and other governmental agencies, groups, or individuals as necessary. Task D : The Consultant will provide coordination time (written correspondence, meetings, phone conferences, etc.) including onsite field meetings with the U.S. Fish and Wildlife Service and the Texas Parks and Wildlife Department g. Tier II Certification Tier 11 401 Water Quality certification is required for projects affecting more than 1,500 linear feet of stream. This certification involves coordination with the TCEQ, Exhibits such as a location map and a USGS map along with a photo log will be a part of the certification. The steps of the Tier 11 process are as follows: Task A : Assess impacts to surface waters in the state, including wetlands, • The Consultant will complete an alternatives analysis checklist. This checklist consists of detailing the methodology in the site selection, alternatives considered to limit impacts, and the consequences of not constructing the project. In addition, each of the alternatives will be compared and evaluated to each other with regards to feasibility, impacts, location and costs. • The Consultant will utilize information gathered from the waters of the U.S. jurisdictional determination along with the project design to detail the area of surface water that will be disturbed. • As part of the State Section 401 certification, the Compensatory Mitigation Plan (as part of the IP application process) will be submitted to the TCEQ for review. Task B : This task is to discuss the disposal of waste materials including any structures and the methods on how the sewage (e.g. port -a- potties for workers for construction activities) from on -site would be disposed, Task C : This task is a discussion of water quality and includes the following items: • As required by the checklist, water quality with respect to the methods to minimize the short-term and long -term turbidity and suspended solids in the waters being filled and the type of sediment (sand, clay, etc.) that will be used for fill will be described. • A description of the measures used to stabilize disturbed soil areas, including: new levees or berms, building sites, and construction work areas. The description should address both short-term (construction related) and long -term (normal operation or maintenance) measures. Typical EXHIBIT A -'I Page 7 of 20 See Exhibit A for Additional Detail KAEngineering Dataexchange\Kevins\GEN1 STREETS1 8281parkroad22- 2004BondtiAeproposal EXHIBITA -1.Doc measures might include containment structures, drainage modifications, sediment fences, or vegetative cover. Special construction techniques intended to minimize soil or sediment disruption will also be described. h. Submittal of the IP and Coordination Comments /Responses Task A : The Consultant will prepare two draft copies (V1) of the permit application to be submitted to the PROGRAM for review and revised as needed. The consultant will submit two draft copies (V2) back to the PROGRAM for submittal to the USACE. Task B : If the USACE requests additional data, CITY will forward these requests to the consultant who will be responsible for preparing and providing the response materials back to CITY for submittal to the USACE. Task C : The Consultant will respond to public and agency comments and revise the IP as necessary and submit five copies of the final permit application to CITY for submittal to the USACE, This scope of work includes an assumed amount of follow -up coordination with the USACE and addressing a number of comments generated from the public and reviewing agencies in response to the Public Notice, However, if the follow -up coordination and/or the number of comments received exceed the level of effort (hours) proposed, additional services would need to be authorized under a separate scope and fee proposal. 2. Jurisdictional Determination As part of the permitting process the consultant will perform a Jurisdictional Determination /Delineation with a Preliminary Jurisdictional Determination (PJD) as the baseline acreage of waters of the United States for the project. The jurisdictional delineation will follow the recent guidance (June 26, 2008) from the Environmental Protection Agency and the U.S. Army Corps of Engineers (USACE) as closely as possible. The delineation /field effort and approach will follow the June 5, 2007 guidance as closely as possible. The Consultant will identify potential waters of the United States, including traditional navigable waters, relatively permanent waters, non - relatively permanent waters, and wetlands that are adjacent, abutting, or isolated to these waters. Non - wetland waters will be identified by delineating ordinary high water marks and then surveyed using a survey -grade GPS system where sub -meter accuracy will be attained. Wetlands will be identified using the routine determination methodology published in the 1987 Corps of Engineers Wetlands Delineation Manual (Technical Report Y -87 -1) as amended by Regional Supplement to the Corps of Engineers Wetland Delineation Manual: Great Plains Region, Version 2.0, March 2010. This methodology includes documentation of the changes of both wetland and upland communities with representative data points (soil stations). Each soil station and boundaries of the potential jurisdictional wetlands will be staked in the field and surveyed via GPS. A map showing the boundaries and acreage of the potential jurisdictional waters of the United States, including wetlands will be provided. EXHIBIT A -1 Page 8 of 20 'See Exhibit A for Additional Detail K \Engineering Dataexchangel Kevinsl GEN1 5TREETS16281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc The following parameters will be documented on field data forms as required by the USACE wetland delineation manual: Soils - Work will consist of establishing locations for soil stations using data from Natural Resources Conservation Service (NRCS) soils reports and available aerial photography of the area, Soil stations will be sampled with shovels, augers, or soil probes per USACE guidance. Soils at each of the proposed stations will be examined and compared with NRCS descriptions and huelvaluelchroma will be recorded using a Munsell color chart. Vegetation - Dominant vegetation in an area around each soil station as specified by the USACE manual will be identified according to species and the scientific names will be recorded. Hydrology - Field indicators of inundation and/or saturation as specified by the USACE manual will be the focus of the determination of whether wetland