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HomeMy WebLinkAboutC2015-452 - 12/8/2015 - Approved CITY OF CORPUS CHRISTI CONTRACT FOR PROFESSIONAL SERVICES Wastewater Treatment Plant Consolidation Program Development(E15145) The City of Corpus Christi, a Texas home rule municipal corporation, P.O. Box 9277, Corpus Christi, Nueces County, Texas 78469-9277 (City) acting through its duly authorized City Manager or Designee (Director)and Stantec Consulting Services Inc., a NewYork corporation, 1344 South Flores Street, San Antonio, Texas 78204 (Consultant), hereby agree as follows: TABLE OF CONTENTS ARTICLE NO. TITLE PAGE ARTICLE I SCOPE OF SERVICES 2 ARTICLE II QUALITY CONTROL PLAN 2 ARTICLE III COMPENSATION 3 ARTICLE IV TIME AND PERIOD OF SERVICE 4 ARTICLE V CONSTRUCTION ESTIMATE 5 ARTICLE VI INSURANCE REQUIREMENTS 5 ARTICLE VII INDEMNIFICATION 7 ARTICLE VIII TERMINATION OF AGREEMENT 8 ARTICLE IX RIGHT OF REVIEWAND AUDIT 8 ARTICLE X OWNER REMEDIES 8 ARTICLE XI CONSULTANT REMEDIES 9 ARTICLE XII CLAIMS AND DISPUTE RESOLUTION 9 ARTICLE XIII MISCELLANEOUS PROVISIONS 10 EXHIBIT A SCOPE OF SERVICES EXHIBIT A-1 TASK LIST EXHIBIT B SAMPLE PAYMENT REQUEST FORM EXHIBIT B-1 CONFIDENTIAL RATE SHEET EXHIBIT C DISCLOSURE OF INTEREST 2015-452 12/08/15 M2015-133 INDEXED Stantec Consulting Services Inc. Page 1 W12015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev. 10/13/15 , ARTICLE I —SCOPE OF SERVICES 1.1 The Consultant shall provide to Engineering Services its Scope of Services,to be incorporated herein and attached to this Agreement as Exhibit A. The Scope of Services shall include all associated services required for Consultant to provide such Services, pursuant to this Agreement, and any and all Services that would normally be required by law or common due diligence. 1.2 Consultant shall comply with City standards, as specified in the UDC or Code of Ordinances,throughout the duration of the Project, unless specifically and explicitly excluded from doing so in the approved Scope of Services attached as Exhibit A. 1.3 Consultant acknowledges and accepts its responsibilities, as defined and described in City's General Conditions for Construction Contracts. The Consultant will serve as the City's Designer and will consult and advise the City during the performance of the Consultant's services. The Consultant shall report to the City's designated Project Manager. 1.4 Consultant shall provide all labor, equipment and transportation necessary to complete all services agreed to hereunder in a timely manner throughout the term of the Agreement. • - ': - , - =- - - - - - •- - -_ - - , - -- ---, - _ , -- - _ - _ _ _ - -- '_-, _ -- _ - -_ _ _ A . Persons retained by Consultant to perform work pursuant to this Agreement shall be employees or subconsultants of Consultant. 1.5 Consultant shall not begin work on any Task Order authorized under this Agreement until they are briefed on the scope of the Project and are notified in writing to proceed. If the scope of the Project changes, either Consultant or City may request a review of the changes with an appropriate adjustment in compensation. 1.6 Consultant, in consideration for the compensation described in Article III, shall render the professional services necessary for the advancement of the Project to Completion. 1.7 Consultant will provide monthly status updates(project progress or delays and gantt charts)presented with each monthly invoice. 1.8 Consultant services will be"Services for Construction Projects"-(Basic Services for Construction Projects") which are shown and are in accordance with "Professional Engineering Services- A Guide to the Selection and Negotiation Process, 1993"a joint publication of the Consulting Engineer's Council of Texas and Texas Society of Professional Engineers. For purposes of this contract, certain services listed in this publication as Additional Services will be considered as Basic Services. ARTICLE II—QUALITY CONTROL PLAN 2.1 The Consultant agrees to perform quality assurance-quality control/constructability reviews(QCP Review). In the event that the City retains a separate consultant to perform additional QCP services for the City, the Consultant will provide all necessary information to the City, address any comments from the City's consultant and provide resolution to the City's satisfaction. 2.2 The Consultant will perform QCP Reviews at intervals during the Project to ensure deliverables satisfy accepted quality standards and meet the requirements of the Project scope. Based on the findings of the QCP Review, the Consultant must reconcile the Project scope and Construction Estimate as needed. Documentation will be included that verifies interdisciplinary coordination has occurred. 2.3 The Consultant will perform constructability reviews, using persons with construction experience, at appropriate intervals during the Project to ensure that the Project is buildable, as well as cost-effective, biddable and maintainable. Based on the findings of the constructability reviews, the Consultant will finalize the Project deliverables, as required, and provide updated construction estimates. Page 2 K\ENGINEERING DATAEXCHANGEUENNIFERTORMS NEVA2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 r` �i I 2.4 Consultant is responsible for the accuracy and competency of its QCP reviews and final deliverables. ARTICLE III—COMPENSATION 3.1 The Compensation for all services included in this Agreement and in the Scope of Services for this Agreement shall not exceed $1,427,186. The fees for Basic Services will not exceed those identified and will be full and total compensation for all services outlined in Exhibit A, and for all expenses incurred in performing these services. 3.2 The Consultant agrees to complete the phases of services in accordance with the approved project schedule and budget. Work will not begin on any phase or any Additional Service until requested in writing by the Consultant and written authorization is provided by the Director of Engineering Services. 3.3 All services shall be performed and the applicable standard of professional care set forth in section 13.4 herein and to City's satisfaction, which satisfaction shall be judged by the Director in his/her sole discretion. City shall not be liable for any payment under this Agreement for services that are unsatisfactory and/or have not been previously approved by the Director. 3.4 The Director may direct the Consultant to undertake additional services or tasks provided that no increase in fee is required. Services or tasks requiring an increase of fee will be mutually agreed and evidenced in writing as an amendment to this contract. Consultant shall notify the City of Corpus Christi within three (3) days of notice if tasks requested requires an additional fee. 3.5 Monthly invoices will be submitted in accordance with the Payment Request as shown in Exhibit B. For services provided, Consultant will submit monthly statements for services rendered. The statement will be based upon Consultant's estimate(and with City's concurrence) of the proportion of the total services actually completed at the time of billing. City will make prompt monthly payments in response to Consultant's monthly statements. 3.6 Consultant warrants that title to all services covered by a Payment Request shall pass to City no later than the time of payment. Consultant further warrants that, upon submittal of a Payment Request, all services for which Payment Requests have been previously issued and payments received from City shall,to the best of Consultant's knowledge, information and belief, be free and clear of liens, claims, security interests or encumbrances in favor of Consultant or other persons or entities making a claim by reason of having provided labor or services relating to this Agreement. CONSULTANT SHALL INDEMNIFY AND HOLD CITY HARMLESS FROM ANY LIENS, CLAIMS, SECURITY INTERESTS OR ENCUMBRANCES FILED BY ANYONE CLAIMING BY, THROUGH OR UNDERTHE ITEMS COVERED BY PAYMENTS MADE BY CITY TO CONSULTANT. 3.7 The final payment due hereunder shall not be paid until all reports, data and documents have been submitted, received, accepted and approved by City. Final billing shall indicate "Final Bill — no additional compensation is due to Consultant." 3.8 City may withhold compensation to such extent as may be necessary, in City's opinion,to protect City from damage or loss for which Consultant is responsible, because of: 3.8.1 delays in the performance of Consultant's work; 3.8.2 failure of Consultant to make payments to subconsultants or vendors for labor, materials or equipment; 3.8.3 reasonable evidence that Consultant's work cannot be completed for the amount unpaid under this Agreement; 3.8.4 damage to City; or Page 3 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEW2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 e 1 • 3.8.5 persistent failure by Consultant to carry out the performance of its services in accordance with this Agreement. 3.9 When the above reasons for withholding are removed or remedied by Consultant, compensation of the amount withheld shall be made within a reasonable time. City shall not be deemed in default by reason of withholding compensation as provided for in this Article III. 3.10 In the event of any dispute(s) between the Parties regarding the amount properly compensable for any Phase or as final compensation or regarding any amount that may be withheld by City, Consultant shall be required to make a claim pursuant to and in accordance with the terms of this Agreement and follow the procedures provided herein for the resolution of such dispute. In the event Consultant does not initiate and follow the claims procedures provided in this Agreement in a timely manner and as required by the terms thereof,any such claim shall be waived. 3.11 Request of final compensation by Consultant shall constitute a waiver of claims except those previously made in writing and identified by Consultant as unsettled at the time of final Payment Request. 3.12 The fee for this project is subject to the availability of funds. The Engineer may be directed to suspend work pending receipt and appropriation of funds. 3.13 4nplicable to Time&Materials Contracts 3.13.1 Consultant shall complete EXHIBIT B-1 and include in proposal. Rate sheets are confidential pursuant to section 552.104 of the Texas Government Code since release of this information would give advantage to a competitor or bidder. In addition, section 552.110 of the TX Govt. Code protects third party commercial and financial information if release of the information would cause the third party substantial competitive harm. 3.13.2 Consultant shall submit documentation with the monthly invoice that shows who worked on the Project, the number of hours that each individual worked on the Project and reimbursables for that individual. 3.13.3 Principals may only bill at the hourly rate of Principals when acting in that capacity. Principals acting in the capacity of staff must bill at staff rates. The Consultant shall provide documentation with each payment request that clearly indicates how that individual's time is allocated and the justification for that allocation. ARTICLE IV—TIME AND PERIOD OF SERVICE 4.1 The term of this Agreement shall commence upon its approval execution by both the City and Consultant. 4.2 The Consultant agrees to begin work on those authorized Basic Services for this contract upon receipt of the Notice to Proceed from the Director of Engineering Services. Work will not begin on any phase or any Additional Services until requested in writing by the Consultant and written authorization is provided by the Director of Engineering Services. 4.3 Time is of the essence for this Agreement. Consultant shall perform and complete its obligations for the services under Article I herein in a prompt and continuous manner, so as to not delay the development of services or the construction of the work for the Project, in accordance with the schedules approved by City. City shall perform its obligations of review and approval in a prompt and continuous manner so as to not delay the Project. 4.4 This Agreement shall remain in force for a period which may reasonably be required for the completion of Page 4 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEW\2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 .) the Project, including any extra work and any required extensions thereto, unless terminated as provided for in Article VIII of this Agreement. ARTICLE V—CONSTRUCTION ESTIMATE 5.1 The Construction Estimate (Estimate) is computed by the Consultant and includes the total cost for construction of the Project. 5.2 The Estimate does not include the cost of the land, rights-of-way or other costs which are the responsibility of the City. ARTICLE VI—INSURANCE REQUIREMENTS 6.1 Consultant must not commence work under this agreement until all insurance required has been obtained and such insurance has been approved by the City. Consultant must not allow any subcontractor to commence work until all similar insurance required of any subcontractor has been obtained. 6.2 Consultant must furnish to the Director of Engineering Services with the signed agreement 2 copies of Certificates of Insurance(COI)with applicable policy endorsements showing the following minimum coverage by an insurance company(s) acceptable to the City's Risk Manager. The City must be listed as an additional insured on the General liability and Auto Liability policies,and a waiver of subrogation is required on all applicable policies. Endorsements must be provided with COI. Project name and or number must be listed in Description Box of COI. TYPE OF INSURANCE MINIMUM INSURANCE COVERAGE 30-written day notice of cancellation, Bodily Injury and Property Damage required on all certificates or by applicable Per occurrence - aggregate policy endorsements Commercial General Liability including: $1,000,000 Per Occurrence 1. Commercial Broad Form $2,000,000 Aggregate 2. Premises—Operations 3. Products/Completed Operations 4. Contractual Liability 5. Independent Contractors 6. Personal Injury-Advertising Injury AUTO LIABILITY(including) $1,000,000 Combined Single Limit 1. Owned 2. Hired and Non-Owned 3. Rented/Leased Page 5 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEVV\2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 PROFESSIONAL LIABILITY $1,000,000 Per Claim (Errors and Omissions) $2,000,000 Aggregate (Defense costs not included in face value of the policy) If claims made policy, retro date must be prior to inception of agreement, have extended reporting period provisions and identify any limitations regarding who is insured. WORKERS'COMPENSATION Statutory (All States Endorsement if Company is not domiciled in Texas) Employer's Liability $500,000/$500,000/$500,000 6.3 In the event of accidents of any kind related to this agreement, Consultant must furnish the City with copies of all reports of any accidents within 10 days of the accident. 6.4 Applicable for paid employees, Consultant must obtain workers'compensation coverage through a licensed insurance company. The coverage must be written on a policy and endorsements approved by the Texas Department of Insurance. The workers'compensation coverage provided must be in an amount sufficient to assure that all workers' compensation obligations incurred by the Consultant will be promptly met. An All States Endorsement shall be required if Consultant is not domiciled in the State of Texas. 6.5 Consultant shall obtain and maintain in full force and effect for the duration of this Contract, and any extension hereof, at Consultant's sole expense, insurance coverage written on an occurrence basis, by companies authorized and admitted to do business in the State of Texas and with an A.M. Best's rating of no less than A-VII. Consultant is required to provide City with renewal Certificates. 