HomeMy WebLinkAboutC2017-506 - 12/12/2017 - Approved a
rY SERVICE AGREEMENT NO. 1306
resx Financial Advisor Services
THIS Financial Advisor Services Agreement ("Agreement ( is entered info by
and between the City of Corpus Christi, a Texas home-rule municipal corporation
("City") and Estrada Hinojosa & Company, Inc. ("Contractor"), effective upon
execution by the City Manager or the City Manager's designee ("City Manager").
WHEREAS, Contractor has bid to provide Financial Advisor Services in
response to Request for Bid/Proposal No. 1306("RFB/RFP"),which RFB/RFP includes
the required scope of work and all specifications and which RFB/RFP and the
Contractor's bid or proposal response, as applicable, are incorporated by
reference in This Agreement as Exhibits 1 and 2, respectively, as if each were fully
set out here in its entirety.
NOW, THEREFORE, City and Contractor agree as follows:
1. Scope. Contractor will provide Financial Advisor Services ("Services") in
accordance with the attached Scope of Work, as shown in Attachment A,
the content of which is incorporated by reference into this Agreement as if
---fully set out here in its entirety, and in accordance with Exhibit 2.
2. Term. This Agreement is for twelve months, with performance commencing
upon the date of issuance of a notice to proceed from the Contract
Administrator or Purchasing Division. This Agreement includes an option to
extend the term for up to four additional twelve-month periods ("Option
Period), provided, the parties do so prior to expiration of the original term or
the then-current Option Period. The decision to exercise the option to extend
the term of this Agreement is, at all times,within the sole discretion of the City
and is conditioned upon the prior written agreement of the Contractor and
the City Manager.
3. Compensation and Payment. The total value of this Agreement is not to
exceed$196,000.00,subject to approved extensions and changes. Payment
will be made for Services completed and accepted by the City within 30
days of acceptance,subject to receipt of an acceptable invoice. All pricing
must be in accordance with the attached Bid/Pricing Schedule, as shown in
Attachment B, the content of which is incorporated by reference into this
Agreement as if fully set out here in its entirety.
City of Corpus Christi Page 1 of B
Service Agreement Standard Form
Approved as to Legal Form 7/1/16
2017-506
12/12/17
M2017-159
Estrada Hinojosa & Company
INDEXED
4. Contract Administrator. The Contract Administrator designated bythe City
responsible forg is
approval of all phases of performance and operations under
this Agreement, including deductions for non-performance and
authorizations for payment. The City's Contract Administrator for this
Agreement is as follows:
Constance Sanchez
Finance
phone: 361.826.3227
Email: ConstanceP@cctexas.com
5. Insurance; Bonds. I.
(A) Before performance can begin under this Agreement, the Contractor
must deliver a certificate of insurance ("COI"), as proof of the required
insurance coverages, to the City's Risk Manager and the Contract
Administrator. Additionally, the COI must state that the City will be given at
least 30 days' advance written notice of cancellation, material change in
coverage,or intent not to renew any of the policies. The City must be named
as an additional insured. The City Attorney must be given copies of all
insurance policies within 10 days of the City Manager's written request.
Insurance requirements are as stated in Attachment C, the content of which
is incorporated by reference into this Agreement as if fully set out here in its
entirety.
(B) In the event a payment bond, a performance bond, or both, are
required of the Contractor to be provided to the City under this Agreement
before performance can commence, the terms, conditions, and amounts
required in the bonds and appropriate surety information are as included in
the RFB/RFP or as may be added to Attachment C, and such content is
incorporated here in this Agreement by reference as if each bond's terms,
conditions, and amounts were fully set out here in its entirety.
6. Purchase Release Order. For multiple-release purchases of Services to be
provided by the Contractor over a period of time, the City will exercise its
right to specify time, place and quantity of Services to be delivered in the
following manner: any City department or division may send to Contractor
a purchase release order signed by an authorized agent of the department
or division, The purchase release order must refer to this Agreement, and
Services will not be rendered until the Contractor receives the signed
purchase release order.