hydrology is present. A Preliminary Jurisdictional Determination (PJD) report will be prepared and will include the following information: Brief description of the project, methodslsampiing procedures, and results as required by the USACE; • Acreage of the project area investigated with boundaries indicated; • Preliminary wetland delineation map; • Data forms completed as required by the manual; • Location of each observation point/data plot; • Preliminary acreage of each water/wetland and total potential jurisdictional areas (all waters of United States, including wetlands); • Historical information (including USGS quad maps, aerial photography, Federal Emergency Management Agency maps, and soil surveys) to document the limits of USACE jurisdiction for isolated and adjacent waters of the United States; • Draft Preliminary Jurisdictional Determination Form(s); 3 XDOT Categorical Exclusion Document. A. Project Management and Coordination The Engineer will direct and coordinate the various elements and activities associated with the development of the CE.The Engineer will prepare a graphic project schedule indicating tasks, critical dates, milestones, deliverables, and TxDOT review requirements. The project schedule will depict the order of the various tasks, milestones, and deliverables. The Engineer will review and provide comments on its elements of the schedule when requested to do so by TxDOT. 1. The Engineer will submit monthly invoices and progress reports to CITY in care of Urban Engineering. Z The Engineer will prepare subcontracts for subconsultants, direct and monitor subconsultants' activities, and review subconsultant work and invoices. 3. The Engineer will provide ongoing quality assurance and quality control to ensure completeness of product and compliance with TxDOT procedures. B. Agency Coordination A coordination letter will be sent to all appropriate City, State, County, and Federal agencies including but not limited to the local historic preservation committee, Texas Parks & Wildlife Department, USF &W Service, U.S. Army Corps of Engineers, etc. Following written notification of the project personal consultation will be conducted with selected agencies as may be required. EPage IT A -"I 9 of 20 See Exhibit A for Additional Detail KAEngineering Dataexchange\KevinslGEN1 STREETS1628 1parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc C. Categorical Exclusion Document The work will be performed to provide environmental documentation according to TxDOT procedures. The documentation will be prepared in accordance with TxDOT's Environmental Manual, the Federal Highway Administration's (FHWA) Technical Advisory T6640,8A, Environmental Affairs Division's Standards of Uniformity for Determination of Categorical Exclusions and other TOOT guidance as needed. The work for this task includes the following: 1. Data Collection Process Right-of-Entry Coordination — Engineer will prepare right -of -entry forms for properties that would need to be accessed for environmental study and submitted to property owners. Data Collection - Readily available environmental information relative to the project area will be acquired during research efforts, field surveys, and from appropriate local, state, and federal agencies. 2. Environmental Investigations and Assessments The CE report will document the economic, social, and environmental conditions and potential impacts of the proposed project. The environmental studies and investigations will include an assessment of one Build alternative and the No -Build alternative. Impacts to be addressed will be in accordance with applicable TxDOT guidelines. The CE will be organized according to TOOT format and will include the following sections as applicable to the project: Description of the existing and proposed facility Need for and Purpose of Project Description of Alternatives Project Setting and Land Use Socioeconomic Issues, Displacements Environmental Justice /LEP Airway - Highway Clearance Soils and Prime Farmlands Vegetation including beneficial landscaping practices and invasive species Wildlife Threatened and Endangered Species Parkland /Other Public Facilities Water Quality Floodplains Perm itti ngNVaters of the United States, including wetlands Noise Air Quality including MSATs Cultural Resources Hazardous Materials/Waste Construction Impacts Indirect and Cumulative Effects Public Involvement {public comments summarized from the public meeting EXHIBIT A -1 Page 10 of 20 'See Exhibit A for Additional Detail K: Engineering DataexchangelKevinsl GENISTREETSI 6281parkroad22- 2p04BondWeproposal EXHIBIT A-1 -Doc or MAPO, if held) Conclusion Appendices DESCRIPTION OF THE EXISTING AND PROPOSED FACILITY The Engineer will describe the existing roadway facility and the proposed action, which would include right -of -way requirements, project funding and any utility adjustments. NEED AND PURPOSE OF THE PROJECT The Engineer will describe the proposed project and the transportation problem(s) or other needs that the proposed project is intended to address. The Engineer will prepare this section based on descriptions of the project's need and purpose. DESCRIPTION OF THE ALTERNATIVES The Engineer will describe how and why the reasonable alternatives (Build and No- Build) were selected for detailed study. AFFECTED ENVIRONMENT AND ENVIRONMENTAL CONSEQUENCES The Engineer will describe the existing social, economic, and environmental setting for the area affected by the alternatives, The description will be limited to data, information, issues, and values that will have a bearing on possible impacts, mitigation measures, and on the identification of a preferred alternative (the Build Alternative). The following provides methods of analyses for resources discussed in the CE: Socioeconomic Issues /Environmental Justice /Pro'ect Setting/Land Use - U.S. Department of Commerce, Bureau of the Census information on the census block groups for the project area will be obtained and summarized. This information will include race/ethnicity, limited English proficiency, income, and other relevant data. Changes in the neighborhoods or community cohesion will be assessed for various social groups in terms of generating new development, changing property values, and accessibility. Impacts on school districts, recreation areas, churches, businesses, and police and fire protection will be assessed, where information is available. Impacts to minority and/or low- income groups due to the implementation of the proposed project will be reviewed. The impact of