6.6 Consultant shall be required to submit a copy of the replacement certificate of insurance to City at the address provided below within 10 days of the requested change. Consultant shall pay any costs incurred resulting from said changes. All notices under this Article shall be given to City at the following address: City of Corpus Christi Attn: Engineering Services P.O. Box 9277 Corpus Christi, TX 78469-9277 6.7 Consultant agrees that with respect to the above required insurance, all insurance policies are to contain or be endorsed to contain the following required provisions: 6.7.1 List the City and its officers, officials, employees, volunteers, and elected representatives as additional insured by endorsement, as respects operations, completed operation and activities of, or on behalf of, the named insured performed under contract with the City, with the exception of the workers' compensation policy; 6.7.2 Provide for an endorsement that the "other insurance" clause shall not apply to the City of Corpus Christi where the City is an additional insured shown on the policy; Page 6 K.\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEM2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev. 10/13/15 6.7.3 Workers'compensation and employers'liability policies will provide a waiver of subrogation in favor of the City; and 6.7.4 Provide thirty (30) calendar days advance written notice directly to City of any suspension, cancellation, non-renewal or material change in coverage,and not less than ten(10)calendar days advance written notice for nonpayment of premium. 6.8 Within five (5) calendar days of a suspension, cancellation, or non-renewal of coverage, Consultant shall provide a replacement Certificate of Insurance and applicable endorsements to City. City shall have the option to suspend Consultant's performance should there be a lapse in coverage at any time during this contract. Failure to provide and to maintain the required insurance shall constitute a material breach of this contract. 6.9 In addition to any other remedies the City may have upon Consultant's failure to provide and maintain any insurance or policy endorsements to the extent and within the time herein required, the City shall have the right to order Consultant to remove the exhibit hereunder, and/or withhold any payment(s) if any, which become due to Consultant hereunder until Consultant demonstrates compliance with the requirements hereof. 6.10 Nothing herein contained shall be construed as limiting in any way the extent to which Consultant may be held responsible for payments of damages to persons or property resulting from Consultant's or its subcontractor's performance of the work covered under this agreement. 6.11 It is agreed that Consultant's insurance shall be deemed primary and non-contributory with respect to any insurance or self-insurance carried by the City of Corpus Christi for liability arising out of operations under this agreement. 6.12 It is understood and agreed that the insurance required is in addition to and separate from any other obligation contained in this agreement. 6.13 Applicable to Contracts Less than $50.000 - Insurance not required; however, if contract is amended to exceed $50,000,the above insurance requirements must be met. ARTICLE VII—INDEMNIFICATION Consultant shall fully indemnify and hold harmless the City of Corpus Christi and its officials, officers, agents, employees, volunteers, directors and representatives ("Indemnitee") from and against any and all claims, damages, liabilities or costs, including reasonable attorney fees and defense costs, to the extent that the damage is caused by or results from an act of negligence, intentional tort, intellectual property infringement or failure to pay a subcontractor or supplier committed by Consultant or its agent, consultant under contract or another entity over which Consultant exercises control while in the exercise of rights or performance of the duties under this agreement. This indemnification does not apply to any liability resulting from the negligent acts or omissions of the City or its employees, to the extent of such negligence. If the liability results solely from the negligent acts or omissions of the Consultant,the Consultant shall also defend the Indemnitee with counsel satisfactory to the City Attorney. If a claim is based wholly or partly on the negligence of, fault of or breach of contract by the City, the Consultant shall reimburse the City's reasonable attorney's fees in proportion to the Consultant's liability. Page 7 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEVM2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev. 10/13/15 • • Consultant must advise City in writing within 24 hours of any claim or demand against City or Consultant known to Consultant related to or arising out of Consultant's activities under this Agreement. ARTICLE VIII—TERMINATION OF AGREEMENT 8.1 The City may, at any time, with or without cause, terminate this contract upon seven days written notice to the Consultant at the address of record. 8.2 In this event, the Consultant will be compensated for its services on all stages authorized based upon Consultant and City's estimate of the proportion of the total services actually completed at the time of termination. ARTICLE IX—RIGHT OF REVIEW AND AUDIT 9.1 Consultant grants City, or its designees, the right to audit, examine or inspect, at City's election, all of Consultant's records relating to the performance of the Work under this Agreement, during the term of this Agreement and retention period herein. The audit,examination or inspection may be performed by a City designee, which may include its internal auditors or an outside representative engaged by City. Consultant agrees to retain its records for a minimum of four(4)years following termination of the Agreement, unless there is an ongoing dispute under this Agreement, then such retention period shall extend until final resolution of the dispute. 9.2 "Consultant's records" include any and all information, materials and data of every kind and character generated as a result of the Work under this Agreement. Examples include billings, books, general ledger, cost ledgers, invoices, production sheets, documents, correspondence, meeting notes, subscriptions, agreements, purchase orders, leases, contracts, commitments, arrangements, notes, daily diaries, reports, drawings, receipts, vouchers, memoranda, time sheets, payroll records, policies, procedures, federal and state tax filings for issue in questions and any and all other agreements, sources of information and matters that may, in City's judgment, have any bearing on or pertain to any matters, rights, duties or obligations under or covered by any Agreement Documents. 9.3 City agrees that it shall exercise the right to audit, examine or inspect Consultant's records only during City's regular business hours. Consultant agrees to allow City's designee access to all of Consultant's records, Consultant's facilities and Consultant's current or former employees, deemed necessary by City or its designee(s), to perform such audit, inspection or examination. Consultant also agrees to provide adequate and appropriate work space necessary to City or its designees to conduct such audits, inspections or examinations. 9.4 Consultant shall include this audit clause in any subcontractor, supplier or vendor contract. ARTICLE X—OWNER REMEDIES 10.1 The City and Consultant agree that in the event of a delay in completion for which the City suffers actual damages,the City may elect to pursue its actual damages and any other remedy allowed by law. Conditions under which City may seek other damages include, but are not limited to: 10.1.1 Failure of the Consultant to meet contractural obligations, which failure includes failure of subconsultants to meet contractual obligations; 10.1.2 Failure of the Consultant to design in compliance with the applicable laws of the City, State and/or federal governments, such that subsequent compliance costs exceed expenditures that would have been involved had services been properly executed by the Consultant. Page 8 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NE1M2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 10.1.3 Losses are incurred because of errors and omissions in the design, working drawings, specifications or other documents prepared by the Consultant to the extent that the financial losses are greater than the City would have originally paid had there not been errors and omissions in the documents. defect 10.2 Pursuant to Article VI,the City may assert a claim against the Consultant's professional liability insurance as appropriate when other remedies are not available or offered for design deficiencies discovered during and after Project construction. 10.3 When the City incurs non-value added work costs for change orders due to design errors or omissions,the City will send the Consultant a certified Cost Recovery Claim letter that includes (1) Summary of facts with supporting documentation; (2) Instructions for Consultant to revise design documents, if appropriate, at Consultant's expense; (3) Calculation of non-value added work costs incurred by the City; and (4) Deadline for Consultant's response. 10.4 The City may withhold or nullify the whole or part of any payment as detailed in Article III. ARTICLE XI—CONSULTANT REMEDIES 11.1 Consultant shall not be liable or responsible for any delays due to strikes, riots, acts of God, national emergency, acts of the public enemy, governmental restrictions, laws or regulations or any other causes beyond Consultant's reasonable control. ARTICLE XII—CLAIMS AND DISPUTE RESOLUTION 12.1 Filing of Claims 12.1.1 Claims arising from the circumstances identified in this Agreement or other occurrences or events, shall be made by Written Notice delivered by the party making the Claim to the other partywithin twenty-one (21)calendar days after the start of the occurrence or event giving rise to the Claim and stating the general nature of the Claim. 12.1.2 Every Claim of Consultant,whether for additional compensation, additional time or other relief,shall be signed and sworn to by a person authorized to bind the Consultant by his/her signature, verifying the truth and accuracy of the Claim. 12.1.3 The responsibility to substantiate a claim rests with the party making the Claim. 12.1.4 Within thirty(30)calendar days of receipt of notice and supporting documentation, City will meet to discuss the request, after which an offer of settlement or a notification of no settlement offer will be sent to Consultant. If Consultant is not satisfied with the proposal presented, Consultant will have thirty (30) calendar days in which to (i) submit additional supporting data requested by the City, (ii) modify the initial request for remedy or(iii) request Alternative Dispute Resolution. 12.1.5 Pending final resolution of a claim,except as otherwise agreed in writing, Consultant shall proceed Page 9 K\ENGINEERING DATAEXCHANGE\JENNIFER\FORMS NEVN2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev. 10/13/15 • diligently with performance of the Agreement and City shall continue to make payments in accordance with this Agreement. 12.2 Alternative Dispute Resolution 12.2.1 All negotiations pursuant to this clause are confidential and shall be treated as compromise and settlement negotiations for purposes of applicable rules of evidence. 12.2.2 Before invoking mediation or any other alternative dispute resolution(ADR)process set forth herein, the Parties agree that they shall first try to resolve any dispute arising out of or related to this Agreement through discussions directly between those senior management representatives within their respective organizations who have overall managerial responsibility for similar projects. This step shall be a condition precedent to the use of any other ADR process. If the parties'senior management representatives cannot resolve the dispute within thirty (30) calendar days after a Party delivers a written notice of such dispute, then the Parties shall proceed with the mediation ADR process contained herein. 12.2.3 Mediation 12.2.3.1 In the event that City or Consultant shall contend that the other has committed a material breach of this Agreement,the Party alleging such breach shall, as a condition precedent to filing any lawsuit, request mediation of the dispute. 12.2.3.2 Request for mediation shall be in writing, and shall request that the mediation commence no less than thirty (30) or more than ninety (90) calendar days following the date of the request, except upon agreement of both parties. 12.2.3.3 In the event City and Consultant are unable to agree to a date for the mediation or to the identity of the mediator or mediators within thirty(30)calendar days of the request for mediation, all conditions precedent in this Article XII shall be deemed to have occurred. 12.2.3.4 The parties shall share the mediator's fee. Venue for any mediation or lawsuit arising under this Agreement shall be Nueces County, Texas. Any agreement reached in mediation shall be enforceable as a settlement agreement in any court having jurisdiction thereof. No provision of this Agreement shall waive any immunity or defense. No provision of this Agreement is a consent to suit. 12.3 No Waiver of Governmental Immunity. NOTHING IN THIS ARTICLE SHALL BE CONSTRUED TO WAIVE CITY'S GOVERNMENTAL IMMUNITY FROM LAWSUIT,WHICH IMMUNITY IS EXPRESSLY RETAINED TO THE EXTENT IT IS NOT CLEARLY AND UNAMBIGUOUSLY WAIVED BY STATE LAW. ARTICLE XIII—MISCELLANEOUS PROVISIONS 13.1 Use of Local Expertise/ Local Professional Participation. The City Council's stated policy is that City expenditures on contracts for professional services be of maximum benefit to the local economy. 13.2 Assignability. The Consultant will not assign, transfer or delegate any of its obligations or duties in this contract to any other person without the prior written consent of the City, except for routine duties delegated to personnel of the Consultant staff. If the Consultant is a partnership, then in the event of the termination of the partnership, this contract will inure to the individual benefit of such partner or partners as the City may designate. No part of the Consultant fee may be assigned in advance of receipt by the Consultant without written consent of the City. The City will not pay the fees of expert or technical assistance and consultants unless such employment, including the rate of compensation, has been approved in writing by the City. Page 10 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEVN2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 13.3 Ownership of Documents. All documents including contract documents(plans and specifications), record drawings, contractor's field data, and submittal data will be the sole property of the City upon full payment of all monies owed to the Consultant and may not be used again by the Consultant without the express written consent of the Director of Engineering Services. However, the Consultant may use standard details that are not specific to this project. The City agrees that any modification of the plans will be evidenced on the plans, and be signed and sealed by a professional engineer prior to re-use of modified plans. 13.4 Standard of Care. Services provided by Consultant under this Agreement shall be performed with the professional skill and care ordinarily provided by competent engineers or architects practicing in the same or similar locality and under the same or similar circumstances and professional license; and performed as expeditiously as is prudent considering the ordinary professional skill and care of a competent engineer or architect. 