City of Corpus Christi Page 2 of 8
Service Agreement Standard Form
Approved as to Legal Form 7/1/16
7. Inspection and Acceptance. Any Services that are provided but not
accepted by the City must be corrected or re-worked immediately at no
charge to the City. If immediate correction or re-working at no charge
cannot be made by the Contractor, a replacement service may be
procured by the City on the open market and any costs incurred, including
additional costs over the item's bid/proposal price, must be paid by the
Contractor within 30 days of receipt of City's invoice.
8. Warranty. The Contractor warrants that all products supplied under this
Agreement are new, quality items that are free From defects, fit for their
intended purpose, and of good material and workmanship. The Contractor
warrants that it has clear title to the products and that the products are free
of liens or encumbrances. In addition, the products purchased under this
Agreement shall be warranted by the Contractor or, if indicated in
Attachment D by the manufacturer, for the period stated in Attachment D.
Attachment D is attached to this Agreement and is incorporated by
reference into this Agreement as if fully set out here in its entirety.
9. quality/quantity Adjustments. Any Service quantities indicated on the
Bid/Pricing Schedule are estimates only and do not obligate the City to order
or accept more than the City's actual requirements nor do the estimates
restrict the City from ordering less than its actual needs during the term of the
Agreement and including any Option Period. Substitutions and deviations
from the City's product requirements or specifications are prohibited without
the prior written approval of the Contract Administrator.
10. Non-Appropriation. The continuation of this Agreement after the close of
any fiscal year of the City,which fiscal year ends on September 30th annually,
is subject to appropriations and budget approval specifically covering this
Agreement as an expenditure in said budget, and it is within the sole
discretion of the City's City Council to determine whether or not to fund this
Agreement. The City does not represent that this budget item will be
adopted, as said determination is within the City Council's sole discretion
when adopting each budget.
11. Independent Contractor. Contractor will perform the work required by this
Agreement as an independent contractor and will furnish such Servicesin its
own manner and method,and under no circumstances or conditions will any
agent, servant or employee of the Contractor be considered an employee
of the City.
12. $ubconhactors. Contractor may use subcontractors in connection with the
work performed under this Agreement. When using subcontractors,
City of Corpus Christi Page 3 of 8
Service Agreement Standard Form
Approved as to Legal Form 7/1116
however, the Contractor must obtain prior written approval from the
Contract Administrator if the subcontractors were not named at the time of
bid or proposal, as applicable. In using subcontractors, the Contractor is
responsible for all their acts and omissions to the same extent as if the
subcontractor and its employees were employees of the Contractor. All
requirements set forth as part of this Agreement, including the necessity of
providing a COI in advance to the City, are applicable to all subcontractors
and their employees to the same extent as if the Contractor and its
employees had performed the work.
13. Amendments. This Agreement may be amended or modified only by written
change order signed by both parties. Change orders may be used to modify
quantities as deemed necessary by the City.
14. Waiver. No waiver by either party of any breach of any term or condition of
this Agreement waives any subsequent breach of the same.
15. Taxes. The Contractor covenants to pay payroll taxes, Medicare taxes, FICA
taxes, unemployment taxes and all other related taxes. Upon request, the
City Manager shall be provided proof of payment of these taxes within 15
days of such request.
16. Nonce. Any notice required under this Agreement must be given by fax,
hand delivery, or certified mail, postage prepaid, and is deemed received
on the day faxed or hand-delivered or on the third day after postmark if sent
by certified mail. Notice must be sent as follows:
IF TO CITY:
City of Corpus Christi
Attn: Constance Sanchez
Director of Finance
Address: 1201 Leopard Street, Corpus Christi, Texas 78401
Fax: 361.826,4376
IF TO CONTRACTOR:
Estrada Hinojosa & Company, Inc.
Attn: Noe Hinojosa, Jr.
