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DESIGN/BUILD AGREEMENT BETWEEN
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1852 OWNER AND DESIGN/BUILDER
This DESIGN/BUILD AGREEMENT (the "Agreement") is made and entered into by and between the CITY
OF CORPUS CHRISTI, a Texas home rule municipal corporation ("Owner"), acting through its duly authorized
City Manager or Designee and Progressive Commercial Aquatics, Inc. ("Design/Builder"), a [corporation]with
its principal place of business in Houston, Texas.
This Contract is for the design and construction of a project identified as: Splash Pads for City Parks
("Project").
NOW, THEREFORE, in consideration of the mutual promises, covenants and agreements stated herein, and
for other good and valuable consideration, the sufficiency of which is hereby acknowledged, Owner and
Design/Builder agree as follows:
ARTICLE 1
THE CONTRACT AND THE CONTRACT DOCUMENTS
(A) The Contract: The Contract between Design/Builder and Owner consists of this document and the
other Contract Documents described in Paragraph 1(B). The Contract shall be effective as of the date of the
Notice to Proceed.
(B) The Contract Documents: The Contract Documents consist of this Agreement, the Design Criteria
Package (Attachment A), the General Conditions and Supplementary Conditions (Attachment B and C),
the Federal Requirements for CDBG project (Attachment D), the Design/Builder's Proposal (Exhibit 2), all
Design Documents and Specifications hereafter prepared by Design/Builder and approved by Owner in
accordance with this Contract (Exhibit 3). The General and Supplementary Conditions and Federal
Requirements are deemed to be a part of the Contract Documents and shall be included as general provisions
for use with Design Documents prepared by Design/Builder, Change Orders and Field Orders issued
hereafter, along with any other written amendments executed by Owner and Design/Builder.
(C) Provision Of All Things Required: Anything that may be required, implied or inferred by the Contract
Documents which make up this Contract, or any one or more of them, shall be provided by Design/Builder
for the Contract Price.
(D) Privity Only With Design/Builder: Nothing contained in this Contract shall create, nor be interpreted
to create, privity or any other relationship whatsoever between Owner and any person except Design/Builder.
(E) Agreed Interpretation Of Contract Terms: When a word, term, or phrase is used in this Contract, it
shall be interpreted or construed first, as defined herein; second, if not defined, according to its
generally accepted meaning in the construction industry; and third, if there is no generally accepted
meaning in the construction industry, according to its common and customary usage. Headings are used
herein solely for convenience.
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(F) Use Of Singular And Plural: Words or terms used as nouns in the Contract shall be inclusive of their
singular and plural forms, unless the context of their usage clearly requires a contrary meaning.
(G) Definition Of Material Breaches Not Exhaustive: The specification herein of any act, failure, refusal,
omission, event, occurrence or condition as constituting a material breach of the Contract shall not imply that
any other, nonspecified act, failure, refusal, omission, event, occurrence or condition shall be deemed not to
constitute a material breach of the Contract.
(H) Order Of Precedence: In the event of any conflict, discrepancy, or inconsistency among any of the
Contract Documents which make up this Contract, the following shall control:
(1) Design Build Contract including Design Criteria Package, General Conditions,
Supplementary Conditions and Federal Regulations
(2) Design and Construction Documents
(3) Design Build Statement of Qualifications and Pricing Proposal
(4) Request for Qualifications
(I) Administration: This Contract shall be administered on behalf of Owner by the Director of Engineering
Services, or designee, Owner's Authorized Representative, (hereinafter called the "OAR"), and on behalf of
the Design/Builder by its duly authorized representatives. The Owner's Authorized Representative for this
Project is:
Isaac Perez Brett Van Hazel
Project Manager Assistant Director of Construction
1201 Leopard Street, 3rd Floor 4917 Holly Road#5
Corpus Christi, TX 78401 Corpus Christi, TX 78413
361-826-3564 361-826-3273
IsaacP a(�cctexas.com BrettVH@cctexas.com
ARTICLE 2
DESIGN/BUILDER'S REPRESENTATIONS
(A) Specific Representations: In order to induce Owner to execute this Agreement and recognizing that
Owner is relying thereon, Design/Builder, by executing this Agreement, and without superseding, limiting, or
restricting any other representation or warranty set forth elsewhere in the Contract Documents, or implied by
operation of law, makes the following express representations to Owner:
(1) Design/Builder is professionally and fully qualified to act as the design professional and the
general contractor for the Project;
(2) Design/Builder will maintain all necessary licenses, permits or other authorizations necessary to
act as Design/Builder for the Project until Design/Builder's duties under the Contract have been
fully satisfied;
(3) Design/Builder has the expertise, experience, and knowledge as well as the necessary plant,
personnel and financial capability to perform the Design Services and the Work in accordance
with the terms of the Contract;
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(4) Prior to the execution of this Agreement, Design/Builder has visited and inspected the Project site
and the local conditions under which the Project is to be designed, constructed and operated, and
Design/Builder has performed such tests, if any, as are necessary to determine the conditions
under which the Work will be performed, and Design/Builder accepts the conditions of the Work
site and has taken those conditions into account in entering into the Contract;
(5) Design/Builder assumes full responsibility to Owner for the improper acts and omissions of its
Subcontractors or others employed or retained by Design/Builder in connection with the Project.
ARTICLE 3
REGULATORY GUIDELINES, REQUIREMENTS AND STANDARDS
(A) Generally: Design/Builder shall perform all Design Services described in, contemplated by, inferable
from, or necessary or desirable to achieve the objectives stated in the Design Criteria Package and the
Contract, including all Design Services necessary for the Project to be properly constructed by Design/Builder
and used, operated and maintained by Owner in accordance with all applicable guidelines, requirements and
standards. "Design Services" means any and all architectural, engineering and design services required to
be performed by Design/Builder pursuant to the Contract and all labor, materials, supervision, equipment,
computers, documents, and all other things necessary for the performance of such services. "Design Criteria
Package" means the document prepared by Owner that specifies the general scope of the Design Services
to be performed by Design/Builder under the Contract. A copy of the Design Criteria Package is attached
hereto as Attachment A and is incorporated into this Contract by reference. The Work shall be performed
within the time provided by the Contract Schedule.
(B) Owner's Review Of Design Services: Design/Builder shall submit all documents produced as part of
the Design Services to the OAR for review in accordance with the terms of the Contract. However, any review
by the OAR shall not relieve Design/Builder of or otherwise diminish its obligations under the Contract. The
OAR may direct Design/Builder to make changes to any design document in order to conform the documents
to Owner's objectives. Any changes by Design/Builder ordered by the OAR shall not relieve Design/Builder
of its obligations under the Contract unless, and only to the extent that, Design/Builder notifies Owner in
writing, within five days after receipt of Owner's directive to make changes, concerning any adverse impact
on schedules, budgets, operational costs, operational performance, satisfaction of regulatory requirements,
or other adverse impact that may result from the directed changes. Failure of Design/Builder to submit its
notice within the five day period constitutes a waiver by Design/Builder of any claim for an adjustment to the
Schedule or the Contract Time or Price.
(C) Preparation Of Site Information: Design/Builder shall prepare, as necessary, surveys and topographic
information including aerial photographs needed to establish line and grade of stormwater inlets, location of
property lines and easements. Stormwater easements, both construction and permanent, shall be referenced
to property lines by field surveys, and plans shall include the location of any improvement as it relates to
property lines. Owner expressly does not warrant any information provided by it in connection with
preparation of the above-mentioned information; Design/Builder, however, may reasonably rely on
information provided by Owner to the extent the information has been prepared by Owner or an independent
consultant hired by Owner to prepare the information specifically for this Project, without absolving
Design/Builder from its responsibility to independently verify or investigate information that a reasonable,
prudent professional architect or engineer should or would inquire about.
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(D) Quality Of Design Services: Design/Builder shall be responsible for the professional quality,
completeness, accuracy, and coordination of Design Documents. Design/Builder shall provide Design
Services that will result in an operationally cost-efficient and economical facility in accordance with the
standard of care specified in the General Conditions. Design/Builder shall provide for all quality control
reviews required by sound professional architectural and engineering practices and by governmental
authorities having jurisdiction over the Project.
(E) Compliance With Laws and Requlatory Requirements: In providing Design Services, Design/Builder
shall comply with the lawful requirements of federal, state and local authorities having lawful jurisdiction over
the Project. Design/Builder shall design the Project to meet applicable requirements of building control laws
and regulations in relation to the design, construction, occupation and operation of the Project, including
without limitation, environmental standards, fire and safety regulations, Americans with Disabilities Act(ADA)
regulations, and requirements and compliance with other applicable standards and codes.
(F) Duty To Correct Errors: Design/Builder shall, without additional compensation, immediately correct
any errors, omissions or deficiencies in its Design Services and Design Documents.
(G) Schedule Of Design/Build Services: Design/Builder shall, within ten calendar days after Notice to
Proceed with the Agreement, submit for Owner's approval the Schedule for the performance of
Design/Builder's Services for Design and Construction phases, which shall include allowance for reasonable
time required for the OAR's review of submissions and for approvals of authorities having jurisdiction over
the Project. This Schedule shall, upon approval by the OAR, be considered incorporated and made a part of
this Contract. The Schedule, when approved by the OAR, shall not, except for good cause, be exceeded by
Design/Builder. Should Design/Builder at any time during the course of performing the Contract, have reason
to believe that it will be unable to meet any completion date in accordance with the Schedule, it shall
immediately notify the OAR in writing. Design/Builder shall state the reason for the delay in the notice,
including the party responsible, if any, and the steps being taken to remedy or minimize the impact of the
delay. Failure of Design/Builder to submit such notice shall constitute a waiver by Design/Builder of any claim
for an adiustment to the Contract Price, the Schedule, or the Contract Time. All extension of time shall be
governed by the General Conditions. Subject to the provisions of Paragraph 13(G) of this Agreement, Owner
shall review, where appropriate, the Schedule, or any portion thereof.
ARTICLE 4
PRELIMINARY CONSULTATION AND PROJECT ANALYSIS
(A) Determining The Project Objectives: Prior to the preparation of the Preliminary Design as required
by Article 5 below, Design/Builder shall first consult in detail with Owner, and shall carefully analyze any
information furnished by Owner concerning requirements of the Project, including but not limited to, any
design, construction, scheduling, budgetary or operational requirements, limitations, and objectives, as well
as the Design Criteria Package.
(B) Report on Project Requirements and Objectives: Based on its study and analysis, and no later than
ten days after Notice to Proceed with Agreement, Design/Builder shall prepare and submit to Owner a written
report detailing Design/Builder's understanding and analysis of the Project requirements and identifying any
design, construction, scheduling, budgetary, operational or other problems that may result from said
requirements. The written report of Design/Builder shall also include proposed solutions, including design
alternatives if appropriate, addressing each of the identified problems. Design/Builder shall review such
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report with Owner and shall implement such changes as Owner may require as provided in Paragraph 3(B)
of this Agreement.
(C) Scheduling: Based upon the Design/Builder recommendation that the Project Schedule should be
"fast tracked,"Owner agrees to review the proposed plan of action promptly.
ARTICLE 5
PRELIMINARY DESIGN
(A) Time For Preliminary Design: Not later than the date called for in the Design/Builder's Schedule,
Design/Builder shall prepare and submit to the OAR a Preliminary Design for the Project.
(B) Contents Of Preliminary Design: The Preliminary Design shall address all requirements of the Project
and shall include, without limitation, the following:
(1) preliminary drawings that illustrate each of the basic components of the Project including the size,
scale, location, dimensions and character of each structure;
(2) preliminary drawings that illustrate a site plan for each functional area of the Project and
dimensions thereof;
(3) preliminary drawings and specifications illustrating and describing the architectural, electrical,
mechanical, structural and manufacturing systems of the Project;
(4) a written description of the materials and equipment to be incorporated into the Project and the
location of same; and
(5) any other documents or things required to illustrate, describe or depict the Preliminary Design
and the conformity of same with the requirements of the Design Criteria Package and this
Contract.
(C) To Be Reviewed With Owner: Design/Builder shall review the Preliminary Design with the OAR and
shall incorporate any changes ordered by the OAR in regard to the Preliminary Design or the requirements
of the Project.
(D) Authorization To Proceed With Detailed Design: After review of the Preliminary Design and
incorporation of any changes ordered by the OAR, the Design/Builder shall commence preparing the Detailed
Design.
ARTICLE 6
DETAILED DESIGN
(A) Time For Preparation: Not later than the date called for in the Design/Builder's Schedule,
Design/Builder shall prepare and submit to the OAR the complete Detailed Design.
(B) The Detailed Design: The Detailed Design shall include all Design Documents which shall describe
with specificity all elements, details, components, materials, and other information necessary for the complete
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construction of the Project and the rendering of the Project fully operational for its intended purposes,
including satisfaction of all testing, permitting, qualifications, certifications, validations, and obtaining
regulatory approvals by all applicable regulatory authorities required to complete the Project and all its
components operational and functionally and legally usable for their intended purpose. Subject to the
provisions of Paragraph 13(G) of this Agreement, Owner shall review, where appropriate, the Design
Documents, or any portion thereof.
(C) Design Documents: Design Documents means all the design documents provided by Design/Builder
pursuant to the Contract including, without limitation, those for use in constructing the Project, performing the
Work, and the rendering of the Project fully operational, and shall include, without limitation, detailed plans,
drawings, specifications, manuals, and related materials prepared by or on behalf of Design/Builder.
(D) Guaranteed Maximum Price Includes Detailed Design: The Guaranteed Maximum Price, as set forth
in Article 10 below, shall include the cost of constructing the Project Work in strict accordance with the
requirements of the Detailed Design.
ARTICLE 7
CONSTRUCTION SERVICES
(A) General Intent: Design/Builder shall perform all Work necessary to construct the Project in
accordance with the Contract, and to render the Project and all its components operational and functionally
and legally usable for their intended purpose.
(B) Work Defined: The term "Work" shall mean whatever is done by or required of Design/Builder to
perform and complete its duties relating to the construction of the Project under the Contract, including,
without limitation, the following:
(1) construction of the whole and all parts of the Project in full and strict conformity with the Contract;
(2) the provision and furnishing, and prompt payment therefor, of all labor, supervision, services,
materials, supplies, equipment, fixtures, appliances, facilities, tools, transportation, storage,
power, fuel, heat, light, cooling, other utilities and things required for the construction of the
Project;
(3) the procurement and furnishing of all necessary building and other permits required for the
construction of the Project;
(4) the creation and submission to Owner of detailed as-built drawings depicting all as-built
construction;
(5) the furnishing of any required surety bonds and insurance as required by the Contract;
(6) the furnishing of all equipment and product warranties, manuals, test results and user guides
required by the Contract or otherwise reasonably available to Design/Builder; and
(7) the furnishing of all other services and things required or reasonably inferable from the
Contract Documents, including the provisions of Article 9 below.
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ARTICLE 8
PERIOD OF PERFORMANCE: THE CONTRACT TIME
(A) Time For Completion: Design/Builder shall commence the Work once the plans and specifications
are permitted, and the Work shall be carried out regularly and without interruption. Design/Builder shall
substantially complete the Work not later than May 22, 2020, or such other date as may by Change Order
be designated (the "Scheduled Completion Date"). The number of calendar days between the effective date
of the Contract and the Scheduled Completion Date is the "Period of Performance." Design/Builder shall
achieve Final Completion of the Work no later than thirty (30) calendar days after achieving Substantial
Completion.
(B) Liquidated Damages For Delay In Substantial Completion: Design/Builder shall pay Owner the sum
of Dollars $450.00 per day for each and every calendar day of unexcused delay in achieving Substantial
Completion beyond the Scheduled Completion Date. Any sums due and payable hereunder by
Design/Builder shall be payable, not as a penalty, but as liquidated damages representing an estimate of
delay damages likely to be sustained by Owner, estimated at the time of executing this Agreement. Such
liquidated damages shall apply regardless of whether Design/Builder has been terminated by Owner prior to
Substantial Completion so long as Design/Builder's actions or inactions contributed to the delay. Such
liquidated damages shall be in addition to and not in preclusion of the recovery of actual damages resulting
from other defects in Design/Builder's performance hereunder for matters other than delays in Substantial
Completion. When Owner reasonably believes that Substantial Completion will be inexcusably delayed,
Owner shall be entitled, but not required, to withhold from any amounts otherwise due to Design/Builder an
amount then believed by Owner to be adequate to recover liquidated damages applicable to such delays. If
and when Design/Builder overcomes the delay in achieving Substantial Completion, or any part thereof, for
which Owner has withheld payment, Owner shall promptly release to Design/Builder those funds withheld,
but no longer applicable as liquidated damages.
(C) Liquidated Damages For Delay In Final Completion: If Design/Builder fails to achieve Final
Completion within thirty (30) calendar days after the date of Substantial Completion, Design/Builder shall pay
Owner the sum of Dollars $450.00 per day for each and every calendar day of unexcused delay in achieving
Final Completion beyond the date set forth herein for Final Completion of the Work. Any sums due and
payable hereunder by Design/Builder shall be payable, not as a penalty, but as liquidated damages
representing an estimate of delay damages likely to be sustained by Owner, estimated at the time of
executing this Agreement. Liquidated damages shall apply regardless of whether Design/Builder has been
terminated by Owner prior to Final Completion so long as Design/Builder's actions or inactions contributed
to the delay. Such liquidated damages shall be in addition to and not in preclusion of the recovery of actual
damages resulting from other defects in Design/Builder's performance hereunder for matters other than
delays in Final Completion. When Owner reasonably believes that Final Completion will be inexcusably
delayed, Owner shall be entitled, but not required, to withhold from any amounts otherwise due to
Design/Builder an amount then believed by Owner to be adequate to recover liquidated damages applicable
to such delays. If and when Design/Builder overcomes the delay in achieving Final Completion. or any part
thereof, for which Owner has withheld payment. Owner shall promptly release to Design/Builder those funds
withheld, but no longer applicable as liquidated damages.
(D) Time Is Of The Essence: All limitations of time set forth in this Agreement are material and time is of
the essence of the Contract.
ARTICLE 9
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ADDITIONAL DUTIES AND RESPONSIBILITIES OF DESIGN/BUILDER
(A) Design/Builder To Perform All Work Required By The Contract: The intent of the Contract is to require
complete, correct and timely execution of the design and the Work. Any and all Work that may be required,
reasonably implied, or reasonably inferred by the Contract, or any part of it, as necessary to produce the
intended result shall be provided by Design/Builder for the Guaranteed Maximum Price as provided in Article
10 of this Agreement.
(B) Strict Compliance With The Contract Documents: All Work performed by Design/Builder shall be in
strict compliance with the Contract. "Substantial compliance" is not strict compliance. Any Work not in strict
compliance with the Contract is defective.
(C) Supervision Of The Construction Work: The Work shall be strictly supervised and directed using
Design/Builder's best and highest skill and effort. Design/Builder shall bear full responsibility for any and all
acts or omissions of those engaged in the Work on behalf of Design/Builder.
(D) Warranty Of Construction Workmanship And Materials: Design/Builder warrants and guarantees to
Owner that all labor furnished to perform the Work under the Contract will be competent to perform the tasks
undertaken and in the best quality obtainable, that the product of such labor will yield only results in strict
compliance with the Contract, that materials and equipment furnished will be of high quality and new unless
otherwise permitted by the Contract, and that the Work will be of high quality, free from faults and defects
and in strict conformance with the Contract. Any and all Work not strictly conforming to these requirements
shall be considered defective and shall constitute a breach of Design/Builder's warranty.
(E) Commencement Of Guarantee And Warranty: Special or specific guarantees and warranties which
are required by the Contract to run for a fixed period of time shall commence running on the date of
Substantial Completion of all Work.
(F) Record Copy Of Contract Documents: Design/Builder shall continuously maintain at the site Contract
Documents in compliance with Paragraph 20.08 of the General Conditions.
(G) Review And Approval Of Submittals: Design/Builder shall review, study, and approve, or take other
necessary action upon all Shop Drawings, Product Data, Samples and other Submittals to ensure that the
Project will be constructed in a timely fashion in strict compliance with the Contract. No deviation from,
substitution for, or other modification from the Contract Documents shall be allowed by Design/Builder in a
shop drawing or submittal without written approval, in the form of a Change Order, from Owner.
Design/Builder shall engage in prompt and adequate review of Shop Drawing and other Submittals to
maintain the Construction Schedule; Design/Builder also warrants it will use its best independent professional
judgment in its review to determine compliance with the Contract Documents.
(H) Owner's Option To Review Submittals: Owner shall also, in its discretion, have the right to review
Submittals, and if Owner so elects, Design/Builder shall not perform any portion of the Work as to which
Owner has required submittal and review until such Submittal has been reviewed by the OAR. Review by
the OAR, however, shall not be evidence that Work installed pursuant to the OAR's review conforms to the
requirements of the Contract nor shall such reviews relieve Design/Builder of any of its responsibilities or
warranties under the Contract. If Owner elects to review Submittals, Design/Builder shall maintain a
Submittal log which shall include, at a minimum, the date of each Submittal, the date of any resubmittal, the
date of any review, and a list of concerns. Design/Builder shall have the duty to carefully review, inspect and
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examine any and all Submittals before submission of same to Owner. Shop Drawings and other Submittals
from Design/Builder do not constitute a part of the Contract.
(I) Procurement And Review Of Warranties: Design/Builder shall procure from all Subcontractors and
Suppliers and shall transmit to the OAR, all warranties required by the Contract. Design/Builder shall review
all such warranties and shall certify to Owner that the warranties are in strict compliance with the requirements
of the Contract.
(J) Procurement Of Operations and Maintenance Documentation: Design/Builder shall prepare or
procure and shall transmit to the OAR all documentation required by the Contract regarding the operation
and recommended maintenance programs relating to the various elements of the Work.
(K) As-Built Drawings: Design/Builder shall prepare and provide to the OAR a complete set of all as-built
drawings which shall be complete and, except as specifically noted, shall reflect performance of the Work in
strict compliance with the requirements of the Contract.
(L) Compliance With Labor Laws: Design/Builder shall assume all labor responsibility for all personnel
assigned to or contracted for the performance of the Work and agrees to strictly comply with all its obligations
as employer with respect to said personnel under all applicable labor laws.
(M) Testing, Inspections, And Approvals: Design/Builder shall be responsible for procuring all tests and
inspections required by sound professional practices and by governmental authorities having jurisdiction over
the Project. Design/Builder shall submit certified results of such tests to Owner. If the laws, ordinances, rules,
regulations or orders of any public authority having jurisdiction require any Work to be specifically inspected,
tested, or approved, Design/Builder shall assume full responsibility therefore, pay all costs in connection
therewith and furnish to Owner the required certificates of inspection, testing or approval.
(N) Owner's Regulations And Applicable Laws: Design/Builder shall, during the course of the Work, comply
with any regulations or guidelines prescribed by Owner. Design/Builder warrants that it will comply with all
public laws, ordinances, rules and regulations applicable to the services to be performed under the Contract,
including without limitation, those relating to the terms and conditions of the employment of any person by
Design/Builder in connection with the Work to be performed under the Contract.
(0) Compliance With Regulations: Design/Builder shall perform the Work in accordance with all codes,
laws, ordinances or regulations applicable to the design and execution of the Work. Any fine or penalty which
may be imposed as consequence of any violation of this provision shall be paid by Design/Builder, and
Design/Builder shall fully indemnify and hold Owner harmless from all loss, damage, and expense,
including attorney's fees, resulting from any such violation or alleged violation of codes, laws,
ordinances, or regulations, regardless of a concurrent contribution by Owner, through negligence
or other wrongful act, to such loss, damage, or expense, except that such indemnity shall not apply
if the violation is solely and directly caused by a negligent or willful act or omission of Owner, its
officers, agents, or employees.
(P) Permits, Licenses And Notices: All construction and building permits, licenses and authorizations
necessary for the construction of the Project shall be secured and paid for by Design/Builder. Design/Builder
shall notify the OAR when it has received said permits, licenses, and authorizations, and upon receipt shall
supply the OAR with copies of same. The originals of permits, licenses and authorizations shall be delivered
to the OAR upon completion of the Work, and receipt of these documents by Owner shall be a condition
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precedent to final payment. Design/Builder shall also give and maintain any and all notices required by
applicable laws pertaining to the construction of the Work.
(Q) Site Safety, Access and Cleaning: Design/Builder shall continuously maintain the Site in strict
compliance with Article 19 of the General Conditions.
(R) Repair Of Collateral Damage: Unless otherwise instructed by Owner, Design/Builder shall repair and
return to original condition all buildings, streets, curbs, sidewalks, utilities or other facilities affected by
Design/Builder's performance of the Work.
(S) Design/Builder To Remain An Independent Contractor: In performing under the Contract, the
relationship between Owner and Design/Builder is that of independent contractor, and the execution of this
Agreement does not change the independent status of Design/Builder. Design/Builder shall exercise
independent judgment in performing its duties under this Contract and is solely responsible for scheduling or
prioritizing the Contract work flow and determining how all Contract work is to be performed. No term or
provision of the Contract or act of Design/Builder in the performance of the Contract shall be construed as
making Design/Builder the agent, servant or employee of Owner.
ARTICLE 10
CONTRACT PRICE
(A) Project Guaranteed Maximum Price: Owner shall pay, and Design/Builder shall accept, as full and
complete payment for the Project, a Guaranteed Maximum Price ("GMP") not to exceed $1,650,000.00,
payable on the basis of monthly billings as Services are completed and accepted by the OAR. The GMP
guarantees to Owner the price for which the design and construction phase services will be completed within
the Schedule and the Project Budget.
(B) Owner agrees to perform its responsibilities so as to assist Design/Builder to facilitate the completion
of the Project and represents to Design/Builder that there will be sufficient funds available to pay
Design/Builder up to the GMP, as adjusted by any Change Order. The GMP, unless changed by Amendment
or Change Order, represents the absolute limit of obligation or liability that Owner may ever have insofar as
the cost for full and final completion of the Proiect, and the total of all payments to Design/Builder or its
Subcontractors, are concerned. Should additional amounts be required to be expended, over and above the
GMP, to achieve completion of the Work, including Project construction, and payment to Design/Builder, in
accordance with the Contract, liability for and payment of such additional amounts shall be the sole
responsibility of Design/Builder and its Contract Surety herein, and Owner shall never be liable for same.
Owner's limitation of obligation or liability set out in this Paragraph shall be incontrovertible and
unequivocal; any term or provision of this Agreement, the Exhibits, attachments, or provisions incorporated
by reference in or to this Agreement, or of any Subcontract executed in furtherance of the anticipated Work
under the Contract shall not be construed or deemed to alter or waive this absolute condition. Likewise,
Design/Builder's absolute responsibility for the completion of the Project in accordance with the Contract
Documents, including the Plans and Specifications, and within the agreed cost constraints, as well as
Design/Builder's agreement to bear all costs in excess of the GMP without recourse to Owner, if such excess
costs are necessary for the completion of the Work, shall be incontrovertible and undisputable, and shall take
precedence over all other terms and provisions of this Agreement and the Exhibits hereto, no part of which
shall be deemed to alter, diminish or waive such obligations.
(C) Management of Construction Work: In addition to the Work Design/Builder will perform, it will also
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provide all the usual and necessary traditional construction management services incident to construction
projects of the nature and scope of this Project. The services required are not intended in any manner to
diminish the overall responsibility of Design/Builder for the full and final completion of the Work within the
time and cost constraints specified in the Contract.
(D) Cost Of Work: Owner agrees to pay Design/Builder for the Cost of the Work as defined in the General
Conditions, subject to submission by Design/Builder of all backup substantiation as may be reasonably
required by the OAR. However, in no event shall the sum of payments for the Cost of the Work and any other
Design/Builder compensation exceed the GMP, as adjusted by Change Order. This includes costs
necessarily incurred in the performance of the Work during the Construction Phase, and paid or payable by
the Design/Builder, as set forth in more detail in Article 15 of the General Conditions.
(E) Owner may, at its option, offset any amounts due and payable under the Contract against any debt
(including taxes) lawfully due to Owner from Design/Builder, regardless of whether the amount due arises
pursuant to the terms of the Contract or otherwise and regardless of whether or not the debt due to Owner
has been reduced to judgment by a court.
ARTICLE 11
PAYMENT OF THE CONTRACT PRICE
(A) Payment Procedure: Design/Builder shall submit an Application for Payment to the OAR in
accordance with Article 17 of the General Conditions. Applications for Payment will be processed by the
OAR as provided in the General Conditions.
(B) Time For Payment: Within 30 days after receipt by Owner of a properly prepared and certified request
for payment, Owner shall make payment to Design/Builder in an amount equal to the total of the Cost of the
Work and Services properly performed or furnished as of the date covered by such request for payment in
accordance with the Schedule of Values established as provided in the General Conditions, less retainage
in the amount of 5%, and less any payments previously made by Owner to Design/Builder.
(C) Right To Audit: Owner shall be entitled to rely upon the accuracy and completeness of the information
furnished by Design/Builder in connection with its request for payment. Owner shall have the right, however,
upon demand, to make a detailed examination, audit or inspection of Design/Builder's books and records for
the purpose of verifying the accuracy and completeness of such information. In the event Owner determines
that Design/Builder has been paid any sums not due Design/Builder, same shall be reimbursed by
Design/Builder to Owner within 48 hours of demand by Owner.
(D) Condition Precedent To Final Payment: Notwithstanding any other provision in the Contract
Documents, final payment shall not be made to Design/Builder until Design/Builder has fully performed all of
its obligations under the Contract and the Design Services and the Work are fully complete.
(E) Prompt Payment: Owner is not obligated to pay interest on overdue payments except as required by
Texas Government Code Chapter 2251. Invoices must comply with Article 17 of the General Conditions.
11 Rev 11/2019
ARTICLE 12
SUBSTANTIAL AND FINAL COMPLETION
(A) Substantial Completion: A condition precedent to Substantial Completion is the receipt by Owner of
all necessary certificates of occupancy of other authorizations for the use and occupancy of the Project
required by any governmental or regulatory authority.
(B) Determination of Substantial Completion: When Design/Builder believes that the Work is
substantially complete, Design/Builder shall notify the OAR in writing and shall submit to Owner a list of minor
items remaining to be completed or corrected. The OAR, or an independent consultant hired by Owner, will
perform an inspection. If the Work is substantially complete, in the sole opinion of Owner, Owner will prepare
a Certificate of Substantial Completion, which shall establish the date of Substantial Completion.
(C) Final Completion: Final Completion means the completion of all Design Services and all Work
required by, and in strict compliance with, the Contract, including Design/Builder's provision to Owner of all
documents and things required to be provided by the Contract.
(D) Determination of Final Completion: When Design/Builder believes that all of the Work is finally
complete, and Design/Builder is ready for a final inspection, Design/Builder shall notify the OAR in writing.
The OAR, or an independent consultant hired by Owner, will make a final inspection of the Work. If the Work
is complete in strict accordance with the Contract, and the Contract has been fully performed, then Owner
will instruct Design/Builder to submit a Request for Final Payment pursuant to Articles 17 and 29 of the
General Conditions.
ARTICLE 13
OWNER'S DUTIES, OBLIGATIONS, AND RESPONSIBILITIES
Owner's duties, obligations and responsibilities are set forth in the General Conditions.
ARTICLE 14
PROJECT DOCUMENTATION
(A) Maintenance Of Project-Related Records: Design/Builder shall maintain and protect all records
relating in any manner whatsoever to the Project (the "Project Records") for no less than four years after
Final Completion of the Project, and for any longer period of time as may be required by law or good
management practice.
(B) Availability Of Project-Related Records To Owner: All Project Records which are in the possession
of Design/Builder or Design/Builder's Subcontractors shall be made available to Owner for inspection and
copying upon Owner's request at any time. Additionally, such records shall be made available upon request
by Owner to any state, federal or other regulatory authorities, and any such authority may review, inspect
and copy such records. The Project Records include, without limitation, all drawings, plans, specifications,
submittals, correspondence, logs, minutes, memoranda, photographs, tape or videotape recordings, or other
writings or things which document the Project, its design, or its construction. Said records include those
documents reflecting the cost of design and construction to Design/Builder.