changes in travel patterns, highway and traffic safety, and public safety from the proposed project will be assessed. Traffic analysis is not included in this scope of service. The extent of residential and business displacements (if any) will be discussed for the Build alternative. The estimated number of single - family residential and multi- family residential homes to be displaced (if any) and a summary of the social characteristics of these households will be determined, based on available public information. Impacts on commercial/retail facilities that may be displaced will also be determined. Impacts on existing farms and commercial/retail facilities that will be displaced will also be determined. Any special relocation considerations EIT A -1 1 of 20 See Exhibit A for Additional Detail KAEngineering DataexchangelKevinsl GEN1STREETS16281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc will also be identified. In addition, available population and land use study data will be reviewed to assess potential impacts of the proposed project on land use. This assessment of land use will include residential, commercial, industrial, education, open space, roadway ROW, and undeveloped land use categories. Economic impacts on the regional and local economies, such as the effects of the proposed project on development, tax revenues and public expenditures, employment opportunities, accessibility, and retail sales will be discussed. The impacts, both beneficial and adverse, on the economic vitality of existing businesses, business districts, and the resultant impact on the local economy will be described. The impacts will be assessed qualitatively. Airway - Highway Clearance - The Engineer will collect and analyze data concerning airports within two miles of the proposed project. Soils /Prime Farmland - Soils in the area of the proposed project will be described according to the Natural Resources Conservation Service (NRCS). To ensure compliance with the Farmland Protection Policy Act (FPPA), the Engineer will consider proposed project impacts, and if necessary coordinate with the NRCS, complete the Farmland Conversion Impact Rating Form CPA -106 and submit it to the NRCS for review. The NRCS maps for Nueces County will be reviewed, and the NRCS list of prime farmland soil types will be reviewed to determine if the proposed project area is potentially subject to the FPPA. if there is a potential for adverse impacts to FPPA lands, or if the Land Evaluation and Site Assessment score is 160 points or greater, the CE will discuss alternative measures to avoid or minimize the impacts. Beneficial Landscaping Practices - The Engineer will address the Executive Memorandum related to Beneficial Landscaping Practices. Invasive Species - The Engineer will address the Executive Order related to Invasive Species. Vegetation - The vegetation of the project area will be categorized and evaluated according to TxDOT's Memorandum of Agreement (MOA) and Memorandum of Understanding (MOU) with the Texas Parks and Wildlife Department (TPWD). Wildlife - Wildlife habitat will be evaluated and potential impacts on wildlife will be assessed. Mitigation of possible impacts including habitat loss and fragmentation, and construction in wetland areas will also be addressed. Threatened and Endangered Species - Data will be obtained from the USFWS and the TPWD to determine the potential presence or absence of federally listed and proposed endangered or threatened species and critical habitat in the proposed project area. The Engineer will conduct a field survey of the project ROW to determine suitable and non - suitable habitat for the EXHIBIT A -'I Page 12 of 24 See Exhibit A for Additional Detail KAEngineering Dataexchangel Kevinsl GEN1STREET516281parkroad22- 2004Bond\Aeproposal EXHIBIT A -1.Doc species potentially occurring within the project area. This scope of work does not include the preparation of a Biological Assessment, formal consultation under Sections 7 and /or 10 of the Endangered Species Act, or presence /absence surveys. The Engineer will include information from the Natural Diversity Database (NDD) from TPWD. Parkland - The Engineer will review available data and perform on -site investigations to ascertain the presence of potential Section 4(f) lands, including public parks, recreation lands, and wildlife and waterfowl refuges that may be impacted by the proposed project. This scope of work does not include a Section 4(f) evaluation. Water Quality - The ambient conditions of streams and water bodies that are likely to be impacted by the proposed project, and the identification of the potential for impacts to these water bodies will be assessed. The Engineer will obtain data from the water quality division of the Texas Commission on Environmental Quality (TCEQ) and the U.S. Environmental Protection Agency (EPA) under the Federal Clean Water Act and the Safe Drinking Water Act regarding principal or sole- source aquifers and wellhead protection areas. Floodplains - National Flood Insurance Program (NFIP) maps will be reviewed to determine what portions of the proposed project area are encumbered by the base (100 -year) floodplain. Flood plain encroachment will be described and mitigation measures will be discussed. Waters of the U.S. including wetlands - The Engineer will conduct a reconnaissance survey of the project area to identify potential jurisdictional waters of the United States, including wetlands. Discussion and results of the reconnaissance will be incorporated into the CE. This scope of services does not include waters of the United States /wetlands delineation or coordination with the U.S. Army Corps of Engineers. Permits - The need for point source permits, permits for dredge and fill in waters of the U.S., permits for wetlands, and permits for bridges, will be determined and potential impacts will be assessed. To the extent possible, the need for permits for the proposed project will be discussed. With the exception of a Texas Antiquities Permit, which is required prior to beginning archeological fieldwork, this scope of work does not include the preparation of any other permit applications. Traffic Noise — The Engineer will conduct a traffic noise analysis for one Build alternative. The objective of the noise analysis will be to 1) model existing and predicted future design year noise levels at various locations along the proposed project; 2) evaluate the possible impact of traffic noise at these locations; and 3) discuss and evaluate possible mitigation measures to