President & CEO
1717 Main Street, Suite 4700, Lockbox 47, Dallas Texas 75201
Fax: 241.658.1671
City of Corpus Christi Page 4 ci 8
Service Agreement Standard Form
Approved as to Legal Form 7/1/16
1
17. CONTRACTOR AGREES TO INDEMNIFY, HOLD HARMLESS AND
DEFEND THE CITY OF CORPUS CHRISTI AND ITS OFFICERS,
EMPLOYEES AND AGENTS ("INDEMNITEES) FROM AND AGAINST
ANY AND ALL LIABILITY, LOSS, CLAIMS, DEMANDS, SUITS AND
CAUSES OF ACTION OF ANY NATURE WHATSOEVER ON ACCOUNT
OF PERSONAL INJURIES (INCLUDING DEATH AND WORKERS'
COMPENSATION CLAIMS), PROPERTY LOSS OR DAMAGE, OR ANY
OTHER KIND OF INJURY, LOSS, OR DAMAGE, INCLUDING ALL
EXPENSES OF LITIGATION, COURT COSTS, ATTORNEYS' FEES AND
EXPERT WITNESS FEES WHICH ARISE OR ARE CLAIMED TO ARISE OUT
OF OR IN CONNECTION WITH THIS AGREEEMENT OR THE
PERFORMANCE OF THIS AGREEMENT, REGARDLESS OF WHETHER THE
INJURIES, DEATH OR DAMAGES ARE CAUSED OR ARE CLAIMED TO
BE CAUSED BY THE CONCURRENT OR CONTRIBUTORY NEGLIGENCE
OF INDEMNITEES; BUT NOT IF BY THE SOLE NEGLIGENCE OF
INDEMNITEES UNMIXED WITH THE FAULT OF ANY OTHER PERSON.
CONTRACTOR MUST, AT ITS OWN EXPENSE, INVESTIGATE ALL
CLAIMS AND DEMANDS, ATTEND TO THEIR SETTLEMENT OR OTHER
DISPOSITION, DEFEND ALL ACTIONS BASED THEREON WITH COUNSEL
SATISFACTORY TO THE CITY ATTORNEY, AND PAY ALL CHARGES OF
ATTORNEYS AND ALL OTHER COSTS AND EXPENSES OF ANY KIND
ARISING FROM ANY SAID LIABILITY, DAMAGE, LOSS, CLAIMS,
DEMANDS, SUITS, OR ACTIONS. THE INDEMNIFICATION
OBLIGATIONS OF CONTRACTOR UNDER THIS SECTION SHALL
SURVIVE THE EXPIRATION OR EARLIER TERMINATION OF THIS
AGREEMENT.
18. Termination.
(A) The City Manager may terminate this Agreement for Contractor's failure
to perform the work specified in this Agreement or to keep any required
insurance policies in force during the entire term of this Agreement. The
Contract Administrator must give the Contractor written notice of the breach
and set out a reasonable opportunity to cure. If the Contractor has not
cured within the cure period, the City Manager may terminate this
Agreement immediately thereafter.
City of Corpus Christi Page 5 of S
Service Agreement Standard Form
Approved as to Legal Form 7/1/16
1
(B) Alternatively, the City Manager may terminate this Agreement for
convenience upon 30 days advance written notice to the Contractor. The
City Manager may also terminate this Agreement upon 24 hours written
notice to the Contractor for failure to pay or provide proof of payment of
taxes as set out in this Agreement.
19. Assignment. No assignment of this Agreement by the Contractor, or of any
right or interest contained herein, is effective unless the City Manager first
gives written consent to such assignment. The performance of this
Agreement by the Contractor is of the essence of this Agreement, and the
City Manager's right to withhold consent to such assignment is within the sole
discretion of the City Manager on any ground whatsoever.
20. Severability. Each provision of this Agreement is considered to be severable
and, if, for any reason, any provision or part of this Agreement is determined
to be invalid and contrary to applicable law, such invalidity shall not impair
the operation of nor affect those portions of this Agreement that are valid,
but this Agreement shall be construed and enforced in all respects as if the
invalid or unenforceable provision or part had been omitted.
21. Order of Precedence. In the event of any conflicts or inconsistencies
between this Agreement, its attachments, and exhibits, such conflicts and
inconsistencies will be resolved by reference to the documents in the
following order of priority:
A. this Agreement and its attachments
B. the bid solicitation document, including addenda (Exhibit 1)
C. the Contractor's bid response (Exhibit 2)
22. Certificate of Interested ParHes. Contractor agrees to comply with Texas
Government Code Section 2252.908, as it may be amended, and to
complete Form 1295 "Certificate of Interested Parties" as part of this
Agreement.