12 Rev 11/2019
ARTICLE 15
CHANGES AND EXTENSIONS OF TIME
(A) Owner's Right To Order Changes: Changes in the Work under the Contract, consisting of additions,
deletions, revisions or any combination thereof, may be ordered unilaterally by Owner without invalidating
the Contract. Such changes shall be communicated by Change Order, Field Order or supplemental
agreement, as applicable. Design/Builder shall proceed diligently with any changes, and same shall be
accomplished in strict accordance with the terms and conditions as set forth in the General Conditions.
(B) Changes and Extensions of Time: All change orders, changes requested by Design/Builder, or
extensions of Contract Time occurring during construction of the Project related to actual Work shall be
governed by the General Conditions. All changes to the scope of Design Services or extensions of the
agreed upon Design Schedule during the design process shall be made by mutual agreement of Owner and
Design/Builder, and claims for an increase in design compensation due to a change in the scope of Design
Services or for an extension of time to the Design Schedule shall be made in writing within seven days after
occurrence of the event that gives rise to the claim. All requests for additional compensation due to a change
in the scope of Design Serves and all requests for an extension of time to the Design Schedule shall include
sufficient backup documentation for Owner to reasonably understand the request and the amount of time or
compensation requested and to determine the merits of the request.
(C) Adjustments To Guaranteed Maximum Price Or Contract Time: Upon the occurrence of a change
order for Work which increases the Cost of the Work, the Guaranteed Maximum Price will thereafter include
such Cost of the Work and Services attributable to such change to the extent allowed by Paragraph 10(B).
The failure of Design/Builder to provide timely notice in writing to Owner in accordance with Paragraph 15(B)
of any request for an increase in the Guaranteed Maximum Price or for an extension of the Contract Time
shall constitute a waiver by Design/Builder of any entitlement thereto.
(D) Continuing Duty To Perform Construction Work And Make Payment; In the event the parties are
unable to agree on the terms of a Change Order, then Design/Builder shall continue to diligently perform the
Work, including any change directed by Owner by Change Order, and shall keep thorough time and material
records of the cost of performance of such Change Order or Supplemental Agreement.
ARTICLE 16
CLAIMS BY DESIGN/BUILDER
(A) Terms And Conditions Of Claims: Claims by Design/Builder against Owner are subject to the terms
and conditions of this Article 16, and strict compliance herewith shall be a condition precedent to any liability
of Owner therefor.
(B) Claim Procedures: All claims for additional compensation or additional time, regardless of their nature,
when they occur, or whether they occur during the design or construction phase, shall be governed by the
procedures of the General Conditions.
(C) Continuous Duty To Provide Documentation: Design/Builder shall provide, and continue to provide,
to Owner all such documentation, including cost and time records, as and when Owner may request so that
Owner may evaluate Design/Builder's claim.
(D) Duty To Continue Performance: Design/Builder shall continue its performance under the Contract
13 Rev 11/2019
regardless of the existence of any claims submitted by Design/Builder against Owner.
(E) Claims For Increase In Compensation: In the event Design/Builder seeks to make a claim for an
increase in the GMP, as a condition precedent to any liability of Owner for any claim, Design/Builder shall
strictly comply with the requirements of Paragraph 16(B) above and such notice shall be given by
Design/Builder before proceeding to execute any alleged additional or changed Work. Failure of the
condition precedent to occur shall constitute a waiver by Design/Builder of any claim.
(F) Limit Of Owner's Liability For Increased Compensation: In connection with any claim by
Design/Builder against Owner for compensation in excess of the GMP, any liability of Owner shall be strictly
limited to the Cost of the Work and Design Services as defined and allowed in Article 10 above and shall in
no event include, indirect, consequential, impact or other costs, expenses or damages of Design/Builder or
its Subcontractors. Owner shall not be liable to Design/Builder for claims of third parties, including
Subcontractors, for acts, omissions, events, or conditions for which Owner would not be liable to
Design/Builder under the terms of the Contract. As a condition precedent to Owner's liability to Design/Builder
for any loss or damage resulting from claims of third parties, including Subcontractors, such third parties must
have complied with all conditions contained in their agreements with Design/Builder and such claims must
have been submitted to Owner by Design/Builder in strict compliance with all the requirements of this Article
16. Owner shall not be liable to Design/Builder for claims of third parties, including Subcontractors, unless
and until the liability of Design/Builder has been established in a court of competent jurisdiction.
(G) Owner's Right to Order Acceleration And To Deny Claimed And Appropriate Time Extensions, In
Whole Or In Part: Design/Builder acknowledges and agrees that Substantial Completion of the Work by or
before the Scheduled Completion Date is of substantial importance to Owner. Owner shall accordingly have
the right in its sole discretion to order Design/Builder to accelerate its progress in such a manner as to achieve
Substantial Completion on or before the Scheduled Completion Date of May 22, 2020, and Design/Builder
shall comply with such order.
(H) Claims Resolved By Change Order: The resolution of any claim under this Article 15 shall be reflected
by a Change Order executed by Owner and Design/Builder.
ARTICLE 17
SUSPENSION AND TERMINATION
(A) Suspension Of Performance: Owner may for any reason whatsoever suspend performance under the
Contract in accordance with Article 18 of the General Conditions.
(B) Termination By Owner For Convenience: Owner reserves the right, for any reason whatsoever
(including, but not limited to, nonappropriation of funding), or without reason, to terminate performance under
the Contract by Design/Builder for convenience in accordance with Article 18 of the General Conditions.
(C) Termination By Owner For Cause: Owner reserves the right to terminate for cause in accordance with
Article 18 of the General Conditions if Design/Builder does not perform the Work, or any part thereof, in a
timely manner, supply adequate labor, supervisory personnel or proper equipment or materials, or if it fails
to timely discharge its obligations for labor, equipment and materials, or proceeds to disobey applicable laws,
ordinances, rules, regulations or orders of any public authority having jurisdiction, or otherwise commits a
violation of a material provision of the Contract, then Owner may by written notice to Design/Builder, without
14 Rev 11/2019
prejudice to any other right or remedy against Design/Builder or others, terminate the performance of
Design/Builder and take possession of the Project site and of all materials and equipment at the site and may
finish the Work by whatever methods it may deem expedient. In such cases, Design/Builder shall not be
entitled to receive any further payment until the Work is finished.
ARTICLE 18
OWNERSHIP OF DOCUMENTS
Consultant agrees that upon payment, City shall exclusively own any and all information in whatsoever form
and character produced and/or maintained in accordance with, pursuant to or as a result of this Agreement,
including contract documents (plans and specifications), drawings and submittal data. Consultant may make
a copy for its files. Any reuse by the City, without specific written verification or adaptation by Consultant,
shall be a City's sole risk and without liability or legal exposure to Consultant. The City agrees that any
modification of the plans will be evidenced on the plans and be signed and sealed by a licensed professional
prior to re-use of modified plans
ARTICLE 19
INDEMNITY
(A) Professional Services Indemnity: Design/Builder shall fully indemnify and hold harmless
the City of Corpus Christi and its officials, officers, agents, employees, excluding the
engineer or architect or that person's agent, employee or subcontractor/consultant, over
which the City exercises control ("Indemnitee") from and against any and all claims,
damages, liabilities or costs, including reasonable attorney fees and court costs, to the
extent that the damage is caused by or results from an act of negligence, intentional tort,
intellectual property infringement or failure to pay a subcontractor or supplier committed
by Design/Builder or its agent, Design/Builder under contract or another entity over which
Design/Builder exercises control while in the exercise of rights or performance of the duties
under the Contract. This indemnification does not apply to any liability resulting from the
negligent acts or omissions of the City or its employees, to the extent of such negligence.
Design/Builder shall defend Indemnitee, with counsel satisfactory to the City Attorney, from
and against any and all claims, damages, liabilities or costs, including reasonable attorney
fees and court costs, if the claim is not based wholly or partly on the negligence of, fault of
or breach of contract by Indemnitee. If a claim is based wholly or partly on the negligence
of, fault of or breach of contract by Indemnitee, the Design/Builder shall reimburse the City's
reasonable attorney's fees in proportion to the Design/Builder's liability.
Design/Builder must advise City in writing within 24 hours of any claim or demand against
City or Design/Builder known to Design/Builder related to or arising out of Design/Builder's
activities under the Contract.
(B) Construction Services Indemnity. Design/Builder shall indemnify, defend, and hold
harmless the Owner in accordance with Paragraph 7.14 of the General Conditions.
15 Rev 11/2019
ARTICLE 20
INSURANCE AND SURETY BONDS
(A) General Insurance Requirements: Design/Builder shall procure, pay for, and maintain during the term
of the Contract, with a company authorized to do business in the State of Texas and otherwise acceptable to
Owner, the minimum insurance coverage below as detailed in Article 6 of the General and Supplementary
Conditions
(B) Liability Notwithstanding Insurance: Approval, disapproval or failure to act by Owner regarding any
insurance supplied by Design/Builder or its Subcontractors shall not relieve Design/Builder of full
responsibility or liability for damages, errors, omissions or accidents as set forth in the Contract. The
bankruptcy or insolvency of Design/Builder's insurer or any denial of liability by Design/Builder's insurer shall
not exonerate Design/Builder from the liability or responsibility of Design/Builder as set forth in the Contract.
(C) Performance Bond And Payment Bond: Upon execution of the Contract, Design/Builder shall furnish
to Owner separate performance and payment bonds in the penal sum of 100% of the construction amount.
The bonds must comply with Article 6 of the General Conditions and shall be written on the form provided by
the Owner.
ARTICLE 21
NOTICES
Except as otherwise provided in the Contract, any notice, payment, statement, or demand required or
permitted to be given under the Contract by either party to the other may be effected by personal delivery in
writing or by mail, postage prepaid. Mailed notices shall be addressed to the parties at the addresses
appearing below, but each party may change its address by written notice in accordance with this section.
Mailed notices shall be deemed communicated as of three days after mailing.
If intended for Owner, to:
Jeff Edmonds, P.E.
Director of Engineering Services
City of Corpus Christi
1201 Leopard Street, 31d Floor
Corpus Christi, Texas 78401
JeffreyE@cctexas.com
361-826-3500
If intended for Design/Builder, to:
Name: Russell Leto
Title: CFO
Company: Progressive Commercial Aquatics, Inc.
Address: 2510 Farrell Rd.
Houston, Texas 77073
Email: russell@proaquatic.com
Phone: 281-982-0212
(Signatures on next page)
16 Rev 11/2019
CITY OF CORPUS CHRISTI DESIGN/BUILDER
e4)'- 9''.
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'7
Vleck 1 �.
Mark .
Assistant City Manager By: Russell Leto
Title: CFO
APPROVED AS TO LEGAL FORM: 2510 Farrell Rd
Houaton, TX 770703
s ' ,ant City Attorney Address,City,State,Zip
Phone 281-982-0212
4p , Email russell@proaquatic.com
ATTEST: v'� ATTEST(IF CORPORATION
RE CCA HUERTA )
CITY SECRETARY
(Seal Below)
Note: Attach copy of authorization to sign if person signing
for CONTRACTOR is not President, Vice President, Chief
Executive Officer, or Chief Financial Officer
Attached and Incorporated by Reference
Attachment A: Design Criteria Package
Attachment B: General Conditions
Attachment C: Supplementary Conditions
Attachment D: Federal Requirements
Incorporated by Reference Only
Exhibit 1: Request for Qualifications/Request for Proposal (RFQ/RFP)
Exhibit 2: Design/Builder's Statement of Qualifications and Price Proposal
Exhibit 3: Design/Builder's approved Plans and Specifications
AU I HUKILL.
/T COUACIL . l-
SECRETARY
17 Rev 11/2019
Attachment A
Scope of Work/Design Criteria
1.0. General Requirements
A. The Design/Builder shall provide for a turnkey project which includes all required
administration, design, permitting, construction, testing and commissioning for
splash pads at three City parks. The completion date for the full design and build
of the three splash pads is May 22, 2020, so that they are available to the public
for use on Memorial Day weekend.
B. The Design/Builder shall provide all labor, administration, design, equipment,
materials, permitting, construction and warranty of splash pads. The splash
pads shall be approximately 1,000 square feet of wetted surface at Lindale Park,
approximately 2,000 square feet of wetted surface at both Manuel Q. Salinas
Park and Bill Witt Park. Each design shall have a dry area spray perimeter of 5
feet of cement area, four tables (two standard and two ADA compliant), four
benches and a minimum of two sail type shaded structures to cover both the
wetted surface and seating areas. See attached site maps for each park
location (Attachments A-1 to A-3).
C. The splash pad designed at Manuel Q. Salinas Park will be completed as part
of a Community Development Block grant. The City will be utilizing Federal
Funds; therefore, Federal Provisions will need to be followed with the installation
of this splash pad. See attached graphic showing the required project sign for
this park Attachment B-1 ).
1.1. Work Sites
The splash pads shall be designed and installed at the following work sites:
A. Manuel Q. Salinas Park - 1354 Airport Rd, Corpus Christi, TX 78405
B. Bill Witt Park- 6869 Yorktown Blvd, Corpus Christi, TX 78414
C. Lindale Park- 3133 Swantner St., Corpus Christi, TX 78404
1.2. Design to Budgets
A. Manuel Q. Salinas Park - $550,000
B. Bill Witt Park- $550,000
C. Lindale Park- $550,000
1.3. Scope of Work
A. The Design/Builder will design and construct the pad surface, water features, dry
area and all equipment for fully functioning splash pads at each location. The
Contractor will also furnish and install all materials, equipment and required site
work. Concrete foundation for the pads, water and wastewater connections,
as well as any miscellaneous electrical requirements must be included. Design
elements must confirm to the basis of design. All site work activities must adhere
to all applicable State, County and Local Municipality requirements. The
Design/Builder will provide engineered, signed and sealed drawings and
specifications needed to acquire all required permits and will deliver a complete
set of as built drawings to the City for each park.
B. In order to meet the completion timeline, the Design/Builder shall provide a
comprehensive schedule to allow for surveys, permitting, design and
construction to occur during the time requirement. The project can be broken
down into phases to complete the work, for example, Phase 1 can consist of
permitting, site grading, utility tie-ins, Phase 2 can consist of Design and approval,
etc. Construction of the phases can run simultaneously and is permitted for all
three sites.
C. Design - the exact scope of work will be determined by the City during the
design period. The Design/Builder will work in collaboration with the City to
further additional details for the scope of work, estimates, and schedules all
taking into consideration the lowest life cycle cost to the City. General design
requirements include, but are not limited to:
1 . Design of re-circulating systems
2. The tank size shall be sufficient in usable water volume of a minimum of 4
times the maximum combined feature flow rate
3. Zero contained depth with gravity flow, non-suction drains
4. Designated areas for various age groups of children between the ages of 2
to 5 years and 5 to 12 years
5. Components to be mix of flush mounted sprays and standing spray
components
6. Ability to change playtimes and scenarios for each feature
7. Complete automated controls, to include activators for each play area
8. Interchangeable series with corresponding Gallons Pump Manufacturing
(GPM) features to allow for future design variety
9. Lightning detection with automatic shutdown and alarm
10. Foot and body shower separate from the splash pad wetted area
11 . Water features shall be designed to conform to all requirements of public
health and state departments, World Waterpark Association (WWA)
Considerations of Operating Safety, published by the WWA, national
Electric Code, and American Society of Testing of Materials and applicable
state and local building codes and must be Americans with Disabilities Act
(ADA) compliant.
12. Any and all structures and features shall meet the minimum windstorm
requirements appropriate for the location.
13. Designed to provide the lowest life cycle cost to the City, and mindful of the
corrosive environment of the Coastal Bend area.
D. Filtration System Requirements
The filtration system must be in compliance with all State and Local
Department of Health standards and must include at a minimum, the
following parameters:
1 . Reservoir/Holding Tank
a. Size shall be sufficient in usable water volume of minimum 4x the
maximum combined feature flow rate.
b. Tank lid shall open to expose 100% of the surface area
c. Automatic freshwater fill and water leveling device
2. Filtration Enclosure
a. Equipment manufactured with stainless steel frame, with lockable
aluminum sliding doors for simple access to all components, with a
portion of the assembly below grade
b. Complete filtration assemble must be U. L. certified
3. Filtration Equipment
a. All internal filtration components must be NSF approved
b. Feature pumps shall be sufficient to operate all spray features at once
and activated by touch
c. Water sanitation must be electronically automated with tablet
chlorine feeder, Ph adjustment and auto shut off with alarm
d. Chemical crocks shall be securely contained
4. Control System
a. All controllers must be touch programmable with on screen prompts
and menu. (Controllers must be certified U.L.)
b. Controllers must perform, at a minimum, the following functions:
Control the pad days and hours of operation; control activation and
sequencing of all spray features without limits to times or patterns;
monitor, display and control water chemistry
5. Ultraviolet System
a. Size shall be sufficient to usable water volume
E. Preferred Material Specifications
1 . Equipment shafts, base plates and bodies: 604 Stainless Steel
2. Anchor assemblies and bodies: 304 Stainless Steel
3. Fasteners; stainless steel and tamper resistant
4. Nozzles; stainless steel
5. Dynamic sequencing control
6. Fast acting solenoids
F. Additional Amenities
Amenities per park shall have a coastal/extreme climate coating to resist
rusting and include the minimum number of items listed below:
1 . Two six-foot-long standard tables
2. Two six-foot-long ADA Tables
3. Four five-foot Benches- benches are to be placed outside of the dry area
perimeter - in ground mount only
4. Shade structure -The desired shade should be sail type to cover both the
wetted surface and seating areas, and must meet the minimum
windstorm requirements for the location
G. Splash Pad Schematic
Three different schematic designs are required, one for each park. The
selected designs for each park will become the basis for design. The
schematics should include but are not limited to:
1 . Spray Features
2. Filtration system
3. Dry perimeter
4. Shade Structure
5. Tables and Benches
H. Design Phase
1 . The Design/Builder shall provide a fully permittable set of plans and specs
for each location. Plans shall be prepared in accordance with the City of
Corpus Christi's Plan Preparation Standards and Format guidelines that
can be found at:
City of Corpus Christi, Texas Engineering Services Dept. - Plan Preparation
Standards and Contract Format
httos://www.cctexas.com/sites/default/files/enaineerina-cops-city-plan-
oreparation-standards.pdf
City of Corpus Christi, Texas Engineering Services Dept. - Standard
Specifications
https://www.cctexas.com/promo/standard-specifications
2. The Design/Builder shall work in collaboration with the City to refine the
Preliminary Scope of Work to identify the optimum and maximum scope
of work within the project budget.
3. The Design/Builder shall attend meetings with stakeholders and assist the
City in the dissemination of project information and respond to questions
regarding scope, cost, schedule, etc.
4. The Design/Builder shall progress the design to 30%, 90% and final design
complete milestones.
5. The Design/Builder shall meet with City at 30%, 90% final design complete
milestones to review scope of work, cost estimate and schedule.
6. During the design progression, the Design/Builder shall assist the City in the
continuing evaluation of scope of work items as to cost estimates, life
cycle cost consideration, annual maintenance costs, and schedule
impacts as the City seeks to secure the maximum and optimum scope of
work for this project.
7. The Design/Builder shall submit the engineered design documents to be
approved by the City before any ordering or manufacturing of the
components occurs. All designs shall comply with the Public Playground
Safety Handbook latest edition produced by the U.S. Consumer Product
Safety Commission.
8. The Design/Builder shall prepare and submit identified permits as
applicable to the appropriate local, state, and federal authorities
I. Pre-Installation/Construction Phase
1 . The Design/Builder shall submit finalized list of subcontractors for the job
2. The Design/Builder shall submit the finalized installation schedule for
approval then days prior to the start of installation
3. The CDMG project sign shall be installed prior to installation of the work.
(This item is specific to Manuel Q. Salinas Park.)
J. Construction/Installation Phase
The Design/Builder shall be responsible for, but not limited to, the following:
1 . All utility tie-ins to include power, site survey, and geo-technical survey,
which includes all subsurface investigation
2. Ensuring all construction documents are approved prior to ordering or
manufacturing of components, construction shall not commence without
an approved set of construction documents by the City's assigned Project
Manager
3. Obtaining necessary permits; coordinating and implementing comments
from the City's Development Services Department
4. All construction permit fees tied to this project
5. All installation shall be in accordance with the Public Playground Safety
Handbook latest edition produced by the U.S. Consumer Product Safety
Commission
6. All laboratory testing, construction materials testing for the construction of
the improvements
7. All testing, commissioning and training of staff for the equipment/systems
1.4. Contractor Quality Control and Superintendence
The Design/Builder shall establish and maintain a complete Quality Control Program
that is acceptable to the Contract Administrator to assure that the requirements of
the Contract are provided as specified. The Contractor will also provide supervision
of the work to insure it complies with public safety and the contract requirements.
1.5. Insurance and Bonds
Insurance will be required as outlined in the contract. Payment and Performance
bonds will also be required for 100% of the construction amount of the project.
Insurance and bonds must be maintained throughout the term of the contract.
1.6. Compensation / Schedule of Values
The Design/Builder shall provide a schedule of values for the work to be used as the
basis for payment. Engineering/Design Services and Bonds and Insurance costs will
need to be separated from the construction/installation activities. A separate
schedule of values will be required for each Park.
1.7. Warranty
Work shall be warranted for a minimum of 1 year.
Attachment A-1 - Bill Witt Park Utilities and Site Map
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SOURCE:CORPUS CHRISTI DEVELOPMENT SERVICES ;6i
Attachment B-1 - Manual Q. Salinas Park Project Sign
CDBG
PROJECT SIGN
8'
PROJECT NAME
Project Address
CITY OF CORPUS CHRISTI
Community Development Block Grant (CDBG)
U. S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
(HUD)
CDBG FUNDS. $ Total Project Cost: $
Contractor:
Address:
Phone Number-
l
4'
3'6"
.
Contractor to locate sign where it is most visible to the public and as approved by City
Sign is made from a 4 feet x 8 feet sheet of 3/4" plywood_
Sign should be posted at a minimum of than 3' 6" high from ground level.
00 72 00DB GENERAL CONDITIONS
Table of Contents
Page
Article 1—Definitions and Terminology 9
1.01 Defined Terms 9
1.02 Terminology 14
Article 2—Preliminary Matters 15
2.01 Delivery of Bonds and Evidence of Insurance 15
2.02 Copies of Documents 15
2.03 Before Starting Construction 15
2.04 Preconstruction Conference; Designation of Authorized Representatives 18
Article 3—Contract Documents: Intent, Requirements, Reuse 18
3.01 Intent 18
3.02 Reference Standards 20
3.03 Reporting and Resolving Discrepancies 20
3.04 Interpretation of the Contract Documents 21
3.05 Reuse of Documents 21
Article 4—Commencement and Progress of the Work 22
4.01 Commencement of Contract Times; Notice to Proceed 22
4.02 Starting the Work 22
4.03 Progress Schedule 22
4.04 Delays in Contractor's Progress 22
Article 5—Availability of Lands; Subsurface and Physical Conditions; Hazardous Environmental
Conditions 23
5.01 Availability of Lands 23
5.02 Use of Site and Other Areas 24
5.03 Subsurface and Physical Conditions 24
5.04 Differing Subsurface or Physical Conditions 25
5.05 Underground Facilities 25
5.06 Hazardous Environmental Conditions at Site 25
Article 6—Bonds and Insurance 25
6.01 Performance, Payment, and Other Bonds 25
6.02 Licensed Sureties 26
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
6.03 Required Minimum Insurance Coverage 26
6.04 General Insurance Provisions 26
6.05 Contractor's Insurance 27
6.06 Property Insurance 30
6.07 Waiver of Rights 31
6.08 Owner's Insurance for Project 31
6.09 Acceptable Evidence of Insurance 32
6.10 Certificate of Insurance 32
6.11 Insurance Policies 32
6.12 Continuing Evidence of Coverage 32
6.13 Notices Regarding Insurance 32
6.14 Texas Workers' Compensation Insurance Required Notice 33
Article 7—Contractor's Responsibilities 35
7.01 Supervision and Superintendence 35
7.02 Labor;Working Hours 35
7.03 Services, Materials, and Equipment 36
7.04 Concerning Subcontractors, Suppliers, and Others 36
7.05 Patent Fees and Royalties 37
7.06 Permits 38
7.07 Taxes 38
7.08 Laws and Regulations 38
7.09 Safety and Protection 39
7.10 Safety Representative 40
7.11 Hazard Communication Programs 40
7.12 Emergencies 40
7.13 Contractor's General Warranty and Guarantee 40
7.14 INDEMNIFICATION 41
7.15 Delegation of Professional Design Services 43
Article 8—Other Work at the Site 43
8.01 Other Work 43
8.02 Coordination 44
8.03 Legal Relationships 44
Article 9—Owner's and OPT's Responsibilities 45
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
9.01 Communications to Contractor 45
9.02 Replacement of Owner's Project Team Members 45
9.03 Furnish Data 45
9.04 Pay When Due 45
9.05 Lands and Easements; Reports and Tests 45
9.06 Insurance 45
9.07 Modifications 45
9.08 Inspections,Tests, and Approvals 45
9.09 Limitations on OPT's Responsibilities 45
9.10 Undisclosed Hazardous Environmental Condition 46
9.11 Compliance with Safety Program 46
Article 10—OAR's and Designer's Status During Construction 46
10.01 Owner's Representative 46
10.02 Visits to Site 46
10.03 Resident Project Representatives 46
10.04 Rejecting Defective Work 46
10.05 Shop Drawings, Modifications and Payments 47
10.06 Decisions on Requirements of Contract Documents and Acceptability of Work 47
10.07 Limitations on OAR's and Designer's Authority and Responsibilities 47
Article 11—Amending the Contract Documents; Changes in the Work 47
11.01 Amending and Supplementing the Contract Documents 47
11.02 Owner-Authorized Changes in the Work 48
11.03 Unauthorized Changes in the Work 48
11.04 Change of Contract Price 49
11.05 Change of Contract Times 50
11.06 Change Proposals 50
11.07 Execution of Change Orders 51
11.08 Notice to Surety 51
Article 12—Change Management 52
12.01 Requests for Change Proposal 52
12.02 Change Proposals 52
12.03 Designer Will Evaluate Request for Modification 53
12.04 Equal Non Specified Products 53
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
12.05 Substitutions 54
Article 13—Claims 55
13.01 Claims 55
13.02 Claims Process 55
Article 14—Prevailing Wage Rate Requirements 57
14.01 Payment of Prevailing Wage Rates 57
14.02 Records 57
14.03 Liability; Penalty; Criminal Offense 57
14.04 Prevailing Wage Rates 58
Article 15—Cost of the Work; Allowances; Unit Price Work 58
15.01 Cost of the Work 58
15.02 Allowances 60
15.03 Unit Price Work 61
15.04 Contingencies 62
Article 16—Tests and Inspections; Correction, Removal, or Acceptance of Defective Work 62
16.01 Access to Work 62
16.02 Tests, Inspections and Approvals 62
16.03 Defective Work 63
16.04 Acceptance of Defective Work 63
16.05 Uncovering Work 64
16.06 Owner May Stop the Work 64
16.07 Owner May Correct Defective Work 65
Article 17—Payments to Contractor; Set-Offs; Completion; Correction Period 65
17.01 Progress Payments 65
17.02 Application for Payment 67
17.03 Schedule of Values 69
17.04 Schedule of Anticipated Payments and Earned Value 70
17.05 Basis for Payments 70
17.06 Payment for Stored Materials and Equipment 71
17.07 Retainage and Set-Offs 72
17.08 Procedures for Submitting an Application for Payment 72
17.09 Responsibility of Owner's Authorized Representative 73
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17.10 Contractor's Warranty of Title 74
17.11 Substantial Completion 74
17.12 Partial Utilization 75
17.13 Final Inspection 75
17.14 Final Application for Payment 75
17.15 Final Payment 76
17.16 Waiver of Claims 76
17.17 Correction Period 76
Article 18-Suspension of Work and Termination 77
18.01 Owner May Suspend Work 77
18.02 Owner May Terminate for Cause 77
18.03 Owner May Terminate For Convenience 78
Article 19-Project Management 79
19.01 Work Included 79
19.02 Quality Assurance 79
19.03 Document Submittal 79
19.04 Required Permits 79
19.05 Safety Requirements 80
19.06 Access to the Site 80
19.07 Contractor's Use of Site 80
19.08 Protection of Existing Structures and Utilities 81
19.09 Pre-Construction Exploratory Excavations 81
19.10 Disruption of Services/Continued Operations 82
19.11 Field Measurements 82
19.12 Reference Data and Control Points 82
19.13 Delivery and Storage 83
19.14 Cleaning During Construction 84
19.15 Maintenance of Roads, Driveways, and Access 85
19.16 Area Access and Traffic Control 85
19.17 Overhead Electrical Wires 85
19.18 Blasting 85
19.19 Archeological Requirements 86
19.20 Endangered Species Resources 86
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Corpus Christi Standards-Design/Build Projects Rev 10/2019
19.21 Cooperation with Public Agencies 86
Article 20—Project Coordination 87
20.01 Work Included 87
20.02 Document Submittal 87
20.03 Communication During Project 87
20.04 Project Meetings 87
20.05 Requests for Information 89
20.06 Decision and Action Item Log 89
20.07 Notification By Contractor 90
20.08 Record Documents 90
Article 21—Quality Management 92
21.01 Contractor's Responsibilities 92
21.02 Quality Management Activities by OPT 94
21.03 Contractor's Use of OPT's Test Reports 94
21.04 Documentation 95
21.05 Standards 95
21.06 Delivery and Storage 95
21.07 Verification Testing for Corrected Defects 95
21.08 Test Reports 96
21.09 Defective Work 96
21.10 Limitation of Authority of Testing Laboratory 97
21.11 Quality Control Plan 97
21.12 Implement Contractor's Quality Control Plan 98
Article 22—Final Resolution of Disputes 99
22.01 Methods and Procedures 99
Article 23—Minority/MBE/DBE Participation Policy 100
23.01 Policy 100
23.02 Definitions 100
23.03 Goals 101
23.04 Compliance 101
Article 24—Document Management 102
24.01 Work Included 102
24.02 Quality Assurance 102
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
24.03 Contractor's Responsibilities 102
24.04 Document Submittal 102
24.05 Document Numbering 103
24.06 Document Requirements 104
Article 25—Shop Drawings 104
25.01 Work Included 104
25.02 Quality Assurance 105
25.03 Contractor's Responsibilities 105
25.04 Shop Drawing Requirements 106
25.05 Special Certifications and Reports 107
25.06 Warranties and Guarantees 108
25.07 Shop Drawing Submittal Procedures 108
25.08 Sample and Mockup Submittal Procedures 110
25.09 Requests for Deviation 110
25.10 Designer Responsibilities 111
25.11 Resubmission Requirements 113
Article 26—Record Data 114
26.01 Work Included 114
26.02 Quality Assurance 114
26.03 Contractor's Responsibilities 114
26.04 Record Data Requirements 115
26.05 Special Certifications and Reports 115
26.06 Warranties and Guarantees 116
26.07 Record Data Submittal Procedures 116
26.08 Designer's Responsibilities 117
Article 27—Construction Progress Schedule 118
27.01 Requirements 118
27.02 Document Submittal 118
27.03 Schedule Requirements 119
27.04 Schedule Revisions 120
27.05 Float Time 121
Article 28—Video and Photographic documentation 121
28.01 Work Included 121
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
28.02 Quality Assurance 121
28.03 Document Submittal 122
28.04 Photographs 122
28.05 Video Recording 122
Article 29-Execution and Closeout 123
29.01 Substantial Completion 123
29.02 Final Inspections 123
29.03 Reinspection Fees 124
29.04 Closeout Documents Submittal 124
29.05 Transfer of Utilities 124
29.06 Warranties, Bonds and Service Agreements 124
Article 30-Miscellaneous 125
30.01 Computation of Times 125
30.02 Owner's Right to Audit Contractor's Records 125
30.03 Independent Contractor 126
30.04 Cumulative Remedies 126
30.05 Limitation of Damages 126
30.06 No Waiver 126
30.07 Severability 127
30.08 Survival of Obligations 127
30.09 No Third Party Beneficiaries 127
30.10 Assignment of Contract 127
30.11 No Waiver of Sovereign Immunity 127
30.12 Controlling Law 127
30.13 Conditions Precedent to Right to Sue 127
30.14 Waiver of Trial by Jury 127
30.15 Attorney Fees 127
30.16 Compliance with Laws 128
30.17 Enforcement 128
30.18 Subject to Appropriation 128
30.19 Contract Sum 128
30.20 Contractor's Guarantee as Additional Remedy 128
30.21 Notices. 128
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Corpus Christi Standards-Design/Build Projects Rev 10/2019
ARTICLE 1—DEFINITIONS AND TERMINOLOGY
1.01 Defined Terms
A. Terms with initial capital letters, including the term's singular and plural forms, have the
meanings indicated in this paragraph wherever used in the Bidding Requirements or Contract
Documents. In addition to the terms specifically defined,terms with initial capital letters in
the Contract Documents may include references to identified articles and paragraphs, and
the titles of other documents or forms.