13.5 Licensing. Consultant shall be represented by personnel with appropriate licensure, registration and/or certification(s) at meetings of any official nature concerning the Project, including scope meetings, review meetings, pre-bid meetings and preconstruction meetings. 13.6 Entire Agreement. This Agreement represents the entire and integrated Agreement between City and Consultant and supersedes all prior negotiations, representations or agreements, either oral or written. This Agreement may be amended only by written instrument signed by both the City and Consultant. 13.7 Disclosure of Interest. Consultant agrees, in compliance with City of Corpus Christi Ordinance No. 17112,to complete, as part of this contract, the Disclosure of Interests form. 13.8 Conflict of Interest. Consultant agrees, in compliance with Chapter 176 of the Texas Local Government Code, to complete and file Form CIQ with the City Secretary's Office. For more information and to determine if you need to file a Form CIQ, please review the information on the City Secretary's website at http://www.cctexas.com/government/city-secretary/conflict-disclosure/index. 13.9 Controlling Law. This Agreement is governed by the laws of the State of Texas without regard to its conflicts of laws. Venue for legal proceedings lies exclusively in Nueces County, Texas. 13.10 Severability. If, for any reason, any one or more Articles and/or paragraphs of this Agreement are held invalid or unenforceable, such invalidity or unenforceability shall not affect, impair or invalidate the remaining Articles and/or paragraphs of this Agreement but shall be confined in its effect to the specific Article, sentences, clauses or parts of this Agreement held invalid or unenforceable, and the invalidity or unenforceability of any Article, sentence, clause or parts of this Agreement, in any one or more instance, shall not affect or prejudice in any way the validity of this Agreement in any other instance. 13.11 Conflict Resolution Between Documents. Consultant hereby agrees and acknowledges if anything contained in the Consultant-prepared Exhibit A, Consultant's Scope of Services, or contained in any other document prepared by Consultant and included herein, is in conflict with this Agreement, this Agreement shall take precedence and control to resolve said conflict. CITY ISTI STANTEC CONING SERVI , INC. J. . Edmonds, P.E. atrRob Simm, Ph.D., P.E. Date Director of Engineering Services Vice President 8211 South 48th Street Phoenix, AZ 85044-5355 (602) 707-9438 Office (602) 431-9562 Fax Page 11 K:\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NE\M2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev. 10/13/15 RECOMMENDED /AC . , ( i?*'e''ng Depa ment D:to APPR ED AS TO LEGAL FORM 2 12-3-15 As tant City Attorney Date WV, I a 01:—)/ A Office of Management Da J. and Budget ATTEST17-ei9 -6% L City Secretary Project Number: E15145 Accounting Unit: 4266-064 Account: 550950 4510 Activity: E151450146EXP 451 b Account Category: 50950 L.14 Fund Name: Wastewater CIP 2016 2c)15 133 liUni«. sir MUIV1L SECRET 1 _4 Page 12 K\ENGINEERING DATAEXCHANGEUENNIFER\FORMS NEW2015-1001 CONTRACT PROFESSIONAL SERVICES.DOC Rev.10/13/15 j '• t • EXHIBIT A SCOPE OF SERVICES Contract for Professional Services Exhibit A • • Project Implementation Manual (Revision 1) Wastewater Treatment Plant Consolidation Program Development Stantec Prepared for: City of Corpus Christi Prepared by: Robert Simm October 19, 2015 Revision Record Revision Description Prepared By Checked By Approved By 0 Draft RS 1 October 18, RS 0,4 2015 • el 1 City of Corpus Christ Wastewater Treatment Consolidation Program Project Implementation Manual Sign-off Sheet This document, entitled Project Implementation Manual was prepared by Stantec Consulting Services Inc. (Stantec) for the account of City of Corpus Christi (Client). Any reliance on this document by any third party is strictly prohibited.The material in it reflects Stantec's professional judgment in light of the scope,schedule, and other limitations stated in the document and contract between Stantec and the Client.The opinions in the document are based on conditions and information existing at the time the document was published and do not take into account any subsequent changes. In preparing the document, Stantec did not verify information supplied to it by others. Any use where a third party makes of this document is the responsibility of such third party. Such third party agrees that Stantec shall not be responsible for costs or damages of any kind, if any, suffered by it or any other third party as a result of decisions made or actions taken based on this document. f r / Prepared by .7 ,d � (signature) Robert Simm / /4-- Reviewed by ilarkiII��a�' (signature) Guy Le Patourel City of Corpus Christ Wastewater Treatment Consolidation Program Project Implementation Manual Table of Contents 1.0 INTRODUCTION 1 1.1 PROJECT IMPLEMENTATION MANUAL 1 1.2 PROJECT DESCRIPTION 1 1.3 PROJECT OBJECTIVE 2 1.4 PROJECT TEAM 2 2.0 PROJECT ORGANIZATION 3 2.1 PROJECT ORGANIZATION 3 2.2 PROJECT TEAM MEMBERS-ROLES AND RESPONSIBILITIES 3 3.0 COMMUNICATION 5 3.1 GENERAL 5 3.2 COMMUNICATION STRUCTURE 5 3.3 RECOGNIZED COMMUNICATIONS 5 3.4 DIRECTING CORRESPONDENCE 5 3.5 CORRESPONDENCE WITH REGULATORY AGENCIES 5 3.6 RECORDING PHONE CALLS 6 3.7 MEETINGS AND MINUTES 6 3.8 APPROVAL PROCEDURES 8 3.9 REPORTS (GENERAL) 8 3.10 EXTERNAL COMMUNICATIONS 9 3.11 PROJECT WEB SITE 9 3.12 PROJECT CONTACT LIST 9 4.0 PROJECT WORK PLAN 10 4.1 GENERAL 10 4.2 PROJECT MANAGEMENT 10 4.3 TECHNICAL DELIVERABLES 13 5.0 PROJECT COST MANAGEMENT 16 5.1 GENERAL 16 5.2 PROJECT BUDGET 16 5.3 PROJECT COST PLAN 16 5.4 SCOPE REVISIONS/ENHANCEMENTS 16 5.5 MONITORING AND CONTROL 17 5.6 REPORTING 17 6.0 PROJECT SCHEDULE 18 6.1 GENERAL 18 6.2 BASELINE PROJECT SCHEDULE 18 6.3 MONITORING AND CONTROL 18 6.4 SCHEDULE OVERVIEWS 18 Stantec '• City of Corpus Christ Wastewater Treatment Consolidation Program Project Implementation Manual 7.0 DOCUMENT STANDARDS AND PROCEDURES 20 7.1 GENERAL 20 7.2 DRAWING STANDARDS 20 8.0 QUALITY PLAN 21 8.1 GENERAL 21 8.2 RESPONSIBILITIES 21 8.3 PRODUCT CONTROL 22 8.4 AUDITS 23 9.0 ADMINISTRATION 24 9.1 GENERAL 24 9.2 CONFIDENTIALITY 24 9.3 PROJECT FILES 24 9.4 CONTRACTS 24 9.5 CORRESPONDENCE 25 9.6 PROJECT STATUS REPORTING 25 9.7 MEETING AND MINUTES 25 9.8 PAYMENT PROCEDURES 25 LIST OF TABLES Table 1.1 -Summary of Existing Wastewater Treatment Plants 1 Table 1.2-Project Team 2 Table 2.1 -Project Team Roles and Responsibilities 3 Table 2.2-Project Roles and Responsibilities 4 Table 3.1 -Tentative Meeting Schedule 7 Table 3.2-Approvals Milestones 8 Table 4.1 -Project Management Reports 11 Table 4.2-Summary of Proposed Technical Deliverables 13 Table 5.1 -Engineering Fee Estimate Summary 16 Table 6.1 -Key Project Deliverable Dates 19 Table 8.1 -Team Roles and Responsibilities for Implementing Quality Plan 22 LIST OF APPENDICES • Appendix A- Wastewater Treatment Plant Service Area Map • Appendix B-Lift Station Location Map • Appendix C-Project Organizational Chart • Appendix D- Project Contact List • Appcndix E Work Task Brcakdown and Fee Estimate • Appendix F-Preliminary Project Schedule • Appendix G-Scope Change Form • Appendix H -Example Financial Report Cel) Stantec • • PROJECT IMPLEMENTATION MANUAL 1.0 INTRODUCTION October 19,2015 1 .0 INTRODUCTION 1.1 PROJECT IMPLEMENTATION MANUAL A Project Implementation Manual (PIM) is a unique standalone document describing the business systems and processes required to implement a particular project. The plan is developed from the understanding of the procedures and deliverables required for the project. The PIM is to be used as a basis for communication between the Project Team and City personnel for the duration of the project. A project implementation plan will use the client's systems, Stantec's systems, or a combination of both. Should the plan not specifically address a particular issue on the project, it is assumed that the standards in place for Stantec will be used. The plan is used as a tool for communicating the City's needs with the Stantec Team. It is a record of what is agreed to be done, and forms the basis for the control of all subsequent activities. 1.2 PROJECT DESCRIPTION The City's Wastewater Department operates and maintains the wastewater collection and treatment systems, and also provides for disposal of biosolids and the delivery of effluent for reuse.The Wastewater Department is currently responsible for the City's collection system infrastructure,which consists of 1,282 miles of wastewater lines, 109 miles of force mains, and 100 lift stations.Treatment facilities include 6 wastewater treatment plants,with a total rated daily treatment capacity of 42.7 million gallons per day.The resulting effluent is discharged to a receiving watercourse or reused for landscape irrigation. The six wastewater treatment facilities are strategically located throughout the City.The Wastewater Service Area Map reflects the various zones created in the City's infrastructure that allows the wastewater to flow to any of the six plants. The service area is indicated in the service area map enclosed in Appendix A. The details for each of the six wastewater treatment plants are summarized in Table 1.1 below. Table 1.1 -Summary of Existing Wastewater Treatment Plants Plant Initial Capacity Treatment Process Staffing Operation (MGD) Allison WWTP 1966 5.0 Plug flow activated sludge with sludge 10 staff digestion Broadway WWTP 1938 8.0 New plant is activated sludge with UV 12 staff Greenwood WWTP 1959 8.0 Conventional activated sludge with 10 staff anaerobic digestion Laguna Madre WWTP 1971 3.0 Activated sludge with aerobic digestion 8 staff Oso WWTP 1941 16.2 Activated sludge operated in contact 16 staff stabilization mode with aerobic digestion Whitecap WWTP 1971 2.5 Activated sludge process 5 staff TOTALS 42.7 61 staff Stantec • • PROJECT IMPLEMENTATION MANUAL 1.0 INTRODUCTION October 19,2015 The Wastewater Department's major maintenance activity is the operation and maintenance of 100 lift stations (refer to the lift station map enclosed in Appendix B). Lift stations are designed to pump wastewater from lower to higher elevations for the purpose of providing a continuous flow through the grid of underground wastewater lines. Each lift station connects to high density polyethylene (HPDE) or PVC force main piping that leads to the next lift station and eventually empties to one of the six wastewater treatment plants. The lift stations are operated and maintained using a staff of 34. Improvement and expansion costs for the wastewater system continue to mount due to the systems age and changes to discharge requirements imposed by the Texas Commission of Environmental Quality (TCEQ). The projected continuous growth of the City is expected to require construction of expansions at several of the plants in the next 5 to 10 years. Wastewater Department staff have recommended that,with the exception of the Broadway Wastewater Treatment Plant, all of wastewater treatment plants be consolidated as soon as possible.This consolidation will result in operations and maintenance cost savings and the ability to use treated wastewater effluent as a non-potable water supply on a more comprehensive basis. This would include the industrial/port, recreational, and environmentally sensitive areas during periods of drought. 1.3 PROJECT OBJECTIVE The primary objective of this project is to determine the optimal long-range wastewater treatment plant consolidation plan and supporting trunk sewer/pumping scenario.The optimal plan will minimize the impact to rate payers from recommended improvements. An implementation plan will be developed based upon the optimal strategy. 1.4 PROJECT TEAM The project team consists of supporting members of various groups. They represent their organizations with a common goal of project success. The core members of the project team are summarized in Table 1.2. Table 1.2-Project Team Team Member Relationship City of Corpus Christi Client Stantec Consulting Prime Consultant LNV Subconsultant to Stantec Bath Engineering Subconsultant to Stantec Tischler Bise Subconsultant to Stantec Kailo Communications Subconsultant to Stantec CRG Engineering Subconsultant to Stantec End of Section 1.0 Stantec 2 • PROJECT IMPLEMENTATION MANUAL 2.0 Project Organization October 19,2015 2.0 PROJECT ORGANIZATION 2.1 PROJECT ORGANIZATION The project team consists of numerous stakeholder organizations working together to meet the common goals of the project. Active communication is the key ingredient to expediting project information between the various stakeholders, but requires a clear understanding of formal channels to be followed to ensure the information is appropriately accepted and acted upon. The project organizational chart together with roles and responsibilities of key members of each stakeholder organization is enclosed as Appendix C. It is important to understand the overall management of the project falls under the leadership of the City's Project Manager. The assigned City Project Manager for the study, Mr. Brian Butscher, must be made fully aware, at all times, of communications that will affect the scope, budget, and schedule of the project. All communications to Mr. Butscher will go through the overall Consultant Project Manager from Stantec, Mr. Robert Simm. Mr. Butscher will report to a City Steering Committee consisting of Senior City Staff. The Project Steering Committee members will include Mark Van Vleck, Jeff Edmonds, Gus Gonzalez, and Ron Olson. The City and Stantec Project Managers will meet with the Steering Committee on a regular basis to review project progress and receive overall direction on the project All Stantec and subconsultant staff are advised that when formal decisions are required with respect to directions, approvals, and/or actions, they must be communicated through and receive the appropriate direction from the Stantec Project Manager. Stantec's primary contact is Mr. Robert Simm and all internal communications on this project must go through him. The communications plan for the project is presented in Section 3.0. 