23. Governing Law. This Agreement is subject to all federal,State, and local laws,
rules, and regulations. The applicable law for any legal disputes arising out
of this Agreement is the law of the State of Texas, and such form and venue
for such disputes is the appropriate district, county, or justice court in and for
Nueces County, Texas.
24. Entire Agreement.This Agreement constitutes the entire agreement between
the parties concerning the subject matter of this Agreement and supersedes
City of Corpus Christi Page 6 of 8
Service Agreement Standard Form
Approved as to Legal Form 7/1/16
all prior negotiations, arrangements, agreements and understandings, either •
oral or written, between the parties.
(SIGNATURE PAGE FOLLOWS)
City of Corpus Christi Page 7 at S
Service Agreement Standard Form
Approved as fo Legal Form 7/1/16
CONTRACTOR ,
Signature: `
Printed Name: Peau
Title: 1MAst+14{,3.
1,Ut,.,
Date: 11 11 12o 1 2/51-7-
CITY
o1-7CITY OF CORPUS CHRISTI
Signature: t'
Printed Name: 1M P-1-01.r4-z
Title: Tra w.r.m.-*-
Date: t l3 117
REBECCA HUERTA
CITY SECRETARY
Attached and Incorporated by Reference:
Attachment A: Scope of Work
Attachment B: Bid/Pricing Schedule
Attachment C: Insurance/Bond Requirements
Attachment D: Warranty Requirements
"21° 01Bfln 1UKILL.i
Incorporated by Reference Only:
;Y tliCll..
Exhibit 1: RFB/RFP No. 1306
Exhibit 2: Contractor's Bid/Proposal Response
SECRETA
City of Corpus Christi Page 8 of 8
Service Agreemen'Standard Form
Approved as to Legal Form 7/1/16
Attachment A -Scope of Work
Financial Advisor Services
1.1. General Requirements
Tne Financial Advisor will assist the City in the management of its debt program
and the design and issuance, negotiation and writing of bonds, certificates, tax
notes, and other financial instruments as may be required. Financial Advisor
Services include, but are not limited to, quantitative analysis, evaluation and
presentation of financing options, provisions of timely credit market information,
preparafon of offering documents, advice and assistance with the issuance,
sale and delivery of debt instruments, as well as, attending meetings and the
provision of ongoing services after the successful delivery of a debt issuance,
1.2. Scope of Work
A. Structure
The Financial Advisor is expected to actively participate in, and lend expertise
to the financial structuring of the bond issue, in conjunction with City's Bond
Counsel and City staff.
B. Official Statements
The City, from time to time, will consider the utilization of various types of debt
---- ---- including, but not limited to,general obligation bonds, certificates of obligation,
lax notes, commercial paper, revenue bonds, conduit financings including, but
not limited to, housing, education, healthcare, economic development, and
other types of financings which will facilitate the most effective, efficient and
most cost effective method of financing projects. The Financial Advisor will be
required to perform professional Financial Advisory Services in connection with
the pre-sale strategic financial analyses, authorization, on-going quantitative
analysis, marketing, preparation of offering documents, issuance, sale and
delivery of debt instruments, as well as provide ongoing service after the
successful delivery of a debt issue. The Financial Advisor will be required to
provide professional services and perform theses duties as determined by the
City.