1. Addenda - Documents issued prior to the receipt of Bids which clarify or modify the
Bidding Requirements or the proposed Contract Documents.
2. Agreement - The document executed between Owner and Contractor covering the
Work.
3. Alternative Dispute Resolution -The process by which a disputed Claim may be settled
as an alternative to litigation, if Owner and Contractor cannot reach an agreement
between themselves.
4. Application for Payment - The forms used by Contractor to request payments from
Owner and the supporting documentation required by the Contract Documents.
5. Award Date—The date the City Council of the City of Corpus Christi (City)authorizes the
City Manager or designee to execute the Contract on behalf of the City.
6. Bonds - Performance Bond, Payment Bond, Maintenance Bond, and other Surety
instruments executed by Surety. When in singular form, refers to individual instrument.
7. Change Order - A document issued on or after the Effective Date of the Contract and
signed by Owner and Contractor which modifies the Work, Contract Price, Contract
Times,or terms and conditions of the Contract.
8. Change Proposal - A document submitted by Contractor in accordance with the
requirements of the Contract Documents:
a. Requesting an adjustment in Contract Price or Contract Times;
b. Contesting an initial decision concerning the requirements of the Contract
Documents or the acceptability of Work under the Contract Documents;
c. Challenging a set-off against payment due; or
d. Seeking a Modification with respect to the terms of the Contract.
9. City Engineer-The Corpus Christi City Engineer and/or his designated representative as
identified at the preconstruction conference or in the Notice to Proceed.
10. Claim - A demand or assertion by Owner or Contractor submitted in accordance with
the requirements of the Contract Documents. A demand for money or services by an
entity other than the Owner or Contractor is not a Claim.
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
11. Constituent of Concern - Asbestos, petroleum, radioactive materials, polychlorinated
biphenyls (PCBs), hazardous wastes, and substances, products, wastes, or other
materials that are or become listed, regulated,or addressed pursuant to:
a. The Comprehensive Environmental Response, Compensation and Liability Act, 42
U.S.C. §§9601 et seq. ("CERCLA");
b. The Hazardous Materials Transportation Act,49 U.S.C. §§5101 et seq.;
c. The Resource Conservation and Recovery Act,42 U.S.C. §§6901 et seq. ("RCRA");
d. The Toxic Substances Control Act, 15 U.S.C. §§2601 et seq.;
e. The Clean Water Act, 33 U.S.C. §§1251 et seq.;
f. The Clean Air Act,42 U.S.C. §§7401 et seq.;or
g. Any other Laws or Regulations regulating, relating to, or imposing liability or
standards of conduct concerning hazardous,toxic,or dangerous waste, substance,
or material.
12. Contract-The entire integrated set of documents concerning the Work and describing
the relationship between the Owner and Contractor.
13. Contract Amendment-A document issued on or after the Effective Date of the Contract
and signed by Owner and Contractor which:
a. Authorizes new phases of the Work and establishes the Contract Price, Contract
Times,or terms and conditions of the Contract for the new phase of Work; or
b. Modifies the terms and conditions of the Contract, but does not make changes in
the Work.
14. Contract Documents - Those items designated as Contract Documents in the
Agreement.
15. Contract Price - The monetary amount stated in the Agreement and as adjusted by
Modifications,and increases or decreases in unit price quantities,if any,that Owner has
agreed to pay Contractor for completion of the Work in accordance with the Contract
Documents.
16. Contract Times-The number of days or the dates by which Contractor must:
a. Achieve specified Milestones;
b. Achieve Substantial Completion; and
c. Complete the Work.
17. Contractor-The individual or entity with which Owner has contracted for performance
of the Work. The term Contractor includes the Design/Builder.
18. Contractor's Team - Contractor and Subcontractors, Suppliers, individuals, or entities
directly or indirectly employed or retained by them to perform part of the Work or
anyone for whose acts they may be liable.
19. Cost of the Work -The sum of costs incurred for the proper performance of the Work
as allowed by Article 15.
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
20. Defective - When applied to Work, refers to Work that is unsatisfactory, faulty, or
deficient in that it:
a. Does not conform to the Contract Documents;
b. Does not meet the requirements of applicable inspections, reference standards,
tests,or approvals referred to in the Contract Documents; or
c. Has been damaged or stolen prior to OAR's recommendation of final payment
unless responsibility for the protection of the Work has been assumed by Owner
at Substantial Completion in accordance with Paragraphs 17.12 or 17.13.
21. Design/Builder—A team that includes a licensed engineer and a construction contractor
to provide design and construction services.
22. Designer - The individuals or entity named as Designer in the Agreement and the
subconsultants, individuals, or entities directly or indirectly employed or retained by
Designer to provide design or other technical services to the Owner. Designer has
responsibility for engineering or architectural design and technical issues related to the
Contract Documents. Designers are Licensed Professional Engineers, Registered
Architects or Registered Landscape Architects qualified to practice their profession in
the State of Texas. The term Designer includes the Design/Builder.
23. Drawings - The part of the Contract that graphically shows the scope, extent, and
character of the Work. Shop Drawings and other Contractor documents are not
Drawings.
24. Effective Date of the Contract-The date indicated in the Agreement on which the City
Manager or designee has signed the Contract.
25. Field Order-A document issued by OAR or Designer requiring changes in the Work that
do not change the Contract Price or the Contract Times.
26. Hazardous Environmental Condition - The presence of Constituents of Concern at the
Site in quantities or circumstances that may present a danger to persons or property
exposed to Constituents of Concern. The presence of Constituents of Concern at the
Site necessary for the execution of the Work or to be incorporated in the Work is not a
Hazardous Environmental Condition provided these Constituents of Concern are
controlled and contained pursuant to industry practices, Laws and Regulations, and the
requirements of the Contract.
27. Indemnified Costs-All costs,losses,damages,and legal or other dispute resolution costs
resulting from claims or demands against Owner. These costs include fees for engineers,
architects,attorneys, and other professionals.
28. Laws and Regulations;Laws or Regulations-Applicable laws,statutes,rules,regulations,
ordinances,codes,and orders of governmental bodies,agencies,authorities,and courts
having jurisdiction over the Project.
29. Liens - Charges, security interests, or encumbrances upon Contract related funds, real
property, or personal property.
30. Milestone-A principal event in the performance of the Work that Contractor is required
by Contract to complete by a specified date or within a specified period of time.
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Corpus Christi Standards—Design/Build Projects Rev 10/2019
31. Modification - Change made to the Contract Documents by one of the following
methods:
a. Contract Amendment;
b. Change Order;
c. Field Order; or
d. Work Change Directive.
32. Notice of Award-The notice of Owner's intent to enter into a contract with the Selected
Bidder.
33. Notice to Proceed -A notice to Contractor of the Contract Times and the date Work is
to begin.
34. Owner-The City of Corpus Christi (City), a Texas home-rule municipal corporation and
political subdivision organized under the laws of the State of Texas, acting by and
through its duly authorized City Manager and his designee, the City Engineer (the
Director of Engineering Services), and the City's officers, employees, agents, or
representatives, authorized to administer design and construction of the Project.
35. Owner's Authorized Representative or OAR -The individual or entity named as OAR in
the Agreement and the consultants, subconsultants, individuals, or entities directly or
indirectly employed or retained by them to provide construction management services
to the Owner. The OAR may be an employee of the Owner.
36. Owner's Project Team or OPT-The Owner and the Owner's Authorized Representative.
37. Partial Occupancy or Use- Use by Owner of a substantially completed part of the Work
for the purpose for which it is intended (or a related purpose) prior to Substantial
Completion of all the Work.
38. Progress Schedule -A schedule prepared and maintained by Contractor, describing the
sequence and duration of the activities comprising the Contractor's plan to accomplish
the Work within the Contract Times. The Progress Schedule must be a Critical Path
Method (CPM)Schedule.
39. Project - The total undertaking to be accomplished for Owner under the Contract
Documents.
40. Project Manual — That portion of the Contract Documents that may include the
following: introductory information,solicitation requirements and responses,proposal,
Contract forms and General and Supplementary Conditions, General Requirements,
Specification, Drawings, Project Safety Manual and Addenda.
41. Resident Project Representative or RPR-The authorized representative of OPT assigned
to assist OAR at the Site. As used herein, the term Resident Project Representative
includes assistants and field staff of the OAR.
42. Samples - Physical examples of materials, equipment, or workmanship representing
some portion of the Work that are used to establish the standards for that portion of
the Work.
43. Schedule of Documents-A schedule of required documents, prepared, and maintained
by Contractor.
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44. Schedule of Values - A schedule, prepared and maintained by Contractor, allocating
portions of the Contract Price to various portions of the Work and used as the basis for
Contractor's Applications for Payment.
45. Shop Drawings - All drawings, diagrams, illustrations, schedules, and other data or
information that are specifically prepared or assembled and submitted by Contractor to
illustrate some portion of the Work. Shop Drawings,whether approved or not, are not
Drawings and are not Contract Documents.
46. Site - Lands or areas indicated in the Contract Documents as being furnished by Owner
upon which the Work is to be performed. The Site includes rights-of-way, easements,
and other lands furnished by Owner which are designated for use by the Contractor.
47. Specifications-The part of the Contract that describes the requirements for materials,
equipment, systems, standards, and workmanship as applied to the Work, and certain
administrative requirements and procedural matters applicable to the Work.
48. Subcontractor-An individual or entity having a direct contract with Contractor or with
other Subcontractors or Suppliers for the performance of a part of the Work.
49. Substantial Completion -The point where the Work or a specified part of the Work is
sufficiently complete to be used for its intended purpose in accordance with the
Contract Documents.
50. Supplementary Conditions -The part of the Contract that amends or supplements the
General Conditions.
51. Supplier - A manufacturer, fabricator, supplier, distributor, materialman, or vendor
having a direct contract with Contractor or with Subcontractors or other Suppliers to
furnish materials or equipment to be incorporated in the Work.
52. Technical Data-Those items expressly identified as Technical Data in the Supplementary
Conditions with respect to either:
a. Subsurface conditions at the Site;
b. Physical conditions relating to existing surface or subsurface structures at the Site,
except Underground Facilities; or
c. Hazardous Environmental Conditions at the Site.
53. Underground Facilities - All underground pipelines, conduits, ducts, cables, wires,
manholes, vaults, tanks, tunnels, other similar facilities or appurtenances, and
encasements containing these facilities which are used to convey electricity, gases,
steam, liquid petroleum products, telephone or other communications, fiber optic
transmissions, cable television, water, wastewater, storm water, other liquids or
chemicals, or traffic or other control systems.
54. Unit Price Work-Work to be paid for on the basis of unit prices.
55. Work - The construction of the Project or its component parts as required by the
Contract Documents.
56. Work Change Directive -A directive issued to Contractor on or after the Effective Date
of the Contract ordering an addition, deletion, or revision in the Work. The Work
General Conditions 00 72 00-13
Corpus Christi Standards—Design/Build Projects Rev 10/2019
Change Directive serves as a memorandum of understanding regarding the directive
until a Change Order can be issued.
1.02 Terminology
A. The words and terms discussed in this Paragraph 1.02 are not defined, but when used in the
Bidding Requirements or Contract Documents, have the indicated meaning.
B. It is understood that the cost for performing Work is included in the Contract Price and no
additional compensation is to be paid by Owner unless specifically stated otherwise in the
Contract Documents. Expressions including or similar to "at no additional cost to Owner,"
"at Contractor's expense,"or similar words mean that the Contractor is to perform or provide
specified operation of Work without an increase in the Contract Price.
C. The terms"day"or"calendar day"mean a calendar day of 24 hours measured from midnight
to the next midnight.
D. The meaning and intent of certain terms or adjectives are described as follows:
1. The terms "as allowed," "as approved," "as ordered," "as directed," or similar terms in
the Contract Documents indicate an exercise of professional judgment by the OPT.
2. Adjectives including or similar to "reasonable," "suitable," "acceptable," "proper,"
"satisfactory," or similar adjectives are used to describe a determination of OPT
regarding the Work.
3. Any exercise of professional judgment by the OPT will be made solely to evaluate the
Work for general compliance with the Contract Documents unless there is a specific
statement in the Contract Documents indicating otherwise.
4. The use of these or similar terms or adjectives does not assign a duty or give OPT
authority to supervise or direct the performance of the Work, or assign a duty or give
authority to the OPT to undertake responsibilities contrary to the provisions of Articles
9 or 10 or other provisions of the Contract Documents.
E. The use of the words "furnish," "install," "perform," and "provide" have the following
meanings when used in connection with services, materials, or equipment:
1. Furnish means to supply and deliver the specified services, materials, or equipment to
the Site or other specified location ready for use or installation.
2. Install means to complete construction or assembly of the specified services, materials,
or equipment so they are ready for their intended use.
3. Perform or provide means to furnish and install specified services, materials, or
equipment,complete and ready for their intended use.
4. Perform or provide the specified services, materials, or equipment complete and ready
for intended use if the Contract Documents require specific services, materials, or
equipment, but do not expressly use the words "furnish," "install," "perform," or
"provide."
F. Contract Documents are written in modified brief style:
1. Requirements apply to all Work of the same kind,class, and type even though the word
"all" is not stated.
General Conditions 00 72 00-14
Corpus Christi Standards—Design/Build Projects Rev 10/2019
2. Simple imperative sentence structure is used which places a verb as the first word in the
sentence. It is understood that the words "furnish," "install," "perform," "provide," or
similar words include the meaning of the phrase "The Contractor shall..." before these
words.
3. Unless specifically stated that action is to be taken by the OPT or others, it is understood
that the action described is a requirement of the Contractor.
G. Words or phrases that have a well-known technical or construction industry or trade
meaning are used in the Contract Documents in accordance with this recognized meaning
unless stated otherwise in the Contract Documents.
H. Written documents are required where reference is made to notices, reports, approvals,
consents, documents, statements, instructions, opinions or other types of communications
required by the Contract Documents. Approval and consent documents must be received by
Contractor prior to the action or decision for which approval or consent is given. These may
be made in printed or electronic format through the OPT's project management information
system or other electronic media as required by the Contract Documents or approved by the
OAR.
I. Giving notice as required by the Contract Documents may be by printed or electronic media
using a method that requires acknowledgment of the receipt of that notice.
ARTICLE 2—PRELIMINARY MATTERS
2.01 Delivery of Bonds and Evidence of Insurance
A. Provide Bonds as required by the Agreement.
B. Provide evidence of insurance required by the Contract Documents with the executed
Agreement.
2.02 Copies of Documents
A. OPT is to furnish one fully executed Agreement (either electronic or printed) and one copy
of the executed Contract Documents in electronic portable document format (PDF). This
document is the Project Record Copy of the Contract Documents.
2.03 Before Starting Construction
A. Design-Builder's Representative shall be an employee of the Design-Builder(unless this
requirement is waived in writing by the Owner) shall be reasonably available to Owner
and shall have the necessary expertise and experience required to supervise the Work.
Design-Builder's Representative shall communicate regularly with Owner and shall be
vested with the authority to act on behalf of Design-Builder. Design-Builder shall
replace the Design-Builder's Representative upon Owner's request in the event the
Design-Builder's Representative is unable to perform to Owner's satisfaction.
B. Design-Builder shall provide Owner with a monthly status report detailing the progress
of the Work, including whether(i)the Work is proceeding according to schedule, (ii)
discrepancies, conflicts, or ambiguities exist in the Contract Documents that require
resolution, (iii) health and safety issues exist in connection with the Work, and (iv) other
General Conditions 00 72 00-15
Corpus Christi Standards—Design/Build Projects Rev 10/2019
items require resolution so as not to jeopardize Design-Builder's ability to complete the
Work for the Contract Price and within the Contract Time(s).
C. Design-Builder shall prepare and submit, at least three(3) days prior to the meeting
contemplated by Section 2.03.D hereof, an initial schedule for the execution of the
Work for Owner's review and approval. The initial schedule shall indicate the dates for
the start and completion of the various stages of Work, including the dates when Owner
information and approvals are required to enable Design-Builder to achieve the
Contract Time(s). The schedule shall be revised by the preliminary schedule and as
required by conditions and progress of the Work, but such revisions shall not relieve
Design-Builder of its obligations to complete the Work within the Contract Time(s), as
such dates may be adjusted in accordance with the Contract Documents. Owner's
review of and response to the initial schedule shall not be construed as relieving Design-
Builder of its complete and exclusive control over the means, methods, sequences and
techniques for executing the Work. Design-Builder's schedules shall identify the critical
path for completing the Work.
D. The parties will meet within seven (7) days after execution of the Agreement,to discuss
issues affecting the administration of the Work and to implement the necessary
procedures, including those relating to submittals and payment,to facilitate the ability
of the parties to perform their obligations under the Contract Documents. Design-
Builder shall submit the following to Owner's Representative for Owner's review and
approval no later than the meeting contemplated in this paragraph:
1. Letter designating Design-Builder's Representative; and
2. Completed Statement of Non-Inclusion of Asbestos Containing Material (Design
Consultant-Prior to Design)."
3. Preliminary Schedule of Values for all of the Work.The Final Schedule of Values
for the Construction Phase services portion of the Work will be approved at the
time of Owner's acceptance of the GMP. The approved Initial Schedule of
Values will (i) subdivide the Work into its respective parts, (ii) include values for
all items comprising the Work and (iii) serve as the basis for monthly progress
payments made to Design-Builder throughout the services of the Work. This
Initial Schedule of Values will include but separately itemize the services for the
Preliminary Phase Services, and the Professional Services Fee,from the cost of
Construction.
4. Proposed Production Schedule for Preliminary Phase Services and Professional
Services Fee in the form and substance required by the Agreement which will be
used for determining the amount to be paid for those services over the duration
of the Contract.
E. Design-Builder shall not substitute any Subcontractor, Sub-Subcontractor, person or
organization that has been accepted by Owner, unless the substitute has been accepted
in writing by Owner.
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F. Design-Builder shall, consistent with applicable state licensing laws, provide through
qualified, licensed design professionals employed by Design-Builder, or procured from
qualified, independent licensed Design Consultants,the necessary design services,
including architectural,engineering and other design professional services,for the
preparation of the required drawings, specifications and other design submittals to
permit Design-Builder to complete the Work consistent with the Contract Documents.
Nothing in the Contract Documents is intended or deemed to create any legal or
contractual relationship between Owner and any Design Consultant.
G. The standard of care for all design professional services performed to execute the Work
shall be the care and skill ordinarily used by members of the design profession
practicing under similar conditions at the same time and locality of the Project.
Notwithstanding the preceding sentence, if the parties agree upon specific performance
standards for any aspect of the Work,which standards are to be set forth in an exhibit
to the Agreement entitled "Performance Standard Requirements,"the design
professional services shall be performed to achieve such standards.
H. Design-Builder and Owner shall, consistent with any applicable provision of the Contract
Documents, agree upon any interim design submissions that Owner may wish to review,
which interim design submissions may include design criteria,drawings, diagrams and
specifications setting forth the Project requirements. On or about the time of the
scheduled submissions, Design-Builder and Owner shall meet and confer about the
submissions, with Design-Builder identifying during such meetings, among other things,
the evolution of the design and any significant changes or deviations from the Contract
Documents,or, if applicable, previously submitted design submissions. Minutes of the
meetings will be maintained by Design-Builder and provided to all attendees for review.
Following the design review meeting,Owner shall review and approve the interim
design submissions in a time that is consistent with the turnaround times set forth in
Design-Builder's schedule.
I. Design-Builder shall submit to Owner Construction Documents setting forth in detail
drawings and specifications describing the requirements for construction of the Work.
The Construction Documents shall be consistent with the latest set of interim design
submissions, as such submissions may have been modified in a design review meeting.
The parties shall have a design review meeting to discuss, and Owner shall review and
approve,the Construction Documents in accordance with the procedures set forth
above. Design-Builder shall proceed with construction in accordance with the approved
Construction Documents and shall submit two sets of approved Construction
Documents to Owner prior to commencement of construction.
J. Owner's review and approval of interim design submissions and the Construction
Documents is for the purpose of mutually establishing a conformed set of Contract
Documents compatible with the requirements of the Work. Neither Owner's review nor
approval of any interim design submissions and Construction Documents shall be
deemed to transfer any design liability from Design-Builder to Owner.
K. To the extent not prohibited by the Contract Documents or Legal Requirements, Design-
Builder may prepare interim design submissions and Construction Documents for a
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portion of the Work to permit construction to proceed on that portion of the Work prior
to completion of the Construction Documents for the entire Work.
L. Design-Builder shall perform the Work in accordance with all Legal Requirements and
shall provide all notices applicable to the Work as required by the Legal Requirements.
M. The Contract Price and/or Contract Time(s) shall be adjusted to compensate Design-
Builder for the effects of any changes in the Legal Requirements enacted after the date
of the Agreement affecting the performance of the Work, or if a Guaranteed Maximum
Price is established after the date of the Agreement,the date the parties agree upon the
Guaranteed Maximum Price. Such effects may include, without limitation, revisions
Design-Builder is required to make to the Construction Documents because of changes
in Legal Requirements.
N. Except as otherwise provided in the Contract Documents, Design-Builder shall obtain and
pay for all necessary permits, approvals, licenses,government charges and fees required
for the prosecution of the Work by any government or quasi-government entity having
jurisdiction over the Project.
O. Design-Builder shall provide reasonable assistance to Owner in obtaining those permits,
approvals and licenses that are Owner's responsibility.
2.04 Preconstruction Conference; Designation of Authorized Representatives
A. Attend the preconstruction conference as required by the Contract Documents.
B. Designate the specific individuals authorized to act as representatives of the Contractor.
These individuals must have the authority to transmit and receive information, render
decisions relative to the Contract, and otherwise act on behalf of the Contractor.
C. Owner is to designate the specific individuals authorized to act as representatives of the
Owner and the limits of their authority with regard to acting on behalf of the Owner.
ARTICLE 3—CONTRACT DOCUMENTS: INTENT,REQUIREMENTS, REUSE
3.01 Intent
A. Requirements of components of the Contract Documents are as binding as if required by all
Contract Documents. It is the intent of the Contract Documents to describe a functionally
complete Project. The Contract Documents do not indicate or describe all of the Work
required to complete the Project. Additional details required for the correct installation of
selected products are to be provided by the Contractor and coordinated with the OPT.
1. The Contract requirements described in the General Conditions and Supplementary
Conditions apply to Work regardless of where it is described in the Contract Documents,
unless specifically noted otherwise.
2. In offering a Bid for this Project and in entering into this Contract,Contractor represents:
a. Contractor has studied the Contract Documents, the Work, the Site, local
conditions, Laws and Regulations, and other conditions that may affect the Work;
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b. Contractor has studied the Technical Data and other information referred to in the
Contract Documents and has or will make additional surveys and investigations as
deemed necessary for the performance of the Work;
c. Contractor has correlated these studies and observations with the requirements of
the Contract Documents; and
d. Contractor has taken all of this information into consideration in developing the
Contract Price offered and that the Contract Price offered provides full
compensation for providing the Work in accordance with the Contract Documents.
3. Organization of the Contract Documents is not intended to control or lessen the
responsibility of the Contractor when dividing Work among Subcontractors or Suppliers,
or to establish the extent of Work to be performed by trades, Subcontractors, or
Suppliers. Specifications or details do not need to be indicated or specified in each
Specification or Drawing. Items shown in the Contract Documents are applicable
regardless of their location in the Contract Documents.
4. Standard paragraph titles and other identifications of subject matter in the
Specifications are intended to aid in locating and recognizing various requirements of
the Specifications. Titles do not define, limit,or otherwise restrict Specification text.
5. Provide the labor, documentation, services, materials, or equipment that may be
inferred from the Contract Documents or from prevailing custom or trade usage as
being required to produce the indicated result, whether specifically called for in the
Contract Documents or not. Include these related costs in the offered Contract Price.
B. Provide equipment that is functionally complete as described in the Contract Documents.
The Drawings and Specifications do not indicate or describe all of the Work required to
complete the installation of products purchased by the Owner or Contractor. Additional
details required for the correct installation of selected products are to be provided by the
Contractor and coordinated with the Designer through the OAR.
C. Comply with the most stringent requirements where compliance with two or more standards
is specified and they establish different or conflicting requirements for the Work, unless the
Contract Documents indicate otherwise.
D. Provide materials and equipment comparable in quality to similar materials and equipment
incorporated in the Project or as required to meet the minimum requirements of the
application if the materials and equipment are shown in the Drawings but are not included
in the Specifications.
E. The Project Record Copy of the Contract Documents governs if there is a discrepancy
between the Project Record Copy of the Contract Documents and subsequent electronic or
digital versions of the Contract Documents, including printed copies derived from these
electronic or digital versions.
F. The Contract supersedes all prior written or oral negotiations, representations, and
agreements. The Contract Documents comprise the entire Agreement between Owner and
Contractor. The Contract Documents may be modified only by a Modification.
G. Request clarification from OAR for a decision before proceeding if Contractor is not clear on
the meaning of the Contract Documents. OAR is to issue clarifications and interpretations of
the Contract Documents in accordance with the Contract Documents.
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3.02 Reference Standards
A. Standard Specifications, Codes, Laws and Regulations:
1. Reference in the Contract Documents to standard specifications, manuals, reference
standards, or codes of technical societies, organizations, or associations, or to Laws or
Regulations,whether specific or implied, are those in effect at the time Contractor's Bid
is submitted or when Contractor negotiates the Contract Price unless specifically stated
otherwise in the Contract Documents.
2. No provision of referenced standard specifications, manuals, reference standards,
codes, or instructions of a Supplier changes the duties or responsibilities of OPT or
Contractor from those described in the Contract Documents or assigns a duty to or gives
authority to the OPT to supervise or direct the performance of the Work or undertake
responsibilities inconsistent with the Contract Documents.
3. The provisions of the Contract Documents take precedence over standard
specifications, manuals, reference standards, codes, or instructions of a Supplier unless
specifically stated otherwise in the Contract Documents.
B. Comply with applicable construction industry standards,whether referenced or not.
1. Standards referenced in the Contract Documents govern over standards not referenced
but recognized as applicable in the construction industry.
2. Comply with the requirements of the Contract Documents if they produce a higher
quality of Work than the applicable construction industry standards.
3. Designer determines whether a code or standard is applicable, which of several are
applicable, or if the Contract Documents produce a higher quality of Work.
C. Make copies of reference standards available if requested by OAR.
3.03 Reporting and Resolving Discrepancies
A. Reporting Discrepancies:
1. Carefully study the Drawings and verify pertinent figures and dimensions with respect
to actual field measurements before undertaking the Work. Immediately report
conflicts, errors, ambiguities, or discrepancies that Contractor discovers or has actual
knowledge of to the OAR. Do not proceed with affected Work until the conflict, error,
ambiguity, or discrepancy is resolved by a clarification or interpretation from the OAR
or by a Modification to the Contract Documents issued pursuant to Paragraph 11.01.
2. The exactness of existing grades, elevations, dimensions or locations given on any
Drawings issued by Designer, or the work installed by other contractors, is not
guaranteed by Owner. Contractor shall, therefore, satisfy itself as to the accuracy of all
grades, elevations, dimensions and locations. Any errors due to Contractor's failure to
verify at the site all such grades, elevations, dimensions or locations relating to such
existing or other work shall be rectified by Contractor without any additional cost to
City.
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3. Immediately notify the OAR of conflicts, errors, ambiguities, or discrepancies in the
Contract Documents or discrepancies between the Contract Documents and:
a. Applicable Laws or Regulations;
b. Actual field conditions;
c. Standard specifications, manuals, reference standards,or codes; or
d. Instructions of Suppliers.
4. Do not proceed with affected Work until the conflict,error, ambiguity,or discrepancy is
resolved by a clarification or interpretation from the OAR or by a Modification to the
Contract Documents issued pursuant to Paragraph 11.01, except in an emergency as
required by Paragraph 7.12.
5. Contractor is liable to the OPT for failure to report conflicts, errors, ambiguities, or
discrepancies in the Contract Documents of which Contractor has actual knowledge.
6. Contractor is deemed to have included the most expensive item, system, procedure,
etc. in the Contract Price if a conflict,error,ambiguity,or discrepancy in components of
the Contract Documents was known, but not reported prior to submitting the Bid or
when Contractor negotiates the Contract Price.
3.04 Interpretation of the Contract Documents
A. Submit questions concerning the non-technical or contractual/administrative requirements
of the Contract Documents to the OAR immediately after those questions arise. OAR is to
provide an interpretation of the Contract Documents regarding these questions and will
coordinate the response of the OPT to Contractor.
B. Submit questions regarding the design of the Project described in the Contract Documents
to the OAR immediately after those questions arise. OAR is to request an interpretation of
the Contract Documents from the Designer. Designer is to respond to these questions by
providing an interpretation of the Contract Documents. OAR will coordinate the response of
the OPT to Contractor.
C. OPT may initiate a Modification to the Contract Documents through the OAR if a response to
the question indicates that a change in the Contract Documents is required. Contractor may
appeal Designer's or OAR's interpretation by submitting a Change Proposal.
3.05 Reuse of Documents
A. Contractor's Team has no rights to the Contract Documents and may not use the Contract
Documents, or copies or electronic media editions of the Contract Documents, other than
for the construction of this Project. This provision survives final payment or termination of
the Contract.
B. Contractor is allowed to retain a copy of the Contract Documents for record purposes, unless
specifically prohibited by the Owner for security reasons. Surrender paper and digital copies
of the Contract Documents and other related documents and remove these documents from
computer equipment or storage devices as a condition of final payment if the Owner so
directs.
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ARTICLE 4—COMMENCEMENT AND PROGRESS OF THE WORK
4.01 Commencement of Contract Times; Notice to Proceed
A. The Contract Times commence to run on the date indicated in the Notice to Proceed.
4.02 Starting the Work
A. Begin performing the Work on the date indicated in the Notice to Proceed. Do not begin
Work prior to having the insurance required in Article 6 in force or before the date indicated
in the Notice to Proceed.
4.03 Progress Schedule
A. Construct the Work in accordance with the Progress Schedule established in accordance with
the Contract Documents.
1. Adjust the Progress Schedule as required to accurately reflect actual progress on the
Work.
2. Submit proposed adjustments in the Progress Schedule that change the Contract Times
in accordance with the requirements of Article 11.
B. Continue performing Work and adhere to the Progress Schedule during disputes or
disagreements with Owner. Do not delay or postpone Work pending resolution of disputes
or disagreements, or during an appeal process, except as permitted by Paragraph 16.04, or
as Owner and Contractor may otherwise agree.
4.04 Delays in Contractor's Progress
A. No Damages for Delay: Contractor shall receive no compensation for delays or hindrances
to the Work,except in the case of direct interference with means and methods by the Owner.
In no event shall the Contractor be entitled to any compensation or recovery of any special
damages in connection with any delays, including without limitation: consequential
damages, lost opportunity costs, impact damages, or other similar damages. Owner's
exercise of any of its rights or remedies under the Contract Documents (including without
limitation ordering changes in the Work,or directing suspension, rescheduling,or correction
of the Work), regardless of the extent or frequency of Owner's exercise of such rights or
remedies, shall not be construed as active interference in the Contractor's performance of
the Work. An extension of Contract Time, to the extent permitted, shall be the sole remedy
of the Contractor for any acknowledged delays.Contractor agrees that the extension of time
provides an equitable adjustment.
B. Contractor is not entitled to an adjustment in Contract Price or Contract Times for delays,
disruptions, or interference caused by or within the control of Contractor's Team.
C. No time extensions are allowed for weather conditions,other than those listed in Paragraph
4.04.D.1, for Projects using calendar days or a fixed date to establish the Contract Time.
Contractor is to include the cost associated with weather related delays in the Contract Price
and assumes the risks associated with delays related to weather conditions.