2.2 PROJECT TEAM MEMBERS - ROLES AND RESPONSIBILITIES The roles and responsibilities of each of the project team members are summarized in Table 2.1. Table 2.1 —Project Team Roles and Responsibilities Team Member Role City of Corpus Christi Project developer; oversee overall project direction,operations, and maintenance of existing wastewater system Stantec Consulting Project manager and program management;evaluation of conveyance alternatives, advanced treatment alternatives, operational strategies, alternative project delivery models, and reuse/product water opportunities LNV Facility evaluation and treatment alternatives,evaluation of conveyance alternatives,hydraulic modeling of scenarios,local regulatory compliance, and cost estimation Bath Engineering Facility map evaluations and alternatives, cost estimation Tischler Bise Rate impact studies,assessment of funding capacity, alternative financing opportunities Kailo Communications Public and stakeholder workshops, project website CRG Engineering Hydraulic modeling of scenarios Stantec 3 • • PROJECT IMPLEMENTATION MANUAL 2.0 Project Organization October 19, 2015 The project is scheduled to be completed by early August 2016 assuming a project start date of January 11, 2016. The key project personnel, associated roles, and responsibilities are presented in Table 2.2 below. The list will be updated only in cases of employment termination. It is noted here that no project team member is to be replaced without the prior written approval of the City's Project Manager. A detailed project contact list for all stakeholders is enclosed as Appendix D. Table 2.2 -Project Roles and Responsibilities Team Member Role Contact Information Responsibilities Robert Simm Consultant • Stantec Consulting • Ensure team has adequate (Local) Team Project 801 Navigation Street, resources. Manager Suite 300 • Prime contact with City. Corpus Christi,TX 78408 • Responsible for overall study • Ph: (361) 883-1984 coordination. • Cell: (602) 421-9395 • Oversee project and ensure • rob.simm@stantec.com work plan objectives are completed on time. • Budget and schedule control and invoicing. Bob Campbell O&M • Stantec Consulting • Lead physical condition (Local for field Evaluation 1859 Bowles Ave,Suite 250 surveys and O&M evaluations work associated Lead Fenton, MO 63026 of treatment plants and key lift with O&M • Ph: (636) 343-3880 stations. evaluations) • Cell: (314) 313-1750 • Primary author of technical • bob.campbell2@stantec.com memoranda numbers 5, 6, and 10,and the interim operations plan. Guy Le Patourel Infrastructure • Stantec Consulting • Lead all infrastructure Evaluation 5172 Station Way evaluations. Lead Sarasota, FL 34233 • Lead the development and • Ph:(941)-225-6174 evaluations of alternatives for • Cell: (941)-735-7797 the wastewater consolidation. • guy.leoatourel@stantec.com Carson Bise Financial Lead • Tischler-Bise • Lead the user rate assessment 4701 Sangamore Road and affordability analysis. Bethesda,MD 20816 • Ph: (301)-320-6900 • Cell: (240)-401-4031 • carson@tischlerbise.com Dan Regulatory • LNV Engineering Inc. • Oversee consultant contacts Leyendecker and 801 Navigation Street,Suite 300 with state regulators and Governmental Corpus Christi,TX 78408 governmental officials. Liaison • Ph: (361) 883-1984 • Cell: (361) 960-2279 • danl@Invinc.com Logan Burton Sewer System • LNV Engineering Inc. • Lead evaluation of existing Evaluation 801 Navigation Street,Suite 300 wastewater collection system. Corpus Christi,TX 78408 • Ph: (361866-2121 • Cell: (361) 876-0673 • loganb@Invinc.com End of Section 2.0 Stantec 4 • PROJECT IMPLEMENTATION MANUAL 3.0 Communication October 19,2015 3.0 COMMUNICATION 3.1 GENERAL Proper communication is vital to the success of the project. Project communications are the process by which information is exchanged resulting in action;therefore, it is very important that communication processes are clearly understood and followed. This will ensure information is relayed and acted upon appropriately and effectively.The manner in which items are communicated will have a major impact on the project's outcome. Communications can be: • Written formal • Written informal • Oral formal • Oral informal 3.2 COMMUNICATION STRUCTURE All project communications requiring formal action, approvals, direction, etc. that will have an impact in any way on the project scope, budget, or schedule, must be communicated through the Stantec Project Manager. All communications with the City must go through the City Project Manager, Brian Butscher. It is essential that all lines of communication not be violated. 3.3 RECOGNIZED COMMUNICATIONS Only written correspondence will serve as recognized communication for this project. While verbal communication is necessary, it will not serve as a conveyance of operating direction or functional authority, approval, or notification of action. Written correspondence shall consist of letters,transmittals,faxes, emails, and minutes of meetings where actions are clearly delineated, as well as written confirmation of telephone conversations. 3.4 DIRECTING CORRESPONDENCE All written correspondence with the study team shall be directed to the Stantec Project Manager, Robert Simm, or the individual as designated in writing for particular aspects of the project. All written communications with the City shall be directed through the City Project Manager, Mr. Brian Butscher. 3.5 CORRESPONDENCE WITH REGULATORY AGENCIES All study team correspondence and communications with regulatory agencies must have prior approval from the City Project Manager or his designate. The team will contact regulatory and approvals agencies to confirm design guidelines and regulatory requirements only after clearance from the City and Stantec Project Manager. Records must be kept of all communications with regulatory agencies, and these are to be forwarded to both the Stantec and City Project Managers for distribution to the appropriate project team members. Stantec 5 PROJECT IMPLEMENTATION MANUAL 3.0 Communication October 19,2015 3.6 RECORDING PHONE CALLS Phone calls are made to expedite the flow of information, clarify written instructions or information, arrange meetings, and other similar reasons. Any phone call that clarifies instructions or information or contains approvals or directions shall be confirmed in writing by the originator of the call. Copies of the written confirmation shall be sent to the person phoned, as well as both of the Stantec and City Project Managers. Internal communications only need to be forwarded to the Stantec Project Manager. As indicated in Section 3.3, both emails and faxes are an acceptable form of communication and can be used as the medium to confirm verbal instructions/directives and approvals. 3.7 MEETINGS AND MINUTES The purpose of project meetings is to bring project issues requiring action to a group of individuals in an effort to establish requirements, directions, solutions, advice, and knowledge with respect to the project needs and activities. A tentative meeting schedule has been established for the project based upon the project requirements. Each meeting will be controlled by the chair,who will identify its purpose, including the protocol around authority, responsibilities, distribution, etc. These requirements will be communicated through formal meeting recordings (meeting minutes). Meetings will be held via conference call as/when appropriate. The tentative project meeting schedule for upcoming meetings is summarized as Table 3.1 on the following page. All other meetings are identified in the detailed Project Schedule. Meeting minutes are essential to providing information, action requests, and directions to various groups and project team members. Formal processes are required to ensure that appropriate information is provided efficiently, effectively, accurately, and in a timely manner for those involved to participate. In general all meetings must follow the following processes and procedures: • An agenda must be prepared and sent out five working days prior to the meeting identifying meeting participants, location, time, and purpose. • Meetings must be brought to order at the scheduled time and kept to the purpose at hand. • Agenda shall be reviewed and revised as appropriate and agreed, identifying new issues to be discussed. • Meeting to be chaired by the designated chair who shall control subject discussions and the group in general (dismiss all side meetings that arise). • All meeting minutes must contain action columns identifying action responsibilities and timelines. • Minutes must be accurately recorded, typed, and distributed within three working days following the meeting to allow for any misunderstandings or interpretations to be addressed prior to the next meeting. • All minutes must be reviewed, accepted, and signed by the chair prior to distribution. 130 Stantec 6 PROJECT IMPLEMENTATION MANUAL 3.0 Communication October 19, 2015 Table 3.1 -Tentative Meeting Schedule Meeting/Workshop Frequency Purpose/Objective Required Attendees Project Kick-off Once • Finalize proposed work plan • City Project Manager Meeting and receive feedback from • Stantec Project Manager proposal evaluation process. • Key Team and City staff as • Establish clear and common required understanding of project objectives,schedule,and lines of communication. • Introduce principal members of the City's and consultant's teams. Project Progress Biweekly • Review the consultant Project • City Project Manager and Meetings (total 14) Manager's progress reports and City Steering Committee status of the scope,schedule, • Stantec Project Manager budget,and any issues that may affect completion. Internal Weekly • Coordination of functional • Stantec Project Manager Coordination (total 28) team activities,resolution of • Functional Team Leads Meetings technical issues, and • City Project Manager identification of issues to be addressed with City staff. Informal As required • Address project specific issues • City Project Manager and Coordination in a timely manner to facilitate Steering Committee (as Meetings with City schedule compliance. required) Staff • Stantec Project Manager • Key technical staff from Stantec &City as required Project Partnering 2 meetings • Develop clear and concise • Key project stakeholders Workshop (one at project definition of the project with from the City start and one roadmap to move project • Stantec prior to starting forward and define • Key regulatory staff Phase 2 of the expectations and deliverables. • Other consultants (as project study) • Develop understanding of required) project objectives among key project stakeholders. City Review 3 meetings • Review the draft plan • Stantec Project Manager Workshops (one at the end developed at each phase, • Stantec Functional Team of each study review stakeholder comments, Leads (as required) phase) and reach consensus on path • City Project Manager and forward. Steering Committee • Key City staff (as required) Risk Management 1 meeting • Review project risks and identify • Stantec Risk Specialist Workshop (prior to potential impact upon project • Stantec Project Manager completion of success. • Stantec key functional Phase 2) • Identify and review various risk team leads mitigation strategies. • City Project Manager • Key City staff (as required) • Constructability review team Stakeholder 3 meetings • Meeting with stakeholders group, • Stantec Project Manager Engagement (one at the start, including the public,developers, • Stantec Key Technical Sessions one to present chamber of commerce,industry, Staff options, and one city staff,and interest groups to • City Project Manager and to present the review progress and obtain key staff final plan) comment and input on the plan. • Key stakeholder groups 5 Stantec PROJECT IMPLEMENTATION MANUAL 3.0 Communication October 19,2015 3.8 APPROVAL PROCEDURES As the project moves through its various phases from inception to completion, milestone approvals will be required within each of the work phases prior to moving to the next. Each work phase may contain one or several processes requiring different levels of authorization to proceed. A listing of important upcoming project approval milestones is listed in Table 3.2 below. A complete list is included with the enclosed project schedule. Where authorized approvals are required, a formal sign-off document will be circulated and distributed to the appropriate parties at the City for action. Table 3.2 -Approvals Milestones Milestone Due Date Rationale/Importance Approvals Required Formal Notice to January 1,2016 Need City approval to City Project Manager Proceed (NTP) commence work. Affordability Analysis February 25,2016 User rate target will govern the Project Steering (Technical supportable capital program Committee and Memorandum No. 1) and the options for consolidation. Council Flow and Load February 3,2016 Flow and loading projections will Project Steering Projections drive the size of future facilities Committee and (Technical and the associated costs. Council Memorandum No.2) Date for First February 1,2016 The first stakeholder's meeting is Project Steering Stakeholders tentatively set for January 20, Committee and Meeting 2016. We are assuming one Council month's lead time is required to notify the public about the meeting. Preliminary Siting March 11,2016 Need concurrence on the sites Project Steering Study for Central Plant being considered for the central Committee and (Technical plant facility to advance project. Council Memorandum No. 11) Date for Second February 22,2016 The second stakeholder's Project Steering Stakeholders meeting is tentatively set for Committee and Meeting February 9,2016. We are Council assuming one month's lead time is required to notify the public about the meeting. Draft Capital May 2,2016 Need comments on the draft Project Steering Improvement Plan plan to finalize the project. Committee Draft Implementation August 5,2016 Need comments on draft Project Steering Plan implementation plan to finalize Committee the project. 3.9 REPORTS (GENERAL) Communications through reports is one of the major tools used to not only obtain required milestone approvals, but also relay important project status to project team members. Reports will assist in scheduling of future actions and activities of the project team and outside organizations having an influence on the project's function, use, and success. 010 Stantec 8 PROJECT IMPLEMENTATION MANUAL 3.0 Communication October 19,2015 A listing of project reports is provided in Section 4.0. All consultant reports are communicated through the Stantec Project Manager for acceptance and distribution. 3.10 EXTERNAL COMMUNICATIONS The Stantec Project Manager is responsible for the preparation and communications plan and process with external stakeholders, communities, and media during the project. Mr.Simm will act as the first point of contact and spokesman for all project related issues. 3.11 PROJECT WEB SITE Stantec will develop a project Buzzsaw site to facilitate the timely exchange of data and information pertaining to the project. All project team members are required to use this tool for the duration of the project. The Buzzsaw site address will be provided to all project team members three days after receipt of the project Notice to Proceed. Key project team members will be assigned a user name and password to access this site. Stantec will post all reports, drawings, and specifications on the Buzzsaw site for review by both City and consultant team members. The information on the Buzzsaw site will be filed according to the file index presented in Section 9.0. Stantec will construct and maintain a project website for the duration of the project. The project website will be used as a communications tool to communicate with the public at large on project background, information,and progress. The project website will be up and running within two weeks of receiving the project Notice to Proceed. 3.12 PROJECT CONTACT LIST The project contact list includes the names of all the project participants and company they represent with telephone, fax, and cell numbers and email addresses. The project contact list will be updated on a regular basis. Please refer to Appendix D-Project Contact List (List to be developed prior to project commencement). End of Section 3.0 Stantec 9 • •04, • PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19,2015 4.0 PROJECT WORK PLAN 4.1 GENERAL The project requires a clear understanding of the project objectives, and a defined procedure to reach those objectives. A disciplined approach to the work scope constrained by the available budget and schedule to complete the required work in a logical manner requires a thought out approach for each phase of the work to be completed. The proposed project scope is detailed in the text that follows. 