The preliminary and final official statements will be prepared by the City's
financial advisor and its bond counsel. The City will provide to the Financial
Advisor its customary disclosure information and will make every effort to
provide the financial advisor with all necessary additional information for the
specific financing. It is the duty of the financial advisor to thoroughly review and
determine the completeness and accuracy of any material representations set
forth in the preliminary and final official statements.The Financial Advisor will be
responsible to the City in all aspects for the accuracy and completeness of
information provided by such Financial Advisor with respect to such disclosure
documents. More specifically the Financial Advisor will be responsible for the
following:
1. All duties and services necessary or advisable to facilitate the issuance of
bonds and other obligations,
2. Determine the form, size, timing, and method of sale of the issue;
3. Assist in evaluating underwriting proposals and selecting underwriting
teams, including the development of a Request for Proposals;
4. Participate in document preparation and assist bond counsel in the
coordination of the issue;
5, Prepare information for rating agency presentations, schedule and assist in
the presentations, and act as liaison with the agencies, providing
information as needed;
6. Coordinate preparation of official statements for each issue, including
arranging for printing and mailing to prospective investors;
7. Advise the City concerning the need for credit enhancement and assist in
the procurement and negotiation of related agreements
8. Respond to questions or requests for additional information from
prospective investors
9. Coordinate bond sale bid openings or electronic bid verifications and
recommend acceptance or rejection of bids. Evaluate reception of the
bonds relative to the market and other comparable securities
10. Monitor and control fees and expenses incurred In connection with the
issuance of bonds, including soliciting bids for the printing of bond offering
documents, ratings, trustee and paying agent fees and related services
when necessary;
11. Assist in closing details and post-closing duties. Maintain debt service
records on all outstanding City of Corpus Christi obligations
12. Monitor and advise the City on refunding opportunities and other financial
products that would benefit the City;
13. Evaluate the performance of remarketing agents and credit facilities for
commercial paper programs and variable rate demand notes, including
rates, fees, and other costs;
14. Provide advice and assistance in complying with disclosure requirements;
15. Provide assistance in the development of alternative financing programs for
potential capital projects, including funding available from state and
federal programs;
16. Provide assistance in the development of voted bond programs, including
working with citizen committees;
17. Evaluate the city's financial policies related to effective administration of
the capital program;
18. Advise the City of current issues in the securities industry and financial
markets, including the Impact of pending legislation at the state and
federal levels;
19. Advice regarding the investment of bond proceeds li
20. Advise the City in all other matters necessary or incidental to the issuance
and administration of debt obligation.
21. The Financial Advisor will not be permitted to underwrite a portion of an issue
or program for the City during the term of an engagement as Financial
Advisor.
22. Each member of the underwriting syndicate is expected to play an active
role in the placement of the obligations.The Financial Advisor will provide a
report of the final allotments/placements executed by each member as
soon as practical after closing.
C. Other Financial Consultation
Occasionally the City may need to reach out to The Financial Advisor for other
financial advice needed by the City that is not related to the sale of bonds or
items outlined in the regular scope of work in the sections above. When this
occurs the City staff will identify the work as falling into this "Other Financial
Consultation" category and the Financial Advisor will be compensated as
outlined on the pricing sheets on a loaded hourly rate basis for this service.
Attachment B - Schedule of Pricing
i (91.17"----N\
CITY OF CORPUS CHRISTI
, , Pricing Form
v\
PURCHASING DIVISION
:_,...E
RFP No. 1306
Financial Advisor Services
DATE:
November 16,2017 PAGE 1 OF 1
Estrada Hlnolosa&Company.Inc.
PROPOSERORIZ1.' *NATURE •
1. Refer to 'Instructions to Proposers"and Contract Tr Terms and Conditions before completing
proposal,
2. Provide your best price for each Item.
3. In submitting this proposal,Proposer certifies that
a. the prices In this proposal have been arrived at Independently,without consultation,
communication,or agreement with any other Proposer or competitor, for the purpose
of restricting competition with regard to prices;
b. Proposer is an Equal Opportunity Employer;and the Disclosure of Interest information
on file with City's purchasing office, pursuant to the Code of Ordinances,is current
and true.