D. Contractor is entitled to an equitable adjustment in the Contract Times if Contractor's
performance or progress is delayed, disrupted, or interfered with by unanticipated causes
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not the fault of and beyond the control of OPT or Contractor. These adjustments in Contract
Times are the Contractor's sole and exclusive remedy for the delays, disruption, and
interference described in this paragraph.These unanticipated causes may include:
1. Severe and unavoidable natural catastrophes e.g. fires, floods, hurricanes, epidemics,
and earthquakes;
2. Acts or failures to act of utility owners other than those performing other work at or
adjacent to the Site by arrangement with the Owner,as contemplated in Article 8;
3. Acts of war or terrorism; and
4. Rain days in excess of 30 days in a calendar year.
E. Delays, disruption, and interference to the performance or progress of the Work resulting
from the following are governed by Article 5:
1. The existence of a differing subsurface or physical condition;
2. An Underground Facility not shown or not indicated with reasonable accuracy by the
Contract Documents; and
3. Hazardous Environmental Conditions.
F. Article 8 governs delays, disruption, and interference to the performance or progress of the
Work resulting from the performance of certain other work at or adjacent to the Site.
G. Notify the OAR immediately of a potential delaying, disrupting, or interfering event. Submit
a Change Proposal seeking an adjustment in Contract Price or Contract Times within 30 days
of the commencement of the delaying, disrupting, or interfering event. Claims for
adjustment to the Contract Price or Contract Times that do not comply with Article 13 are
waived.
H. Contractor is only entitled to an adjustment of the Contract Times for specific delays,
disruptions, and interference to the performance or progress of the Work that can be
demonstrated to directly impact the ability of the Contractor to complete the Work within
the Contract Times. No adjustments in Contract Times are allowed for delays on components
of the Work which were or could have been completed without impacting the Contract
Times.
I. Contractor is not entitled to an adjustment in Contract Price or Contract Times for delay,
disruption, or interference caused by or within the control of the Owner if this delay is
concurrent with a delay, disruption, or interference attributable to or within the control of
the Contractor's Team.
ARTICLE 5—AVAILABILITY OF LANDS; SUBSURFACE AND PHYSICAL CONDITIONS; HAZARDOUS
ENVIRONMENTAL CONDITIONS
5.01 Availability of Lands
A. Owner is to furnish the Site and inform the Contractor of encumbrances or restrictions
known to Owner related to use of the Site with which Contractor must comply in performing
the Work.
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B. Provide for additional lands and access Contractor requires for temporary construction
facilities or storage of materials and equipment, other than those identified in the Contract
Documents. Provide documentation of authority to use these additional lands to OAR before
using them.
5.02 Use of Site and Other Areas
A. Limitation on Use of Site and Other Areas:
1. Confine construction equipment, temporary construction facilities, the storage of
materials and equipment,and the operations of workers to the Site,adjacent areas that
Owner or Contractor has arranged to use through construction easements or
agreements, and other adjacent areas as permitted by Laws and Regulations. Assume
full responsibility for damage or injuries which result from the performance of the Work
or from other actions or conduct of the Contractor's Team, including:
a. Damage to the Site;
b. Damage to adjacent areas used for Contractor's Team's operations;
c. Damage to other adjacent land or areas; and
d. Injuries and losses sustained by the owners or occupants of these lands or areas.
2. Take the following action if a damage or injury claim is made by the owner or occupant
of adjacent land or area because of the performance of the Work, or because of other
actions or conduct of the Contractor's Team:
a. Take immediate corrective or remedial action as required by Paragraph 7.09; and
b. Attempt to settle the claim through negotiations with the owner or occupant, or
otherwise resolve the claim by mediation or other dispute resolution proceeding
or at law.
5.03 Subsurface and Physical Conditions
A. No reports of explorations or tests of subsurface conditions at or contiguous to the Site, or
drawings of physical conditions relating to existing surface or subsurface structures at the
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Site, are known to Owner. Design-Builder shall be responsible for all surface and subsurface
investigations.
5.04 Differing Subsurface or Physical Conditions
A. Design-Builder shall be responsible for all surface and subsurface investigations. Owner shall
have no liability for differing conditions.
5.05 Underground Facilities
A. Design-Builder shall be responsible for identifying all underground facilities at or adjacent to
the Site. Owner shall have no liability for differing conditions.
5.06 Hazardous Environmental Conditions at Site
A. No reports of explorations or tests for Hazardous Environmental Conditions at or contiguous
to the Site are known to Owner. Design-Builder shall be responsible for all explorations or
tests. Owner shall have no liability for differing conditions.
ARTICLE 6—BONDS AND INSURANCE
6.01 Performance, Payment, and Other Bonds
A. Furnish Performance and Payment Bonds, each in an amount equal to the Guaranteed
Maximum Price, as security for the faithful performance and payment of Contractor's
obligations under the Contract Documents. These Bonds are to remain in effect until 1 year
after the date of final payment. Furnish other Bonds as required by the Contract Documents.
B. Bonds furnished by the Contractor must meet the requirements of Texas Insurance Code
Chapter 3503, Texas Government Code Chapter 2253, and all other applicable Laws and
Regulations.
C. Notify OAR immediately if the surety on Bonds furnished by Contractor:
1. Is declared bankrupt, or becomes insolvent;
2. Has its right to do business in Texas terminated; or
3. Ceases to meet the requirements of Paragraph 6.02.
Provide a Bond and surety which comply with the requirements of Paragraph 6.02 within 20
days after the event giving rise to this notification.
D. Contractor is to use amounts paid by Owner to Contractor under the Contract for the
performance of the Contract and to satisfy claims against the Payment Bond.
E. Notify the OAR of claims filed against the Payment Bond. Notify the claimant and OAR of
undisputed amounts and the basis for challenging disputed amounts when a claimant has
satisfied the conditions prescribed by Texas Government Code Chapter 2253. Promptly pay
undisputed amount.
F. Owner is not liable for payment of costs or expenses of claimants under the Payment Bond.
Owner has no obligations to pay, give notice, or take other action to claimants under the
Payment Bond.
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G. Owner may exclude the Contractor from the Site and exercise Owner's termination rights
under Article 18 if Contractor fails to obtain or maintain required Bonds.
H. OPT will provide a copy of the Payment Bond to Subcontractors,Suppliers, or other persons
or entities claiming to have furnished labor or materials used in the performance of the Work
that request this information in accordance with Texas Government Code Chapter 2253.
6.02 Licensed Sureties
A. Provide Bonds in the form prescribed by the Contract Documents from sureties named in the
list of"Companies Holding Certificates of Authority as Acceptable Sureties on Federal Bonds
and as Acceptable Reinsuring Companies" as published in Circular 570 (amended) by the
Financial Management Service, Surety Bond Branch, U.S. Department of the Treasury.
B. Provide Bonds required by the Contract Documents from surety companies that are duly
licensed or authorized to provide bonds in the State of Texas.
6.03 Required Minimum Insurance Coverage
A. Obtain and maintain insurance as required in this Article and in the Supplementary
Conditions.
B. Deliver evidence of insurance in accordance with the Supplementary Conditions to the
Owner to demonstrate that Contractor has obtained and is maintaining the policies,
coverages, and endorsements required by the Contract. Provide copies of these certificates
to each named insured and additional insured as identified in the Supplementary Conditions
or otherwise.
6.04 General Insurance Provisions
A. Provide insurance coverages and limits meeting the requirements for insurance in
accordance with this Article 6 and the Supplementary Conditions.
B. Provide endorsements to the policies as outlined in this Article.
C. Obtain insurance from companies that are duly licensed or authorized in the State of Texas
to issue insurance policies for the required limits and coverages. Provide insurance from
companies that have an A.M. Best rating of A-VIII or better.
D. Furnish copies of endorsements and documentation of applicable self-insured retentions and
deductibles upon request by OPT or any named insured or additional insured. Contractor
may block out (redact) any confidential premium or pricing information contained in any
endorsement furnished under this Contract.
E. The name and number of the Project must be referenced on the certificate of insurance.
F. OPT's failure to demand such certificates or other evidence of the Contractor's full
compliance with the insurance requirements or failure to identify a deficiency in compliance
from the evidence provided is not a waiver of the Contractor's obligation to obtain and
maintain the insurance required by the Contract Documents.
G. Notify the Owner if the Contractor fails to purchase or maintain the insurance required by
the Contract Documents. Contractor shall not be allowed to perform any Work on the
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Project until the required insurance policies are in effect. A Certificate of Liability Insurance
shall be submitted to the OPT.
H. Owner may exclude the Contractor from the Site and exercise Owner's termination rights
under Article 18 if Contractor fails to obtain or maintain the required insurance.
I. Owner does not represent that the insurance coverage and limits established in this Contract
are adequate to protect Contractor or Contractor's interests.
J. The required insurance and insurance limits do not limit the Contractor's liability under the
indemnities granted to Owner in the Contract Documents.
K. Provide for an endorsement that the "other insurance" clause shall not apply to the OPT
where the OPT is an additional insured shown on the policy. Contractor's insurance is
primary and non-contributory with respect to any insurance or self-insurance carried by the
OPT for liability arising out of operations under this Contract.
L. Include the Owner and list the other members of the OPT and any other individuals or entities
identified in the Supplementary Conditions as additional insureds on all policies with the
exception of the workers' compensation policy and Contractor's professional liability policy.
6.05 Contractor's Insurance
A. Purchase and maintain workers' compensation and employer's liability insurance for:
1. Claims under workers' compensation, disability benefits, and other similar employee
benefit acts. Obtain workers' compensation coverage through a licensed insurance
company in accordance with Texas law and written on a policy and endorsements
approved by the Texas Department of Insurance. Provide insurance in amounts to meet
all workers' compensation obligations. Provide an "All Other States" endorsement if
Contractor is not domiciled in Texas and policy is not written in accordance with Texas
Department of Insurance rules.
2. Claims for damages because of bodily injury, occupational sickness or disease, or death
of Contractor's employees.
3. United States Longshoreman and Harbor Workers' Compensation Act and Jones Act
coverage (if applicable).
4. Foreign voluntary worker compensation (if applicable).
B. Purchase and maintain commercial general liability insurance covering all operations by or
on behalf of Contractor. The expected coverage is that which would be included in a
commercially available ISO Commercial General Liability policy and should provide coverage
on an occurrence basis, against:
1. Claims for damages because of bodily injury,sickness or disease,or death of any person
other than Contractor's employees;
2. Claims for damages insured by reasonably available personal injury liability coverage
which are sustained;
3. By any person as a result of an offense directly or indirectly related to the employment
of such person by Contractor; and
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4. Claims for damages,other than to the Work itself, because of injury to or destruction of
tangible property wherever located, including any resulting loss of use.
C. Provide Contractor's commercial general liability policy that is written on a 1996 (or later)
ISO commercial general liability form (occurrence form)and include the following coverages
and endorsements:
1. Products and completed operations coverage as required in this Article and the
Supplementary Conditions. Insurance is to remain in effect for 3 years after final
payment. Furnish evidence of the continuation of this insurance at final payment and
again each year for 3 years after final payment to Owner and each named insured or
additional insured.
a. If required by the Supplementary Conditions, provide and maintain Installation
Floater insurance for property under the care, custody, or control of Contractor.
Provide Installation Floater insurance that is a broad form or "All Peril" policy
providing coverage for all materials, supplies, machinery, fixtures, and equipment
which will be incorporated into the Work.
1) Provide coverage under the Contractor's Installation Floater that includes:
a) Faulty or Defective workmanship, materials, maintenance, or
construction;
b) Cost to remove Defective or damaged Work from the Site or to protect it
from loss or damage;
c) Cost to cleanup and remove pollutants;
d) Coverage for testing and startup;
e) Any loss to property while in transit;
f) Any loss at the Site;
g) Any loss while in storage, both on and off the Site; and
h) Any loss to temporary Project Works if their value is included in the
Contract Price.
2) Coverage cannot be contingent on an external cause or risk or limited to
property for which the Contractor is legally liable. Provide limits of insurance
adequate to cover the value of the installation. Pay any deductible carried
under this coverage and assume responsibility for claims on materials,
supplies, machinery, fixtures, and equipment which will be incorporated into
the Work while in transit or in storage.
2. Blanket contractual liability coverage for Contractor's contractual indemnity obligations
in Paragraph 7.14, and all other contractual indemnity obligations of Contractor in the
Contract Documents. Industry standard ISO Contractual Liability coverage will meet this
obligation.
3. Broad form property damage coverage.
4. Severability of interest.
5. Underground explosion and collapse coverage.
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6. Personal injury coverage.
7. Endorsement CG 2032, "Additional Insured - Engineers, Architects or Surveyors Not
Engaged by the Named Insured" or its equivalent.
D. Purchase and maintain automobile liability insurance against claims for damages because of
bodily injury or death of any person or property damage arising out of the ownership,
maintenance or use of any motor vehicle.
E. For Projects with a Contract Value that exceeds$5,000,000, purchase and maintain umbrella
or excess liability insurance written over the underlying employer's liability, commercial
general liability, and automobile liability insurance described in the paragraphs above.
Provide coverage that is at least as broad as all underlying policies. Provide a policy that
provides first-dollar liability coverage as needed.
F. Provide Contractor's commercial general liability and automobile liability policies that:
1. Are written on an occurrence basis;
2. Include the individuals or entities identified in the Supplementary Conditions as
additional insureds;
3. Include coverage for Owner as defined in Article 1; and
4. Provide primary coverage for all claims covered by the policies, including those arising
from both ongoing and completed operations.
G. Purchase and maintain insurance coverage for third-party injury and property damage
claims, including clean-up costs that result from Hazardous Environmental Conditions which
result from Contractor's operations and completed operations. Provide Contractor's
pollution liability insurance that includes long-term environmental impacts for the disposal
of pollutants/contaminants and is not limited to sudden and accidental discharge. The
completed operations coverage is to remain in effect for 3 years after final payment. The
policy must name OPT and any other individuals and entities identified in the Supplementary
Conditions as additional insureds.
H. Purchase and maintain applicable professional liability insurance, or have Subcontractors
and Suppliers do so, if Contractor or any Subcontractor or Supplier will provide or furnish
professional services under this Contract.
I. The policies of insurance required by this Article must:
1. Include at least the specific coverages and be written for not less than the limits of
liability provided in this Article or the Supplementary Conditions or required by Laws or
Regulations,whichever is greater.
2. Contain a provision that coverage afforded will not be canceled or materially changed
until at least 30 days prior written notice has been given to Contractor, Owner, and all
named insureds and additional insureds.
3. Remain in effect at all times when Contractor is performing Work or is at the Site to
conduct tasks arising from the Contract Documents.
4. Be appropriate for the Work being performed and provide protection from claims
resulting from the Contractor's performance of the Work and Contractor's other
obligations under the Contract Documents, whether performed by Contractor,
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Subcontractor, Supplier, anyone directly or indirectly employed or retained by any of
them, or by anyone for whose acts they may be liable.
J. The coverage requirements for specific policies of insurance must be met directly by those
policies and may not rely on excess or umbrella insurance provided in other policies to meet
the coverage requirement.
6.06 Property Insurance
A. Purchase and maintain builder's risk insurance in the amount of the full replacement cost of
the Project. This policy is subject to the deductible amounts requirements in this Article and
the Supplementary Conditions or those required by Laws and Regulations and must comply
with the requirements of Paragraph 6.09. This insurance shall:
1. Include the OPT,Contractor,and all Subcontractors,and any other individuals or entities
identified in the Supplementary Conditions, as named insureds.
2. Be written on a builder's risk "all risk" policy form that includes insurance for physical
loss or damage to the Work, temporary buildings, falsework, and materials and
equipment in transit, and insures against at least the following perils or causes of loss:
fire; lightning; windstorm; riot; civil commotion; terrorism; vehicle impact; aircraft;
smoke; theft; vandalism and malicious mischief; mechanical breakdown, boiler
explosion, and artificially generated electric current; earthquake; volcanic activity, and
other earth movement; flood; collapse; explosion; debris removal; demolition
occasioned by enforcement of Laws and Regulations; water damage (other than that
caused by flood); and such other perils or causes of loss as may be specifically required
by this Section. If insurance against mechanical breakdown, boiler explosion, and
artificially generated electric current; earthquake; volcanic activity, and other earth
movement; or flood, are not commercially available under builder's risk, by
endorsement or otherwise, this insurance may be provided through other insurance
policies acceptable to Owner and Contractor.
3. Cover expenses incurred in the repair or replacement of any insured property.
4. Cover materials and equipment in transit or stored prior to being incorporated in the
Work.
5. Cover Owner-furnished or assigned property.
6. Allow for partial utilization of the Work by Owner.
7. Allow for the waiver of the insurer's subrogation rights as set forth below.
8. Provide primary coverage for all losses and damages caused by the perils or causes of
loss covered.
9. Not include a co-insurance clause.
10. Include a broad exception for ensuing losses from physical damage or loss with respect
to any Defective workmanship, design, or materials exclusions.
11. Include testing and startup.
12. Be maintained in effect until the Work as a whole is complete, unless otherwise agreed
to in writing by Owner and Contractor.
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B. Evidence of insurance provided must contain a provision or endorsement that the coverage
afforded will not be canceled or materially changed or renewal refused until at least 30 days'
prior written notice has been given to Owner and Contractor and to each named insured.
C. Pay for costs not covered by the policy deductible.
D. Notify builder's risk insurance provider if Owner will occupy or use a portion or portions of
the Work prior to Substantial Completion of all the Work as provided in Paragraph 17.13.
Maintain the builder's risk insurance in effect during this Partial Occupancy or Use.
E. Contractor may purchase other special insurance to be included in or to supplement the
builder's risk or property insurance policies provided under this Article and the
Supplementary Conditions.
F. Contractor, Subcontractors, or employees of the Contractor or a Subcontractor owning
property items, such as tools, construction equipment, or other personal property not
expressly covered in the insurance required by the Contract Documents are responsible for
providing their own insurance.
6.07 Waiver of Rights
A. Insurance shall include a waiver of subrogation in favor of the additional insureds identified
in the Supplementary Conditions.
B. All policies purchased in accordance with this Article are to contain provisions to the effect
that the insurers have no rights of recovery against OPT, named insureds or additional
insureds in the event of a payment for loss or damage. Contractor and insurers waive all
rights against the Owner's Indemnities for losses and damages created by or resulting from
any of the perils or causes of loss covered by these policies and any other applicable property
insurance. None of these waivers extend to the rights Contractor has to the proceeds of
insurance as trustee.
C. Contractor is responsible for assuring that agreements with Subcontractors contain
provisions that the Subcontractor waive all rights against Owner,Contractor, named insureds
and additional insureds, and the officers, directors, members, partners, employees, agents,
consultants,and subcontractors of each and any of them,for all losses and damages created
by or resulting from any of the perils or causes of loss covered by builder's risk insurance and
other property insurance.
6.08 Owner's Insurance for Project
A. Owner is not responsible for purchasing and maintaining any insurance to protect the
interest of the Contractor, Subcontractors, or others in the Work. The stated limits of
insurance required are minimum only. Determine the limits that are adequate. These limits
may be basic policy limits or any combination of basic limits and umbrella limits. In any event,
Contractor is fully responsible for all losses arising out of, resulting from, or connected with
operations under this Contract whether or not these losses are covered by insurance. The
acceptance of evidence of insurance by the OPT,named insureds,or additional insureds does
not release the Contractor from compliance with the insurance requirements of the Contract
Documents.
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6.09 Acceptable Evidence of Insurance
A. Provide evidence of insurance acceptable to the Owner with the executed Contract
Documents. Provide the following as evidence of insurance:
1. Certificates of Insurance on an acceptable form;
2. Riders or endorsements to policies;and
3. Policy limits and deductibles.
B. Provide a list of"Additional Insureds"for each policy.
C. Provide evidence that waivers of subrogation are provided on all applicable policies.
D. Provide evidence of requirements for 30 days' notice before cancellation or any material
change in the policy's terms and conditions, limits of coverage, or change in deductible
amount.
6.10 Certificate of Insurance
A. Submit Certificates of Insurance meeting the following requirements:
1. Form has been filed with and approved by the Texas Department of Insurance under
Texas Insurance Code §1811.101; or
2. Form is a standard form deemed approved by the Department under Texas Insurance
Code§1811.101.
3. No requirements of this Contract may be interpreted as requiring the issuance of a
certificate of insurance on a certificate of insurance form that has not first been filed
with and approved by the Texas Department of Insurance.
B. Include the name of the Project in the description of operations box on the certificate of
insurance.
6.11 Insurance Policies
A. If requested by the Owner, provide a copy of insurance policies, declaration pages and
endorsements, and documentation of applicable self-insured retentions and deductibles.
B. Contractor may block out (redact) any proprietary information or confidential premium
pricing information contained in any policy or endorsement furnished under this Contract.
6.12 Continuing Evidence of Coverage
A. Provide updated, revised, or new evidence of insurance in accordance this Article and the
Supplementary Conditions prior to the expiration of existing policies.
B. Provide evidence of continuation of insurance coverage at final payment and for the
following 3 years.
6.13 Notices Regarding Insurance
A. Notices regarding insurance are to be sent to the Owner at the following address:
City of Corpus Christi—Engineering
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Attn: Construction Contract Admin.
P.O. Box 9277
Corpus Christi,TX 78469-9277
B. Submit questions regarding insurance requirements to the Construction Contract
Administrator by calling 361-826-3530.
6.14 Texas Workers' Compensation Insurance Required Notice
A. Definitions:
1. Certificate of coverage ("certificate") -A copy of a certificate of insurance, a certificate
of authority to self-insure issued by the commission, or a coverage agreement (TWCC-
81, TWCC-82, TWCC-83, or TWCC-84), showing statutory workers' compensation
insurance coverage for the person's or entity's employees providing services on a
project,for the duration of the Project.
2. Duration of the Project-includes the time from the beginning of the Work on the Project
until the Contractor's/person's Work on the Project has been completed and accepted
by the governmental entity.
3. Persons providing services on the Project ("Subcontractor" in §406.096) - includes all
persons or entities performing all or part of the services the Contractor has undertaken
to perform on the Project, regardless of whether that person contracted directly with
the Contractor and regardless of whether that person has employees. This includes,
without limitation, independent contractors,subcontractors, leasing companies, motor
carriers, owner-operators, employees of any such entity, or employees of any entity
which furnishes persons to provide services on the Project. "Services" include, without
limitation, providing, hauling, or delivering equipment or materials, or providing labor,
transportation, or other service related to a project. "Services" does not include
activities unrelated to the Project, such as food/beverage vendors, office supply
deliveries, and delivery of portable toilets.
B. The Contractor shall provide coverage, based on proper reporting of classification codes and
payroll amounts and filing of any coverage agreements, which meets the statutory
requirements of Texas Labor Code, Section 401.011(44) for all employees of the Contractor
providing services on the Project,for the duration of the Project.
C. The Contractor must provide a certificate of coverage to the governmental entity prior to
being awarded the Contract.
D. If the coverage period shown on the Contractor's current certificate of coverage ends during
the duration of the Project,the Contractor must, prior to the end of the coverage period,file
a new certificate of coverage with the governmental entity showing that coverage has been
extended.
E. The Contractor shall obtain from each person providing services on a project, and provide to
the governmental entity:
1. A certificate of coverage, prior to that person beginning Work on the Project, so the
governmental entity will have on file certificates of coverage showing coverage for all
persons providing services on the Project; and
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2. No later than seven days after receipt by the Contractor, a new certificate of coverage
showing extension of coverage, if the coverage period shown on the current certificate
of coverage ends during the duration of the Project.
F. The Contractor shall retain all required certificates of coverage for the duration of the Project
and for one year thereafter.
G. The Contractor shall notify the governmental entity in writing by certified mail or personal
delivery,within 10 days after the Contractor knew or should have known,of any change that
materially affects the provision of coverage of any person providing services on the Project.
H. The Contractor shall post on each Project Site a notice, in the text, form and manner
prescribed by the Texas Workers' Compensation Commission, informing all persons
providing services on the Project that they are required to be covered, and stating how a
person may verify coverage and report lack of coverage.
I. The Contractor shall contractually require each person with whom it contracts to provide
services on a project,to:
1. Provide coverage,based on proper reporting of classification codes and payroll amounts
and filing of any coverage agreements,which meets the statutory requirements of Texas
Labor Code, Section 401.011(44) for all of its employees providing services on the
Project,for the duration of the Project;
2. Provide to the Contractor, prior to that person beginning Work on the Project, a
certificate of coverage showing that coverage is being provided for all employees of the
person providing services on the Project,for the duration of the Project;
3. Provide the Contractor, prior to the end of the coverage period, a new certificate of
coverage showing extension of coverage, if the coverage period shown on the current
certificate of coverage ends during the duration of the Project;
4. Obtain from each other person with whom it contracts, and provide to the Contractor:
a. A certificate of coverage, prior to the other person beginning Work on the Project;
and
b. A new certificate of coverage showing extension of coverage, prior to the end of
the coverage period, if the coverage period shown on the current certificate of
coverage ends during the duration of the Project;
5. Retain all required certificates of coverage on file for the duration of the Project and for
one year thereafter;
6. Notify the governmental entity in writing by certified mail or personal delivery, within
10 days after the person knew or should have known, of any change that materially
affects the provision of coverage of any person providing services on the Project;and
7. Contractually require each person with whom it contracts, to perform as required by
this section, with the certificates of coverage to be provided to the person for whom
they are providing services.
J. By signing this Contract or providing or causing to be provided a certificate of coverage,the
Contractor is representing to the governmental entity that all employees of the Contractor
who will provide services on the Project will be covered by workers' compensation coverage
for the duration of the Project, that the coverage will be based on proper reporting of
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classification codes and payroll amounts, and that all coverage agreements will be filed with
the appropriate insurance carrier or, in the case of a self-insured, with the commission's
Division of Self-Insurance Regulation. Providing false or misleading information may subject
the Contractor to administrative penalties, criminal penalties, civil penalties, or other civil
actions.
K. The Contractor's failure to comply with any of these provisions is a breach of contract by the
Contractor which entitles the governmental entity to declare the Contract void if the
Contractor does not remedy the breach within ten days after receipt of notice of breach from
the governmental entity.
ARTICLE 7—CONTRACTOR'S RESPONSIBILITIES
7.01 Supervision and Superintendence
A. Supervise, inspect, and direct the performance of the Work in accordance with the Contract
Documents. Contractor is solely responsible for the means, methods, techniques,
sequences, and procedures of construction.
B. Provide a competent resident superintendent acceptable to the OPT. The resident
superintendent or acceptable qualified assistant is to be present at all times when Work is
being done. Do not replace this resident superintendent except under extraordinary
circumstances. Provide a replacement resident superintendent equally competent to the
previous resident superintendent if replacement is required. Notify the Owner prior to
replacing the resident superintendent and obtain Owner's consent to the change in
superintendent.
7.02 Labor;Working Hours
A. Provide competent,suitably qualified personnel to survey and lay out the Work and perform
Work to complete the Project. Maintain good discipline and order at the Site.
B. Perform Work at the Site during regular working hours except as otherwise required for the
safety or protection of persons or the Work or property at the Site or adjacent to the Site
and except as otherwise stated in the Contract Documents. Regular working hours are
between sunrise and sundown Monday through Saturday unless other times are specifically
authorized in writing by OAR.
C. Do not perform Work on a Sunday or legal holiday without OAR's consent. The following
legal holidays are observed by the Owner:
Holiday Date-Observed
New Year's Day January 1
Memorial Day Last Monday in May
Independence Day July 4
Labor Day First Monday in September
Thanksgiving Day Fourth Thursday in November
Friday after Thanksgiving Friday after Thanksgiving
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1A%-!;A= 4etln
Christmas Day December 25
D. If a legal holiday falls on a Saturday, it will be observed the preceding Friday. If a legal holiday
falls on a Sunday, it will be observed the following Monday.
E. Pay additional cost incurred by Owner for services of the OAR or RPR to observe Work
constructed outside of regular working hours. OAR will issue a Set-off in the Application for
Payment for this cost per Paragraph 17.01.6
7.03 Services, Materials, and Equipment
A. Provide services, materials, equipment, labor, transportation, construction equipment and
machinery, tools, appliances, fuel, power, light, heat, telephone, water, sanitary facilities,
temporary facilities, and other facilities and incidentals necessary for the performance,
testing, start-up, and completion of the Work, whether or not these items are specifically
called for in the Contract Documents.
B. Provide new materials and equipment to be incorporated into the Work. Provide special
warranties and guarantees required by the Contract Documents. Provide satisfactory
evidence, including reports of required tests, as to the source, kind, and quality of materials
and equipment as required by the Contract Documents or as requested by the OAR.
C. Store, apply, install, connect, erect, protect, use, clean, and condition materials and
equipment in accordance with instructions of the applicable Supplier, unless otherwise
required by the Contract Documents.
7.04 Concerning Subcontractors,Suppliers, and Others
A. Contractor may retain Subcontractors and Suppliers for the performance of parts of the
Work. All Subcontractors and Suppliers must be acceptable to Owner.
B. Contractor must retain specific Subcontractors, Suppliers,or other individuals or entities for
the performance of designated parts of the Work if required to do so by the Contract
Documents.
C. Submit a list of proposed Subcontractors and Suppliers to OAR prior to entering into binding
subcontracts or purchase orders. These proposed Subcontractors or Suppliers are deemed
acceptable to Owner unless Owner raises a substantive, reasonable objection within 30 days
after receiving this list. Under no circumstances shall any Subcontractor debarred under
Chapter 41 of The Code of Ordinances, City of Corpus Christi, be deemed acceptable to
Owner.
D. Contractor is not required to retain Subcontractors,Suppliers,or other individuals or entities
to furnish or perform part of the Work after the Effective Date of the Contract if Contractor
has reasonable objection.
E. Owner may require the replacement of Subcontractors, Suppliers, or other individuals or
entities retained by the Contractor. Provide an acceptable replacement for the rejected
Subcontractor, Supplier, or other individual or entity. Owner also may require Contractor to
retain specific replacements, subject to Contractor's reasonable objections.
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F. Contractor may be entitled to an adjustment in Contract Price or Contract Times with respect
to a replacement of Subcontractors, Suppliers, or other entities required by Owner. The
Contractor is not entitled to an adjustment in Contract Price or Contract Time with respect
to replacement of any individual deemed unsuitable by the OPT. Notify OAR immediately if
a replacement of Subcontractors, Suppliers, or other entity increases the Contract Price or
Contract Times. Initiate a Change Proposal for the adjustment within 10 days of Owner's
notice to replace a Subcontractor,Supplier,or other entity retained by Contractor to perform
part of the Work. Do not make the replacement until the change in Contract Price or Contract
Times has been accepted by the Owner if Change Proposal is to be submitted.
G. Owner's initial acceptance of Subcontractors, Suppliers, or other individuals or entities, or
their replacements, does not constitute a waiver of the obligation of the Contractor to
complete the Work in accordance with the Contract Documents.
H. Maintain a current and complete list of Subcontractors and Suppliers that are to perform or
furnish part of the Work.
I. Contractor is fully responsible for the acts and omissions of Subcontractors, Suppliers, and
other individuals or entities performing or furnishing Work.
J. Contractor is solely responsible for scheduling and coordinating the work of Subcontractors,
Suppliers, and other individuals or entities performing or furnishing Work.
K. Require Subcontractors, Suppliers,and other individuals or entities performing or furnishing
Work to communicate with OPT through Contractor.
L. Contracts between the Contractor and their Subcontractors or Suppliers may specifically bind
the Subcontractors or Suppliers to the applicable terms and conditions of the Contract
Documents. Contractor is responsible for meeting the requirements of the Contract
Documents if they choose to not bind the Subcontractors or Suppliers to applicable terms or
conditions of the Contract Documents.
1. All Subcontractors employed on this Project must be required to obtain Workers'
Compensation Insurance.
2. Proof of this insurance will be required prior to the start of any Work.
M. OPT may furnish information about amounts paid to Contractor for Work provided by
Subcontractors or Suppliers to the entity providing the Work.
N. Nothing in the Contract Documents:
1. Creates a contractual relationship between members of the OPT and members of the
Contractor's Team.
2. Creates an obligation on the part of the Owner to pay or to see to the payment of money
due members of the Contractor's Team, except as may be required by Laws and
Regulations.