4.2 PROJECT MANAGEMENT Project management is an important aspect of every major project. The project management will be conducted by Robert Simm. A work task breakdown is presented here, and this will be refined in consultation with the other project stakeholders. We will implement Earned Value (EV) reporting on all aspects of the project. Our basic approach to EV is to divide the project/contract into work tasks or activities, allocate the total budget to each task, establish target schedule for each task, allocate budget over schedule, establish a benchmark or spending target (budget cost of work scheduled), and calculate EV as budget cost of work schedule times actual progress. A copy of our proposed work plan tasks/activities and associated fee estimate is enclosed as Appendix E. Our team will also measure project performance using both cost performance and schedule performance indices calculated by measuring performance against initial spending targets, including the actual cost of work performed against the budgeted cost of work performed. We will then look for negative trends; review, analyze, and explain variations; and take corrective action as required. Stantec's project manager will work with the City to further develop the consensus project schedule, and use this for overall schedule control purposes. A master Level 2 Project Control Schedule (PCS) will be created based upon the critical path method (CPM).The PCS will integrate all activities and show those activities that are on the critical path. Once approved by the project team,the CPS will be frozen and used as a baseline schedule for progress measurement purposes. We will monitor the PCS on an ongoing basis and regularly provide a progress status report. We will analyze trends and evaluate the impact,if any, identifying schedule slippage through the regular review and monitoring process, ensuring action/recovery plans rectify any problem areas. All schedules will be developed using Microsoft Project. The baseline project schedule is provided in Appendix F. Stantec 10 r r, , • • r . • PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19,2015 A document control system will be developed, incorporating an electronic document management system to ensure the control of all corporate, financial, program, and project- related documentation and communications. Documents will be registered, indexed for cross- referencing, placed in a secure storage area, and otherwise made available for rapid retrieval and inspection. Critical and/or confidential documents will be secured in an appropriate storage system and, where required for digital files, a suitable back up copy will be generated and stored off-site. Stantec has developed a Quality Plan (refer to Section 8.0) designed to make sure objectives are well defined and permit a project team performance assessment at the end of the project as part of the project close out activities. We have formed a Quality Assurance Control Team led by Mr. Reno Fiorante and composed of experienced senior engineers.The QA team will monitor overall project quality, develop comprehensive plans, implement changes as necessary to improve the quality of the product produced, and ensure all communications are properly recorded and all work files are kept up to date. Timely effective communications are critical to this projects overall success. Key team members must meet on a regular basis to ensure two way communications. A listing of required project meetings and proposed project workshops was summarized previously in Table 3.1. We will prepare and distribute all meeting minutes and workshop notes within three business days of the meetings completion. Stantec's project management team will prepare a multitude of project reports to keep the City and internal project team members informed and on track. A summary of the project reports to be completed during the projects duration is presented in Table 4.1 below. Table 4.1 -Project Management Reports Management Report Frequency Purpose/Objective Responsible Party Labor Distribution Weekly • Track engineering project costs on a Stantec Project Report weekly basis for internal cost control Manager purposes (available to the City upon request). Deliverables Checklist Bi-weekly • Summary report indicating the most Stantec Project up to date status of all project Manager and City deliverables,including future Project Manager deliverables. • Will include agreed upon delivery dates (based upon the baseline schedule agreed to at the project start) and current delivery date. Project Schedule Bi-weekly • Report on schedule compliance and Stantec Project (as part of monthly provide look ahead schedule. Manager progress report) Stantec 11 I PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19,2015 Management Report Frequency ; Purpose/Objective Responsible Party Monthly Progress Monthly • Report on work completed to date Stantec Project Reports • Work schedule for upcoming month Manager • Percent complete on a per task basis • Earned Value (EV) • Updated project action,issue, and decision log • Issues impacting project schedule or project cost and actual cost implications • Potential changes in scope of work • Status of the project budget • Status of the project schedule • Recovery plan for budget and schedule as required • Overall project budget and schedule completion in graphical format • Projection of monthly cash flow • Resource loaded schedule. Project Invoices Monthly • Invoice total for the month along Stantec Project with project earned value. Manager Action/Issue/ Monthly • Identify all critical project decisions Stantec Project Decision Log and actions/issues on a go-forward Manager and basis. Log will keep track of all critical Functional Team decisions and issues. Leads Project Ongoing • Refer to text below. Stantec Project Implementation Manager Manual Meeting Agenda and Ongoing • Provide agenda for upcoming Stantec Project Information Package meetings and associated Manager background information. Quality Control Ongoing • Provide an audit trail of the internal Stantec Project Documentation QA/QC reports generated Manager and throughout the project. QA/QC Lead • Reports will include issues and resolution. The project management processes to be followed are incorporated into the PIM. Each component of the PIM is carefully monitored and observed, and deviations are addressed as they emerge.Stantec's Project Manager is responsible for monitoring the design teams' performance relative to the prescribed plan. This PIM contains project goals, objectives and assumptions, levels of authority and decision making, primary project constraints, communication protocols, detailed project scope, quality assurance goals, detailed listing of project deliverables, project schedule, list of key stakeholders noting their needs and concerns,internal cost management plan, roles and responsibilities of key participants, and internal risk management plan. This PIM is a dynamic document that will be updated on a regular basis as conditions and/or expectations change. Stantec 12 • • , • PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19, 2015 4.3 TECHNICAL DELIVERABLES The results of the studies and site investigations conducted for this project will be summarized in a series of technical memoranda (TM) and reports to expedite review and therefore project schedule. A summary of the proposed key technical deliverables to be produced for this study are presented as Table 4.2. Table 4.2 -Summary of Proposed Technical Deliverables Deliverable Purpose/Objective Responsible Party TM No. 1 - • Review of planned infrastructure spending • Financial Team (lead by Wastewater System plans/CIP,review city and utility bonding Carson Bise of Tischler User Rate Review. capacity, estimate supportable construction Bise) spending,determine target user rate range in consultation with stakeholders. TM No.2-Sewer Flow • Review of consolidated plan and • Infrastructure Evaluation and Load Projection development plans for individual sewer Team (lead by Logan by Sewer Shed. sheds. Burton of LNV). • Develop flow and load projections by sewer shed. TM No.3-Water • Confirm potential industrial and commercial • Program Management Reuse Market reuse opportunities with city staff,conduct Team (lead by Vijay Opportunities and market sounding to confirm interest and Sundaram of Stantec). Financial Benefit requirements for reuse water,and meet with potential reuse customers and confirm interest and commercial requirements. TM No.4-Review and • Review EPA proposals on treatment • Program Management Summary of Existing requirements,including ammonia,effluent Team (lead by Brian and Potential virus,and CSO rules. Sirbovan with support Regulatory • Review current discharge permits and from Dan Leyendecker Requirements. identify potential upcoming changes. and Alan Vicory). • Confirm treatment requirements for water reuse. TM No.5-Physical • Review each plant and major pumping • Operations Evaluation Condition Survey of station operations with process,operations Team (lead by Bob Wastewater Treatment and discipline staff and document physical Campbell with support Plants and Major condition and CIP requirements to maintain from LNV and Bath Pumping Stations operations. Engineering discipline engineers). TM No.5A-Review of • Review existing collection system hydraulics • Infrastructure Evaluation Existing Collection and the associated potential impact on the Team (lead by Logan System Hydraulics location of a consolidated centralized Burton of LNV). and Their impact on wastewater treatment plant Site Selection. TM No. 6- • Benchmark O&M costs of existing plants • Operations Evaluation Wastewater Treatment against other comparable systems in the Team (lead by Bob Plant Benchmarking state and country. Campbell with support and Operations • Provide suggestions to optimize operations from LNV and Bath Assessment. and reduce costs. Engineering discipline engineers). TM No. 7-Existing • Identify most likely treatment requirements • Infrastructure Evaluation and Future Treatment for each of the current plants over the next Team (lead by Josh Requirements 20 years and the associated capital and Boltz) O&M costs. Stantec 13 , 4 PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19,2015 Deliverable Purpose/Objective Responsible Party TM No.8-Biosolids • Identify residuals generation in consultation • Infrastructure Evaluation Management Plan with treatment specialist. Team (lead by Charlie • Identify potential uses and repository for Alix) treated biosolids. • Evaluate biosolids management options and recommend biosolds management approach. TM No. 9-Odor • Review historical odor complaints. • Infrastructure Evaluation Control Management • Review existing odor control management Team (lead by Joe Plan practices and evaluate efficacy. Uglevich) • Review odor control options and recommend odor control management approach. TM No. 10-Capital • Estimate expansion and upgrade • Operations Evaluation and O&M Cost requirements for existing infrastructure to Team/Infrastructure Estimates for the meet current and proposed regulatory Evaluation Team (lead Status Quo Alternative requirements. by Bob Campbell) • Prepare capital and O&M cost estimates for upgraded and expanded infrastructure. TM No. 11 - • Review potential plant locations with city • Project Management Identification and staff and prepare "short-list"of up to three Team (lead by Robert Evaluation of locations,including scenarios for Simm) Alternative Locations consolidation at more than one plant site for Central WWTP. TM No. 12-Evaluation • Review most likely decommissioning • Infrastructure Evaluation of Short-Listed WWTP schedule and consolidation scenario for Team (lead by Guy Le Consolidation existing plants in consultation with city staff. Patourel) Scenarios Document potential opportunities to optimize the decommissioning schedule. • Review up to three potential consolidation scenarios and evaluate the capital and O&M cost associated with each based upon the identified optimal treatment requirements. • Review collection system,pumping station, and force main upgrading/expansion requirements for each of the three identified treatment facility scenarios. • Triple bottom line assessment of short listed consolidation scenarios. TM No. 13-Project • Identify key contracting packages for overall • Program Management Delivery Approach program Team (lead by Brian • Conduct business case analyses for each Sirbovan) contracting package and identify the most appropriate delivery method for each. Draft Capital Plan • Revisit potential decommissioning plan and • Project Management evaluate alternatives for timing and Team (lead by Robert approach. Simm) • Revisit potential options for collection system, pumping station, and forcemain routing and select optimal for each. • Identify contracting packages for identified capital works. • Prepare draft CIP. Stantec 14 , r, l r $• • PROJECT IMPLEMENTATION MANUAL 4.0 Project Work Plan October 19,2015 Deliverable Purpose/Objective Responsible Party Risk Register • Prepare risk register for project • Program Management implementation Team (lead by Brian • Conduct risk management workshop with Sirbovan) key city staff. • Identify risk mitigation strategies. Final Capital Plan • Update capital plan based upon comments • Project Management and input received. Team (lead by Robert Simm) Draft Phasing Plan • Develop draft phasing plan and cash flow • Program Management projections. Team (lead by Brian • Use cash flow projections to confirm user Sirbovan) with input rates and potential increases with time. from Financial Team • Identify required stakeholder engagement (lead by Carson Bise) points. Interim Operations • Develop plan for maintaining facilities • Operations Evaluation Plan operational and in compliance until they are Team (lead by Bob phased out. Campbell) • Develop transition management plan for redirecting flows from the existing WWTPs. Stakeholder • Identify key project stakeholders in • Program Management Management Plan consultation with City. Team (lead by Kailo • Develop plan to engage stakeholders in Communications) overall plan implementation. Final Phasing Plan • Finalize phasing plan based upon input • Program Management received Team (lead by Brian Sirbovan) Draft Implementation • Identify trigger factors for each construction • Program Management Plan and Schedule package and most likely timing for each. Team (lead by Brian • Identify negative and positive factors Sirbovan) impacting each trigger factor and their potential impact on overall schedule. • Prepare draft implementation schedules including a pessimistic, most likely, and optimistic schedule scenario. • Develop draft implementation plan based upon recommended contracting packages and associated implementation schedule. • Develop CIP and cash flow plans for each of the schedule scenarios. Final Implementation • Finalize implementation plan based upon • Program Management Plan city comments and input. Team (lead by Brian Sirbovan) End of Section 4.0 Stantec 15 PROJECT IMPLEMENTATION MANUAL 5.0 Project Cost Management October 19, 2015 5.0 PROJECT COST MANAGEMENT 5.1 GENERAL Cost management is the process of controlling the approved project funding while at the same time ensuring that the other project objectives of scope, quality, and timelines are met. This process commences with identifying and matching anticipated costs with the intended scope during the establishment of the Work Breakdown Structure. 