c. Proposer has incorporated any changes Issue through Addenda to the RFP in this
pricing,
ITEM DESCRIPTION Value of Value of Bond Price/Percentage
Bond
$0 $1,000,000 _ 1.750%*
_51,000,001 $5,000,0000,25096
$5,000,001 $10,000,000 0.125%
Issuance of bonds backed by $10,000,001 425,000,000 0,100%
1 the full faith and credit of the $25,000,001 $50,000,000 0.095%
City $50,000,001 $100,000,000 0.083%
$100,000,001,$,200,000,Q00 0.083%
$200,000,001 $300,000,000 0,083%
$300.000,001 Anything over 0.083%
i
2 Issuance of revenue bonds
• �x Cjk' t
4• F„from 110171t+
3 Issuance of refunding bondsikatiM`°r li `' `£, ,Q ;vaFee from Item 1 a 2,as apple**,+2$%
4 ^ Other FinancialLoaded Hourly Rate
Consultation ,' � at*.r",= '�5 +_ ',
r_ +c�. .r..r�aid;',W }h t.�r $300.00
i *Minimum of$3,750.00
II
Attachment C -Insurance Requirements
Insurance Requirements
I. CONTRACTOR'S LIABILITY INSURANCE
A. Contractor must not commence work under this contract until all
insurance required has been obtained and such insurance has been
approved by the City. Contractor must not allow any subcontractor,
to commence work until all similar insurance required of any
subcontractor has been obtained.
B. Contractor must furnish to the City's Risk Manager and Contract
Administrator one (1) copy of Certificates of Insurance with applicable
policy endorsements showing the following minimum coverage by an
insurance company(s) acceptable to the City's Risk Manager.The City
must be listed as an additional insured on the General liability and Auto
Liability policies by endorsement, and a waiver of subrogation
endorsement is required on GL, AL and WC if applicable.
Endorsements must be provided with Certificate of Insurance. Project
name and/or number must be listed in Description Box of Certificate of
Insurance.
TYPE OF INSURANCE MINIMUM INSURANCE
COVERAGE
30-day advance written Bodily Injury and
noHce of cancellation, non• Property Damage
renewal, material change or Per occurrence -
termination required on all aggregate
certificates and policies.
COMMERCIAL GENERAL LIABILITY $1,000,000 Per Occurrence
including: $2,000,000 Aggregate
1. Commercial Broad Form
2. Premises- Operations
3. Products/Completed
Operations
4. Contractual Liability
5. Independent Contractors
6. Personal Injury- Advertising
Injury
AUTO LIABILITY (including) $1,000,000 Combined
1. Owned Single Limit
2. Hired and Non-Owned
3. Rented/Leased
WORKERS'S COMPENSATION Statutory and
(All Slates Endorsement if complies with Part II of
Company is not domiciled in this Exhibit.
Texas)
Employers Liability500000
$ /$500,000/$50
0,000
PROFESSIONAL LIABILITY $1,000,000 Per Claim
(Errors and Omissions) (Defense costs not
included in face value
of the policy)
If claims made policy,
retro date must be
prior to inception of
agreement, have
extended reporting
period provisions and
identify any limitations
regarding who is
insured.
C. In the event of accidents of any kind related to this contract,
Contractor must furnish the Risk Manager with copies of dl reports of
any accidents within 10 days of the accident.
II. ADDITIONAL REQUIREMENTS
A. Applicable for paid employees, Contractor must obtain workers'
compensation coverage through a licensed insurance company.The
coverage must be written on a policy and endorsements approved
by the Texas Department of Insurance. The workers' compensation
coverage provided must be in statutory amounts according to the
Texas Department of Insurance, Division of Workers' Compensation.
An All States Endorsement shall be required if Contractor is not
domiciled in the State of Texas.
B. Contractor shall obtain and maintain in full force and effect for the
duration of this Contract, and any extension hereof, at Contractor's
sole expense, insurance coverage written on an occurrence basis by
companies authorized and admitted to do business in the State of
Texas and with an A.M. Best's rating of no less than A- VII.