7.05 Patent Fees and Royalties
A. Pay license fees, royalties, and costs incident to the use of inventions, designs, processes,
products,or devices which are patented or copyrighted by others in the performance of the
Work, or to incorporate these inventions,designs, processes, products,or devices which are
patented or copyrighted by others in the Work. The Contract Documents identify inventions,
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designs, processes, products, or devices OPT knows are patented or copyrighted by others
or that its use is subject to patent rights or copyrights calling for the payment of a license fee
or royalty to others. Contractor is to include the cost associated with the use of patented or
copyrighted products or processes, whether specified or selected by the Contractor, in the
Contract Price.
B. Contractor's obligation to indemnify Owner for claims arising out of or related to
infringement of patent rights and copyrights are as set forth in Paragraph 7.14.
7.06 Permits
A. Obtain and pay for construction permits and licenses. OPT is to assist Contractor in obtaining
permits and licenses when required to do so by applicable Laws and Regulations. Pay
governmental charges and inspection fees necessary for the prosecution of the Work which
are applicable at the time the Contractor's Proposal is submitted or when Contractor
negotiates the Contract Price. This Project is not exempt from City permits and fees unless
expressly stated otherwise.
7.07 Taxes
A. Contractor is responsible for all taxes and duties arising out of the Work. The Owner
generally qualifies as a tax exempt agency as defined by the statutes of the State of Texas
and is usually not subject to any city or state sales or use taxes, however certain items such
as rented equipment may be taxable even though Owner is a tax-exempt agency. Contractor
is responsible for including in the Contract Price any applicable sales and use taxes and is
responsible for complying with all applicable statutes and rulings of the State Comptroller.
Pay sales, consumer, use, and other similar taxes required to be paid by Contractor in
accordance with the Laws and Regulations.
B. The Owner is exempt from the Federal Transportation and Excise Tax. Contractor must
comply with all federal regulations governing the exemptions.
C. Products incorporated into the Work are exempt from state sales tax according to the
provisions of Subchapter H, Chapter 151, of the Texas Tax Code.
D. Contractor may not include any amounts for sales, use,or similar taxes for which the Owner
is exempt in the Contract Price or any proposed Change Order or Application for Payment.
E. Obtain tax exemption certificates or other documentation necessary to establish Owner's
exemption from such taxes.
7.08 Laws and Regulations
A. Give required notices and comply with Laws and Regulations applicable to the performance
of the Work. OPT is not responsible for monitoring Contractor's compliance with Laws or
Regulations except where expressly required by applicable Laws and Regulations.
B. Pay costs resulting from actions taken by Contractor that are contrary to Laws or Regulations.
Contractor is not responsible for determining that the design aspects of the Work described
in the Contract Documents is in accordance with Laws and Regulations. This does not relieve
Contractor of its obligations under Paragraph 3.03.
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C. Owner or Contractor may give notice to the other party of changes in Laws or Regulations
that may affect the cost or time of performance of the Work, including:
1. Changes in Laws or Regulations affecting procurement of permits; and
2. Sales, use, value-added, consumption, and other similar taxes which come into effect
after Contractor's Bid is submitted or when Contractor negotiates the Contract Price.
D. Contractor may submit a Change Proposal or Owner may initiate a Claim within 30 days of
this notice if Owner and Contractor are unable to agree on entitlement to or on the amount
or extent of adjustments in Contract Price or Contract Times resulting from these changes.
7.09 Safety and Protection
A. Contractor is solely responsible for initiating,maintaining,and supervising safety precautions
and programs in connection with the Work. This responsibility does not relieve
Subcontractors of their responsibility for the safety of persons or property in the
performance of their work, nor for compliance with applicable safety Laws and Regulations.
B. Take necessary precautions for the safety of persons on the Site or who may be affected by
the Work, and provide the necessary protection to prevent damage, injury, or loss to:
1. Work and materials and equipment to be incorporated in the Work,whether stored on
or off Site; and
2. Other property at or adjacent to the Site, including trees, shrubs, lawns, walks,
pavements, roadways, structures, other work in progress, utilities, and Underground
Facilities not designated for removal, relocation, or replacement in the course of
construction.
C. Comply with applicable Laws and Regulations relating to the safety and protection of persons
or property. Erect and maintain necessary safeguards for safety and protection. Notify
Owner; the owners of adjacent property, Underground Facilities, and other utilities; and
other contractors and utility owners performing work at or adjacent to the Site when
prosecution of the Work may affect them. Cooperate with them in the protection, removal,
relocation,and replacement of their property or work in progress.
1. Comply with requirements of Underground Facility Damage Prevention and Safety Act,
Texas Utilities Code Chapter 251.
2. Comply with all applicable safety rules and regulations of the Federal Occupational
Health and Safety Act of 1970 and subsequent amendments (OSHA).
D. Remedy damage, injury, or loss to property referred to in Paragraph 7.09.6 caused by
Contractor's Team. Pay remediation costs unless the damage or loss is:
1. Attributable to the fault of the Contract Documents;
2. Attributable to acts or omissions of OPT; or
3. Not attributable to the actions or failure to act of the Contractor's Team.
E. Contractor's duties and responsibilities for safety and protection of persons or the Work or
property at or adjacent to the Site continues until Work is completed and resumes whenever
Contractor's Team returns to the Site to fulfill warranty or correction obligations or to
conduct other tasks.
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F. Comply with the applicable requirements of the Owner's safety program if required to do so
in the Supplementary Conditions. A copy of the Owner's safety program will be provided in
the Bidding Documents.
7.10 Safety Representative
A. Provide a qualified and experienced safety representative at the Site whose duties and
responsibilities are the prevention of accidents and maintaining and supervising safety
programs.
7.11 Hazard Communication Programs
A. Coordinate the exchange of material safety data sheets or other hazard communication
information required to be made available or exchanged between or among employers at
the Site in accordance with Laws or Regulations.
7.12 Emergencies
A. Act to prevent threatened damage, injury, or loss in emergencies affecting the safety or
protection of persons or the Work or property at or adjacent to the Site. Notify OAR
immediately if Contractor believes that significant changes in the Work or variations from
the Contract Documents have been caused or are required as a result of this need to act. A
Modification is to be issued by OAR if OPT determines that the incident giving rise to the
emergency action was not the responsibility of the Contractor and that a change in the
Contract Documents is required because of the action taken by Contractor in response to
this emergency.
7.13 Contractor's General Warranty and Guarantee
A. Contractor warrants and guarantees to Owner that Work is in accordance with the Contract
Documents and is not Defective. Owner is entitled to rely on Contractor's warranty and
guarantee. Assume and bear responsibility for costs and time delays associated with
variations from the requirements of the Contract Documents.
B. This Contractor's warranty and guarantee excludes defects or damage caused by improper
maintenance or operation, abuse, or modification by OPT; or normal wear and tear under
normal usage.
C. Contractor's obligation to perform and complete Work in accordance with the Contract
Documents is absolute. None of the following constitute an acceptance of Defective Work
or a release of Contractor's obligation to perform Work in accordance with the Contract
Documents:
1. Observations by OPT;
2. Recommendation by OAR to pay or payment by Owner of progress or final payments;
3. The issuance of a Certificate of Substantial Completion;
4. Use or occupancy of part of the Work by Owner;
5. Review and approval of a Shop Drawing or Sample;
6. Inspections,tests, or approvals by others; or
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7. Correction of Defective Work by Owner.
D. The Contract Documents may require the Contractor to accept the assignment of a contract
between the Owner and a contractor or supplier. The specific warranties, guarantees, and
correction obligations contained in an assigned contract govern with respect to Contractor's
performance obligations to Owner for the Work described in an assigned contract.
7.14 INDEMNIFICATION
A. To THE FULLEST EXTENT PERMITTED BY LAW, THE CONTRACTOR SHALL INDEMNIFY,
DEFEND, AND HOLD HARMLESS THE OWNER FROM AND AGAINST CLAIMS, DAMAGES,
LOSSES AND EXPENSES, INCLUDING BUT NOT LIMITED TO ATTORNEY'S FEES OR DISPUTE
RESOLUTION COSTS,ARISING OUT OF OR RESULTING FROM PERFORMANCE OF THE WORK
AND/OR FAILURE TO COMPLY WITH THE TERMS AND CONDITIONS OF THE CONTRACT,
VIOLATIONS OF LAWS OR REGULATIONS,OR BODILY INJURY,DEATH OR DESTRUCTION OF
TANGIBLE PROPERTY CAUSED BY THE ACTS, OMISSIONS OR NEGLIGENCE OF THE
CONTRACTOR'S TEAM, REGARDLESS OF WHETHER SUCH CLAIM, DAMAGE, LOSS OR
EXPENSE IS ALLEGED TO BE CAUSED IN PART BY AN OWNER HEREUNDER,SUBJECT TO THE
OWNER'S DEFENSES AND LIABILITY LIMITS UNDER THE TEXAS TORT CLAIMS ACT.
HOWEVER, NOTHING HEREIN SHALL BE CONSTRUED TO REQUIRE CONTRACTOR TO
INDEMNIFY AN OWNER AGAINST A CLAIM, LOSS, DAMAGE OR EXPENSE CAUSED BY THE
SOLE NEGLIGENCE OF AN OWNER. PROVIDED FURTHER HOWEVER,AND IN ADDITION TO
THE ABOVE, CONTRACTOR INDEMNIFIES EACH OF OWNER AGAINST CLAIMS FOR THE
BODILY INJURY OR DEATH OF AN EMPLOYEE OF THE CONTRACTOR'S TEAM OF ANY TIER
EVEN IF CAUSED BY THE SOLE OR CONCURRENT NEGLIGENCE OF AN OWNER.
B. To THE FULLEST EXTENT PERMITTED BY LAW, CONTRACTOR SHALL INDEMNIFY, DEFEND,
AND HOLD HARMLESS THE OWNER FROM AND AGAINST INDEMNIFIED COSTS, ARISING
OUT OF OR RELATING TO: (I) THE FAILURE TO CONTROL, CONTAIN, OR REMOVE A
CONSTITUENT OF CONCERN BROUGHT TO THE SITE BY CONTRACTOR'S TEAM OR A
HAZARDOUS ENVIRONMENTAL CONDITION CREATED BY CONTRACTOR'S TEAM, (II)
CONTRACTOR'S TEAM'S ACTION OR INACTION RELATED TO DAMAGES, DELAYS,
DISRUPTIONS OR INTERFERENCE WITH THE WORK OF OWNER'S EMPLOYEES, OTHER
CONTRACTORS, OR UTILITY OWNERS PERFORMING OTHER WORK AT OR ADJACENT TO
THE SITE,OR(III)THE CORRECTION OF DEFECTIVE WORK. NOTHING IN THIS PARAGRAPH
OBLIGATES THE CONTRACTOR TO INDEMNIFY THE OWNER FROM THE CONSEQUENCES OF
THE OWNER'S SOLE NEGLIGENCE. PROVIDED FURTHER HOWEVER,AND IN ADDITION TO
THE ABOVE, CONTRACTOR INDEMNIFIES THE OWNER AGAINST CLAIMS FOR THE BODILY
INJURY OR DEATH OF AN EMPLOYEE OF THE CONTRACTOR'S TEAM OF ANY TIER EVEN IF
CAUSED BY THE SOLE OR CONCURRENT NEGLIGENCE OF OWNER.
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C. To THE FULLEST EXTENT PERMITTED BY LAW, CONTRACTOR SHALL INDEMNIFY,DEFEND,
AND HOLD HARMLESS THE OWNER FROM AND AGAINST INDEMNIFIED COSTS RESULTING
FROM INFRINGEMENT ON PATENT RIGHTS OR COPYRIGHTS BY CONTRACTOR'S TEAM.
D. The indemnification obligations of this Paragraph 7.14 are not limited by the amount or type
of damages, compensation or benefits payable by or for members of the Contractor's Team
or other individuals or entities under workers' compensation acts, disability benefit acts, or
other employee benefit acts in claims against Owner by an employee or the survivor or
personal representative of employee of Contractor's Team. The indemnification obligations
of this Paragraph 7.14 shall not be deemed to be released,waived or modified in any respect
by reason of any surety or insurance provided by Contractor.
E. The indemnification obligations of this Paragraph 7.14 do not extend to the liability of
Designer arising out of the preparation of the Contract Documents or giving directions or
instructions, or failing to give them, to the extent they are obligated to do so if that is the
primary cause of the injury or damage.
F. Notify the other party within 10 days if Owner or Contractor receives notice of any claim or
circumstances that could give rise to an indemnified loss. The notice must include the
following:
1. A description of the indemnification event in reasonable detail;
2. The basis on which indemnification may be due; and
3. The anticipated amount of the indemnified loss.
This notice does not stop or prevent Owner from later asserting a different basis for
indemnification or a different amount of indemnified loss than that indicated in the initial
notice. Owner does not waive any rights to indemnification except to the extent that
Contractor is prejudiced, suffers loss, or incurs expense because of the delay if Owner does
not provide this notice within the 10-day period.
G. Defense of Indemnification Claims:
1. Assume the defense of the claim with counsel chosen by the Contractor and pay related
costs, unless Owner decides otherwise. Contractor's counsel must be acceptable to
Owner. Control the defense and any negotiations to settle the claim. Advise Owner as
to its defense of the claim within 10 days after being notified of the indemnification
request. Owner may assume and control the defense if Contractor does not assume the
defense. Pay all defense expenses of the Owner as an indemnified loss.
2. Owner may retain separate counsel to participate in, but not control, the defense and
any settlement negotiations if Contractor defends the claim. Contractor may not settle
the claim without the consent or agreement of Owner. Contractor may settle the claim
with Owner's consent and agreement unless it:
a. Would result in injunctive relief or other equitable remedies or otherwise require
Owner to comply with restrictions or limitations that adversely affect Owner;
b. Would require Owner to pay amounts that Contractor does not fund in full;or
c. Would not result in Owner's full and complete release from all liability to the
plaintiffs or claimants who are parties to or otherwise bound by the settlement.
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7.15 Delegation of Professional Design Services
A. Contractor is not required to provide professional design services unless these services are
specifically required by the Contract Documents for a portion of the Work or unless these
services are required to carry out Contractor's responsibilities for construction means,
methods, techniques, sequences, and procedures. Contractor is not required to provide
professional services in violation of applicable Laws and Regulations.
B. The Contract Documents specify performance and design criteria related to systems,
materials, or equipment if professional design services or certifications by a design
professional related to systems, materials, or equipment are specifically required of
Contractor. These services or certifications must be provided by the licensed Texas
Professional Engineer or Registered Architect who prepares, signs, and seals drawings,
calculations, specifications, certifications, Shop Drawings, and other documents.
C. OPT is entitled to rely upon the adequacy, accuracy, and completeness of the services,
certifications, or approvals performed by Contractor's design professionals, provided OPT
has specified to Contractor the performance and design criteria that these services must
satisfy.
D. Pursuant to this Paragraph 7.15, Designer's review and approval of design calculations and
design drawings is only for the limited purpose of checking for conformance with the
performance and design criteria given and the design concepts expressed in the Contract
Documents. Designer's review and approval of Shop Drawings and other documents is only
for the purpose stated in the Contract Documents.
E. Contractor is not responsible for the adequacy of the performance or design criteria specified
by OPT. Advise OPT if the performance or design criteria are known or considered likely to
be inadequate or otherwise deficient.
ARTICLE 8—OTHER WORK AT THE SITE
8.01 Other Work
A. Owner may arrange for other work at or adjacent to the Site which is not part of the
Contractor's Work. This other work may be performed by Owner's employees or through
other contractors. Utility owners may perform work on their utilities and facilities at or
adjacent to the Site. Include costs associated with coordinating with entities performing
other work or associated with connecting to this other work in the Contract Price if this other
work is shown in the Contract Documents.
B. OPT is to notify Contractor of other work prior to starting the work and provide any
knowledge they have regarding the start of utility work at or adjacent to the Site to
Contractor.
C. Provide other contractors:
1. Proper and safe access to the Site;
2. Reasonable opportunity for the introduction and storage of materials and equipment;
and
3. Reasonable opportunity to execute their work.
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D. Provide cutting, fitting, and patching of the Work required to properly connect or integrate
with other work. Do not endanger the work of others by cutting, excavating, or otherwise
altering the work of others without the consent of OAR and the others whose work will be
affected.
E. Inspect the work of others and immediately notify OAR if the proper execution of part of
Contractor's Work depends upon work performed by others and this work has not been
performed or is unsuitable for the proper execution of Contractor's Work. Contractor's
failure to notify the OAR constitutes an acceptance of this other work as acceptable for
integration with Contractor's Work. This acceptance does not apply to latent defects or
deficiencies in the work of others.
F. Take adequate measures to prevent damages, delays, disruptions, or interference with the
work of Owner, other contractors,or utility owners performing other work at or adjacent to
the Site.
8.02 Coordination
A. Owner has sole authority and responsibility for coordination of this other work unless
otherwise provided in the Contract Documents. The Owner is to identify the entity with
authority and responsibility for coordination of the activities of the various contractors, the
limitations of their authority, and the work to be coordinated prior to the start of other work
at or adjacent to the Site.
8.03 Legal Relationships
A. Contractor may be entitled to a change in Contract Price or Contract Times if, while
performing other work at or adjacent to the Site for Owner, the OPT, other contractor, or
utility owner:
1. Damages the Work or property of Contractor's Team;
2. Delays, disrupts, or interferes with the execution of the Work; or
3. Increases the scope or cost of performing the Work through their actions or inaction.
B. Notify the OAR immediately of the event leading to a potential Change Proposal so corrective
action can be taken. Submit the Change Proposal within 30 days of the event if corrective
action has not adequately mitigated the impact of the actions or inactions of others.
Information regarding this other work in the Contract Documents is used to determine if the
Contractor is entitled to a change in Contract Price or Contract Times. Changes in Contract
Price require that Contractor assign rights against the other contractor or utility owner to
Owner with respect to the damage, delay, disruption, or interference that is the subject of
the adjustment. Changes in Contract Times require that the time extension is essential to
Contractor's ability to complete the Work within the Contract Times.
C. Take prompt corrective action if Contractor's Team damages, delays, disrupts, or interferes
with the work of Owner's employees, other contractors, or utility owners performing other
work at or adjacent to the Site or agree to compensate other contractors or utility owners
for correcting the damage. Promptly attempt to settle claims with other contractors or utility
owners if Contractor damages, delays, disrupts, or interferes with the work of other
contractors or utility owners performing other work at or adjacent to the Site.
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D. Owner may impose a set-off against payments due to Contractor and assign the Owner's
contractual rights against Contractor with respect to the breach of the obligations described
in this Paragraph 8.03 to other contractors or utility owners if damages, delays, disruptions,
or interference occur.
E. Contractor's obligation to indemnify Owner for claims arising out of or related to damages,
delays,disruptions,and interference with other work at the Site are as set forth in Paragraph
7.14.
ARTICLE 9—OWNER'S AND OPT'S RESPONSIBILITIES
9.01 Communications to Contractor
A. OPT issues communications to Contractor through OAR except as otherwise provided in the
Contract Documents.
9.02 Replacement of Owner's Project Team Members
A. Owner may replace members of the OPT at its discretion.
9.03 Furnish Data
A. OPT is to furnish the data required of OPT under the Contract Documents.
9.04 Pay When Due
A. Owner is to make payments to Contractor when due as described in Article 17.
9.05 Lands and Easements; Reports and Tests
A. Owner's duties with respect to providing lands and easements are described in Paragraph
5.01. OPT will make copies of reports of explorations and tests of subsurface conditions and
drawings of physical conditions relating to existing surface or subsurface structures at the
Site available to Contractor in accordance with Paragraph 5.03.
9.06 Insurance
A. Owner's responsibilities with respect to purchasing and maintaining insurance are described
in Article 6.
9.07 Modifications
A. Owner's responsibilities with respect to Modifications are described in Article 11.
9.08 Inspections,Tests, and Approvals
A. OPT's responsibility with respect to certain inspections,tests, and approvals are described in
Paragraph 16.02.
9.09 Limitations on OPT's Responsibilities
A. The OPT does not supervise, direct, or have control or authority over, and is not responsible
for Contractor's means, methods, techniques, sequences, or procedures of construction,or
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related safety precautions and programs, or for failure of Contractor to comply with Laws
and Regulations applicable to the performance of the Work. OPT is not responsible for
Contractor's failure to perform the Work in accordance with the Contract Documents.
9.10 Undisclosed Hazardous Environmental Condition
A. OPT's responsibility for undisclosed Hazardous Environmental Conditions is described in
Paragraph 5.06.
9.11 Compliance with Safety Program
A. Contractor is to inform the OPT of its safety programs and OPT is to comply with the specific
applicable requirements of this program.
ARTICLE 10—OAR'S AND DESIGNER'S STATUS DURING CONSTRUCTION
10.01 Owner's Representative
A. OAR is Owner's representative. The duties and responsibilities and the limitations of
authority of OAR as Owner's representative are described in the Contract Documents.
10.02 Visits to Site
A. Designer is to make periodic visits to the Site to observe the progress and quality of the Work.
Designer is to determine, in general, if the Work is proceeding in accordance with the
Contract Documents based on observations made during these visits. Designer is not
required to make exhaustive or continuous inspections to check the quality or quantity of
the Work. Designer is to inform the OPT of issues or concerns and OAR is to work with
Contractor to address these issues or concerns. Designer's visits and observations are
subject to the limitations on Designer's authority and responsibility described in Paragraphs
9.09 and 10.07.
B. OAR is to observe the Work to check the quality and quantity of Work, implement Owner's
quality assurance program, and administer the Contract as Owner's representative as
described in the Contract Documents. OAR's visits and observations are subject to the
limitations on OAR's authority and responsibility described in Paragraphs 9.09 and 10.07.
10.03 Resident Project Representatives
A. Resident Project Representatives assist OAR in observing the progress and quality of the
Work at the Site. The limitations on Resident Project Representatives' authority and
responsibility are described in Paragraphs 9.09 and 10.07.
10.04 Rejecting Defective Work
A. OPT has the authority to reject Work in accordance with Article 16. OAR is to issue a
Defective Work Notice to Contractor and document when Defective Work has been
corrected or accepted in accordance with Article 16.
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10.05 Shop Drawings, Modifications and Payments
A. Designer's authority related to Shop Drawings and Samples are described in the Contract
Documents.
B. Designer's authority related to design calculations and design drawings submitted in
response to a delegation of professional design services are described in Paragraph 7.15.
C. OAR and Designer's authority related to Modifications is described in Article 11.
D. OAR's authority related to Applications for Payment is described in Articles 15 and 17.
10.06 Decisions on Requirements of Contract Documents and Acceptability of Work
A. OAR is to render decisions regarding non-technical or contractual / administrative
requirements of the Contract Documents and will coordinate the response of the OPT to
Contractor.
B. Designer is to render decisions regarding the conformance of the Work to the requirements
of the Contract Documents. Designer will render a decision to either correct the Defective
Work,or accept the Work under the provisions of Paragraph 16.04,if Work does not conform
to the Contract Documents. OAR will coordinate the response of the OPT to Contractor.
C. OAR will issue a Request for a Change Proposal if a Modification is required. OAR will provide
documentation for changes related to the non-technical or contractual / administrative
requirements of the Contract Documents. Designer will provide documentation if design
related changes are required.
D. Contractor may appeal Designer's decision by submitting a Change Proposal if Contractor
does not agree with the Designer's decision.
10.07 Limitations on OAR's and Designer's Authority and Responsibilities
A. OPT is not responsible for the acts or omissions of Contractor's Team. No actions or failure
to act, or decisions made in good faith to exercise or not exercise the authority or
responsibility available under the Contract Documents creates a duty in contract, tort, or
otherwise of the OPT to the Contractor or members of the Contractor's Team.
ARTICLE 11—AMENDING THE CONTRACT DOCUMENTS;CHANGES IN THE WORK
11.01 Amending and Supplementing the Contract Documents
A. The Contract Documents may be modified by a Contract Amendment, Change Order, Work
Change Directive, or Field Order.
1. Contract Amendment: Owner and Contractor may modify the terms and conditions of
the Contract Documents without the recommendation of the Designer using a Contract
Amendment. A Contract Amendment may be used for:
a. Changes that do not involve:
1) The performance or acceptability of the Work;
2) The design as described in the Drawings, Specifications, or otherwise;or
3) Other engineering, architectural or technical matters.
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b. Authorizing new phases of the Work and establishing the Contract Price, Contract
Times, or terms and conditions of the Contract for the new phase of Work when
using phased construction or purchasing Goods and Special Services to be
incorporated into the Project.
2. Change Order: All changes to the Contract Documents that include a change in the
Contract Price or the Contract Times for previously authorized Work, or changes to the
Work requiring Designer's approval must be made by a Change Order. A Change Order
may also be used to establish modifications of the Contract Documents that do not
affect the Contract Price or Contract Times.
3. Work Change Directive: A Work Change Directive does not change the Contract Price
or the Contract Times, but is evidence that the parties expect that the modifications
ordered or documented by a Work Change Directive will be incorporated in a
subsequently issued Change Order following negotiations on the Contract Price and
Contract Times. If negotiations under the terms of the Contract Documents governing
adjustments, expressly including Paragraphs 11.04 and 11.05 are unsuccessful,
Contractor must submit a Change Proposal seeking an adjustment of the Contract Price
or the Contract Times no later than 30 days after the completion of the Work set out in
the Work Change Directive..
4. Field Order: Designer may require minor changes in the Work that do not change the
Contract Price or Contract Times using a Field Order. OAR may issue a Field Order for
non-technical, administrative issues. Submit a Change Proposal if Contractor believes
that a Field Order justifies an adjustment in the Contract Price or Contract Times before
proceeding with the Work described in the Field Order.
B. Perform added or revised Work under the applicable provisions of the Contract Documents
for the same or similar Work unless different Drawings, Specifications, or directions are
provided in the Modification.
11.02 Owner-Authorized Changes in the Work
A. Owner may order additions, deletions,or revisions in the Work at any time as recommended
by the Designer to the extent the change:
1. Involves the design as described in the Contract Documents;
2. Involves acceptance of the Work; or
3. Involves other engineering, architectural or technical matters.
B. These changes may be authorized by a Modification. Proceed with the Work involved or, in
the case of a deletion in the Work, immediately cease construction activities with respect to
the deleted Work upon receipt of the Modification. Nothing in this paragraph obligates the
Contractor to undertake Work that Contractor reasonably concludes cannot be performed
in a manner consistent with Contractor's safety obligations under the Contract Documents
or Laws and Regulations.
11.03 Unauthorized Changes in the Work
A. Contractor is not entitled to an increase in the Contract Price or an extension of the Contract
Times with respect to Work performed that is not required by the Contract Documents,
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except in the case of an emergency as provided in Paragraph 7.12, or in the case of
uncovering Work as provided in Paragraph 16.05.
B. Contractor is responsible for costs and time delays associated with variations from the
requirements of the Contract Documents unless the variations are specifically approved by
Change Order.
11.04 Change of Contract Price
A. The Contract Price for authorized Work can only be changed by a Change Order. Any Change
Proposal for an adjustment in the Contract Price must comply with the provisions of
Paragraph 11.06. Any Claim for an adjustment of Contract Price must comply with the
provisions of Article 13.
B. An adjustment in the Contract Price is to be determined as follows:
1. By applying unit prices to the quantities of the items involved, subject to the provisions
of Paragraph 15.03, where the Work involved is covered by unit prices in the Contract
Documents;
2. By a mutually agreed lump sum where the Work involved is not covered by unit prices
in the Contract Documents; or
3. Payment on the basis of the Cost of the Work determined as provided in Paragraph
15.01 plus a Contractor's fee for overhead and profit determined as provided in
Paragraph 11.04.D when the Work involved is not covered by unit prices in the Contract
Documents and the parties do not reach a mutual agreement to a lump sum.
C. The original Contract Price may not be increased by more than 25 percent or the limit set out
in Texas Local Government Code 252.048 or its successor statute, whichever is greater.
Owner may decrease the Work by up to 25 percent of the Contract Price without adjusting
Contractor's fee.
D. Contractor's Fee: Determine the Contractor's fee for overhead and profit as follows:
1. A mutually acceptable fixed fee; or
2. A fee based on the following percentages of the various portions of the Cost of the
Work:
a. The Contractor's fee is 15 percent for costs incurred under Paragraphs 15.01.C.1
and 15.01.C.2;
b. The Contractor's fee is 5 percent for costs incurred under Paragraph 15.01.C.3;
c. Fees are to be determined as follows where one or more tiers of subcontracts are
used:
1) The Subcontractor's fee is 15 percent for costs incurred under Paragraphs
15.01.C.1 and 15.01.C.2 for the Subcontractor that actually performs the Work
at whatever tier; and
2) The Contractor and Subcontractors of a tier higher than that of the
Subcontractor that actually performs the Work are to be allowed a fee of 5
percent of the fee plus underlying costs incurred by the next lower tier
Subcontractor;
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d. No fee is payable on the basis of costs itemized under Paragraphs 15.01.C.4, and
15.01.D;
e. Five percent of the net decrease in the cost is to be deducted for changes which
result in a net decrease in Contract Price; and
3. The adjustment in Contractor's fee is based on the net change in accordance with
Paragraphs 11.04.D.2.a through 11.04.D.2.e, inclusive when both additions and credits
are involved in any one change.
11.05 Change of Contract Times
A. The Contract Times for authorized Work can only be changed by Change Order. Any Change
Proposal for an adjustment in the Contract Times must comply with the provisions of
Paragraph 11.06. Any Claim for an adjustment in the Contract Times must comply with the
provisions of Article 13.
B. An adjustment of the Contract Times is subject to the limitations described in Paragraph 4.04.
11.06 Change Proposals
A. Submit a Change Proposal to the OAR to:
1. Request an adjustment in the Contract Price or Contract Times;
2. Appeal an initial decision by OPT concerning the requirements of the Contract
Documents or relating to the acceptability of the Work under the Contract Documents;
3. Contest a set-off against payment due; or
4. Seek other relief under the Contract Documents.
B. Notify the OAR immediately if a Change Proposal is to be submitted. Submit each Change
Proposal to OAR no later than 30 days after the event initiating the Change Proposal. Submit
the following as part of the Change Proposal:
1. Any proposed change in Contract Price, Contract Times, or other relief,accompanied by
a statement that the requested Change Order is the entire adjustment to which
Contractor believes it is entitled;
2. The reason for the proposed change; and
3. Supporting data, accompanied by a statement that the supporting data is accurate and
complete.
C. OAR is to advise OPT regarding the Change Proposal. OPT is to review each Change Proposal
and Contractor's supporting data, and within 30 days after receipt of the documents, direct
the OAR to either approve or deny the Change Proposal in whole or in part. OAR is to issue
a Change Order for an approved Change Proposal. The Contractor may deem the Change
Proposal to be denied if OAR does not take action on the Change Proposal within 30 days
and start the time for appeal of the denial under Article 13.
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11.07 Execution of Change Orders
A. Owner and Contractor are to execute Change Orders covering:
1. Changes in the Contract Price or Contract Times which are agreed to by Owner and
Contractor,including undisputed sums or amount of time for Work actually performed
in accordance with a Work Change Directive;
2. Changes in Contract Price resulting from Owner set-offs unless the set-off has been
successfully challenged by Contractor;
3. Changes in the Work which are:
a. Ordered by Owner pursuant to Paragraph 11.02.A,
b. Required because Defective Work was accepted under Paragraph 16.04 or Owner's
correction of Defective Work under Paragraph 16.07, or
c. Agreed to by the Owner and Contractor; and
4. Changes in the Contract Price or Contract Times, or other changes under Paragraph
11.06 or Article 13.
B. Acceptance of a Change Order by Contractor constitutes a full accord and satisfaction for any
and all claims and costs of any kind, whether direct or indirect, including but not limited to
impact, delay,or acceleration damages arising from the subject matter of the Change Order.
Each Change Order must be specific and final as to prices and extensions of time, with no
reservations or other provisions allowing for future additional money or time as a result of
the particular changes identified and fully compensated in the Change Order. The execution
of a Change Order by Contractor constitutes conclusive evidence of Contractor's agreement
to the ordered changes in the Work. This Contract, as amended, forever releases any claim
against Owner for additional time or compensation for matters relating to or arising out of
or resulting from the Work included within or affected by the executed Change Order. This
release applies to claims related to the cumulative impact of all Change Orders and to any
claim related to the effect of a change on unchanged Work.