reduce or eliminate potential noise impacts. Predictions of traffic noise levels will be performed in accordance with the current and applicable state and federal regulations, standards, and guidelines using the Federal Highway Administration (FHWA) Traffic Noise Model (TNM) software. Traffic data is required and should consist of the existing (estimated time of completion EXHIBIT A -1 Page 13 of 2D See Exhibit A for Additional Detail KAEngineering DataexchangelKevinslGEN1 STREETS1 6281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc [ETC]) and projected design year (existing plus 20 years) peak hour volumes for cars, medium trucks, and heavy trucks traveling on the mainlanes. Traffic data needed to complete this item will be supplied by TxDOT and should include average annual daily traffic count's (AADT), design hourly volumes predicted for lanes, traffic mix, directional traffic split for the design hour, and speeds. This information will be provided for existing year (ETC) and 20 -year proposed AADT. The potential noise impact on sensitive receptors will be assessed in accordance with the FHWA - Federal -Aid Highway Program Manual, Volume 7, Chapter 7, Section 3. The noise analysis will consist of the following tasks, Subtask 1 - Determine Receptor Locations Identify noise - sensitive land uses and activities that currently exist in the proposed project area and where development is planned, designed, and programmed. Determine receptor locations based on noise - sensitive land uses and activities identified. Where possible, the preliminary engineering layout will include adjacent land use information, to include existing and planned (platted) subdivisions, residences, commercial facilities, parks, etc. This scope assumes that no more than 15 noise receiver locations will be modeled. Subtask 2 - Model Existing and Predicted Future Noise Levels The Engineer will model existing and future worst-case noise levels at selected locations along the Build alternative using TNM 2.5 software. This scope does not include field measurements for existing noise levels. Traffic data information will be provided by the design engineers for this analysis. The Engineer will assess potential impacts of future noise levels on sensitive land uses including analysis and documentation of the results. Subtask 3 - Noise Abatement Measures If the predicted noise levels at the sensitive receptors approaches or exceeds FHWA's Noise Abatement Criteria, or substantially exceeds existing noise levels, the Engineer will provide a preliminary evaluation of alternative noise abatement measures for reducing or eliminating future traffic noise impacts. Should the noise analysis determine that noise abatement measures are warranted, a noise barrier analysis and a noise workshop would be an additional service. Subtask 4 - Prepare Traffic Noise Section of CE The Engineer will review and analyze the results of the noise analysis, then prepare the traffic noise section of the CE, Air Quality -- The Engineer will prepare the air quality section of the CE to document the status of regional air quality and the project impacts. A mobile source air toxics (MSAT) analysis will be required and since the Average Annual Daily Traffic is expected to be below 140,000, a qualitative analysis will be performed. The qualitative analysis will include: a. Brief MSAT description and discussion of national trend data projecting substantial overall reductions in emissions due to stricter engine and fuel regulations issued by EPA; EIT A -1 4 of 20 See Exhibit A for Additional Detail KAEngineering Dataexchangel KevinslGEN1STREETS16281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc b. Comparison of the expected effect of the project on traffic volumes, vehicle mix, or routing of traffic, and the associated assumed changes in IMSATs; C. an assessment of schools, licensed day cares, elder care facilities, and hospitals located within 100 and 500 meters of the ROW; d. Discussion of information that is incomplete or unavailable for a project - specific assessment of IMSAT impacts, in compliance with CEQ regulations (40 CFR 1502.22(b)); and e. Summary of current studies regarding the health impacts of MSATs, in compliance with 40 CFR 150.22(b); The qualitative analysis will be included in the CE document. This scope does not include a quantitative analysis. Archeological Resources — Because the project involves lands owned by a political subdivision of the State of Texas, any archaeological field investigations will require a Texas Antiquities Permit in compliance with the guidelines of the Antiquities Code of Texas. The Consultant's Principal Investigator will prepare a permit application, coordinate with the Engineer and the political subdivision for the requisite information and signatures, and submit the permit package to the Texas Historical Commission (THC), the permitting and reviewing agency. Concurrently with the permit application, the consultant archaeologist will conduct a background archaeological literature review. The consultant archaeologist will search site files and maps at the Texas Archeological Research laboratory and the THC's on -line database for any previously recorded surveys and historic or prehistoric archaeological sites located in or near the project area. The archaeologist will also examine the following sources: the Soil Survey of Nueces County, Texas, the Geologic Atlas of Texas, the USGS topographic map of the project area, and an aerial photograph of the project area. This will provide important site and geographic information that will be essential to the discovery and interpretation of any undiscovered cultural resources on the property, Once the background review has been completed and the permit has been obtained, the consultant will conduct an archaeological field survey of the proposed project area, if required. The field survey will consist of the consultant archaeologists walking the entirety of the proposed improvement project area. The survey will be of sufficient intensity to determine the nature, extent, and, if possible, potential significance of any cultural resources located within the proposed project area. During the survey, the archaeologist will be examining the ground surface and erosional profiles for cultural resources. Survey will be restricted to the existing ROW and will combine reconnaissance with intensive pedestrian survey. To explore for buried cultural resources, the consultant will excavate shovel tests along the alignment. No mechanical trenching is currently