5.2 PROJECT BUDGET The Stantec fee for the scope of work described in the Work Plan is enclosed in Appendix E. The following are project phases and estimated man-hours to complete each. The reader is referred to the detailed fee estimate by task enclosed in Appendix E. Table 5.1 -Engineering Fee Estimate Summary Project Phase Description Task Number Total Person Fee($) { Hours(hours) j Project 100 1,082 $243,658 Management Phase 1 Develop Optimal Wastewater 200 4,708 $802,235 System Configuration Phase 2 Develop Phasing Plan 300 1,708 $263,515 Phase 3 Development Implementation 400 738 $117,779 Plan TOTAL 8,236 $1,427,186 5.3 PROJECT COST PLAN The City is negotiating a scope and budget for engineering services with Stantec. The engineering fee will be fixed based upon the negotiated scope and fee. 5.4 SCOPE REVISIONS/ENHANCEMENTS Scope revisions and/or enhancements outside the approved project scope will not be accepted without the prior written approval of the City Project Manager. Only revisions within the normal context of the project scope will be entertained as long as their inclusion does not affect the project cost or schedule, and has the prior approval of the Stantec Project Manager. Requested changes that will have an effect on scope, budget, or schedule will be received by the Stantec Project Manager, and only advance once agreement has been received as to how the affected change will be resolved within the approved project parameters. A scope change form must accompany all scope revisions and/or enhancements outside the approved project scope. A copy of the required scope change form is enclosed as Appendix G. Stantec 16 •, J 4 1 • s u PROJECT IMPLEMENTATION MANUAL 5.0 Project Cost Management October 19,2015 5.5 MONITORING AND CONTROL Project costs will be monitored closely throughout the duration of the project. The Stantec Project Manager will submit a project summary report with the billing to the City Project Manager on a monthly basis. The project summary report will include: • Percentage completion of each work scope task. • Summary of deliverables submitted over billing period. • Calculated invoice based upon completed deliverables. • Future anticipated costs. • Approved and pending changes to the work. • Project schedule relative to the baseline schedule. A copy of a typical financial report is enclosed in Appendix H. 5.6 REPORTING Cost reporting will be provided through the Stantec Project Manager. The Project Team, and in particular the Stantec Project Manager,will issue monthly reports containing detailed costing information. End of Section 5.0 Stantec 17 • 40 • • • • PROJECT IMPLEMENTATION MANUAL 6.0 Project Schedule October 19,2015 6.0 PROJECT SCHEDULE 6.1 GENERAL The Project Schedule is provided to ensure that the project is carried out in a timely and orderly manner. The schedule shall be completed in contiguous phases indicating milestone dates for the completion of each pertinent phase of the work. The schedule shall form the basis of scheduled activities, such that it will assist in efficient time management for the project team, allows each stakeholder to schedule their project roles effectively, provide the appropriate project cash flow projections. The initiation of the project schedule together with regular monitoring will allow suitable adjustments to be made to future scheduled activities. This will assist in ensuring the project is completed on its intended scheduled completion date. The anticipated project completion date as of October 19, 2015 is August 10, 2016. This is based upon an assumed notice to proceed on or before January 4, 2016. 6.2 BASELINE PROJECT SCHEDULE The baseline project schedule is enclosed as Appendix F. As the project has been divided the activities noted above have been separated to allow for sequential phasing of the work. As the work progresses,the baseline schedule will be updated to include greater detail of the activities originally identified as and if required. 6.3 MONITORING AND CONTROL The Project Schedule shall always indicate the originally planned scheduled activities and progress to date (by separate schedule bars), allowing at a glance, an understanding as to where the project is with respect to the planned versus actual timing. The schedule shall be reviewed weekly by the Project Team. Weekly updates can be provided via email. The weekly look ahead shall consist of discussing and providing recommendations and resolutions to slippage's or excess float discovered in the Project Schedule. 6.4 SCHEDULE OVERVIEWS All project deliverables are defined in the Design Project Task Breakdown Structure discussed in Section 4.0. The key project deliverables and the respective delivery dates are summarized in Table 6.1 on the following page. A detailed Project Schedule is provided in Appendix F. Stantec 18 PROJECT IMPLEMENTATION MANUAL 6.0 Project Schedule October 19,2015 Table 6.1 -Key Project Deliverable Dates Project Phase Key Project Deliverable Projected Delivery Date Phase I Tech Memo 1 -User Rate Analysis January 25,2016 Physical Condition Survey of Plants and Major February 22,2016 Pumping Stations WWTP Operations Assessment February 22,2016 Capital and O&M Cost for Do Nothing March 2,2016 Alternative Draft Capital Plan April 7,2016 Final Capital Plan April 29, 2016 Phase II Draft Phasing Plan June 17, 2016 Interim Operations Plan June 17,2016 Final Phasing Plan July 5,2016 Phase III Draft Implementation Plan and Schedule July 25,2016 Final Implementation Plan and Schedule August 10,2016 End of Section 6.0 Stantec 19 ., f • 1 PROJECT IMPLEMENTATION MANUAL 7.0 Document Standards and Procedures October 19, 2015 7.0 DOCUMENT STANDARDS AND PROCEDURES 7.1 GENERAL The formal study begins upon the completion and approval of the Detailed Work Break Down Structure. The study process is broken down into various phases, each upon completion, requiring confirmation that the project parameters (scope, budget, and schedule) remain on target. At the completion of each of these phases, a written approval is required from the Stantec Project Manager prior to proceeding into the next phase. 7.2 DRAWING STANDARDS Drawings are to be provided using Computer Aided Drafting processes. All CAD drawings are to be completed using the Stantec CAD Standards. Stantec will issue a CAD Project Plan at the start of the project under separate cover. This plan will include the following information: • Project specific CAD information • CAD contact information • Figure standards • Drawing standards All Stantec Team members are expected to follow the Stantec CAD drawing standards on this project,without exception. End of Section 7.0 Stantec 20 PROJECT IMPLEMENTATION MANUAL 8.0 Quality Plan October 19,2015 8.0 QUALITY PLAN 8.1 GENERAL Quality assurance is the setting up and continuous practice of quality control procedures throughout the production process. The least expensive way to do work is to do it properly the first time, no matter how much it costs. Similarly, the fastest way is to do it right the first time, no matter how long it takes. This quality plan includes procedures and work instructions that: • Identify the responsibilities of key personnel involved in executing activities. • Identify methods to be employed in the performance of the work. • Identify assurances to be performed to verify compliance with specified requirements. • Provide output from the activities, management of the output and the records to be generated as evidence of compliance. • Identify the types of quality control checks to be performed. • Identify the type and format of quality systems. • Determine the frequency and schedule of internal audits and technical reviews • Identify quality performance measurements to be used to monitor quality trends. 8.2 RESPONSIBILITIES The Stantec Project Manager will be responsible to liaise with the City Project Manager to coordinate functions associated with quality enhancement, including: • Ensure adherence to the Quality Plan • Ensure the allocation of sufficient resources to satisfy the requirements of the Quality Plan. • Ensure stewardship of the administrative systems and procedures are established and carried out. • Be accountable for closure of audit findings and the implementation of corrective measures identified during quality activities. • Ensure appropriate document control procedures are implemented to assure the issue of properly checked and approved project documents. • Provide appropriate documented assurance of the effectiveness of the Quality Plan. • Ensure completion of third party reviews of work to ensure the integrity of the work and control in accordance with Stantec Procedures and the Quality Plan. Stantec's QA/QC Team will be responsible for providing a third party audit of Stantec's Services and reporting to the Stantec Project Manager on the compliance of the Stantec Project Team's activities in accordance with these procedures.The responsibility for quality is shared across the Project Team and summarized in the Table 8.1 on the following page. Stantec 21 ., a , y • • PROJECT IMPLEMENTATION MANUAL 8.0 Quality Plan October 19,2015 Table 8.1 -Team Roles and Responsibilities for Implementing Quality Plan Staff Role Responsibilities Robert Simm Project Manager Ensure allocation of sufficient resources to carry out QA/QC plan,final audit to ensure all QA/QC procedures have been followed,and final sign off on all deliverables Reno Fiorante QA/QC Team Be accountable for adherence to the quality plan, Lead ensure appropriate documentation of QA/QC procedures, and lead all external independent and City reviews. Functional Team Leads Responsible for checking all technical work within their respective team prior to submittal to external QA/QC team.Also responsible for documenting the level I review process. The quality program will remain active throughout the study to ensure all design criteria, standards, codes, and specifications are met. Design notes and calculations will be prepared and included in all submittals.The Functional Team Leads will establish the design format and a checklist, including design criteria and standards, design assumptions listed, information and data sources referenced or attached, formulae and symbols listed and defined, project number, date, page numbers, designer and checker names and initials, and computer printouts and labels to be attached. 8.3 PRODUCT CONTROL A separate budget has been allocated to carry out the appropriate review of deliverables. The following outlines reviews to be completed in support of product control for the project.The reviews, and the reviewer(s),will execute their reviews in accordance with the Project Schedule and Quality Plan to avoid backtracking and rework.Stantec will use its standard Engineering and Design Drafting Water Sector check lists in support of completion of reports and studies. The work product review process will be as follows: • The technical lead for a specific task will submit the product and the associated completed check lists to the identified reviewer (both inter and intra disciplinary reviewers) for checking. • The appropriate reviewer will review the product marking required changes and comments on the document in red. Digital tracked changes and annotation of CAD drawings are considered acceptable; however,the reviewer is expected to keep copies of all digital files. The reviewer will prepare a review memo to the attention of the technical lead outlining substantive changes. The reviewer sends all marked up documents and the review memo back to the technical lead for action. A copy of the review memo is also sent to both the Stantec Project Manager and QA/QC Coordinator. The Stantec Project Manager will log the QC review into the project QC log. Stantec 22 I PROJECT IMPLEMENTATION MANUAL 8.0 Quality Plan October 19,2015 • The technical lead will address identified changes as appropriate and provides a written response to the QA/QC memo. The technical lead will identify changes not made and reason(s) in the response memo. The reviewer is sent a copy of the revised product, the original markups, and the response to the QA/QC memo to confirm compliance with recommended changes. A copy of the technical leads response will also be sent to the Stantec Project Manager and QA/QC Coordinator. • The process will continue until concurrence has been achieved between the technical lead and reviewer. The Project Manager will assist in resolving disagreements between the technical lead and reviewer. Each reviewer will notify the QA/QC Coordinator in writing once all product checks have been completed. • The QA/QC Coordinator will do a final review of all comments and responses to ensure there are no outstanding issues. The QA/QC Coordinator will then notify the Project Manager in writing that the QA/QC review has been completed. 8.4 AUDITS A Quality Control Audit is to confirm that the quality control process has been carried out. Reno Fiorante will be responsible for the quality control audit. The auditor will ensure that the engineering team has conducted to date activities in accordance with this QA Plan. Reports will be generated for review by the City's Project Manager and Stantec Project Manager to ensure that all recommendations have been followed or a detailed explanation made as to the difference.This report will identify non-conformances to the QA Plan, and the Stantec Project Manager will be responsible for resolving all identified non-conformances. Key performance indicators for report to the Client in support of this QA Plan are: • Cost Performance • Budget Variance • Schedule Performance • Schedule Variance • Engineering Performance • Validation of checklists compliance by Engineering Manager • Stantec QA Audit Results • Non-Conformance Corrective Action • Client/Stantec QA Audit Results End of Section 8.0 Stantec 23 , • • PROJECT IMPLEMENTATION MANUAL 9.0 Administration October 19,2015 9.0 ADMINISTRATION 9.1 GENERAL Administration provides a clear and direct management process for monitoring, reporting, organizing,filing, and communication of the project activities. If project activities are carried out and controlled within the specific guidelines as described in the PIM, an increased level of efficiency will result, and appropriate documentation control will be formulated for the future project audits. A level of comfort that the project is in control, capable of being monitored and altered as necessary to maintain the project parameters will be established. 9.2 CONFIDENTIALITY Confidentiality is of the utmost importance. It is necessary that all Project Team members keep their communication of the project within the project envelope. Any information that needs to be publicly acknowledged and/or reported will be carried out through an appropriate department of the City of Corpus Christi. The City Project Manager will be notified when such a request is required to ensure that all of the appropriate parties are notified and direction received to address the request for information. 9.3 PROJECT FILES A project filing index has been established based upon Project Phasing and task break down. All project files will be resident on the project Buzzsaw site for the duration of the project. A special project site has been created to be used by all Project Team members. The file index system is as follows: (To be determined in consultation with City of Corpus Christi) The project file indexing system must be strictly adhered to. Any and all hand written notes and calculations that are pertinent to the project must be scanned and an electronic version must be filed in the project folder under the appropriate heading. All deliverables to be reviewed by the City are to be posted to the project Buzzsaw site. All CAD drawings and documents must be saved to the site in PDF format. The filing system for the project web site will be as follows: (To be determined in consultation with City of Corpus Christi) All documents on the project web page will be read only. 9.4 CONTRACTS The professional services contract for the design assignment is enclosed as Appendix I. Stantec 24 , V , L PROJECT IMPLEMENTATION MANUAL 9.0 Administration October 19,2015 9.5 CORRESPONDENCE As described elsewhere in this PIM, formal communication must flow through the Stantec and City Project Managers. All formal communication must be submitted in the form of a written documentation whether providing confirmation, request for information, direction, etc. related to the project. Only written correspondence will be considered as being issued, and where required,written responses must be provided. Refer to Section 2.0 for appropriate communication channeling. . Informal communications shall be considered as information only, and shall not form any obligation resulting in changes to the scope, budget, or schedule of the project. 