C. All Change Orders require approval by either the City Council or Owner by administrative
action. The approval process requires a minimum of 45 days after submission in final form
with all supporting data. Receipt of Contractor's submission by Owner constitutes neither
acceptance nor approval of a Bid, nor a warranty that the Bid will be authorized by City
Council or administrative action. The time required for the approval process may not be
considered a delay and no extensions to the Contract Times or increase in the Contract Price
will be considered or granted as a result of the process. Contractor may proceed with Work
if a Work Change Directive is issued.
D. If the Contractor refuses to execute a Change Order that is required to be executed under
the terms of this Paragraph 11.07, the Change Order is deemed to be in full force as if
executed by Contractor.
11.08 Notice to Surety
A. Notify the surety of Modifications affecting the general scope of the Work, changes in the
provisions of the Contract Documents,or changes in Contract Price or Contract Times. Adjust
the amount of each Bond when Modifications change the Contract Price.
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ARTICLE 12—CHANGE MANAGEMENT
12.01 Requests for Change Proposal
A. Designer will initiate Modifications by issuing a Request for a Change Proposal (RCP).
1. Designer will prepare a description of proposed Modifications.
2. Designer will issue the Request for a Change Proposal form to Contractor. A number
will be assigned to the Request for a Change Proposal when issued.
3. Return a Change Proposal in accordance with Paragraph 12.02 to the Designer for
evaluation by the OPT.
12.02 Change Proposals
A. Submit a Change Proposal (CP) to the Designer for Contractor initiated changes in the
Contract Documents or in response to a Request for Change Proposal.
1. Use the Change Proposal form provided.
2. Assign a number to the Change Proposal when issued.
3. Include with the Change Proposal:
a. A complete description of the proposed Modification if Contractor initiated or
proposed changes to the OPT's description of the proposed Modification.
b. The reason the Modification is requested, if not in response to a Request for a
Change Proposal.
c. A detailed breakdown of the cost of the change if the Modification requires a
change in Contract Price. The itemized breakdown is to include:
1) List of materials and equipment to be installed;
2) Man hours for classification;
3) Equipment used in construction;
4) Consumable supplies,fuels,and materials;
5) Royalties and patent fees;
6) Bonds and insurance;
7) Overhead and profit;
8) Field office costs;
9) Home office cost; and
10) Other items of cost.
d. Provide the level of detail outlined in the paragraph above for each Subcontractor
or Supplier actually performing the Work if Work is to be provided by a
Subcontractor or Supplier. Indicate appropriate Contractor mark-ups for Work
provided through Subcontractors and Suppliers. Provide the level of detail outline
in the paragraph above for self-performed Work.
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e. Submit Change Proposals that comply with Article 15 for Cost of Work.
f. Provide a revised schedule. Show the effect of the change on the Project Schedule
and the Contract Times.
B. Submit a Change Proposal to the Designer to request a Field Order.
C. A Change Proposal is required for all substitutions or deviations from the Contract
Documents.
D. Request changes to products in accordance with Article 25.
12.03 Designer Will Evaluate Request for Modification
A. Designer will issue a Modification per Article 11 if the Change Proposal is acceptable to the
Owner. Designer will issue a Change Order or Contract Amendment for any changes in
Contract Price or Contract Times.
1. Change Orders and Contract Amendments will be sent to the Contractor for execution
with a copy to the Owner recommending approval. A Work Change Directive may be
issued if Work needs to progress before the Change Order or Contract Amendment can
be authorized by the Owner.
2. Work Change Directives, Change Orders, and Contract Amendments can only be
approved by the Owner.
a. Work performed on the Change Proposal prior to receiving a Work Change
Directive or approval of the Change Order or Contract Amendment is performed at
the Contractor's risk.
b. No payment will be made for Work on Change Orders or Contract Amendments
until approved by the Owner.
B. The Contractor may be informed that the Request for a Change Proposal is not approved and
construction is to proceed in accordance with the Contract Documents.
12.04 Equal Non Specified Products
A. The products of the listed Suppliers are to be furnished where Specifications list several
manufacturers but do not specifically list "or equal" or "or approved equal" products. Use
of any products other than those specifically listed is a substitution. Follow the procedures
in Paragraph 12.05 for a substitution.
B. Contractor may submit other manufacturers' products that are in full compliance with the
Specification where Specifications list one or more manufacturers followed by the phase "or
equal" or"or approved equal."
1. Submit a Shop Drawing as required by Article 25 to document that the proposed product
is equal or superior to the specified product.
2. Prove that the product is equal. It is not the OPT's responsibility to prove the product
is not equal.
a. Indicate on a point by point basis for each specified feature that the product is
equal to the Contract Document requirements.
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b. Make a direct comparison with the specified manufacturer's published data sheets
and available information. Provide this printed material with the Shop Drawing.
c. The decision of the Designer regarding the acceptability of the proposed product is
final.
3. Provide a typewritten certification that, in furnishing the proposed product as an equal,
the Contractor:
a. Has thoroughly examined the proposed product and has determined that it is equal
or superior in all respects to the product specified.
b. Has determined that the product will perform in the same manner and result in the
same process as the specified product.
c. Will provide the same warranties and/or bonds as for the product specified.
d. Will assume all responsibility to coordinate any modifications that may be
necessary to incorporate the product into the construction and will waive all claims
for additional Work which may be necessary to incorporate the product into the
Project which may subsequently become apparent.
e. Will maintain the same time schedule as for the specified product.
4. A Change Proposal is not required for any product that is in full compliance with the
Contract Documents. If the product is not in full compliance, it may be offered as a
Substitution.
12.05 Substitutions
A. Substitutions are defined as any product that the Contractor proposes to provide for the
Project in lieu of the specified product. Submit a Change Proposal per Paragraph 12.02 along
with a Shop Drawing as required by Article 25 to request approval of a substitution.
B. Prove that the product is acceptable as a substitute. It is not the Designer's responsibility to
prove the product is not acceptable as a substitute.
1. Indicate on a point by point basis for each specified feature that the product is
acceptable to meet the intent of the Contract Documents requirements.
2. Make a direct comparison with the specified Suppliers published data sheets and
available information. Provide this printed material with the documents submitted.
3. The decision of the Designer regarding the acceptability of the proposed substitute
product is final.
C. Provide a written certification that, in making the substitution request,the Contractor:
1. Has determined that the substituted product will perform in substantially the same
manner and result in the same ability to meet the specified performance as the specified
product.
2. Will provide the same warranties and/or bonds for the substituted product as specified
or as would be provided by the manufacturer of the specified product.
3. Will assume all responsibility to coordinate any modifications that may be necessary to
incorporate the substituted product into the Project and will waive all claims for
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additional Work which may be necessary to incorporate the substituted product into
the Project which may subsequently become apparent.
4. Will maintain the same time schedule as for the specified product.
D. Pay for review of substitutions in accordance with Article 25.
ARTICLE 13—CLAIMS
13.01 Claims
A. Follow the Claims process described in this Article for the following disputes between Owner
and Contractor:
1. Seeking an adjustment of Contract Price or Contract Times;
2. Contesting an initial decision by Designer concerning the requirements of the Contract
Documents or the acceptability of Work under the Contract Documents;
3. Appealing OPT's decision regarding a Change Proposal;
4. Seeking resolution of a contractual issue that OAR has declined to address; or
5. Seeking other relief with respect to the terms of the Contract.
13.02 Claims Process
A. Claims must be initiated by written notice. Notice must conspicuously state that it is a notice
of a Claim in the subject line or first sentence. Notice must also list the date of first occurrence
of the claimed event.
B. Notice of a Claim by Contractor must be in writing and delivered to the Owner, Designer and
the OAR within 14 days after the start of the event giving rise to the Claim. Failure by
Contractor to submit written notice of a Claim within the required time limit shall constitute
a waiver of such Claim.
C. Submit the complete Claim with supporting documentation to Owner no later than 60 days
after the start of the event giving rise to the Claim(unless Designer allows additional time for
claimant to submit additional or more accurate data in support of such Claim). The Claim
must be signed and sworn to by Contractor, certifying that the Claim is made in good faith,
that the supporting data is accurate and complete, and that to the best of Contractor's
knowledge and belief,the relief requested accurately reflects the full compensation to which
Contractor is entitled. Failure by Contractor to submit the Claim within the required time
limit shall constitute a waiver of such Claim.
D. Any Claims by Contractor that are not brought within 90 days following the termination of
the Contract are waived and shall be automatically deemed denied.
E. Claims by Owner must be submitted by written notice to Contractor.
F. The responsibility to substantiate a Claim rests with the entity making the Claim. Claims must
contain sufficient detail to allow the other party to fully review the Claim.
1. Claims seeking an adjustment of Contract Price must include the Contractor's job cost
report. Provide additional documentation as requested by OAR.
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2. Claims seeking an adjustment of Contract Time must include a Time Impact Analysis and
native schedule files in Primavera or MS Project digital format. Provide additional
documentation as requested by OAR.
G. Claims by Contractor against Owner and Claims by Owner against Contractor,including those
alleging an error or omission by Designer but excluding those arising under Section 7.12,shall
be referred initially to Designer for consideration and recommendation to Owner.
H. Designer may review a Claim by Contractor within 30 days of receipt of the Claim and take
one or more of the following actions:
1. Request additional supporting data from the party who made the Claim;
2. Issue a recommendation;
3. Suggest a compromise; or
4. Advise the parties that Designer is not able to make a recommendation due to
insufficient information or a conflict of interest.
I. If the Designer does not take any action, the Claim shall be deemed denied.
J. The Contractor and the Owner shall seek to resolve the Claim through the exchange of
information and direct negotiations. If no agreement is reached within 90 days, the Claim
shall be deemed denied. The Owner and Contractor may extend the time for resolving the
Claim by mutual agreement. Notify OAR of any actions taken on a Claim.
K. Owner and Contractor may mutually agree to mediate the underlying dispute at any time
after a recommendation is issued by the Designer.
1. The agreement to mediate suspends the Claim submittal and response process.
2. Owner or Contractor may unilaterally terminate the mediation process after 60 days
from the agreement to mediate and resume the Claim submittal and decision process
as of the date of the termination. The Claim process resumes as of the date of the
conclusion of the mediation, as determined by the mediator, if the mediation is
unsuccessful in resolving the dispute.
3. Owner and Contractor are to each pay one-half of the mediator's fees and costs.Venue
for any mediation or lawsuit filed under this Agreement shall be in Nueces County,
Texas.Any agreement reached in mediation shall be enforceable as a settlement in any
court having jurisdiction thereof.
4. Nothing in this Agreement shall be construed as consent to a lawsuit. No provision of
the Agreement shall waive any immunity or defense.
L. Contractor may appeal a Claim that is denied in whole or in part by filing such appeal with
Owner within 30 days following the denial.Owner will have 60 days to review the appeal and
respond to Contractor. If Owner does not respond within 60 days after receipt of the appeal,
the appeal shall be deemed denied.
M. Notify the OAR if efforts to resolve the Claim are not successful, and the Claim is denied.
N. If the entity receiving a Claim approves the Claim in whole or in part or denies it in whole or
in part or if Owner denies an appealed Claim, this action is final and binding unless the other
entity invokes the procedure described in Article 22 for final resolution of disputes within 30
days after this action.
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O. If the Owner and Contractor reach a mutual agreement regarding a Claim,the results of the
agreement or action on the Claim will be incorporated in a Change Order by the OAR to the
extent they affect the Contract Documents,the Contract Price,or the Contract Times.
P. Both parties shall continue to perform all obligations under the Agreement during the
pendency of any dispute or disagreement relating to this Agreement, unless performance
would be impracticable or impossible under the circumstances.
Q. Any failure of Contractor to comply with any of the foregoing requirements and conditions
precedent with regard to any such Claim shall constitute a waiver of any entitlement to
submit or pursue such Claim.
R. Receipt and review of a Claim by City shall not be construed as a waiver of any defenses to
the Claim available to the City under the Contract Documents or at law.
ARTICLE 14—PREVAILING WAGE RATE REQUIREMENTS
14.01 Payment of Prevailing Wage Rates
A. Contractor and any Subcontractors employed on this Project shall pay not less than the rates
established by the Owner as required by Texas Government Code Chapter 2258.
B. Contractor and its Subcontractors are required to pay Davis-Bacon Wage Rates.
C. Contractor and its Subcontractors are required to pay laborers and mechanics an overtime
rate of not less than one and one-half times the basic rate for all hours worked in excess of
forty hours in a given workweek.
14.02 Records
A. In accordance with Tex.Gov't Code §2258.024,the Contractor and its Subcontractors, if any,
shall keep a record showing:
1. The name and occupation of each worker employed by the Contractor or Subcontractor
in the construction of the Work; and
2. The actual per diem wages paid to each worker.
B. The record shall be open at all reasonable hours to inspection by the officers and agents of
the Owner.
14.03 Liability; Penalty; Criminal Offense
A. Tex. Gov't Code §2258.003 — Liability: An officer, agent, or employee of the Owner is not
liable in a civil action for any act or omission implementing or enforcing Chapter 2258 unless
the action was made in bad faith.
B. Tex. Gov't Code §2258.023(b)— Penalty: Any Contractor or Subcontractor who violates the
requirements of Chapter 2258,shall pay to the Owner,on whose behalf the Contract is made,
$60 for each worker employed on each calendar day or part of the day that the worker is
paid less than the wage rates stipulated in the Contract.
C. Tex. Gov't Code §2258.058—Criminal Offense:
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1. An officer, agent, or representative of the Owner commits an offense if the person
willfully violates or does not comply with a provision of Chapter 2258.
2. Any Contractor or Subcontractor, or an agent or representative of the Contractor or
Subcontractor, commits an offense if the person violates Tex. Gov't Code§2258.024.
3. An offense is punishable by:
a. A fine not to exceed $500;
b. Confinement in jail for a term not to exceed 6 months; or
c. Both a fine and confinement.
14.04 Prevailing Wage Rates
A. Use the Prevailing Wage Rates specified in the Supplementary Conditions.
ARTICLE 15—COST OF THE WORK;ALLOWANCES; UNIT PRICE WORK
15.01 Cost of the Work
A. The Cost of the Work is the sum of costs described in this Paragraph 15.01, except those
excluded in Paragraph 15.01.D, necessary for the proper performance of the Work. The
provisions of this Paragraph 15.01 are used for two distinct purposes:
1. To determine Cost of the Work when Cost of the Work is a component of the Contract
Price under cost-plus,time-and-materials, or other cost-based terms; or
2. To determine the value of a Change Order, Change Proposal, Claim, set-off, or other
adjustment in Contract Price.
B. Contractor is entitled only to those additional or incremental costs required because of the
change in the Work or because of the event giving rise to the adjustment when the value of
the adjustment is determined on the basis of the Cost of the Work.
C. Costs included in the Cost of the Work may not exceed the prevailing costs in the proximate
area of the Site for similar work unless agreed to by the Owner. Cost of the Work includes
only the following items:
1. Payroll costs for Contractor's employees performing the Work, including one foreman
per crew, and other required and agreed upon personnel for the time they are
employed on the Work. Employees are to be paid according to wage rates for job
classifications as agreed to by Owner. Where the Cost of the Work is being used under
provisions of Paragraph 15.01.A.2, rates paid for this Work are to be the same as paid
for Contract Work as established by certified payroll. Payroll costs may include:
a. Actual costs paid for salaries and wages;
b. Actual cost paid for fringe benefits, which may include:
1) Social security contributions,
2) Unemployment,
3) Excise and payroll taxes,
4) Workers' compensation,
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5) Health and retirement benefits,
6) Bonuses,and
7) Paid time off for sick leave,vacations,and holidays; and
c. Actual cost of additional compensation paid for performing Work outside of regular
working hours, on Saturday, Sunday, or legal holidays, to the extent authorized by
Owner.
2. Cost of materials and equipment furnished and incorporated in the Work, including
transportation and storage costs and required Suppliers'field services. Contractor may
retain cash discounts unless Owner provided funds to the Contractor for early payment
of these materials and equipment. Cash discounts are to be credited to Owner if the
Owner provides funds for early payment. Make provisions for trade discounts, rebates,
refunds, and returns from sale of surplus materials and equipment and reduce the Cost
of the Work by these amounts.
3. Payments made by Contractor to Subcontractors for Work performed by
Subcontractors. Obtain competitive bids from Subcontractors acceptable to Owner
unless Owner agrees to use Subcontractors proposed by the Contractor. Bids are to be
opened in the presence of the OAR and other designated members for the OPT. Provide
copies of bids to the OAR to use in determining,with the OPT,which bids are acceptable.
The Subcontractor's Cost of the Work and fee are determined in the same manner as
Contractor's Cost of the Work and fee as provided in this Paragraph 15.01 if the
subcontract provides that the Subcontractor is to be paid on the basis of Cost of the
Work plus a fee.
4. Supplemental costs including the following:
a. The proportion of necessary transportation, travel, and subsistence expenses of
Contractor's employees incurred in discharge of duties connected with the Work;
b. Costs of materials, supplies, equipment, machinery, appliances, office, and
temporary facilities at the Site including transportation and maintenance costs;
c. Costs of hand tools not owned by the workers consumed in the performance of the
Work. Costs of hand tools not owned by the workers which are used but not
consumed in the performance of the Work and which remain the property of
Contractor, less their market value when Work is completed;
d. Rental of construction equipment, including the costs of transporting, loading,
unloading, assembling, dismantling, and removing construction equipment,
whether rented from Contractor or others, in accordance with rental agreements
approved by Owner. Costs for rental of equipment will not be paid when the
equipment is no longer necessary for the Work. Justify idle time for equipment by
demonstrating that it was necessary to keep equipment on Site for related future
Work;
e. Applicable sales, consumer, use, and other similar taxes related to the Work for
which the Owner is not exempt, and which Contractor pays consistent with Laws
and Regulations;
f. Deposits lost for causes other than negligence of Contractor's Team;
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g. Royalty payments and fees for permits and licenses;
h. Cost of additional utilities,fuel, and sanitary facilities at the Site;
i. Minor expense items directly required by the Work; and
j. Premiums for Bonds and insurance required by the Contract Documents.
D. The Cost of the Work does not include the following items:
1. Payroll costs and other compensation of Contractor's officers, executives, principals of
partnerships and sole proprietorships, general managers, safety managers,
superintendents, engineers, architects, estimators, attorneys, auditors, accountants,
purchasing and contracting agents, expediters, clerks, and other personnel employed
by Contractor, whether at the Site or in Contractor's principal or branch office, for
general administration of the Work and not specifically included in the agreed upon
schedule of job classifications referred to in Paragraph 15.01.C.1 or specifically covered
by Paragraph 15.01.C.4. These administrative costs are covered by the Contractor's fee.
2. Office expenses other than Contractor's office at the Site.
3. Any part of Contractor's capital expenses, including interest on Contractor's capital
employed for the Work and charges against Contractor for delinquent payments.
4. Costs due to the actions of Contractor's Team for the correction of Defective Work,
disposal of materials or equipment that do not comply with Specifications, and
correcting damage to property.
5. Losses, damages, and related expenses caused by damage to the Work or sustained by
Contractor in connection with the performance of the Work. Contractor is entitled to
recover costs if covered by insurance provided in accordance with Article 6. Such losses
may include settlements made with the approval of Owner. Do not include these losses,
damages,and expenses in the Cost of the Work when determining Contractor's fee.
6. Any Indemnified Cost paid with regard to Contractor's indemnification of Owner.
7. Other overhead or general expense costs and the costs of items not described in
Paragraphs 15.01.C.
E. The Contractor's fee is determined as follows:
1. In accordance with the Agreement when the Work is performed on a cost-plus basis.
2. In accordance with Paragraph 11.04.0 for Work covered by a Modification determined
on the basis of Cost of the Work.
F. Establish and maintain records in accordance with generally accepted accounting practices
and submit these records, including an itemized cost breakdown together with supporting
data, in a form and at intervals acceptable to OAR whenever the Cost of the Work is to be
determined pursuant to this Paragraph 15.01.
15.02 Allowances
A. Include allowances specified in the Contract Documents in the Contract Price and provide
Work covered by the allowance as authorized by the Owner through the OAR.
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B. Contractor agrees that:
1. The cash allowance is used to compensate the Contractor for the cost of furnishing
materials and equipment for the Work covered by the allowance item in the Contract
Documents. Cost may include applicable taxes. Make provisions for trade discounts,
rebates, and refunds and reduce the allowance costs by these amounts.
2. Contractor's costs for unloading and handling on the Site, labor, installation, overhead,
profit,and other expenses contemplated for the cash allowances have been included in
the Contract Price and not in the allowances; and
3. Costs for cash allowances and installation costs as described in Paragraphs 15.02.B.1
and 15.02.B.2 above are included in the Contract Price.
C. OAR will issue a Change Order to adjust the Contract Price by the difference between the
allowance amount and the actual amount paid by Contractor for Work covered by the
allowance. The Change Order will be issued at the time costs are incurred by Contractor for
Work covered by the allowance and this Work is included on the Application for Payment.
15.03 Unit Price Work
A. The initial Contract Price for Unit Price Work is equal to the sum of the unit price line items
in the Agreement. Each unit price line item amount is equal to the product of the unit price
for each line item times the estimated quantity of each item as indicated in the Agreement.
B. The estimated quantities of items of Unit Price Work are not guaranteed and are solely for
the purpose of comparing Bids and determining an initial Contract Price. Payments to
Contractor for Unit Price Work are to be based on actual quantities measured for Work in
place.
C. Each unit price is deemed to include an amount considered by Contractor to be adequate to
cover Contractor's overhead and profit for each separately identified item.
D. OAR is to determine the actual quantities and classifications of Unit Price Work performed
by Contractor to be incorporated into each Application for Payment. OAR's decision on
actual quantities is final and binding, subject to the provisions of Paragraph 15.03.E.
E. Contractor may submit a Change Proposal,or Owner may file a Claim,seeking an adjustment
in the Contract Price within 30 days of OAR's decision under Paragraph 15.03.D, if:
1. The total cost of a particular item of Unit Price Work amounts to 20 percent or more of
the total Contract Price and the variation in the quantity of that particular item of Unit
Price Work performed by the Contractor differs by more than 20 percent from the
estimated quantity of an item indicated in the Agreement;
2. There is no corresponding adjustment with respect to other items of Work; and
3. Contractor believes it has incurred additional expense as a result of this condition or
Owner believes that the quantity variation entitles Owner to an adjustment in the
Contract Price.
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15.04 Contingencies
A. Contingency funds may be included in the Contract Price to pay for Work not defined
specifically by the Contract Documents that is essential to the completion of the Project.
Contingency funds will be as described in the Agreement.
B. The contingency funds may be used for costs incurred by the Contractor provided these costs
are approved by the Owner. Costs are to be determined and documented in accordance
with Paragraph 15.01. The contingency funds are not to be used for the following items:
1. Cost overruns due to changes in material costs after the Contract Price is established,
unless specific price escalation provisions are made in the Agreement.
2. Rework required to correct Defective Work.
3. Inefficiencies in completing the Work due to the Contractor's selected means,methods,
sequences, or procedures of construction.
4. Work Contractor failed to include in the Contract Price.
5. Changes required by changes in Laws and Regulations enacted after the Contract Price
is established.
6. Any Work that does not constitute a change in Scope in the Work included in the
Contract Price.
C. OAR is to issue a Change Order for approved expenditures from contingency funds. When
the Change Order is issued, the costs are to be added to the Application for Payment.
Contractor is to maintain a tabulation showing the contingency amount, adjustments to the
contingency amount, and amounts remaining as the Project progresses.
D. Any contingency amounts that are not included in a Change Order are retained by the Owner.
A Change Order will be issued to deduct unused contingency amounts from the Contract
Price prior to Final Payment.
ARTICLE 16—TESTS AND INSPECTIONS;CORRECTION,REMOVAL,OR ACCEPTANCE OF DEFECTIVE WORK
16.01 Access to Work
A. Provide safe access to the Site and the Work for the observation, inspection, and testing of
the Work in progress. Contractor can require compliance with Contractor's safety
procedures and programs as part of providing safe access.
16.02 Tests, Inspections and Approvals
A. OPT may retain and pay for the services of an independent inspector, testing laboratory, or
other qualified individual or entity to perform inspections. Notify OAR when the Work is
ready for required inspections and tests. Provide adequate notice to allow for coordination
with entities providing inspection or testing as determined by the OAR. Cooperate with
inspection and testing personnel and assist with providing access for required inspections,
tests,and handling test specimens or Samples.
B. Arrange for and facilitate inspections, tests, and approvals required by Laws or Regulations
of governmental entities having jurisdiction that require Work to be inspected, tested, or
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approved by an employee or other representative of that entity. Pay associated costs and
furnish OAR with the required certificates of inspection or approval.
C. Arrange, obtain, and pay for inspections and tests required:
1. By the Contract Documents, unless the Contract Documents expressly allocate
responsibility for a specific inspection or test to OPT;
2. To attain OPT's acceptance of materials or equipment to be incorporated in the Work;
3. By manufacturers of equipment furnished under the Contract Documents;
4. For testing, adjusting, and balancing of mechanical, electrical, and other equipment to
be incorporated into the Work;
5. For acceptance of materials, mix designs, or equipment submitted for approval prior to
Contractor's purchase thereof for incorporation in the Work;
6. For re-inspecting or retesting Defective Work, including any associated costs incurred
by the testing laboratory for cancelled tests or standby time;and
7. For retesting due to failed tests.
D. Provide independent inspectors, testing laboratories, or other qualified individuals or
entities acceptable to OPT to provide these inspections and tests.
16.03 Defective Work
A. It is Contractor's obligation to ensure that the Work is not Defective.
B. OPT has the authority to determine whether Work is Defective and to reject Defective Work.
C. OAR is to notify Contractor of Defective Work of which OPT has actual knowledge.
D. Promptly correct Defective Work.
E. Take no action that would void or otherwise impair Owner's special warranties or guarantees
when correcting Defective Work.
F. Pay claims,costs, losses, and damages arising out of or relating to Defective Work, including:
1. Costs for correction, removal, and replacement of Defective Work;
2. Cost of the inspection and testing related to correction of Defective Work;
3. Fines levied against Owner by governmental authorities because of Defective Work;and
4. Costs of repair or replacement of work of others resulting from Defective Work.
16.04 Acceptance of Defective Work
A. Owner may elect to accept Defective Work instead of requiring correction or removal and
replacement of Defective Work provided:
1. This acceptance occurs prior to final payment;
2. Designer confirms that the Defective Work is in general accordance with the design
intent and applicable engineering or architectural principles; and
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3. Designer confirms that acceptance of the Defective Work does not endanger public
health or safety.
B. Owner may impose a reasonable set-off against payments due under Article 17 for costs
associated with OPT's evaluation of Defective Work to determine if it can be accepted and
to determine the diminished value of the Work. Owner may impose a reasonable set-off
against payments due under Article 17 if the parties are unable to agree as to the decrease
in the Contract Price to compensate Owner for the diminished value of Defective Work
accepted. OAR is to issue a Modification for acceptance of the Defective Work prior to final
payment. Pay an appropriate amount to Owner if the acceptance of Defective Work occurs
after final payment.
16.05 Uncovering Work
A. OPT has the authority to require inspection or testing of the Work,whether or not the Work
is fabricated, installed or completed.
B. Work that is covered prior to approval of the OAR must be uncovered for OPT's observation
if requested by OAR. Pay for uncovering Work and its subsequent restoration unless
Contractor has given OAR timely notice of Contractor's intention to cover the Work and OAR
fails to act with reasonable promptness in response to this notice.
C. Provide necessary labor, material, and equipment and uncover, expose, or otherwise make
available the portion of the Work suspected of being Defective for observation, inspection,
or testing if OPT considers it necessary or advisable that covered Work be observed by
Designer or inspected or tested by others as directed by the OAR.
1. Pay for claims, costs, losses, and damages associated with uncovering, exposing,
observing, inspecting, and testing if it is found that the uncovered Work is Defective.
Pay costs for correction of Defective Work. Pay for reconstruction, repair, or
replacement of work of others if it is found that the uncovered Work is Defective.
2. Submit a Change Proposal for an increase in the Contract Price or an extension of the
Contract Times directly attributable to this uncovering, exposure, observation,
inspection, testing, and reconstruction if the uncovered Work is found to be not
Defective.
16.06 Owner May Stop the Work
A. Owner may order Contractor to stop the Work if:
1. The Work is Defective;
2. Contractor fails to supply sufficient skilled workers or suitable materials or equipment;
or
3. Contractor performs Work that may fail to conform to the Contract Documents when
completed.
This stop work order is to remain in effect until the reason for the stop work order has been
eliminated. Owner's right to stop the Work does not create a duty to exercise this right for
the benefit of Contractor's Team or surety.
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16.07 Owner May Correct Defective Work
A. Owner may remedy deficiencies in the Work after 7 days' notice to Contractor if:
1. Contractor fails to correct Defective Work, or to remove and replace rejected Work as
required by OPT;
2. Contractor fails to perform the Work in accordance with the Contract Documents;or
3. Contractor fails to comply with other provisions of the Contract Documents.
B. Owner may:
1. Exclude Contractor from the Site;
2. Take possession of the Work and suspend Contractor's services related to the Work;
and
3. Incorporate stored materials and equipment in the Work.
C. Allow OPT access to the Site and off Site storage areas to enable Owner to exercise the rights
and remedies under this Paragraph 16.07.
D. All claims, costs, losses, and damages incurred or sustained by Owner in exercising the rights
and remedies under this Paragraph 16.07 are to be charged against Contractor as a set-off
against payments due under Article 17. These claims, costs, losses, and damages include
costs of repair and the cost of replacement of work of others destroyed or damaged by
correction, removal, or replacement of Contractor's Defective Work.
E. Contractor is not allowed an extension of the Contract Times because of delays in the
performance of the Work attributable to the exercise of the Owner's rights and remedies
under this Paragraph 16.07.
ARTICLE 17—PAYMENTS TO CONTRACTOR;SET-OFFS;COMPLETION;CORRECTION PERIOD
17.01 Progress Payments
A. Progress payment requests are to be submitted to the OAR on the Application for Payment
form provided by the OAR following procedures in this Article 17.
1. Progress payments for lump sum Work are to be paid on the basis of the earned value
to date at the amounts shown in the Schedule of Values submitted as required by
Paragraph 17.03. Final payment will be for the total lump sum amount.
2. Progress payments for Unit Price Work are based on the number of units completed as
determined under the provisions of Paragraph 15.03.
3. Progress payments for Work to be paid on the basis of the Cost of the Work per
Paragraphs 15.01, 15.02 and 15.04 are to be paid for Work completed by Contractor
during the pay period.
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B. Reduction in Payment by Owner:
1. Owner is entitled to impose a set-off against payment based on the following:
a. Claims made against Owner or costs, losses,or damages incurred by Owner related
to:
1) Contractor's conduct in the performance of the Work, including, but not
limited to, workplace injuries, non-compliance with Laws and Regulations, or
patent infringement; or
2) Contractor's failure to take reasonable and customary measures to avoid
damage, delay,disruption,and interference with other work at or adjacent to
the Site, including but not limited to, workplace injuries, property damage,
and non-compliance with Laws and Regulations.
b. Owner has been required to remove or remediate a Hazardous Environmental
Condition for which Contractor is responsible;
c. Work is Defective, or completed Work has been damaged by Contractor's Team,
requiring correction or replacement;
d. Owner has been required to correct Defective Work or complete Work in
accordance with Paragraph 16.07;
e. The Contract Price has been reduced by Change Orders;
f. Events have occurred that would constitute a default by Contractor justifying a
termination for cause;
g. Liquidated damages have accrued as a result of Contractor's failure to achieve
Milestones,Substantial Completion, or completion of the Work;
h. Liens have been filed in connection with the Work, except where Contractor has
delivered a specific Bond satisfactory to Owner to secure the satisfaction and
discharge of these Liens;
i. Owner has been notified of failure to make payments to Subcontractors,Suppliers,
or Employees;
j. Failure to submit up-to-date record documents as required by the Contract
Documents;
k. Failure to submit monthly Progress Schedule updates or revised schedules as
requested by the OAR;
I. Failure to provide Project photographs required by the Contract Documents;
m. Failure to provide Certified Payroll required by the Contract Documents;
n. Compensation for OPT for overtime charges of OAR or RPR, third review of
documents, review of substitutions, re-inspection fees, inspections or designs
related to correction of Defective Work, or other services identified as requiring
payment by the Contractor;
o. Costs for tests performed by the Owner to verify that Work previously tested and
found to be Defective has been corrected;
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p. OPT has actual knowledge of the occurrence of events that would constitute a
default by Contractor and therefore justify termination for cause under the
Contract Documents with associated cost impacts;
q. Other items entitling Owner to a set-off against the amount recommended; or
r. Payment would result in an over-payment of the Contract Price.