proposed for the archaeological investigations. Shovel testing will be used in areas with a potential for shallowly (less than 1 meter) buried sites. Where performed, shovel tests will be systematically EIT A -1 5 of 20 ' See Exhibit A for Additional Detail K \Engineering DalaexchangelKevins lGEMSTREETS16281 park road 22- 20046ond1AeproposaI EXHIBIT A -1.Doc excavated along the easement and additional shovel tests may be required to define site boundaries. THC survey standards call for 16 shovel tests per mile of 100 -ft wide ROW or a sliding scale based on acreage. The number of shovel tests will likely be reduced depending on the level of previous disturbances, the nature of the soils, and the topographic setting. Shovel tests will be excavated in 20 -cm arbitrary levels to 1 m in depth or to culturally sterile deposits, whichever comes first. The matrix will be screened through Y4 -inch mesh. The location of eacl� shovel test will be plotted using a sub - meter GPS receiver, and each test will be recorded on appropriate project field forms. Areas with previously recorded sites or other cultural resources revealed in the archival research will require additional shovel testing to explore the nature of the cultural deposits, Shovel tests will be excavated to the depth of project impacts, if possible. Any discovered or previously documented sites, both prehistoric and historic, will be documented on appropriate forms and plotted on USGS 7.5- minute topographic maps and appropriate project maps for planning purposes. Additional shovel tests will be excavated to define site boundaries within the project area. The consultant is proposing a non - collection survey. Artifacts will be tabulated, analyzed, and documented in the field, but not collected. Temporally diagnostic artifacts will be described in detail and photographed in the field. Only especially rare artifacts or discoveries will be collected. This policy will reduce or eliminate curation costs once the fieldwork is concluded, Once the background review and field survey have been completed, the consultant will prepare a draft report of the investigations for review by the client and ultimately the THC. The archaeological report will conform to THC, Council of Texas Archeologists, and Antiquities Code of Texas reporting standards. It will document the general nature of the project area, the methodology used in the investigations, the presence and condition of any previously recorded sites revealed in the records review, the general nature and extent of cultural resources encountered during the archaeological survey, recommendations on the need for further work, and the potential significance of the cultural resources in regards to future development and State Archeological Landmark status. Draft copies of the letter report will be submitted to the Engineer and TxDOT for review and comment. Once this has been accomplished, any appropriate edits will be made and a final draft report will be submitted to the THC and any other involved regulatory agency. The Texas Antiquities Code also requires that 20 copies of the final report be submitted once the project is completed. In addition, all recovered artifacts and documentation must be curated at an approved repository. In this case, if artifacts are recovered and curation is needed, the consultant curate the materials at the Texas Archaeological Research Laboratory. Curation involves preparing the artifacts (washing, labeling, cataloging, etc.) and paying a fee for storage space. As we are proposing a non - collection survey, curation fees are not included in this cost proposal, the consultant will submit a change order to cover the cost of curation in the unlikely event that artifacts are recovered. EXHIBIT A -1 Page 16 of 20 See Exhibit A for Additional Detail KAEngineering Dataexchange\Kevins\GEN\ STREETS` 6281parkroad22- 2004Bond\Aeproposal EXHIBITA -1.Doc Historic Resources For the historic resource investigations for the project, the consultant will first conduct a historic literature review of the project area. To be conducted in conjunction with the archaeological review, this review includes the examination of files at the THC to identify historic properties that have been previously listed in the NRHP, designated as Recorded Texas Historical Landmarks, and/or are included in the Texas Historic Sites Inventory or other available local historical surveys. The consultant will also check other available archival sources, such as historic maps or aerial photographs, to locate previously unidentified potential historic resources in the project's area of potential effects (APE). A historic literature review will also be conducted to establish appropriate historical and cultural contexts for the project area. Following completion of the preliminary research tasks, architectural historians will carry out a reconnaissance field survey of the proposed alignment to identify and record historic buildings, structures, and objects within the project's APE. The historians will plot the location of each identified resource on a USGS (or similar) map, take photographs, obtain addresses, and gather physical data on the structure such as property type and subtype classifications, stylistic influences, construction dates, integrity issues and preliminary eligibility recommendations. The consultant will provide the Engineer with four copies of a summary reconnaissance report that will include the following; A letter report containing an overview of the results of the reconnaissance survey. The letter report will describe the findings of the reconnaissance survey and recommend the need, if any, to conduct further survey efforts. The letter report will have sufficient detail and clarity to provide a basis for making determinations of NRHP eligibility. Photographic documentation for each identified historic resource. At a minimum, this documentation will include an oblique view of the primary facade and a side elevation of each resource, with the subject filling the frame. All photographs will be 3.5 -x -5 -inch or 4-x-6 - inch color prints. All photographs will be well focused and clearly depict architectural and other details relevant to an evaluation of the resource's character - defining features. Photographs will be attached to separately labeled pages that clearly identify project name, address (or location) of resource, and site ID number. An inventory of all identified resources, provided in tabular form that lists their site ID numbers, locations, property and subtype