C. Contractor shall be required to submit renewal certificates of
insurance throughout the term of this contract and any extensions
within 10 days of the policy expiration dates. All notices under this
Exhibit shall be given to City at the following address:
City of Corpus Christi
Attn: Risk Manager
P.O. Box 9277
Corpus Christi, TX 78469-9277
D. Contractor agrees that, with respect to the above required Insurance,
all Insurance policies are to contain or be endorsed to contain the
following required provisions:
• List the City and its officers, officials, employees, and volunteers, as
additional insureds by endorsement with regard to operations,
completed operations, and activities of or on behalf of the named
insured performed under contract with the City,with the exception
of the workers' compensation policy;
• Provide for an endorsement that the "other insurance clause shall
not apply to the City of Corpus Christi where the City is an
additional insured shown on the policy;
• Workers' compensation and employers'liability policies will provide
a waiver of subrogation in favor of the City; and
• Provide thirty (30) calendar days advance written notice directly
to City of any, cancellation, non-renewal, material change or
termination in coverage and not less than ten (10) calendar days
advance written notice for nonpayment of premium.
E. Within five (5) calendar days of a cancellation, non-renewal, material
change or termination of coverage, Contractor shall provide a
replacement Certificate of Insurance and applicable endorsements
to City. City shall have the option to suspend Contractor's
performance should there be a lapse in coverage at any time during
this contract. Failure to provide and to maintain the required
insurance shall constitute a material breach of this contract.
F. In addition to any other remedies the City may have upon
Contractor's failure to provide and maintain any insurance or policy
endorsements to the extent and within the time herein required, the
City shall have the right to order Contractor to stop work hereunder,
and/or withhold any payment(s) which become due to Contractor
hereunder until Contractor demonstrates compliance with the
requirements hereof.
G. Nothing herein contained shall be construed as limiting in anyway the
extent to which Contractor may be held responsible for payments of
damages to persons or property resulting from Contractor's or its
subcontractor's performance of the work covered under this
contract.
H. It is agreed that Contractor's insurance shall be deemed primary and
non-contributory with respect to any insurance or self insurance
carried by the City of Corpus Christi for liability arising out of operations
under this contract.
I. It is understood and agreed that the insurance required is in addition
to and separate from any other obligation contained in this contract.
2017 Insurance Requirements
Purchasing
Financial Advisor Services
05/15/2017 sw Risk Management
Attachment D -Warranty
(No warranties are required under this contract therefore Section 8. Warranty in the
contract is hereby null and void)
•
CERTIFICATE OF INTERESTED PARTIES FORM 1295
1 of
Complete Nos.1-4 and 61f there are interested parries. OFFICE USE ONLY
Complete Nos.1,2,3,5,and 6 If there era no interested paries. CERTIFICATION OF FILING
1 Name of business entity filing form,and the city,state and country of the business entity's place Certificate Number
of business. 2017-265772
Estrada Hinojosa&Co., Inc.
Dallas,TX United States Date Flied:
2 Name of governmental entity or state agency that Is a party to the contract for which the fort is 11/202017
being tiled,
City of Corpus Christi pate knowl Bea: �,
2,0nhlpL1-1
3 description of se
services,goods,or other property to be provided under the contract
SERVICE AGREEMENT NO.1306
Financial Advisory Services
q Nature of interest li
Name of Interested Party City,Stele,Country(place of business) (check applicable)
Controlling I Intermediary
Hinojosa,Noe Dallas,TX United States X
Estrada,Robert Dallas,TX United States X
Nolan,Thomas Dallas,TX United States X
Garza,Jorge Dallas,TX United States X
Gonzales,Donald Dallas,TX United States X
Williams,Ulysses Houston,TX United States X
5 Check only if there is NO interested Party. ❑
6 AFFIDAVIT
• I swear,or alarm,under penalty of penury,that the above disclosure Is true and correct.
dig ilk MOM 0 Yr
vr4I E20lea400
qtr230.201e �y�
Signature of.: ,reed agent of contracting business entity
AFFIX NOTARY STAMP/SEAL ABOVE
Sworn to rm,and subscribed before byte said t`o kA 0 5 f% a N ,this the (}n,�.pt ° day of AkVn'II,,
ff
20 /I ,to certify which,witness my hand end seal of office. q ` r , / l
$/el lq.n tJJL l • yy,yv 7& C • yl j2 /V6fat'y
Signature of officer ad nisteri p at Printed name of officer admini ter g oath Title of officer earl lstaring oath
Forms provided by Texas Ethics Commission www.ethics,state.d.us Version V1.0.3337