2. Compensation for services of OPT staff is to be at the rates established by negotiations
between OPT and Contractor.
3. OAR is to notify Contractor stating the amount and the reasons for an imposed set-off.
The Owner is to pay the Contractor amounts remaining after deduction of the set-off.
Owner is to pay the set-off amount agreed to by Owner and Contractor if Contractor
remedies the reasons for the set-off. Contractor may submit a Change Proposal
contesting the set-off.
C. Delayed Payments:
1. No money shall be paid by Owner upon any claim, debt, demand, or account
whatsoever, to any person, firm, or corporation who is in arrears to Owner for taxes;
and Owner shall be entitled to counterclaim and automatically offset against any such
debt, claim,demand,or account in the amount of taxes so in arrears and no assignment
or transfer of such debt, claim,demand,or account after said taxes are due, shall affect
the right of Owner to offset said taxes, and associated penalties and interest if
applicable, against the same.
2. No payment will be made for Work authorized by a Work Change Directive until the
Work Change Directive is incorporated into a Change Order. Payment can be included
in an Application for payment when the Change Order is approved.
D. The Owner is to pay the amount of payment recommended by the OAR within 30 days after
receipt of the Application for Payment and accompanying documentation from the OAR.
17.02 Application for Payment
A. Submit Applications for Payment for completed Work and for materials and equipment in
accordance with the Supplementary Conditions, the Agreement, and this Article 17. The
Contract Price is to include costs for:
1. Providing the Work in accordance with the Contract Documents;
2. Installing Owner furnished equipment and materials;
3. Providing Work for Alternates and Allowances;
4. Commissioning, start-up,training and initial maintenance and operation;
S. Acceptance testing in manufacturer's facilities or on Site;
6. All home office overhead costs and expenses,including profit made directly or indirectly
for the Project;
7. Project management, Contract administration, field office, and field operations staff,
including supervision, clerical support, and technology system support;
8. Professional services including design fees, legal fees, and other professional services;
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9. Bonds and insurance;
10. Permits, licenses, patent fees, and royalties;
11. Taxes;
12. Providing all documents and Samples required by the Contract Documents;
13. Facilities and equipment at the Site including:
a. Field offices, office furnishings, and all related office supplies, software, and
equipment,
b. Storage facilities for Contractor's use, storage facilities for stored materials and
equipment, including spare parts storage,
c. Shops, physical plant, construction equipment, small tools, vehicles, technology
and telecommunications equipment,
d. Safety equipment and facilities to provide safe access and working conditions for
workers and for others working at the Site,
e. Temporary facilities for power and communications,
f. Potable water and sanitation facilities, and
g. Mobilization and demobilization for all of these facilities and equipment;
14. Products, materials, and equipment stored at the Site or other suitable location;
15. Products, materials, and equipment permanently incorporated into the Project;
16. Temporary facilities for managing water, including facilities for pumping, storage, and
treatment as required for construction and protection of the environment;
17. Temporary facilities for managing environment conditions and Constituents of Concern;
18. Temporary facilities such as sheeting, shoring, bracing, formwork, embankments,
storage facilities, working areas, and other facilities required for construction of the
Project;
19. Temporary and permanent facilities for protection of all overhead, surface, or
underground structures or features;
20. Temporary and permanent facilities for removal, relocation, or replacement of any
overhead, surface, or underground structures or features;
21. Products, materials, and equipment consumed during the construction of the Project;
22. Contractor labor and supervision to complete the Project, including that provided
through Subcontractors or Suppliers;
23. Correcting Defective Work during the Contract Times, during the Correction Period, or
as required to meet any warranty provision of the Contract Documents;
24. Risk associated with weather and environmental conditions, start-up, and initial
operation of facilities including equipment, processes, and systems;
25. Contractor's safety programs, including management, administration, and training;
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26. Maintenance of facilities, including equipment, processes, and systems until operation
is transferred to Owner;
27. Providing warranties, extended or special warranties,or extended service agreements;
28. Cleanup and disposal of any and all surplus materials; and
29. Demobilization of all physical, temporary facilities not incorporated into the Project.
B. Include the cost not specifically set forth as an individual payment item but required to
provide a complete and functional system in the Contract Price.
C. Provide written approval of the surety company providing Bonds for the Schedule of Values,
Application for Payment form, and method of payment prior to submitting the first
Application for Payment. Submit approval using the Consent of Surety Company to Payment
Procedures form provided. Payment will not be made without this approval.
D. OAR may withhold processing Applications for Payment if any of the following processes or
documentation are not up to date:
1. Progress Schedule per Article 27.
2. Project photographs per Article 28.
3. Record Documents per Article 20.
4. Documentation required to comply with Owner's Minority / MBE / DBE Participation
Policy.
5. Certified payroll documentation required by the Contract Documents.
6. Documentation required to substantiate any approved Project deviation, including
overruns of Designer's estimated quantity.
7. Documentation required by funding agency, if applicable.
17.03 Schedule of Values
A. Submit a detailed Schedule of Values for the Work at least 10 days prior to submitting the
first Application for Payment.
B. Submit the Schedule of Values in the form provided in Attachment A to the Application for
Payment-Tabulation of Earned Value of Original Contract Performed.
C. Do not submit an Application for Payment until the Schedule of Values has been approved
by the OAR.
D. If unit prices are included in the Agreement, use each unit price line item in the Agreement
as a unit price line item in the Schedule of Values.
E. Divide lump sum line items, including Subcontractor and Supplier amounts in the Schedule
of Values into smaller components to allow more accurate determination of the earned value
for each item.
1. Provide adequate detail to allow a more accurate determination of the earned value
expressed as a percentage of Work completed for each item.
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2. Line items may not exceed $50,000.00, unless they are for products, materials, or
equipment permanently incorporated into the Project that cannot be subdivided into
units or subassemblies.
3. Lump sum items may be divided into an estimated number of units to determine earned
value.
a. The estimated number of units times the cost per unit must equal the lump sum
amount for that line item.
b. Contractor will receive payment for the lump sum for the line item, regardless of
the number of units installed, unless an adjustment is made by Change Order.
4. Include Contractor's overhead and profit in each line item in proportion to the value of
the line item to the Contract Price.
5. Include the cost not specifically set forth as an individual payment item but required to
provide a complete and functional system in the Contract Price for each item.
6. These line items may be used to establish the value of Work to be added or deleted
from the Project.
7. The sum of all values listed in the schedule must equal the total Contract Price.
F. Subdivide each line item in the Schedule of Values into two payment components. The first
component is the direct cost for products, materials, and equipment permanently
incorporated into the Project. The second component is all other cost associated with the
item in the Agreement. The sum of the two components must equal the value of the line
item in the Schedule of Values.
G. Where a percentage of the line value is allowed for a specified stage of completion,show the
value for each stage of completion as a component of that line item cost.
17.04 Schedule of Anticipated Payments and Earned Value
A. Submit a schedule of the anticipated Application for Payments showing the application
numbers, submission dates, and the anticipated amount to be requested. Incorporate
retainage into the development of this schedule of anticipated payments.
B. Submit a tabulation of the anticipated Total Earned Value of Fees, Work, and Materials to
create a graphic (curve) representation of the anticipated progress on the Project each
month. Adjust this table and curve to incorporate Modifications. Use this curve to compare
actual progress on the Project each month by comparing the anticipated cumulative Total
Earned Value of Fees, Work, and Materials to the actual Total Earned Value of Fees, Work,
and Materials each month. Use the comparison of values to determine performance on
budget and schedule.
C. Update the Schedule of Payments as necessary to provide a reasonably accurate indication
of the funds required to make payments each month to the Contractor for Work performed.
17.05 Basis for Payments
A. Lump Sum Contracts:
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1. Payment will be made for the earned value of Work completed during the payment
period expressed as a percentage of Work completed for each line item during the
payment period per the Contract Documents.
2. Payment amount is the value of Work completed per the Contract Documents
multiplied by the percentage of Work completed.
3. Payment for lump sum items divided into an estimated number of units to determine
earned value per Paragraph 17.03.E.3 will be made for the measured number of units.
4. Payment for stored materials and equipment will be made per Paragraph 17.06.
B. Unit Price Contracts:
1. Payment will be made for the actual quantity of Work completed during the payment
period and for materials and equipment stored during the payment period per the
Contract Documents.
a. Payment amount is the Work quantity measured per the Contract Documents
multiplied by the unit prices for that line item in the Agreement.
b. Payment for stored materials and equipment will be made per Paragraph 17.06.
2. Measure the Work described in the Agreement for payment. Payment will be made
only for the actual measured and/or computed length, area, solid contents, number,
and weight, unless other provisions are made in the Contract Documents. Payment on
a unit price basis will not be made for Work outside finished dimensions shown in the
Contract Documents. Include cost for waste, overages, and tolerances in the unit price
for that line item.
17.06 Payment for Stored Materials and Equipment
A. Store materials and equipment properly at the Site.
1. Payment will be made for the invoice amount less the specified retainage.
2. Payment for materials and equipment show in the Application for Payment on
Attachment A or Attachment B - Tabulation of Work on Approved Contract
Modifications will be made for the invoice amount, up to the value shown in the
Schedule of Values for that line item. Costs for material and equipment in excess of the
value shown in the Schedule of Values may not be added to other line items.
3. Payment will be made in full for the value shown in the line item for products and
materials if invoices for materials and equipment are less than the amount shown in the
line item and it can be demonstrated that no additional materials or equipment are
required to complete Work described in that item.
4. Provide invoices at the time materials are included on Attachment D to the Application
for Payment - Tabulation of Values for Materials and Equipment. Include invoice
numbers on Attachment D so that a comparison can be made between invoices and
amounts included on Attachment D.
B. Provide a bill of sale, invoice, or other documentation warranting that Owner has received
the materials and equipment free and clear of Liens. Provide documentation of payment for
materials and equipment with the next Application for Payment. Adjust payment to the
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amount actually paid if this differs from the invoice amount. Remove items from the
tabulation of materials and equipment if this documentation is not provided. Payment will
not be made for material and equipment without documentation of payment.
C. Contractors can be paid for non-perishable materials on hand stored at the site, provided
that invoices are furnished to the City for verification of the material value, and that
Contractor provides documents,satisfactory to the City,that show that the material supplier
has been paid for the materials delivered to the work site.
D. Provide evidence that the materials and equipment are covered by appropriate property
insurance or other arrangements to protect Owner's interest.
E. The Work covered by progress payments becomes the property of the Owner at the time of
payment. The Contractor's obligations with regard to proper care and maintenance,
insurance, and other requirements are not changed by this transfer of ownership until
accepted in accordance with the General Conditions.
F. Payment for materials and equipment does not constitute acceptance of the product.
17.07 Retainage and Set-Offs
A. Retainage will be withheld from each Application for Payment per the Agreement. Retainage
will be released per the General Conditions.
B. Reduce payments for set-offs per the General Conditions. Include Attachment C—Tabulation
of Set-Offs in the Application for Payment.
17.08 Procedures for Submitting an Application for Payment
A. Submit a draft Application for Payment to the OAR each month at least 20 days before the
date established in the Agreement for Owner to make progress payments. Do not submit
Applications for Payment more often than monthly. Review the draft Application for
Payment with the OAR to determine concurrence with:
1. The earned value for each lump sum item including the value of properly stored and
documented materials and equipment for each item in the original Contract.
2. The quantity of Work completed for each unit price item.
3. Set-offs included in the Application for Payment.
4. Values requested for materials and equipment consistent with invoices for materials
and equipment.
B. Submit Applications for Payment monthly through the OAR after agreement has been
reached on the draft Application for Payment.
1. Number each application sequentially and include the dates for the application period.
2. Show the total amounts for earned value of original Contract performed, earned value
for Work on approved Contract Amendments and Change Orders, retainage, and set-
offs. Show total amounts that correspond to totals indicated on the attached tabulation
for each.
3. Include Attachment A to show the earned value on each line item in the Schedule of
Values for Work shown in the original Contract.
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4. Include Attachment B to show the earned value on line items for approved Change
Orders. Add items to Attachment B as Change Orders are approved. Change Orders
must be approved before payment can be made on Change Order items.
5. Include Attachment C to document set-offs required per the Contract Documents. Show
each set-off as it is applied. Show a corresponding line item to reduce the set-off
amount if a payment held by a set-off is released for payment.
6. Include Attachment D to allow tracking of invoices used to support amounts requested
as materials in Attachments A and B. Enter materials to show the amount of the invoice
assigned to each item in Attachment A or B if an invoice includes materials used on
several line items.
7. Complete the certification stating that all Work, including materials and equipment,
covered by this Application for Payment have been completed or delivered and stored
in accordance with the Contract Documents,that all amounts have been paid for Work,
materials, and equipment for which previous payments have been made by the Owner,
and that the current payment amount shown in this Application for Payment is now due.
C. Submit attachments in Portable Document Format(PDF):
1. Generate attachments to the Application for Payment using the Excel spreadsheet
provided.
2. Submit PDF documents with adequate resolution to allow documents to be printed in a
format equivalent to the document original. Documents are to be scalable to allow
printing on standard 8-1/2 x 11 or 11 x 17 paper.
17.09 Responsibility of Owner's Authorized Representative
A. OAR will review draft Application for Payment with Contractor to reach an agreement on the
values that will be recommended for payment by the OAR.
B. OAR will review Application for Payment submitted by Contractor to determine that the
Application for Payment has been properly submitted and is in accordance with the agreed
to draft Application for Payment.
C. OAR is to either recommend payment of the Application for Payment to Owner or notify the
Contractor of the OPT's reasons for not recommending payment. Contractor may make
necessary corrections and resubmit the Application for Payment if it is not recommended
within 10 days after receipt of the notice. OAR will review resubmitted Application for
Payment and reject or recommend payment of the Application for Payment to Owner as
appropriate.
D. OAR's recommendation of the Application for Payment constitutes a representation by OPT
that based on their experience and the information available:
1. The Work has progressed to the point indicated;
2. The quality of the Work is generally in accordance with the Contract Documents; and
3. Requirements prerequisite to payment have been met.
E. This representation is subject to:
1. Further evaluation of the Work as a functioning whole;
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2. The results of subsequent tests called for in the Contract Documents; or
3. Any other qualifications stated in the recommendation.
F. OPT does not represent by recommending payment:
1. Inspections made to check the quality or the quantity of the Work as it has been
performed have been exhaustive, extended to every aspect of the Work in progress,or
involved detailed inspections of the Work; or
2. Other matters or issues between the parties that might entitle Contractor to additional
compensation or entitle Owner to withhold payment to Contractor may or may not
exist.
G. Neither OPT's review of Contractor's Work for the purposes of recommending payments nor
OAR's recommendation of payment imposes responsibility on OPT:
1. To supervise, direct, or control the Work;
2. For the means, methods, techniques, sequences, or procedures of construction, or
safety precautions and programs;
3. For Contractor's failure to comply with Laws and Regulations applicable to Contractor's
performance of the Work;
4. To make examinations to ascertain how or for what purposes Contractor has used the
monies paid on account of the Contract Price;or
5. To determine that title to the Work, materials, or equipment has passed to Owner free
and clear of Liens.
17.10 Contractor's Warranty of Title
A. Contractor warrants and guarantees that title to the Work, materials, and equipment
furnished under the Contract is to pass to Owner free and clear of Liens, title defects, and
patent, licensing, copyright, or royalty obligations no later than 7 days after the time of
payment by Owner of the Application for Payment which includes these items.
17.11 Substantial Completion
A. Notify OAR when Contractor considers the entire Work substantially complete and request
a Certificate of Substantial Completion.
B. OPT is to inspect the Work within 30 days after Contractor's notification to determine if the
Work is substantially complete. OAR, within 120 days after receipt of Contractor's
notification, is to either issue the Certificate of Substantial Completion which sets the date
of Substantial Completion or notify Contractor of the reasons the Project is not considered
to be substantially complete.
C. The OPT and Contractor are to meet to discuss Owner's use or occupancy of the Work
following Substantial Completion. Items to be discussed at this meeting include:
1. Review of insurance policies with respect to the end of the Contractor's coverage, and
confirm the transition to coverage of the Work under a permanent property insurance
policy held by Owner;
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2. Owner's assumption of responsibility for security, operation, protection of the Work,
maintenance, and utilities upon Owner's use or occupancy of the Work;
3. Contractor's obligations for operations and maintenance during performance and
acceptance testing;
4. Contractor's access to the Site to complete punch list items; and
5. Procedures for correction of Defective Work during the 1-year correction period.
17.12 Partial Utilization
A. Owner may use or occupy substantially completed parts of the Work which are specifically
identified in the Contract Documents, or which OPT and Contractor agree constitutes a
separately functioning and usable part of the Work prior to Substantial Completion of the
Work. Owner must be able to use that part of the Work for its intended purpose without
significant interference with Contractor's performance of the remainder of the Work.
Contractor and OPT are to follow the procedures of Paragraph 17.12 for this part of the Work.
B. No use or occupancy or separate operation of part of the Work may occur prior to
compliance with the requirements of Article 6.
17.13 Final Inspection
A. OPT is to make a final inspection upon notice from Contractor that the entire Work or portion
to be accepted under Paragraph 17.13 is complete. OAR is to notify Contractor of Work
determined to be incomplete or Defective. Immediately take corrective measures to
complete the Work and correct Defective Work.
17.14 Final Application for Payment
A. Include adjustments to the Contract Price in the final Application for Payment for:
1. Approved Change Orders and Contract Amendments,
2. Allowances not previously adjusted by Change Order,
3. Deductions for Defective Work that has been accepted by the Owner,
4. Penalties and bonuses,
5. Deductions for liquidated damages,
6. Deduction for all final set-offs, and
7. Other adjustments if needed.
B. OAR will prepare a final Change Order reflecting the approved adjustments to the Contract
Price which have not been covered by previously approved Change Orders and if necessary
reconcile estimate unit price quantities with actual quantities.
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17.15 Final Payment
A. Make final Application for Payment after completing required corrections identified during
the final inspection and delivering items and documents required by the Contract
Documents. Provide the following with the final Application for Payment:
1. Consent of Surety to Final Payment acknowledging unsettled disputes;and
2. Certification of Payment of Debts and Claims or Certification of Release of Liens or
furnish receipts or releases in full from Subcontractors and Suppliers.
B. OAR is to either recommend payment of the final Application for Payment to Owner if OPT
is satisfied that the Work has been completed and Contractor's other obligations under the
Contract Documents have been fulfilled or notify the Contractor of the OPT's reasons for not
recommending final payment.
C. The Work is complete, subject to surviving obligations, when it is ready for final payment as
established by the OAR's recommendation of payment of the final Application for Payment
to Owner and the issuance of a Certificate of Final Completion.
D. The Owner is to pay the amount of final payment recommended by the OAR within 30 days
after receipt of the final Application for Payment and accompanying documentation from the
OAR.
17.16 Waiver of Claims
A. The making of final payment does not constitute a waiver by Owner of claims or rights against
Contractor. Owner expressly reserves claims and rights arising from:
1. Unsettled Liens or claims for non-payment;
2. Defective Work appearing after final inspection pursuant to Paragraph 17.14;
3. Contractor's failure to comply with the Contract Documents or the terms of specified
special guarantees; or
4. Contractor's continuing obligations under the Contract Documents.
B. Contractor waives claims and rights against Owner by accepting final payment with the
exception of those Claims made in accordance with the provisions of Article 22 and
specifically noted in the Certificate of Final Completion.
17.17 Correction Period
A. Promptly correct Defective Work without cost to Owner for 1 year after the date of
Substantial Completion or longer period of time prescribed by the terms of the Contract
Documents.
B. Promptly correct damages to the Site or adjacent areas that Contractor has arranged to use
through construction easements or other agreements. Promptly correct damages to Work
or the work of others. Make corrections without cost to Owner.
C. Owner may have the Defective Work and damages described in Paragraphs 17.18.A and
17.18.6 corrected if Contractor does not comply with the terms of OAR's instructions, or in
an emergency where delay would cause serious risk of loss or damage.
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D. Contractor's obligation to indemnify Owner for claims arising out of or related to the
correction of Defective Work are as set forth in Paragraph 7.14.
E. The correction period starts to run from the date when a specific item of equipment or
system is placed in continuous beneficial use by Owner before Substantial Completion of
Work if so provided in the Specifications or if accepted for beneficial use by the Owner.
F. The correction period is extended for an additional period of 1 year for Defective Work
corrected after the date of Substantial Completion or after the accepted date the correction
period starts to run as described in Paragraph 17.18.E. This extended correction period starts
to run when Defective Work has been satisfactorily corrected under this Paragraph 17.18.
G. Contractor's obligations under this Paragraph 17.18 are in addition to other obligations or
warranties. The provisions of this Paragraph 17.18 are not a substitute for, or a waiver of,
the provisions of applicable statutes of limitation or repose.
ARTICLE 18—SUSPENSION OF WORK AND TERMINATION
18.01 Owner May Suspend Work
A. Owner may suspend the Work or a portion of the Work for a period of not more than 90
consecutive days, at any time and without cause, by notice to Contractor. This notice fixes
the date on which Contractor is to resume Work. Contractor is entitled to adjustments in
the Contract Price and Contract Times directly attributable to this suspension only if efforts
are made to mitigate the cost impacts of the suspension. Meet with the Owner within 10
days of the notice of suspension to discuss specific strategies to reduce or eliminate the cost
of delays. Submit a Change Proposal seeking an adjustment no later than 30 days after the
date fixed for resumption of Work.
18.02 Owner May Terminate for Cause
A. The occurrence of one or more of the following events constitutes a default by Contractor
and justifies termination for cause:
1. Contractor's persistent failure to perform the Work in accordance with the Contract
Documents, including failure to supply sufficient skilled workers or suitable materials or
equipment;
2. Failure to adhere to the Progress Schedule;
3. Failure of the Contractor to provide a satisfactory replacement Bond or insurance in the
event either is lost or canceled;
4. Failure of Contractor to maintain financial solvency to adequately complete the Project
as indicated by one or more of the following:
a. A petition of bankruptcy is filed by or against Contractor,
b. Contractor is adjudged as bankrupt or insolvent,
c. Contractor or surety makes a general assignment for the benefit of creditors,
d. A receiver is appointed for the benefit of Contractor's creditors,or
e. A receiver is appointed on account of Contractor's insolvency;
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S. Contractor's disregard of Laws or Regulations of public bodies having jurisdiction; or
6. Contractor's repeated disregard of the authority of OPT.
B. Contractor and surety must provide adequate assurance of future performance in
accordance with the Contract Documents that is satisfactory to Owner if Contractor is
believed to be in financial distress due to the existence of one or more of the indicators listed
in Paragraph 18.02.A.4. Owner may terminate Contractor's performance under this Contract
if Contractor and surety fail to provide adequate documentation satisfactory to Owner within
10 days of OAR's request for this information.
C. Owner may declare Contractor to be in default, give notice to Contractor and surety that
Contractor's performance under the Contract is terminated, and enforce the rights available
to Owner under the Performance Bond after giving Contractor and surety 10 days' notice
that one or more of the events identified in Paragraph 18.02.A has occurred.
D. Owner may exclude Contractor from the Site, take possession of the Work, incorporate the
materials and equipment stored and complete the Work as Owner may deem expedient if
Owner has terminated Contractor's performance under the Contract for cause.
E. Owner may elect not to proceed with termination of Contractor's performance under the
Contract under this Paragraph 18.02 if Contractor begins to cure the cause for termination
within 7 days of receipt of notice of intent to terminate.
F. Contractor is not entitled to receive further payments until the Work is completed if Owner
proceeds as provided in this Paragraph 18.02. The amount of the Contract Price remaining
is to be paid to the Contractor if the unpaid balance exceeds the cost to complete the Work.
This cost to complete the Work may include related claims, costs, losses, damages, and the
fees and charges of engineers, architects, attorneys, and other professionals retained by
Owner. Pay the difference to Owner if the cost to complete the Work including related
claims,costs, losses,and damages exceeds the unpaid balance of the Contract Price. Claims,
costs, losses,and damages incurred by Owner are to be reviewed as to their reasonableness
and incorporated in a Change Order by OAR. Owner is not required to obtain the lowest
price for the Work performed when exercising its rights or remedies under this paragraph.
G. Termination of Contractor's performance does not affect the rights or remedies of Owner
against Contractor or against surety under the Payment Bond or Performance Bond. Owner
does not release Contractor from liability by paying or retaining money due Contractor.
H. In the event the Owner terminates the contract for cause, and it is later determined that
cause for termination was lacking, the termination will be deemed a termination without
cause under Paragraph 18.03.
18.03 Owner May Terminate For Convenience
A. Owner may terminate the Contract without cause after giving 7 days' notice to Contractor of
the effective date of termination. Contractor is to be paid for the following if Owner
terminates for convenience:
1. Work completed in accordance with the Contract Documents prior to the effective date
of termination;
2. Actual costs sustained prior to the effective date of termination for Work in progress,
plus a fee calculated in accordance with Paragraph 11.04.D.; and
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3. Reasonable expenses directly attributable to termination, including costs incurred to
prepare a termination for convenience cost proposal.
B. No payment is payable to Contractor for loss of anticipated overhead, profits or revenue, or
other economic loss arising out of or resulting from this termination.
ARTICLE 19— PROJECT MANAGEMENT
19.01 Work Included
A. Furnish resources required to complete the Project with an acceptable standard of quality
within the Contract Times.
B. Construct Project in accordance with current safety practices.
C. Manage Site to allow access to Site and control construction operations.
D. Construct temporary facilities to provide and maintain control over environmental
conditions at the Site. Remove temporary facilities when no longer needed.
E. Provide temporary controls for pollutions, management of water and management of excess
earth.
19.02 Quality Assurance
A. Employ competent workmen,skilled in the occupation for which they are employed. Provide
Work meeting quality requirements of the Contract Documents.
B. Remove Defective Work from the Site immediately unless provisions have been made and
approved by the OPT to allow repair of the product at the Site. Clearly mark Work as
Defective until it is removed or allowable repairs have been completed.
19.03 Document Submittal
A. Provide documents in accordance with Article 24.
1. Provide copies of Supplier's printed storage instructions prior to furnishing materials or
products and installation instructions prior to beginning the installation.
2. Incorporate field notes,sketches, recordings,and computations made by the Contractor
in Record Data.
19.04 Required Permits
A. Obtain building permits for the Project from the local authorities having jurisdiction. Pay
building permit fees and include this cost in the Contract Price.
B. Obtain environmental permits required for construction at the Site.
C. Provide required permits for transporting heavy or oversized loads.
D. Provide other permits required to conduct any part of the Work.
E. Arrange for inspections and certification by agencies having jurisdiction over the Work.
F. Make arrangements with private utility companies and pay for fees associated with obtaining
services,or for inspection fees.
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G. Retain copies of permits and licenses at the Site and observe and comply with all regulations
and conditions of the permit or license.
19.05 Safety Requirements
A. Manage safety to protect the safety and welfare of persons at the Site.
B. Provide safe access to move through the Site. Provide protective devices to warn and protect
from hazards at the Site.
C. Provide safe access for those performing tests and inspections.
D. Comply with latest provisions of the Occupational Health and Safety Administration and
other Laws and Regulation.
E. Cooperate with accident investigations. Provide two copies of all reports,including insurance
company reports, prepared concerning accidents, injury, or death related to the Project to
the OAR as Record Data per Article 26.
19.06 Access to the Site
A. Maintain access to the facilities at all times. Do not obstruct roads, pedestrian walks, or
access to the various buildings, structures, stairways, or entrances. Provide safe access for
normal operations during construction.
B. Provide adequate and safe access for inspections. Leave ladders, bridges, scaffolding, and
protective equipment in place until inspections have been completed. Construct additional
safe access if required for inspections.
C. Use roadways for construction traffic only with written approval of the appropriate
representatives of each entity. Obtain written approval to use roads to deliver heavy or
oversized loads to the Site. Furnish copies of the written approvals to the Owner as Record
Data per Article 26.
19.07 Contractor's Use of Site
A. Limit the use of Site for Work and storage to those areas designated on the Drawings or
approved by the OAR. Coordinate the use of the premises with the OAR.
B. Provide security at the Site as necessary to protect against vandalism and loss by theft.
C. Do not permit alcoholic beverages or illegal substances on the Site. Do not allow persons
under the influence of alcoholic beverages or illegal substances to enter or remain on the
Site at any time. Persons on Site under the influence of alcoholic beverages or illegal
substances will be permanently prohibited from returning to the Site. Criminal or civil
penalties may also apply.
D. Park construction equipment in designated areas only and provide spill control measures.
E. Park employees'vehicles in designated areas only.
F. Obtain written permission of the Owner before entering privately-owned land outside of the
Owner's property, rights-of-way, or easements.
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G. Do not allow the use of audio devices, obnoxious, vulgar or abusive language, or sexual
harassment in any form. These actions will cause immediate and permanent removal of the
offender from the premises. Criminal or civil penalties may apply.
H. Require Workers to wear clothing that is inoffensive and meets safety requirements. Do not
allow sleeveless shirts,shorts, exceedingly torn, ripped,or soiled clothing to be worn on the
Project.
I. Do not allow firearms or weapons of any sort to be brought on to the Site under any
conditions. No exception is to be made for persons with concealed handgun permits.
Remove any firearms or weapons and the person possessing these firearms or weapons
immediately from the Site.
19.08 Protection of Existing Structures and Utilities
A. Examine the Site and review the available information concerning the Site. Locate utilities,
streets, driveways, fences, drainage structures, sidewalks, curbs, and gutters. Verify the
elevations of the structures adjacent to excavations. Report any discrepancies from
information in the Contract Documents to the OAR before beginning construction.
B. Determine if existing structures, poles, piping, or other utilities at excavations will require
relocation or replacement. Prepare a Plan of Action and coordinate Work with local utility
company and others for the relocation or replacement.
C. Protect buildings, utilities, street surfaces, driveways, sidewalks, curb and gutter, fences,
wells, drainage structures, piping, valves, manholes, electrical conduits, and other systems
or structures unless they are shown to be replaced or relocated on the Drawings. Restore
damaged items to the satisfaction of the OPT and utility owner.
D. Carefully support and protect all structures and/or utilities so that there will be no failure or
settlement where excavation or demolition endangers adjacent structures and utilities. Do
not take existing utilities out of service unless required by the Contract Documents or
approved by the OAR. Notify and cooperate with the utility owner if it is necessary to move
services, poles,guy wires, pipelines, or other obstructions.
E. Protect existing trees and landscaping at the Site.
1. Identify trees that may be removed during construction with OPT.
2. Mark trees to be removed with paint.
3. Protect trees to remain from damage by wrapping trunks with 2 x 4 timbers around the
perimeter, securely wired in place, where machinery must operate around existing
trees. Protect branches and limbs from damage by equipment.
4. Protect root zone from compaction.
19.09 Pre-Construction Exploratory Excavations
A. Excavate and expose existing pipelines that cross within 20 feet of Project pipelines prior to
any Work. Survey the line to determine its exact vertical and horizontal location at each
point the existing pipeline may potentially conflict with the Work.
B. Excavate and expose existing parallel pipelines at 300 feet intervals(maximum)for existing
pipelines which are within 10 feet of Project pipelines. Survey the line to determine its
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exact vertical and horizontal location at each point where the line is excavated and
exposed.
C. Prepare a Plan of Action indicating the owner of pipelines excavated and surveyed and all
pertinent survey data, including the station where lines cross or conflicts may exist and the
distance to the pavement centerline and elevations of the top of existing pipelines.
D. Do not perform Work on the Project until all exploratory excavations have been completed
and the Plan of Action has been approved by the OAR.