9.6 PROJECT STATUS REPORTING During the progress of the project, continual reporting will be required by all Project Team members. A formal status report will be submitted to the City Project Manager every two weeks. The leads for each project element will be expected to provide the Stantec Project Manager with a weekly report outlining the status and upcoming planned work for their portion of the project. A brief point form email is considered acceptable for these reports. The Stantec Project Manager will provide the City with a monthly status report with the regular billing. 9.7 MEETING AND MINUTES Refer to Section 3.0, Article 3.7. 9.8 PAYMENT PROCEDURES Stantec will be paid on a fixed fee per task up to an upset limit. The City will authorize payment based upon accepted deliverables. The person-hour and fee for each task item will be provided to each Task Lead. Payment will be based upon the payment schedule in this Task Work Breakdown. Therefore, it is imperative that all Team Members adhere to project deadlines for deliverables. End of Section 9.0 Stantec 25 4 Appendix A e 0° N 1 _ c id,- WiF.' ----- Allison MIN) � -rjam, IM MN) S r 1 Nueces Bay , k 4_ < L Broadway � � !1 ,_„.____X---------„f, N \48.0 MGD) k o ,. l/ 0 k? ,;Christi > ay ,,..,E,s ik, „.,/ 1 \ -, '\ e' ikPr / \ )rte' - .,.,,.,w ( O S O Greenwood 16.2 MOD) T - , (8.0 MOD) ��t. City of Corpus Christi 2� �-, Wastewater Service Areas = Bays Laguna Madre, n , Ia o •, MGDI' • Legend P ". ,e 9 y • - U Wastewater Treatment Plant ; %4 <' Water A 4, Whitecap` Miles (2.5 MGD)$ a 0 2 4 8 12 '� / = • . ... • • . „ ,.. . .. Appendix B -c.-..N.-....---,...... ... .... -...' ...... ...., ,... ....... ° - ALLISON " r - 2 . S S.... ..., ":.. r. 5....1 - ,...-, ..„. e...7 . ..,' .'r 10 Nueces 'N,, - - -., - - t"•,' . 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',„ 1031 .111.0.. ,,,,,,,,,,..d,,,,,. •51 1040 Ca..... 6.0.6,.. 07 10E6 Vectemer 14501 V......Su. 0 p 1. .6141 ,......6,.. 62 .1 OWnen 0102 Cel SW Dr. BB 1. 1141.POW 53 11125P.R.53 .33 ..... ,......... 53 .6 Wota•G. 4051 Anco.66 .9 1071 Togo .10 Pon it.P . ,02. L..*. 745,1,10 04 1003 Country 006 E•16. 6.E.1111 POW . 1036 V.e.c.NWT T3409 W10.61 0.. • 6. 1 106 A.. 2221 0 W... 60 1052 Stn.415 6520 0 01•64..01. 92 1075 Cum. 15.03..S. ' 2 1000 P.P.. 230 Pr.01.1 5/ 10E4 6..2•. 7501 S 51.1.54.1 93 133 ..... 13021 544,4.131. , 4 4.4 .5', ., 73 1034 int. .01 Trol.A.. .2 no. a7.7,...7. 7501 C.a.B. 94 R. 0.0.4 14102.Pry 141.. 1 1.01 0.„.2.,.., 24 MI5 024205 4931 Ayers BMW .6 0.7 06.6.C., .201 Or..BM 65 074 0 1 .1. / [43 10/3 Pa.111.8sorto 4 14201 941.11.B. •25 107 LeMnplou 5233.61. 00 1010 R.6.410 .5 IF....P.Rowl. ., .66 L....p....... '4...0. / ..M1 M a 26 1003 Onlepazi MN. 6541 C.....O. 111 100/ SPA SS 3302 We R. ,..... 14166 10.0.num . *-. •27 1043 Val... 2235 0...81.0 02 1. V... 0610 W..Roml 20 1065 Koolo. 6261 1.41.2 R. 03 1048 VAIMIS 0602 96.11... .. Odor Control Only , „. „. ,.. 31 1027 Rin.No.. ,.........,,„,.7 2,,..77 SS 1065 P..1 BM ..........R. • CutiLtitili 6012BESI 3.2 133 RM..17.7. 1.10311 Ma 02.1 of 11 NY 101 67 101 35007 3514.. 11..... 1073 Arm. 476441.04.2. '46,. F.Wan 3750 Stoles 93 1012 N.11 Baecn.. 702 Erif.111.11.01. .. ....) .6..By ire B. 73.Care.0.8 1070 P.P. 30100 C..... 54 1511 H.Se.II. 30.1,,,q,Oip ff. 1063 Sy,hel• 005.30P10 Appendix C ProjectT m em ers eae City of Corpus Christi QA/QC Team • Lead -Reno Fiorante,PE • Process- Bob Dawson,PhD • Pumping -John Take,PE,ENV SP Cl.) Project Manager • Trenchless -Don Del Nero,PE Rob SIMM,Phi • Planning - Larissa Brown,PhD,AICP • Modeling - Mike Van Doorn OperationsInfrastructure Program , Financial Evaluation Lead Evaluation Lead Management Lead Evaluation Lead / Bob Campbell,PE Guy Le Patourel,PE Brian Sirbovan J }1 L.Carson Bise,AICP Operations Evaluation Team Infrastructure Evaluation Team Program Management Team Financial Evaluation Team Physical Condition Surveys Sewer System Scheduler Impact Fees and Bath Engineering & Logan Burton,PE Brian Nutter,PMP Funding Strategies Stantec Discipline Experts Jeff Coym.PE Julie Herlands,AcIP Stakeholder Engagement Plant Operations Evaluations Hydraulic Specialist Carol Scoff,APR Utility Rate Setting and Stantec Operations Specialists Fangbiao Lin,PhD Financial Planning Strategies Water Reuse SpecialistCarson Bise,AicP Regulatory Drivers Treatment Options Vijay Sundaram,PE Alan Vicory,PE Josh Boltz,PhD,PE Dan Leyendecker,PE Risk and Contracting Specialist Odor Control Steve Fleck Joe Uglevich, PE Biosolids Management Charlie Alix,PE Land Use Planning Jim Paulmann,FAICP 4; Stantec Appendix D - Project Contact List Team Member Role Contact Information Brian Butscher City Project Manager City of Corpus Christi Assistant Director of Treatment Utilities Department City of Corpus Christi Office:361-826-1718 Mobile:254-718-1995 Fax:361-826-1889 BrianBu@cctexas.com Robert Simm Consultant Team Stantec Consulting (Local) Project Manager 801 Navigation Street, Suite 300 Corpus Christi,TX 78408 Ph: (361) 883-1984 Cell: (602) 421-9395 rob.simm@stantec.com Bob Campbell O&M Evaluation Lead Stantec Consulting (Local for field work associated 1859 Bowles Ave,Suite 250 with O&M evaluations) Fenton,MO 63026 Ph: (636) 343-3880 Cell: (314)313-1750 bob.campbe112@stantec.com Guy Le Patourel Infrastructure Evaluation Stantec Consulting Lead 5172 Station Way Sarasota, FL 34233 Ph:(941)-225-6174 Cell: (941)-735-7797 guy.lepatourel@stantec.com Carson Bise Financial Lead Tischler-Bise 4701 Sangamore Road Bethesda,MD 20816 Ph: (301)-320-6900 Cell: (240)-401-4031 carson@tischlerbise.com Dan Leyendecker Regulatory and LNV Engineering Inc. Governmental Liaison 801 Navigation Street,Suite 300 Corpus Christi,TX 78408 Ph: (361) 883-1984 Cell: (361)960-2279 danl@Invinc.com Logan Burton Sewer System LNV Engineering Inc. Evaluation 801 Navigation Street,Suite 300 Corpus Christi,TX 78408 Ph: (361866-2121 Cell: (361) 876-0673 loganb@Invinc.com Appendix F ID 0 TaskTask Name Duration Start Finish Predecessor ykde MI T IwI T IF LCIS I MIT Iw;T iF I S Ls IM ITIWIT I F_I SIS IM IT IWIT/F LS IS IMITIw!T 1F L3 Ls I MI TIwIT IF I s I s I HITIwI T IF LIJS I MI T IWIT IF I S I s I MI TI 1 $ Phase 1-Develop Optimal W WTP 110 days Most 3/11/16 Frl4/29/16 1 Configuration 2 7' 1 day Mon 1/11/16 Mon 1/11/16 4-1/11 • 3 a Task 2-Rate Benchmarking 10 days Tue 1/12/16 Mon 1/2S/16 2 i ,__—— _-" --- - 4 t Task 3-Flow and load Projections 7 days Tue 1/12/16 Wed 1/20/16 2 5 •i-, Task 4-Market Sounding on reuse 20 days Mon 1/18/16 Fri 2/12/16 4FS-3 days opportunities • 6 t Task 5-Review of Regulatory 5 days Mon 1/18/16 Fri 1/22/16 4FS-3 days Raqulremants ti .4, Task 6-Physical Condition Survey 30 days Tue 1/12/16 Mon 2/22/16 2 - -of Plants and Major Pump Stations til 0 t Task 6A-Revlew of Existing 14 days Thu 1/21/16 Tue 2/9/16 4 Collection System Hydraulics • 9 I. Task 7-WW1PCo't,im 30 day. Tue 1/12/16 Mon2/22/16 2 littimammia11111111111118MIUllowe a - ... -. ---. -_a® 5. Assessment 10 Ra Task B-Stakeholder Engagement 1 day Tue 3/1/16 Tue 3/1/16 3,4,5,7,9F505 •3/1 Meeting No.1 days 11 t Task 9-Evaluation of Treatment 7 days Thu 1/21/16 Fri 1/29/16 6F5-2 days h i Requirements 12 t Task 10-Evaluation of Biosolids 7 days Wed 1/27/16 Thu 2/4/16 6F5-3 4. I ' Management Requirements days,11FS-3 13 t Task 11-Review Odor Control 7 days Tue 2/2/16 Wed 2/10/16 11FS-3 4 Management Approach days,12FS-3 14 t Task 12-Capital and O&M Cost For 7 days Tue 2/23/16 Wed 3/2/16 4,6,11,12.7,9,13 j ' _--- "Do Nothing'Alternative day 15 a Task 13-Preliminary Siting Study 10 days Mon 2/15/16 Fri 2/26/16 4,5,6,11,12 for Central Plant 16 ® a Task 14-Stakeholder Engagment 1 day Mon 3/21/16 Mon 3/21/16 14,15FSF15 Meeting No.2 days 17 ti Task 15-Evaluation of Short-listed 20 days Mon 2/29/16 Fri 3/25/16 15 • Plant Locations 15 CO "S Task 16-Workshop to Select Best 2 day Mon 3/28/16 Tue 3/29/16 16.17 Overall Treatment Plant Location 19 t Task 17-Draft Capital 10 days Fri 3/25/16 Thu 4/7/16 18F5-3 days Improvement Plan 20 a Task 18-Risk Review 2 days Fri 4/15/16 Mon 4/18/16 19FSa5 days 21 S Task 19-Review Alternative 5 days Fri 4/15/16 Thu 4/21/16 19F525 days Delivery Methods 22 a Task 20-Draft Capital Plan Review 1 day Fri4/22/16 Fri4/22/16 21 workshop 13 a Task 21-Final Capital Plan 5 days Mon 4/25/16 Fri 4/29/16 22 24 It Phase 2-Develop Phasing Plan 47 days Mon 5/2/16 1057/5/16 25 T> Task 22-Prepare Draft Phasing 35 days Mon 5/2/16 Fri 6/17/16 23 Plan 26 I, Task 23-Interim Operations Plan 35 days Mon 5/2/16 Fri 6/17/16 23 27 Is Task 24-Stakeholder Management 7 days Mon 5/2/16 Tue 5/10/16 23 Plan 28 It Task 25-City Review Workshop l day Mon 6/20/16 Mon 6/20/16 25,26,27 29 ts Task 26-Stakeholder Engagement 1 day Tue 6/21/16 Tue 6/21/16 28 Meeting No.3 I. a 30 s Task 27-Finalize Phasing Plan 10 days Wed 6/22/16 Tue 7/5/16 29 I 31 I. Phase 3-Develop implementation 26 days Wad 7/6/16 Wed 6/10/16 Plan 32 a Task 28.Draft Implementation 14 days Wed 7/6/16 Mon 7/25/16 30 Plan and Schedule 33 Is Task 29-City Review Workshop l day Thu B/4/16 Thu 8/4/16 32F5F7 days 34 a Task 30-Finalise Implementation 4 days Fri 8/5/16 Wed 8/10/16 33 Plan and Schedule Task — Summary • •••••w External Milestone • Inactive Summary V — Manual Summary Rollup wwase, Finish-only 7 Project Corpus-Christi-Schedule-1- Spon Project Summary r "'. Inactive Task i ---- -- Manual Task — Manual Summary -- Deadline A Date:Wed 10/21/15 Milestone • External Tasks ® Inactive Milestone Duration-only wwwwwwwwv. Start-only C Progress Page 1 Appendix F ]rM$uartx • • WIT�F�SISIMITIWITIil5 I3 IMjT�W�T�F�£JMITIw1T F�SLSIM�TIWIT�f�SISIMIT IWI TIFI5 L�1 M1TIWITIFIsIsIMITIW1TIf I—$�S�MIT IWITI FISI3IMIT�W�TIFIS�S IMIT IWITIFISI SIMITIWITIFISISIM�TI ti • l.ah. • • • Task Summary rte- External Milestone • Inactive Summary Manual Summary kolup Finish-only Project:Corpus-GrMi-SchNule-r sot project Summary - Ouctlw Task Manual Task =1111 Manual Summary - Deadline • Data:Wed 10/31/15 Milestone • External Tasks Inactive Milestone DUratIon-onh, .nraealaaanwa Start-only [ progress Pap 2 Appendix F 3d Mr • • WITIfI3�S_IMITIWITIF�SISIMIT�WITIFI�S�SINIiIWITIG�SISIMITLWIi F I3IM�T�WITIFIS LsIMITfWITIf LSJSIMITIWITfFISISIM�T�WITIFISISIMITLWIiIFISISIMITIWITIF LsI3IMITIw1T�fISISIMITI -y1 ` - J M IF , Ra 1„• Task Summary External Milestone • inactive Summary Manual Summary Nollup iseeeinemmem.e. Finish-only 3 Project CorpusUrkskSCMdulo-r SPIN Project Summary -- Inactive Task Manual Task Manual Summary r•• Deadline • Mei Wed 10/21/13 Milestone • External Task Inactive Milestone DuratlenmN eirieuismeeieie. Start-only [ Progress Pale 3 r Appendix G CHANGE ORDER NUMBER 0 Project Name: Corpus Christi Wastewater Stantec Project# A Consolidation Contractor: Contractor Project# Not Applicable Stance Owner: Owner Project# re. NCC No.: Stantec Opportunity Pipeline# Location: Quote No. Page 1 of 1 The following are changes to the contract for this project and are to be carried out as per the Contract Documents except as specifically noted otherwise. You are hereby authorized to proceed with the following work: [description of work] Net Change in Contract Price: Increase (including all direct,indirect and impact costs) Decrease Previous Contract Sum Revised Contract Sum (excluding applicable taxes) $ 0.00 There shall be[type-"#of days"or"no time" -as appropriate] adjustment to the contract completion date. The completion date shall be Issued by: Print Name Signature(Consultant) Date Approved by: Print Name Signature(Owner) Date Approved by: Not Applicable Print Name Signature(Contractor) Date Attachments: NCC Quote Copies to: [copies to] Revised:2007-10-25 K:\Engineering DataExchangeUENNIFER\WASTEWATER\E15145 WWTP CONSOLIDATION PROGRAM DEVELOPMENT\ORIGINAL\CONTRACTWppendix G.docx Appendix H Corous Christi-Wastewater Treatment Plant Consolidation Study CONSULTANT PAYMENT REQUEST FORM Invoice No. Invoice Date:Progress Inv 8 Billing Period: 1-Jan-16 through 31-Jan-16 A C G H K ty Invoiced Total Invoiced Contract Consultant Original Amedment No. Amendment Dollars Perce • Percent Task p Basic Services Contract 1 No 2 Tole , 111. Dollars Dollars Remaining Spert Complete $1,477.1Rf. So oo $o $0 o', o^„ 100.100 Pro'ect Mama:ement -- ---- 100.101 Client Meetin_s/Prep.Work ®" -- t t - ---- 100.102 Reportin_ -- ---- - 100.103 Quality Assurance/Quality Control -- ----- 100.104 Project Implementation Plan MEMEMMIIIMIIIIIIMMILEMEMIII - -Subtotal(Project Mana_ement) IIIIEMIUIIIMIIIIIMIIIIMIIIIIIIIMIIIIIIIIIIIIIIIIIIIMIII - 200.100 Rate Benchmarkin: MEDIM-- - -- - 200.101 Flow and Load Projections --®'•' ------ 200.102 Market Soundin_on Reuse opportunities -- -- - 200.103 Review of Re:ulato Requirements -- ---- - 200.104 Physical Condition Survey of Plants and Ma'or Pump Stations -- r®" ------ 200.105 Review of Existing Collection System Hydraulics and Their impact on Site Selection. $29,818 $29,818 200.106 WWTP Operations Assessment Stakeholder Engagement Meetin:No.1 -- ----_- 200.108 Evaluation of Treatment Requirements MalEMMEIMMIIIIIIKEEMEIMIMIIIIIIMII 200.109 Evaluation of Biosolids Management Requirements ®"'' --®t" ---- 200.110 Review Odor Control Mana:ement A.proach --®'r ------ 3.r�Capital and O&M Cost For"Do Nothin:"Alternative MEIMMEIIIMIIIMMEEEMIUMMIIIMIM r r Prelimina Sitin:Stud for Central Plant(s) ®' --®------ .12:310111 Stakeholder En:a:ment Meetin:No.2 -- --- -- t'®' Evaluation of Short-listed Plant Locations --®- ---- �[r Worksho.to Select Best Overall Treatment Plant Location -- - --- �iassa Draft Capital Im.rovement Plan -- 'r®' -- --- MIEMBEE Risk Review MEESEIMI=1=111111.111MEMOMMIIIIIIIIIIMMIIIIMIIIIIIM . IIMEME Review Alternative Delivery Methods ®' -- -- --- •. NEM.Draft Capital Plan Review Workshop -- ------ 200.120 Final Capital Plan $41,660 -- $41,660 --- -- may.: Mill.I.IIINIIIIIMMIIMIMIMIMMMINMIIMIIIIIII.M11.11111MMIIIIIIII 300.101 Prepare Draft Phasing Plan $89,996 -- $89,996 ---_-- - 300.102 Interim O.erations Plan -- ------ 300.103 Stakeholder Management Plan -- ---_- 300.104 Cit Review Workshop -- -- _ - 300.105 Stakeholder Engagement Meeting No.3 milmmmilliorrammil 300.106 Finalize Phasing Plan --®-- -- 11111.111111111 Subtotal.Phase Z MEMEMMir liMEMENI : L'-MEW AINEMMII Mir j Mir iiii 400.101 Draft Implementation Plan and Schedule --®' - ---- 400.102 City Review Workshop -- ---- - 400.103 Finalize Implementation Plan and Schedule ®--®---_-- -Subtotal(Phase 3) ®---- ---- -TOTAL --------- ,. EXHIBIT A-1 TASK LIST (Provides supplemental description to Exhibit"A". Exhibit"A-1"Task List does not supersede Exhibit"A.") Contract for Professional Services Exhibit A-1 ExhibitA-i — Task List Study Phase Task Task Point Form Description Deliverables No (ase 1 Develop Kick-off meeting • Meet with City stakeholder group to review work Meeting minutes Optimal WWTP program and confirm lines of communication and nfiguration project schedule. ti, enario • Identify information requirements and timing of r obtaining required information. • ` 2 Review and • Review of other planned infrastructure spending Technical Memorandum benchmarking of plans and current CIP. No. 1 —Wastewater Corpus Christi user ! • Review city and utility bonding capacity System User Rate rates and taxes to • Estimate supportable construction spending Review. ; determine • Determine target user rate range in consultation appropriate user with city stakeholders. rate range. 