classifications, stylistic influences, construction dates, integrity issues, and preliminary NRHP eligibility recommendations. A map or maps showing the location of each identified historic resource labeled with its appropriate site ID number. Outbuildings and landscape features will be reported as subsets of the main site ID number for a property. The project APE, major street names, and other directional landmarks will be clearly indicated on the map, Maps EXHI!17 IT A -1 Page of 20 See Exhibit A for Additional Detail KAEngineering Dataexchange\ KevinslGEN1STREETS16281 park road22- 2p04Bond\Aeproposal EXHIBITA -1.Doc will be based on aerial photographs, USGS 7.5- minute quadrangle topographic maps, or similarly detailed maps. Draft copies of the report will be submitted to the Engineer and TxDOT for review and comment prior to submittal to the agencies for their review. Once the draft has been reviewed, any appropriate edits will be made and a final report will be submitted. Hazardous Materials — TxDOT will provide a regulatory database search report including electronic GIS shapefiles. A review of the provided records will be performed according to TxDOT standards to identify listed hazardous waste generators; treatment, storage, and disposal facilities; solid waste landfills; unauthorized sites; documented spills; and underground storage tank sites within the proposed project area. Where practicable, during the field investigations, the hazardous materials sites identified in the database search that are adjacent to the project corridor will be visually inspected from public access points for the potential presence of hazardous substances and petroleum products on the subject properties. Identified sites will be located on maps. The current regulatory status of the site will be determined and presented along with the additional investigations that may be recommended based on these findings. This task does not include interviews with any local or adjacent landowners regarding the potential for hazardous materials use or sites. Should the hazardous materials sites review indicate that a Phase I Environmental Site Assessment, sampling, and/or subsurface investigations are warranted, these items would be additional services. Construction Impacts — Potential adverse impacts associated with construction of the proposed project will be assessed. Indirect and Cumulative Im acts — The Engineer will identify indirect and cumulative impacts in accordance with the requirements of FHWA Technical Advisory T 6640.8A (1987), Report 466: Desk Reference for Estimating the Indirect Effects of Proposed Transportation Projects (National Cooperative Highway Research Program 2002), TxDOT Guidance on Preparing Indirect and Cumulative Impact Analyses (2006), and related guidance from FHWA and TxDOT. Public Involvement — if a public meeting or meeting with affected property owners is held, a summary of the public's comments will be summarized in the CE. Summary — The Engineer will prepare the summary section of the CE. Appendices — Photos and figures to include location map, typical sections, project layout, USGS map including any floodplains, natural diversity database check, etc. would be included. As resource agency coordination is required to be completed before the CE is submitted to the Region for review, the Engineer will include documentation (letters, etc.) that the coordination is EXHIBIT A -1 Page 18 of 20 See Exhibit A for Additional Detail E K:lEngineering DataexchangelKevinslGEN STREETS16281parkroad22- 2004BondlAeproposal EXHIBITA -1.Doc complete. D. Deliverables and CE Review /Revisions The information above will be compiled into a preliminary draft CE document. The CE text will be prepared on an IBM- compatible computer with Microsoft Word software and a CD will be provided, if requested. Exhibits will be limited to 8.5 "x 11" format, if possible. The consultant will provide the following: • Two copies of the draft CE document (V1) to TxDOT- Corpus District for review and comment. Upon receipt of comments, revisions will be made and the additional information needed to complete the items will be incorporated into the draft CE (V2). • Four copies of the draft CE document (V2) will be prepared and provided to TxDOT- Corpus District for TxDOT- Environmental Affairs Division (ENV) review. • After receiving comments from TxDOT -ENV, revise draft CE document and submit the revised draft to TxDOT- Corpus District for FHWA review (V3) (4 copies). • Revise draft CE document, if necessary and submit 6 copies of the Final Draft CE (V4). E. Public Involvement The Engineer will assist CITY and/or TxDOT in conducting a coordination /public meeting with various agencies and project stakeholders including CITY, TxDOT, Nueces County, landowners, and business owners along the project. 1.2 Topographic Survey' A. Provide topographic design surveys. B. Provide construction verification survey. 1,3 Water Quality Testing for Dewatering Operations 1.4 Environmental Issues' 1.5 Construction Observation Services' 1.6 Start -Up Services — Lift Station 1.7 Warranty Phase' 1.8 Public Meeting Participate in public meetings (two — one for each phase) to coordinate with the community and to obtain community support for each project to include all necessary exhibits as directed by the City. 1.9 Subsurface Utility Investigation Field location of existing utilities using Texas One -Call System (Coordinate with appropriate City Operating Departments) Provide subsurface utility engineering in accordance with ASCE Standard "ASCE C-I, 38 -02, Standard Guideline for the Collection and Depiction of Existing Subsurface Utility Data ". The proposed subsurface utility investigation will be as follows: 1. Excavation — The survey scope includes working with a subsurface utility excavator to perform Quality Level A investigation of underground utilities in specified areas through the project limit using vacuum excavation. (Quality Level A involves the use of nondestructive digging equipment at critical points to determine the horizontal and vertical position of underground utilities, as well as the type, size, condition, material, and other characteristics.) Utilities located at this quality level will be physically [ - EXHIBIT A -9 Page 19 of 20 ' See Exhibit A for Additional Detail KAEngineering Dataexchangel Kevinsl GEN1STREETS1 6281 park road22- 2004Bond\AeproposaI EXHIBITA -1.Doc located and tied to the topographic survey control. The utility will be identified and an elevation will be obtained to the top of the utility. 