3 Flow and load • Review of consolidated plan and development Technical Memorandum projections by plans for individual sewer sheds. No. 2 —Sewer Flow and sewer shed and • Flow and load projections by sewer shed. Load Projection by r plant contributing Sewer Shed. area 4 Market sounding on • Confirm potential industrial and commercial reuse Technical Memorandum reuse opportunities opportunities with city staff. No. 3 —Water Reuse with local • Conduct market sounding to confirm interest and Market Opportunities j - industries. requirements for reuse water. and Financial Benefit • Meet with potential reuse customers and confirm interest and commercial requirements. , : - 5 Review of • Review current EPA proposals on wastewater Technical Memorandum anticipated treatment requirements including ammonia rule, No. 4 —Review and regulatory effluent virus rule, and CSO rule. Summary of Existing requirements both • Review current discharge permits and identify and Potential Regulatory state and federal. potential upcoming changes. i Requirements. • Confirm treatment requirements for water reuse. EXHIBIT "A-1" Page 1 of 6 Study Phase Task Task Point Form Description Deliverables No. 5A Review of Existing • Review existing collection system hydraulics and TM No. 5A— Review of _ Collection System the associated potential impact on the location of Existing Collection Hydraulics and a consolidated centralized wastewater treatment System Hydraulics and Their impact on plant Their impact on Site • Site Selection. Selection. 6 Physical Condition • Review each plant and major pumping station Technical Memorandum Survey of existing operations with process, operations and discipline No. 5 — Physical Wastewater staff and document physical condition and CIP Condition Survey of Pumping Stations requirements to maintain operations. Wastewater Treatment and Treatment Plants and Major Plants. Pumping Stations 7 Wastewater • Benchmark O&M costs of existing plants against Technical Memorandum Treatment Plant other comparable systems in the state and No. 6 —Wastewater Operations country. Treatment Plant Assessment. • Provide suggestions to optimize operations and Benchmarking and reduce costs. Operations Assessment. 8 Stakeholder • First meeting with stakeholder groups to present Presentation Materials, Engagement problem statement and garner input on project Handouts, and Meeting Meeting No. 1 and project approach. notes. 9 Evaluation of optimal • Identify most likely treatment requirements for Technical Memorandum treatment each of the current plants over the next 20 years No. 7 — Existing and requirements to and the associated capital and O&M costs. Future Treatment - meet existing, Requirements , proposed, and potential effluent ` requirements. 10 Evaluate existing • Identify residuals generation in consultation with Technical Memorandum biosolids treatment specialist. No. 8 — Biosolids management • Identify potential uses and repository for treated Management Plan practices against biosolids. regulatory trends • Evaluate biosolids management options and and confirm future recommend biosolds management approach. EXHIBIT "A-1" Page 2 of 6 Study Phase Task Task Point Form Description Deliverables No. management approach. --,% , - . .F 11 Review odor control • Review historical odor complaints. Technical Memorandum Optimal WWTP management • Review existing odor control management No. 9 — Odor Control nfiguration approach for practices and evaluate efficacy. Management Plan `''enario collection system, • Review odor control options and recommend odor pumping stations, control management approach. ° and treatment plants. 12 Determine capital • Estimate expansion and upgrade requirements for Technical Memorandum i and O&M cost over existing infrastructure to meet current and No. 10 — Capital and planning horizon proposed regulatory requirements. O&M Cost Estimates for for the "do nothing" • Prepare capital and O&M cost estimates for the Status Quo alternative (i.e. upgraded and expanded infrastructure. Alternative leave the plants the way they are and expand/upgrade them as/if required.) 13 Preliminary siting • Review potential plant locations with city staff and Technical Memorandum study for central prepare "short-list" of up to two locations. No. 11 — Identification plant. and Evaluation of Alternative Locations for ` Central WWTP. . 14 Stakeholder • Second meeting with stakeholder groups to Presentation Materials, Engagement present alternative sites considered for central Handouts, and Meeting Meeting No. 2 plant as well as some of the alternative analyses. notes. 15 Evaluation of short- • Review most likely decommissioning schedule for Technical Memorandum listed central plant existing plants under each central location in No. 12 — Evaluation of locations. consultation with city staff. Document potential Short-Listed WWTP opportunities to optimize the decommissioning Locations schedule. EXHIBIT "A-1" Page 3 of 6 Study Phase Task Task Point Form Description Deliverables No. • Review up to two potential locations for central plant and evaluate the capital and O&M cost associated with each based upon the identified optimal treatment requirements. • Review collection system, pumping station, and forcemain upgrading/expansion requirements for yE each of the two identified treatment facility locations. • Triple bottom line assessment of short listed central plant locations. 16 Workshop to select • Presentation of long-list of plant locations and Meeting Minutes, Updated best overall rationale for short-listed sites and recommended Actions/Issues Log treatment plant site. location. • Review input and comments from City. • Reach consensus on proposed plant location. 17 Prepare draft capital • Revisit potential decommissioning plan and Draft Capital Improvement improvement plan evaluate alternatives for timing and approach. Plan for wastewater • Revisit potential options for collection system, system to build out. pumping station, and forcemain routing and select optimal for each. • Identify contracting packages for identified capital works. • Prepare draft CIP. 18 Risk Review • Prepare risk register for project implementation Risk Register • Conduct risk management workshop with key city staff. • Identify risk mitigation strategies. 19 Review alterative • Identify key contracting packages for overall Technical Memorandum project delivery program No. 13 — Project methods and select • Conduct business case analyses for each Delivery Approach optimal contracting contracting package and identify the most strategy for each appropriate delivery method for each. EXHIBIT "A-1" Page 4 of 6 udy Phase Task Task Point Form Description Deliverables No. contract package. Phase rt everop— 20 Draft Capital Plan • Presentation of draft capital plan to City and key Meeting Minutes, Updated an Optimal WWTP Review Workshop stakeholders. Actions/Issues Log Configuration • Review input and comments from City. 4 Scenario • Reach consensus on proposed plan. 21 Final Capital Plan • Update capital plan based upon comments and Final Capital Plan input received. Phase 2 — Develop 22 Prepare draft • Develop draft phasing plan and cash flow Draft Phasing Plan an Implementation phasing plan based projections. Phasing Plan upon selected • Use cash flow projections to confirm user rates treatment plant and potential increases with time. location. • Identify required stakeholder engagement points. 23 Develop Interim • Develop sustainment plan for maintaining facilities Interim Operations Plan operations plan operational and in compliance until they are phased out. • Develop transition management plan for redirecting flows from the existing WWTPs. 24 Develop Stakeholder • Identify key project stakeholders in consultation Stakeholder Management . Management Plan with city. Plan • Develop plan to engage stakeholders in overall plan implementation. 25 City Review • Presentation of draft phasing plan to City and key Meeting Minutes, Updated Workshop stakeholders. Actions/Issues Log , • Review input and comments from City. • Reach consensus on proposed plan. 26 Stakeholder • Third meeting with stakeholder groups to present Presentation Materials, Engagement draft phasing plan prior to finalizing. Handouts, and Meeting Meeting No. 3 notes. 27 Finalize • Finalize plan based upon input received Final Phasing Plan Implementation EXHIBIT "A-1" Page 5 of 6 Study Phase Task Task Point Form Description Deliverables No. Phasing Plan aseneve op28 Prepare draft • Identify trigger factors for each construction Draft Implementation Plan Implementation implementation package and most likely timing for each. and Schedule •gramming plan and schedule • Identify negative and positive factors impacting hedule each trigger factor and their potential impact on overall schedule. • Prepare draft implementation schedules including a pessimistic, most likely, and optimistic schedule scenario. • Develop draft implementation plan based upon recommended contracting packages and associated implementation schedule. • Develop CIP and cash flow plans for each of the schedule scenarios. 29 City Review • Presentation of draft phasing plan to City and key Meeting Minutes, Updated Workshop stakeholders. Actions/Issues Log • Review input and comments from City. • Reach consensus on proposed plan. 30 Final project • Finalize implementation plan based upon city Final Implementation Plan implementation comments and input. plan EXHIBIT "A-1" Page 6 of 6 .• 1 • .t . A • EXHIBIT B SAMPLE PAYMENT REQUEST FORM Sample form for. Request COMPLETE PROJECT NAME Rey sed 07/27/00 Project No.XXXX Invoice No.12345 Invoice Date: Total Amount Previous Total Percent Basic Services: Contract Amd No.1 Amd No.2 Contract Invoiced Invoice Invoice Complete Preliminary Phase $1,000 $0 $0 $1,000 $0 $1,000 $1,000 100% Design Phase 2,000 1,000 0 3,000 1,000 500 1,500 50% Bid Phase 500 0 250 750 0 0 0 0% Construction Phase 2,500 0 1,000 3,500 0 0 0 0% Subtotal Basic Services $6,000 $1,000 $1,250 $8,250 $750 $1,500 $2,500 30% Additional Services: Permitting $2,000 $0 $0 $2,000 $500 $0 $500 25% Warranty Phase 0 1,120 0 1,120 0 0 0 0% Inspection 0 0 1,627 1,627 0 0 0 0% Platting Survey TBD TBD TBD TBD TBD TBD TBD 0% 0&M Manuals TBD TBD TBD TBD TBD TBD TBD 0% SCADA TBD TBD TBD TBD TBD TBD TBD 0% Subtotal Additional Services $2,000 $1,120 $1,627 $4,747 $500 $0 $500 11% Summary of Fees Basic Services Fees $6,000 $1,000 $1,250 $8,250 $750 $1,500 $2,500 30% Additional Services Fees 2,000 1,120 1,627 4,747 500 0 500 11% Total of Fees $8,000 $2,120 $2,877 $12,997 $1,250 $1,500 $3,000 23% Contract for Professional Services Exhibit B EXHIBIT B-1 CONFIDENTIAL RATE SHEET Rate sheets are confidential pursuant to section 552.104 of the Texas Government Code since release of this information would give advantage to a competitor or bidder. In addition, section 552.110 of the TX Govt. Code protects third party commercial and financial information if release of the information would cause the third party substantial competitive harm. EXHIBIT B-1: HOURLY RATES DOCUMENTATION OF PROVISIONAL/OVERHEAD RATES Overhead rate documentation has been provided to the City of Corpus Christi and was utilized in reviewing and approving the loaded hourly rates below. TX Registration Number PRINCIPAL(S). Hourly Rate (Name) $ /hr (Name) $ /hr Project Consultant $ /hr CAD Technician $ /hr Clerical $ /hr Other-Specify $ /hr HOURLY RATE OF PRINCIPAL(S)-SUBCONSULTANTS' SUBCONSULTANT (Name of Firm) PRINCIPAL(S) $ /hr (Name) (Name) $ /hr Project Consultant $ I hr CAD Technician $ /hr Clerical $ I hr Other-Specify $ /hr SUBCONSULTANT (Name of Firm) PRINCIPAL(S) $ /hr (Name) $ (Name) /hr Project Consultant $ /hr CAD Technician $ /hr Clerical $ /hr Other-Specify $ /hr ADD ADDITIONAL SUBCONSULTANTS AS NEEDED Contract for Professional Services Exhibit B-1 rt • f. • 1 • . •r • EXHIBIT C DISCLOSURE OF INTEREST Contract for Professional Services Exhibit C 1rt I .� . SUPPLIER NUMBER TO BE ASSIGNED BY CITY PURCHASING DIVISION CITY OF CORPUS CHRISTI DISCLOSURE OF INTEREST City of Corpus Christi Ordinance 17112,as amended,requires all persons or firms seeking to do business with the City tovide the following information. Every,question must be answered. If the question is not applicable, answer with "NA". See reverse side for Filing Requirements, Certifications and definitions. COMPANY NAME: Stantec Consulting Services Inc. P.O.BOX: STREET ADDRESS: 1344 South Flores Street CITY: San Antonio TX ZIP: 78204 FIRM IS: 1. Corporation 2. Partnership 3. Sole Owner ❑ 4. Association 5. Other DISCLOSURE QUESTIONS If additional space is necessary,please use the reverse side of this page or attach separate sheet. 1. State the names of each `employee" of the Cityof Corpus Christi having an "ownership interest"constituting 3%or more of the ownership in the above named"firm.' Name Job Title and City Department(if known) NA NA 2. State the names of each "official"of the City of Corpus Christi having an"ownership interest" constituting 3%or more of the ownership in the above named"firm." Name Title NA NA 3. State the names of each "board member" of the City of Corpus Christi having an "ownership interest"constituting 3%or more of the ownership in the above named"firm." Name Board,Commission or Committee NA NA 4. State the names of each employee or officer of a"consultant" for the City of Corpus Christi who worked on any matter related to the subject of this contract and has an ownership interest"constituting 3%or more of the ownership in the above named"firm." Name Consultant NA NA , , . FILING REQUIREMENTS If a person who requests official action on a matter knows that the requested action will confer an economic benefit on any City official or employee that is distinguishable from the effect that the • action will have on members of the public in.general or a substantial segment thereof,you shall disclose that fact in a signed writing to the City official,employeeor body that has been requested to act in the matter unless the interest of the City official or employee in the matter is = The disclosure shall also be made in a signed writing filed with the City Secretary. Ordinance Section 2-349(d)] CERTIFICATION I certify that all information provided is true and correct as of the date of this statement,that I have not knowingly withheld disclosure of any information requested; and that supplemental statements will be promptly submitted to the City of Corpus Christi,Texas as changes occur. Certifying Person: Guy Le Patourel, P.E. Title: Vice President (Type or Peine) Signature of Certifying '��.� y�� Date: July 24, 2015 Person: DEFINITIONS a. "Board member." A member of any board, commission, or committee appointed by the City Council of the City of Corpus Christi,Texas. b. "Economic benefit". An action that is likely to affect an economic interest if it is likely to have an effect on that interest that is distinguishable from its effect on members of the public in general or a substantial segment thereof. c. "Employee." Any person employed by the City of Corpus Christi,Texas either on a full or part-time basis,but not as an independent contractor. d. "Finn." Any entity operated for economic gain, whether professional, industrial or commercial,and whether established to produce or deal with a product or service, including but not limited to, entities operated in the form of sole proprietorship, as self-employed person,partnership,corporation,joint stock company,joint venture,receivership or trust,and entities which for purposes of taxation are treated as non-profit organizations. e. "Official." The Mayor, members of the City Council, City Manager, Deputy City Manager, Assistant City Managers, Department and Division Heads, and Municipal Court Judges of the City of Corpus Christi,Texas. f. "Ownership Interest." Legal or equitable interest,whether actually or constructively held, in a firm, including when such interest is held through an agent, trust, estate, or holding entity. "Constructively held" refers to holdings or control established through voting trusts, proxies,or special terms of venture or partnership agreements." g. "Consultant."Any person or firm, such as engineers and architects, hired by the City of Corpus Christi for the purpose of professional consultation and recommendation.