2. Utility Location — The survey scope includes locating certain utilities to Quality Level B (Quality Level B involves surveying visible above ground utility facilities, such as manholes, valve boxes, posts, etc., and correlating this information with existing utility records.) These utilities will be located by obtaining a One -Call Notice and measuring the marked locations. 3. Storm Water— Storm water facilities within the project limits will be located to Quality Level C. Locations will be based on the surveyed locations of accessible storm water manholes and drainage limits. 4. Wastewater— Wastewater facilities within the project limits will be located to Quality Level C. Locations will be based on the surveyed locations of accessible wastewater manholes except for critical locations which will require Quality Level A. 5. Water — Water facilities within the project limits will be located to Quality Level C except for critical locations which will require Quality Level A. 6. Gas — Gas facilities within the project limits will be located to Quality Level C by the AIE. The City of Corpus Christi Gas Department will provide Quality Level A. The AIE will coordinate this activity. 7. Franchise Facilities — Coordinate with provider within the project limits to locate facilities to Quality Level A in critical areas. AIE will investigate areas of high probability of conflict with proposed improvements. 1.10 Geotechnical Report — Separate Contract with City of Corpus Christi 1.11 Materials Testing — Separate Contract with City of Corpus Christi [ EXHIBIT A -'I Page 24 of 20 See Exhibit A for Additional Detail K:IEngineering Dataexchangel Kevinsl GENISTREETSI 6281parkroad22- 2004BondlAeproposal EXHIBITA -1,Doc Exhibit B Mandatory Requirements (Revised September, 2001) INSURANCE REQUIREMENTS CONSULTANT LIABILITY INSURANCE A. The Consultant shall not commence work under this Agreement until he/she has obtained all insurance required herein and such insurance has been approved by the City. Nor shall the Consultant allow any subconsultant to commence work until all similar insurance required of the subconsultant has been so obtained. B. The Consultant shall furnish two (2) copies of certificates, with the City named as an additional insured, showing the following minimum coverage in an insurance company acceptable to the City. TYPE OF INSURANCE MINIMUM INSURANCE COVERAGE 30 -Day Notice of Cancellation required on all Bodily Injury and Property Damage certificates Commercial General Liability including: $2,000,000 COMBINED SINGLE LIMIT 1. Commercial Form 2. Premises — Operations 1 Explosion and Collapse Hazard 4. Underground Hazard 5. Products/ Completed Operations Hazard 6. Contractual Insurance 7. Broad Form Property Damage 8. Independent Consultants 9. Personal Injury AUTOMOBILE LIABILITY - -OWNED NON -OWNED $1,000,000 COMBINED SINGLE LIMIT OR RENTED WHICH COMPLIES WITH THE TEXAS WORKERS= WORKERS' COMPENSATION COMPENSATION ACT AND PARAGRAPH 11 OF THIS EXHIBIT EMPLOYERS' LIABILITY $100,000 EXCESS LIABILITY $1,000,000 COMBINED SINGLE LIMIT PROFESSIONAL POLLUTION LIABILITY/ $2,000,000 COMBINED SINGLE LIMIT ENVIRONMENTAL IMPAIRMENT COVERAGE Not limited to sudden & accidental discharge; to include [ ] REQUIRED long -tern environmental impact for the disposal of [X] NOT REQUIRED contaminants BUILDERS' RISK See Section B -6 -11 and Supplemental Insurance Requirements [ ] REQUIRED [X] NOT REQUIRED INSTALLATION FLOATER $100,000 Combined Single Limit See Section B -6 -11 and Supplemental Insurance Requirements [ ] REQUIRED [X] NOT REQUIRED EXHIBIT "B" Page 1 of 3 C. In the event of accidents of any kind, the Consultant shall furnish the City with copies of all reports of such accidents at the same time that the reports are forwarded to any other interested parties. Il. INDEMNIFICATION AND HOLD HARMLESS A. To the extent permitted by law, Consultant agrees to indemnify, save harmless and defend the City of Corpus Christi, and its officers, agents, servants and employees, and each of them against and hold it and them harmless from any and all lawsuits, claims, demands, liabilities, losses and expenses, including court costs and reasonable attorneys' fees, for or on account of any injury to any person, or any death at any time resulting from such injury, or any damage to any property, to the extent caused by Consultant's negligent performance of services covered by this contract. The foregoing indemnity shall apply except if such injury, death or damage is caused by the sole or concurrent negligence of the City of Corpus Christi, its officers, agents, servants, or employees, or any other person indemnified hereunder. B. The Consultant shall obtain workers' compensation insurance coverage through a licensed insurance company or through self- insurance obtained in accordance with Texas law. If such coverage is obtained through a licensed insurance company, then the contract for coverage shall be written on a policy and endorsements approved by the Texas State Board of Insurance. If such coverage is provided through self - insurance, then within ten (10) calendar days after the date the City requests that the Consultant sign the contract documents, the Consultant shall provide the City with a copy of its certificate of authority to self- insure its workers' compensation coverage, as well as a letter, signed by the Consultant, stating that the certificate of authority to self - insure remains in effect and is not the subject of any revocation proceeding then pending before the Texas Workers' Compensation Commission. Further, if at any time before final acceptance of the Work by the City, such certificate of authority to self - insure is revoked or is made the subject of any proceeding which could result in revocation of the certificate, then the Consultant shall immediately provide written notice of such facts to the City, by certified mail, return receipt requested directed to: City of Corpus Christi, Department of Engineering Services, P, Q. Box 9277, Corpus Christi, Texas 78469 - Attention: Contract Administrator. Whether workers' compensation insurance coverage is provided through a licensed insurance company or through self - insurance, the coverage provided must be in an amount sufficient to assure that all workers' compensation obligations incurred by the Consultant will be promptly met. Eage HIBIT "6" 2of3 .. .. J J11]l�L 1 Eage HIBIT "6" 2of3 III. On the certificate of insurance; • The City of Corpus Christi is to be named as an additional insured on the liability coverage, except for workers' compensation coverage. • Should your insurance company elect to use the standard ACORD form, the cancellation clause (bottom right) shall be amended by adding the wording "changed or" between "be" and "cancelled" and deleting the words "endeavor to" and the wording after "left ". If the cancellation clause is not amended in the ACORD form, then endorsements shall be submitted. • The name of the project also needs to be listed under "description of operations" • At least 10 -day written notice of change or cancellation will be required. IV. A completed Disclosure of Interest must be submitted with your proposal. EXHIBIT "B" Page 3 of 3 SUPPLIER NUMBER TO BE ASSIGNED BY CITY PURCHASING DIVISION Cit of CITY OF CORPUS CHRISTI Corpus DISCLOSURE OF INTEREST Christi City of Corpus Christi Ordinance 17112, as amended, requires all persons or firms seeking to do business with the City to provide the following information. Every question must be answered. If the question is not applicable, answer with `NA ". See reverse side for Filing Requirements, Certifications and definitions. COMPANY NAME : G M C I J C J 4 P. O. BOX: STREET ADDRESS: ZI ZS S� k!-rN erz� CITY: CazPUS 6 [fgsxt ZIP: FIRM IS: I. Corporation ❑ 2. Partnership 3. Sole Owner ❑ 4. Association 5. Other DISCLOSURE QUESTIONS If additional space is necessary, please use the reverse side of this page or attach separate sheet. 1. State the names of each `employee" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named "firm." Name .lob Title and City N�A. Department (if known) 2. State the names of each "official" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named "firm." Name w f _. Title 3. State the names of each "board member" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named "firm." Name Committee Board, Commission or 4. State the names of each employee or officer of a "consultant" for the City of Corpus Christi who worked on any matter related to the subject of this contract and has an `ownership interest" constituting 3% or more of the ownership in the above named "firm." Name Consultant FILING REQUIREMENTS If a person who requests official action on a matter knows that the requested action will confer an economic benefit on any City official or employee that is distinguishable from the effect that the action will have on members of the public in general or a substantial segment thereof, you shall disclose that fact in a signed writing to the City official, employee or body that has been requested to act in the matter, unless the interest of the City official or employee in the matter is apparent. The disclosure shall also be made in a signed writing filed with the City Secretary. [Ethics Ordinance Section 2 -349 (d)] CERTIFICATION I certify that all information provided is true and correct as of the date of this statement, that I have not knowingly withheld disclosure of any information requested; and that supplemental statements will be promptly submitted to the City of Corpus Christi, Texas as changes occur. Certifying Person: P J)bES CJl_ $&W Title: �(� c4 P (Type or Prim) Signature of Certifying Date: Person: DEFINITIONS a. "Board member." A member of any board, commission, or committee appointed by the City Council of the City of Corpus Christi, Texas. b. "Economic benefit ". An action that is likely to affect an economic interest if it is likely to have an effect on that interest that is distinguishable from its effect on members of the public in general or a substantial segment thereof. c. "Employee." Any person employed by the City of Corpus Christi, Texas either on a full or part-time basis, but not as an independent contractor. d. "Firm." Any entity operated for economic gain, whether professional, industrial or commercial, and whether established to produce or deal with a product or service, including but not limited to, entities operated in the form of sole proprietorship, as self - employed person, partnership, corporation, joint stock company, joint venture, receivership or trust, and entities which for purposes of taxation are treated as non -profit organizations. e. "Official." The Mayor, members of the City Council, City Manager, Deputy City Manager, Assistant City Managers, Department and Division Heads, and Municipal Court Judges of the City of Corpus Christi, Texas. f. "Ownership Interest." Legal or equitable interest, whether actually or constructively held, in a firm, including when such interest is held through an agent, trust, estate, or holding entity. "Constructively held" refers to holdings or control established through voting trusts, proxies, or special terms of venture or partnership agreements." g. "Consultant." Any person or firm, such as engineers and architects, hired by the City of Corpus Christi for the purpose of professional consultation and recommendation. Basic Services: Preliminary Phase Design Phase Bid Phase Construction Phase Subtotal Basic Services Additional Services: Permitting U.S. Corps of Engineers NPDES Permit/Amendments TXDOT Categorical Exclusion Public Meetings for CE Public Hearings for CE Tx. Dept. of Licensing & Regulation Coast Guard Permit Section 9 Total Permitting Public Meetings Topographic Survey (Authorized) Subsurface Utility Investigation (Auth.) Construction Observation Environmental Issues Start-up Services (Lift Station) Warranty Phase PARK ROAD 22 BRIDGE Project No. 7293 Invoice No. 123456 Invoice Date: Total Amount Previous Contract Amd No. 1 Amd No. 2 Contract Invoiced Invoice Sample form for: Payment Request Revised 07127100 Total Percent Invoice Comnlete $131,250 $0 $0 $131,250 $0 $0 $0 0% 364,000 0 0 364,000 _ 0 0 0% 7,250 0 0 7,250 0 0 0 0% 52,500 0 0 52,500 0 0 0 0% $555,000 $0 $0 $555,000 $0 $0 $0 0% $180,000 $0 $0 $180,000 $0 $0 $0 0% $3,000 $0 $0 $3,000 $0 $0 $0 0% $101,534 $0 $0 $101,534 $0 $0 $0 0% $20,000 $0 $0 $20,000 $0 $0 $0 0% $10,850 $0 $0 $10,850 $0 $0 $.0 0% $2,500 $0 $0 $2,500 $0 $0 $0 0% $19,830 $0 $0 $19,830 $0 $0 $0 0% $337,714 $0 $0 $337,714 $0 $0 $0 0% $5,000 $0 $0 $5,000 $0 $0 $0 0% $50,000 $0 $0 $50,000 $0 $0 $0 0% $16,500 $0 $o $16,500 $0 $0 $0 0% $94,000 $0 $0 $94,000 $0 $0 $0 0% $8,000 $0 $0 $8,000 $0 $0 $0 0% $3,000 $0 $0 $3,000 $0 $0 $0 0% 3,500 0 0 3,500 0 0 0 00/- Exhibit D Page 1 of 2 6 Sample form for: Subtotal Additional Services Summary of Fees Basic Services Fees Additional Services Fees Total of Fees $517,714 $0 $0 $517,714 $0 $0 ised 07127AYO $555,000 $0 $0 $555,000 $0 $0 $0 0 ° /a 517,714 0 0 517,714 0 0 0 0% $1,072,714 $0 $0 $1,072,714 $0 $0 $0 0% Exhibit D Page 2 of 2