E. Unless specifically indicated otherwise in the Bid Form, no separate payment will be made
for pre-construction exploratory excavations. Include the cost for pre-construction
exploratory excavations in the unit price for the pipe construction or other applicable
feature. When necessary, pavement repairs associated with exploratory excavations that
are beyond the limits of the new pavement will be paid for at the unit prices for pavement
repair when an item is included in the Bid Form. When an item for pavement repair is not
included in the Bid Form,the cost should be included in the unit price for the pipe
construction or other applicable feature.
19.10 Disruption of Services/Continued Operations
A. Existing facilities are to continue in service as usual during the construction unless noted
otherwise. Owner of utilities must be able to operate and maintain the facilities. Keep
disruptions to existing utilities, piping, process piping, or electrical services to a minimum.
1. Do not restrict access to critical valves or operators.
2. Limit operations to the minimum amount of space needed to complete the specified
Work.
3. Maintain storm sewers and sanitary sewers in service at all times. Provide temporary
service around the construction or otherwise construct the structure in a manner that
the flow is not restricted.
B. Provide a Plan of Action if facilities must be taken out of operation.
19.11 Field Measurements
A. Perform complete field measurements prior to purchasing products or beginning
construction for products required to fit existing conditions.
B. Verify property lines,control lines,grades, and levels indicated on the Drawings.
C. Check Shop Drawings and indicate the actual dimensions available where products are to be
installed.
D. Include field measurements in Record Data as required in Article 26.
19.12 Reference Data and Control Points
A. The OPT will provide the following control points:
1. Base line or grid reference points for horizontal control.
2. Benchmarks for vertical control.
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B. Locate and protect control points prior to starting the Work and preserve permanent
reference points during construction. Designated control points may be on an existing
structure or monument. Do not change or relocate points without prior approval of the OAR.
Notify OAR when the reference point is lost, destroyed, or requires relocation. Replace
Project control points on the basis of the original survey.
C. Provide complete engineering layout of the Work needed for construction.
1. Provide competent personnel. Provide equipment including accurate surveying
instruments, stakes, platforms,tools, and materials.
2. Provide surveying with accuracy meeting the requirements established for Category 5
Construction Surveying as established in the Manual of Practice of Land Surveying in
Texas published by the Texas Society of Professional Surveyors, latest revision.
3. Record Data and measurements per standards.
19.13 Delivery and Storage
A. Deliver products and materials to the Site in time to prevent delays in construction.
B. Deliver packaged products to Site in original undamaged containers with identifying labels
attached. Open cartons as necessary to check for damage and to verify invoices. Reseal
cartons and store properly until used. Leave products in packages or other containers until
installed.
C. Assume full responsibility for the protection and safekeeping of products stored at the Site.
D. Store products at locations acceptable to the OAR and to allow Owner access to maintain
and operate existing facilities.
E. Store products in accordance with the Supplier's storage instructions immediately upon
delivery. Leave seals and labels intact.
F. Provide additional storage areas as needed for construction. Store products subject to
damage by elements in substantial weather-tight enclosures or storage sheds. Provide and
maintain storage sheds as required for the protection of products. Provide temperature,
humidity control, and ventilation within the ranges stated in the Supplier's instructions.
Remove storage facilities at the completion of the Project.
G. Protect the pipe interior. Keep all foreign materials such as dirt, debris, animals, or other
objects out of the pipe during the Work. Cap or plug ends of installed pipe in an approved
manner when pipe is not being installed. Clean or wash out pipe sections that become
contaminated before continuing with installation. Take precautions to prevent the pipe from
floating or moving out of the proper position during or after laying operations. Immediately
correct any pipe that moves from its correct position.
H. Provide adequate exterior storage for products that may be stored out-of-doors.
1. Provide substantial platforms, blocking, or skids to support materials and products
above ground which has been sloped to provide drainage. Protect products from soiling
or staining.
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2. Cover products subject to discoloration or deterioration from exposure to the elements,
with impervious sheet materials. Provide ventilation to prevent condensation below
covering.
3. Store loose, granular materials on clean, solid surfaces, or on rigid sheet materials, to
prevent mixing with foreign matter.
4. Provide surface drainage to prevent erosion and ponding of water.
5. Prevent mixing of refuse or chemically injurious materials or liquids with stored
materials.
6. Pipes and conduits stored outdoors are to have open ends sealed to prevent the
entrance of dirt, moisture, and other injurious materials. Protect PVC pipe from
ultraviolet light exposure.
7. Store light weight products to prevent wind damage.
I. Maintain storage facilities. Inspect stored products on a weekly basis and after periods of
severe weather to verify that:
1. Storage facilities continue to meet specified requirements;
2. Supplier's required environmental conditions are continually maintained; and
3. Products that can be damaged by exposure to the elements are not adversely affected.
J. Replace any stored item damaged by inadequate protection or environmental controls.
K. Payment may be withheld for any products not properly stored.
19.14 Cleaning During Construction
A. Provide positive methods to minimize raising dust from construction operations and provide
positive means to prevent air-borne dust from disbursing into the atmosphere. Control dust
and dirt from demolition, cutting, and patching operations.
B. Clean the Project as Work progresses and dispose of waste materials, keeping the Site free
from accumulations of waste or rubbish. Provide containers on Site for waste collection. Do
not allow waste materials or debris to blow around or off of the Site. Control dust from waste
materials. Transport waste materials with as few handlings as possible.
C. Comply with Laws and Regulations. Do not burn or bury waste materials. Remove waste
materials, rubbish and debris from the Site and legally dispose of these at public or private
disposal facilities.
D. Provide a final cleaning to thoroughly clean the entire Site and make ready for acceptance.
1. Remove construction debris, boxes, and trash from the Site.
2. Remove construction storage sheds and field offices.
3. Restore grade to match surrounding condition and remove excess dirt.
4. Sweep all drives and parking lots clean of dirt and debris. Use water trucks or hose down
paved site to like new appearance.
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19.15 Maintenance of Roads, Driveways, and Access
A. Maintain roads and streets in a manner that is suitable for safe operations of public vehicles
during all phases of construction unless the Owner approves a street closing. Do not close
public roads overnight.
B. Submit a Notification by Contractor for Owner's approval of a street closing. The request
shall state:
1. The reason for closing the street.
2. How long the street will remain closed.
3. Procedures to be taken to maintain the flow of traffic.
C. Construct temporary detours, including by-pass roads around construction,with adequately
clear width to maintain the free flow of traffic at all times. Maintain barricades, signs, and
safety features around the detour and excavations. Maintain barricades, signs, and safety
features around the Work in accordance with all provisions of the latest edition of the
Manual on Uniform Traffic Control Devices(MUTCD).
D. Assume responsibility for any damage resulting from construction along roads or drives.
19.16 Area Access and Traffic Control
A. Provide traffic control measures to assure a safe condition and to provide a minimum of
inconvenience to motorists and the public. Provide all-weather access to all residents and
businesses at all times during construction. Provide temporary driveways and/or roads of
approved material during wet weather. Maintain a stockpile of suitable material on the Site
to meet the demands of inclement weather.
B. Schedule operations to minimize adverse impact on the accessibility of adjoining properties.
Sequence construction to build driveways in half widths, construct temporary ramps, or any
other measure required to maintain access to adjoining properties.
C. Comply with the Owner's Uniform Barricading Standards and Practices. Copies of this
document are available through the Owner's Traffic Engineering Department. Secure
required permits from the Owner's Traffic Engineering Department.
19.17 Overhead Electrical Wires
A. Comply with OSHA safety requirements regarding construction equipment working beneath
overhead electrical wires. Prevent and pay for repairs for damage to existing overhead
electrical wires or facilities.
B. Provide for adequate safety with regard to overhead lines whether overhead lines are or are
not shown in the Contract Documents.
19.18 Blasting
A. Blasting is not allowed for any purpose.
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19.19 Archeological Requirements
A. Cease operations immediately and contact the Owner for instructions if historical or
archaeological artifacts are found during construction.
B. Conduct all construction activities to avoid adverse impact on the Sites where significant
historical or archaeological artifacts are found or identified as an area where other artifacts
could be found.
1. Obtain details for Working in these areas.
2. Maintain confidentiality regarding the Site.
3. Adhere to the requirements of the Texas Historical Commission.
4. Notify the OAR and the Texas Historical Commission.
C. Do not disturb archaeological sites.
1. Obtain the services of a qualified archaeological specialist to instruct construction
personnel on how to identify and protect archaeological finds on an emergency basis.
2. Coordinate activities to permit archaeological work to take place within the area.
a. Attempt to archaeologically clear areas needed for construction as soon as
possible.
b. Provide a determination of priority for such areas.
D. Assume responsibility for any unauthorized destruction that might result to such Sites by
construction personnel, and pay all penalties assessed by the State or Federal agencies for
non-compliance with these requirements.
E. Contract Times will be modified to compensate for delays caused by such archaeological
finds. No additional compensation will be paid for delays.
19.20 Endangered Species Resources
A. Do not perform any activity that is likely to jeopardize the continued existence of a
threatened or endangered species as listed or proposed for listing under the Federal
Endangered Species Act (ESA), and/or the State of Texas Parks and Wildlife Code on
Endangered Species, or to destroy or adversely modify the habitat of such species.
B. Cease Work immediately in the area of the encounter and notify the OAR if a threatened or
endangered species is encountered during construction. OPT will implement actions in
accordance with the ESA and applicable State statutes. Resume construction in the area of
the encounter when authorized to do so by the OAR.
19.21 Cooperation with Public Agencies
A. Cooperate with all public and private agencies with facilities operating within the limits of
the Project.
B. Provide a 48-hour notice to any applicable agency when work is anticipated to proceed in
the vicinity of any facility by using Texas 811 at 811 and the Lone Star Notification Company
at 1-800-669-8344.
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ARTICLE 20—PROJECT COORDINATION
20.01 Work Included
A. Administer Contract requirements to construct the Project. Provide documentation per the
requirements of this Section. Provide information as requested by the OPT.
20.02 Document Submittal
A. Provide documents in accordance with Article 24.
B. Use the forms provided for Contract administration, applications for payment, document
submittals, documentation of test results, equipment installation and documentation, and
Project closeout. A digital copy of the required forms will be provided to the Contractor
before or at the pre-construction conference.
20.03 Communication During Project
A. The OAR is to be the first point of contact for all parties on matters concerning this Project.
B. The Designer will coordinate correspondence concerning:
1. Documents, including Applications for Payment.
2. Clarification and interpretation of the Contract Documents.
3. Contract Modifications.
4. Observation of Work and testing.
5. Claims.
C. The OAR will normally communicate only with the Contractor. Any required communication
with Subcontractors or Suppliers will only be with the direct involvement of the Contractor.
D. Direct written communications to the OAR at the address indicated at the pre-construction
conference. Include the following with communications as a minimum:
1. Name of the Owner.
2. Project name.
3. Contract title.
4. Project number.
5. Date.
6. A reference statement.
E. Submit communications on the forms referenced in this Section or in Article 24.
20.04 Project Meetings
A. Pre-Construction Conference:
1. Attend a pre-construction conference.
2. The location of the conference will be determined by the OAR.
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3. The time of the meeting will be determined by the OAR but will be after the Notice of
Award is issued and not later than 15 days after the Notice to Proceed is issued.
4. The OPT, Contractor's project manager and superintendent, representatives of utility
companies, and representatives from major Subcontractors and Suppliers may attend
the conference.
5. Provide and be prepared to discuss:
a. Preliminary construction schedule per Article 27.
b. Schedule of Values and anticipated Schedule of Payments per Article 17.
c. List of Subcontractors and Suppliers.
d. Contractor's organizational chart as it relates to this Project.
e. Letter indicating the agents of authority for the Contractor and the limit of that
authority with respect to the execution of legal documents,Contract Modifications,
and payment requests.
B. Progress Meetings:
1. Attend meetings with the OAR and Owner.
a. Meet on a monthly basis or as requested by the OAR to discuss the Project.
b. Meet at the Site or other location as designated by the OAR.
c. Contractor's superintendent and other key personnel are to attend the meeting.
Other individuals may be requested to attend to discuss specific matters.
d. Notify the OAR of any specific items to be discussed a minimum of 1 week prior to
the meeting.
2. Provide information as requested by the OAR or Owner concerning this Project. Prepare
to discuss:
a. Status of overall Project schedule.
b. Contractor's detailed schedule for the next month.
c. Anticipated delivery dates for equipment.
d. Coordination with the Owner.
e. Status of documents.
f. Information or clarification of the Contract Documents.
g. Claims and proposed Modifications to the Contract.
h. Field observations, problems, or conflicts.
i. Maintenance of quality standards.
3. OAR will prepare minutes of meetings. Review the minutes of the meeting and notify
the OAR of any discrepancies within 10 days of the date of the meeting memorandum.
The minutes will not be corrected after the 10 days have expired. Corrections will be
reflected in the minutes of the following meeting or as an attachment to the minutes.
C. Pre-Submittal and Pre-Installation Meetings:
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1. Conduct pre-submittal and pre-installation meetings as required in the individual
technical Specifications or as determined necessary by the OAR (for example,
instrumentation, roofing,concrete mix design, etc.).
2. Set the time and location of the meetings when ready to proceed with the associated
Work. Submit a Notification by Contractor in accordance with Paragraph 20.07 for the
meeting 2 weeks before the meeting. OPT must approve of the proposed time and
location.
3. Attend the meeting and require the participation of appropriate Subcontractors and
Suppliers in the meeting.
4. Prepare minutes of the meeting and submit to the OPT for review. OPT will review the
minutes of the meeting and notify the Contractor of any discrepancies within 10 days of
the date of the meeting memorandum. The minutes will not be corrected after the 10
days have expired. Corrections will be reflected in a revised set of meeting minutes.
20.05 Requests for Information
A. Submit Request for Information (RFI) to the Designer to obtain additional information or
clarification of the Contract Documents.
1. Submit a separate RFI for each item on the form provided.
2. Attach adequate information to permit a written response without further clarification.
Designer will return requests that do not have adequate information to the Contractor
for additional information. Contractor is responsible for all delays resulting from
multiple document submittals due to inadequate information.
3. A response will be made when adequate information is provided. Response will be
made on the RFI form or in attached information.
B. Response to an RFI is given to provide additional information, interpretation, or clarification
of the requirements of the Contract Documents, and does not modify the Contract
Documents.
C. Designer will initiate a Request for a Change Proposal (RCP) per Article 12 if the RFI indicates
that a Contract Modification is required.
D. Use the Project Issues Log to document decisions made at meetings and actions to be taken
in accordance with Paragraph 20.06.
E. Use the Action Item Log to document assignments for actions to be taken in accordance with
Paragraph 20.06.
20.06 Decision and Action Item Log
A. OAR will maintain a Project Decision Log to document key decisions made at meetings,
telephone conversation or Site visits using the format provided:
1. Review the log prior to each regular meeting.
2. Report any discrepancies to the OAR for correction or discussion at the next monthly
meeting.
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B. OAR will maintain an Action Item log in conjunction with the Project Decision Log to track
assignments made at meetings, telephone conversation, or Site visits using the format
provided:
1. Review the Action Item Log prior to each regular meeting.
2. Report actions taken subsequent to the previous progress meeting on items in the log
assigned to the Contractor or through the Contractor to a Subcontractor or Supplier to
the OAR. Report on status of progress 1 week prior to each progress meeting
established in Paragraph 20.04 to allow OAR to update the log prior to the Progress
meetings.
3. Be prepared to discuss the status at each meeting.
C. Decisions or action items in the log that require a change in the Contract Documents will
have the preparation of a Modification as an action item if appropriate. The Contract
Documents can only be changed by a Modification.
20.07 Notification By Contractor
A. Notify the OAR of:
1. Need for testing.
2. Intent to work outside regular working hours.
3. Request to shut down facilities or utilities.
4. Proposed utility connections.
S. Required observation by OAR, Designer, or inspection agencies prior to covering Work.
6. Training.
B. Provide notification a minimum of 2 weeks in advance in order to allow OPT time to respond
appropriately to the notification.
C. Use "Notification by Contractor" form provided.
20.08 Record Documents
A. Maintain at the Site one complete set of printed Record Documents including:
1. Drawings.
2. Specifications.
3. Addenda.
4. Modifications.
S. Record Data and approved Shop Drawings.
6. Construction photographs.
7. Test Reports.
8. Clarifications and other information provided in Request for Information responses.
9. Reference standards.
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B. Store printed Record Documents and Samples in the Contractor's field office.
1. Record Documents are to remain separate from documents used for construction.
2. Provide files and racks for the storage of Record Documents.
3. Provide a secure storage space for the storage of Samples.
4. Maintain Record Documents in clean, dry, legible conditions,and in good order.
5. Make Record Documents and Samples available at all times for inspection by the OPT.
C. Maintain a digital record of Specifications and Addenda to identify products provided in PDF
format.
1. Reference the Record Data number,Shop Drawings number, and O&M manual number
for each product and item of equipment furnished or installed.
2. Reference Modifications by type and number for all changes.
D. Maintain a digital record of Drawings in PDF format.
1. Reference the Record Data number, Shop Drawings number, and O&M manual number
for each product and item of equipment furnished or installed.
2. Reference Modifications by type and number for all changes.
3. Record information as construction is being performed. Do not conceal any Work until
the required information is recorded.
4. Mark Drawings to record actual construction, including the following:
a. Depths of various elements of the foundation in relation to finished first floor
datum or the top of walls.
b. Horizontal and vertical locations of underground utilities and appurtenances
constructed and existing utilities encountered during construction.
c. Location of utilities and appurtenances concealed in the Work. Refer
measurements to permanent structures on the surface. Include the following
equipment:
1) Piping.
2) Ductwork.
3) Equipment and control devices requiring periodic maintenance or repair.
4) Valves, unions,traps, and tanks.
5) Services entrance.
6) Feeders.
7) Outlets.
d. Changes of dimension and detail.
e. Changes by Modifications.
f. Information in Request for Information or included in the Project Issues Log.
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g. Details not on the original Drawings. Include field verified dimensions and
clarifications, interpretations, and additional information issued in response to
RFIs.
5. Mark Drawings with the following colors:
a. Highlight references to other documents, including Modifications in blue;
b. Highlight mark ups for new or revised Work(lines added) in yellow;
c. Highlight items deleted or not installed (lines to be removed) in red; and
d. Highlight items constructed per the Contract Documents in green.
6. Submit Record Documents to Designer for review and acceptance 30 days prior to Final
Completion of the Project.
E. Applications for Payment will not be recommended for payment if Record Documents are
found to be incomplete or not in order. Final payment will not be recommended without
complete Record Documents.
ARTICLE 21—QUALITY MANAGEMENT
21.01 Contractor's Responsibilities
A. Review the OPT's Quality Management Program and prepare and submit the Contractor's
Quality Control Plan.
B. Implement the Contractor's Quality Control Plan to control the quality of the Work and verify
that the Work meets the standards of quality established in the Contract Documents.
1. Inspect products to be incorporated into the Project. Ensure that Suppliers have
adequate quality control systems to ensure that products that comply with the Contract
Documents are provided.
2. Integrate quality control measures into construction activities to produce Work which
meets quality expectations of the Contract Documents. Inspect the Work of the
Contractor, Subcontractors, and Suppliers. Correct Defective Work.
3. Provide and pay for the services of an approved professional materials testing
laboratory acceptable to the OPT to provide testing that demonstrates that products
proposed in Shop Drawings and Record Data for the Project fully comply with the
Contract Documents.
4. Provide facilities, equipment, and Samples required for quality control inspections and
tests:
a. Give the OAR adequate notice before proceeding with Work that would interfere
with inspections or testing;
b. Notify the OAR and testing laboratories prior to the time that testing is required,
providing adequate lead time to allow arrangements for inspections or testing to
be made;
c. Do not proceed with any Work that would impact the ability to correct defects or
Work that would require subsequent removal to correct defects until testing
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services have been performed and results of tests indicate that the Work is
acceptable;
d. Cooperate fully with the performance of sampling, inspection,and testing;
e. Provide personnel to assist with sampling or to assist in making inspections and
field tests;
f. Obtain and handle Samples for testing at the Site or at the production source of
the product to be tested;
g. Provide adequate quantities of representative products to be tested to the
laboratory at the designated locations;
h. Provide facilities required to store and cure test Samples;
i. Provide calibrated scales and measuring devices for the OPT's use in performing
inspections and testing;
j. Provide adequate lighting to allow OPT observations; and
k. Make Contract Documents available to testing agencies when requested.
5. Provide safe access for all inspection and testing activities, including those to be
conducted as part of the OPT's Quality Management Program.
6. Document Defective Work though Certified Test Reports and Defective Work Notices.
Document that corrective actions have been taken to correct any defects and that
corrected Work is in compliance with the Contract Documents.
7. Apply quality control measures to documentation provided for the Project.
8. Implement countermeasures to prevent future Defective Work.
C. Perform tests as indicated in this and other Sections of the Specifications. Technical
Specifications govern if any testing and inspection requirements of this Section conflict with
the testing and inspection requirements of the technical Specifications.
D. All verification testing is to be observed by the OAR or designated representative.
E. Send test reports to the OAR and the Designer.
F. Provide an update on quality control activities at monthly progress meetings required by
Article 20.
G. Owner will withhold payment for Defective Work, or Work that has not been tested or
inspected in accordance with the Contractor's Quality Control Plan,the OPT's Quality Control
Program, or the Contract Documents.
H. Owner will withhold payment for additional testing fees incurred due to Contractor
noncompliance with OPT's Quality Control Program, including retesting fees, standby time,
cancellation charges, and trip fees for retesting or cancellations.
I. Work performed that is connected or adjacent to Defective Work or Work that would have
to be removed to correct Defective Work is also considered to be Defective. Contractor is
responsible for all cost with replacing any acceptable Work that must be removed, or might
be damaged by corrective actions.
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21.02 Quality Management Activities by OPT
A. OPT will perform its own quality assurance tests independent of the Contractor's Quality
Control Program. Assist the OPT and testing organizations in performing quality assurance
activities per Paragraph 21.01.
B. Quality assurance testing performed by the OPT will be paid for by the Owner, except for
verification testing required per Paragraph 21.07.
C. Quality assurance activities of the OPT, through their own forces or through contracts with
consultants and materials testing laboratories are for the purpose of monitoring the results
of the Contractor's Work to see that it is in compliance with the requirements of the Contract
Documents. Quality assurance activities or non-performance of quality assurance activities
by the OPT do not:
1. Relieve the Contractor of its responsibility to provide Work or furnish products that
conform with the requirements of the Contract Documents;
2. Relieve the Contractor of its responsibility for providing adequate quality control
measures;
3. Relieve the Contractor of its responsibility for damage to or loss of Work or products
before OPT's acceptance;
4. Constitute or imply OPT's acceptance; and
5. Affect the continuing rights of the Owner after OPT's acceptance of the completed
Work.
D. Work is subject to OPT's quality assurance observations or testing at any time. Products
which have been tested or inspected and approved by OPT at a supply source or staging area
may be inspected or tested again by the OPT before, during or after incorporation into the
Work and rejected if products do not comply with the Contract Documents.
21.03 Contractor's Use of OPT's Test Reports
A. OPT has prepared a Quality Management Plan that describes, in general, the OPT's
anticipated quality assurance testing program for this Project. This testing program will be
made available to Bidders during the bidding phase. This plan outlines only the testing in
general terms and may not reflect actual testing. Actual testing will depend on the
Contractors means, methods and procedures of construction which will not be known until
the Contractor begins Work and submits their own Quality Control Plan for review. There is
no guarantee that all testing will be performed.
B. Contractor will receive copies of all test reports documenting OPT's quality assurance
activities. Contractor is entitled to rely on the accuracy of these test results and use these as
part of their quality control efforts.
C. Contractor is to determine additional testing or inspections that may be required to
implement the Contractor's Quality Control Plan. Include cost for additional testing and
inspections required to meet Contractors quality control obligations, including the cost for
correcting Defective Work in the Contract Price.
D. Contractor may submit a Change Proposal if OPT's quality assurance testing program
deviates significantly from the OPT's Quality Management Plan, and Contractor can
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demonstrate that additional cost was incurred to implementing the Contractor's Quality
Control Plan resulting from these deviations.
21.04 Documentation
A. Provide documentation which includes:
1. Contractor's Quality Management Plan that establishes the methods of assuring
compliance with the Contract Documents. Submit this plan as a Shop Drawings per
Article 25.
2. A Statement of Qualification for any proposed testing laboratories that includes a list of
the engineers and technical staff that will provide testing services on the Project,
descriptions of the qualifications of these individuals, list of tests that can be performed,
equipment used with date of last certification, and a list of recent projects for which
testing has been performed with references for those projects.
3. Provide Certified Test Reports for products to be incorporated into the Project. Provide
reports to indicate that proposed products comply with the Contract Documents or
indicate that proposed products do not comply with the Contract Documents and why
it does not comply. Submit these test reports as part of a Shop Drawings submitted per
Article 25.
4. Provide Certified Test Reports for inspection and testing required in this Section and in
other Specification Sections. Provide reports to indicate that Work complies with the
Contract Documents or indicate that Work does not comply with the Contract
Documents they are not in compliance and why it does not comply. Submit these test
reports on forms provided per Article 24.
21.05 Standards
A. Provide testing laboratories that comply with the American Council of Independent
Laboratories (ACIL) "Recommended Requirements for Independent Laboratory
Qualifications."
B. Perform testing per recognized test procedures as listed in the various Sections of the
Specifications, standards of the State Department of Highways and Public Transportation,
American Society of Testing Materials (ASTM), or other testing associations. Perform tests
in accordance with published procedures for testing issued by these organizations.
21.06 Delivery and Storage
A. Handle and protect test specimens of products and construction materials at the Site in
accordance with recognized test procedures. Provide facilities for storing,curing, processing
test specimens as required by test standard to maintain the integrity of Samples.
21.07 Verification Testing for Corrected Defects
A. Provide verification testing on Work performed to correct Defective Work to demonstrate
that the Work is now in compliance with the Contract Documents. Document that Defective
Work has been corrected and verify that the OAR closes the item in the Defective Work
Register.
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B. Pay for verification testing. OPT may perform verification testing as part of their Quality
Management Program and impose a Set-off to recover the cost for this testing.
C. Conduct the same tests or inspections used to determine that the original Work was
Defective. Different tests or methods may be used if approved by the OPT.
21.08 Test Reports
A. Certified Test Reports are to be prepared for all tests.
1. Tests performed by testing laboratories may be submitted on their standard test report
forms if acceptable to the OPT. These reports must include the following:
a. Name of the Owner, Project title and number and Contractor;
b. Name of the laboratory, address, and telephone number;
c. Name and signature of the laboratory personnel performing the test;
d. Description of the product being sampled or tested;
e. Date and time of sampling, inspection, and testing;
f. Date the report was issued;
g. Description of the test performed;
h. Weather conditions and temperature at time of test or sampling;
i. Location at the Site or structure where the test was taken;
j. Standard or test procedure used in making the test;
k. A description of the results of the test;
I. Statement of compliance or non-compliance with the Contract Documents; and
m. Interpretations of test results, if appropriate.
2. Submit reports on tests performed by Contractor, Subcontractors or Suppliers on the
forms provided by the OAR.
3. OPT will prepare test reports on test performed by the OPT.
B. Send test report to Designer within 24 hours of completing the test. Flag tests reports with
results that do not comply with Contract Documents for immediate attention.
C. Payment for Work may be withheld until test reports indicate that the Work is not Defective.
21.09 Defective Work
A. Immediately correct any Defective Work or notify the OAR why the Work is not to be
corrected immediately and when corrective action will be completed.
B. No payment will be made for Defective Work. Remove Work from the Application for
Payment if Work paid for on a previous Application for Payment is found to be Defective.
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21.10 Limitation of Authority of Testing Laboratory
A. The testing laboratory representatives are limited to providing testing services and
interpreting the results of the test performed.
B. The testing laboratory is not authorized to:
1. Alter the requirements of the Contract Documents;
2. Accept or reject any portion of the Work;
3. Perform any of the duties of the Contractor;or
4. Direct or stop the Work.
21.11 Quality Control Plan
A. Submit the Contractor's Quality Control Plan for approval as a Shop Drawing per Article 25.
Use Contractor's Quality Control Plan Checklist provided to review the document before
submitting and include a copy of the completed checklist with the Contractor's Quality
Control Plan. Do not begin Work until the Contractor's Quality Control Plan is approved.
Submit an interim plan covering only the portion of Work to be performed if the Contractor
plans to begin Work prior to submitting the Contractor's Quality Control Plan for the Project.
Do not begin Work on other parts of the Project until the Contractor's Quality Control Plan
is approved or another interim plan covering the additional Work to be started is approved.
B. Provide a Contractor's Quality Control Plan that incorporates construction operations at both
the Site and production Work at remote locations and includes Work by Subcontractors and
Suppliers. The Contractor's Quality Control Plan is to include:
1. A description of the quality control organization, including an organization chart
showing lines of authority to control the quality of Work;
2. Documentation describing name, qualifications (in resume format), duties,
responsibilities, and level of authority of the Quality Control Manager;
3. The name, qualifications (in resume format), duties, responsibilities, and authorities of
other persons assigned a quality control function;
4. Procedures for scheduling, reviewing, certifying, and managing documentation,
including documentation provided by Subcontractors and Suppliers;
5. Control,verification, and acceptance testing procedures for each specific test. Include:
a. Name of tests to be performed,
b. Specification paragraph requiring test,
c. Parameters of Work to be tested,
d. Test frequency,
e. Persons responsible for each test,and
f. Applicable industry testing standards and laboratory facilities to be used for the
test;
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6. Integrate the OPT quality assurance testing into the Contractor's Quality Control Plan,
specifically identifying the tests or inspections in Paragraph 21.11.6.5 that will be
provided by the OPT as part of their Quality Management Program;
7. Procedures for tracking and documenting quality management efforts.
8. Procedures for tracking Defective Work from initial identification through acceptable
corrective action. Indicate how documentation of the verification process for
deficiencies will be made.
9. Reporting procedures which incorporate the use of forms provided by the OAR.
10. The name of the proposed testing laboratories along with documentation of
qualifications per Paragraph 21.04.
C. The Quality Control Manager must have authority to reject Defective Work and redirect the
efforts of the Contractor's Team to prevent or correct Defective Work.
D. Notify the Designer of any changes to the Contractor's Quality Control Plan or quality control
personnel.
E. Meet with the OPT 7 days after Contractor's Quality Control Plan is submitted and before
start of construction to discuss the Contractor's Quality Control Plan and expedite its
approval.
21.12 Implement Contractor's Quality Control Plan
A. Perform quality control observations and testing as required in each Section of the
Specifications and where indicated on the Drawings.
B. Include the following phases for each definable Work task. A definable Work task is one
which is separate and distinct from other tasks, has separate control requirements, may be
provided by different trades or disciplines, or may be Work by the same trade in a different
environment.
1. Planning Phase: Perform the following before beginning each definable Work task:
a. Review the Contract Drawings.
b. Review documents and determine that they are complete in accordance with the
Contract Documents.
c. Check to assure that all materials and/or equipment have been tested, submitted,
and approved.
d. Examine the work area to assure that all required preliminary Work has been
completed and complies with the Contract Documents.
e. Examine required materials, equipment, and Sample Work to assure that they are
on hand, conform to Shop Drawings and Record Data, and are properly stored.
f. Review requirements for quality control inspection and testing.
g. Discuss procedures for controlling quality of the Work. Document construction
tolerances and workmanship standards for the Work task.
h. Check that the portion of the plan for the Work to be performed incorporates
document review comments.
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i. Discuss results of planning phase with the OAR. Conduct a meeting attended by
the Quality Control Manager, the OAR, superintendent, other quality control
personnel as applicable, and the foreman responsible for the Work task. Instruct
applicable workers as to the acceptable level of workmanship required in order to
meet the requirements of the Contract Documents. Document the results of the
preparatory phase actions by separate meeting minutes prepared by the Quality
Control Manager and attached to the quality control report.
j. Do not move to the next phase unless results of investigations required for the
planning phase indicate that requirements have been met.
2. Work Phase: Complete this phase after the Planning Phase:
a. Notify the OAR at least 24 hours in advance of beginning the Work and discuss the
review of the planning effort to indicate that requirements have been met.
b. Check the Work to ensure that it is in full compliance with the Contract Documents.
c. Verify adequacy of controls to ensure full compliance with Contract Documents.
Verify required control inspection and testing is performed.
d. Verify that established levels of workmanship meet acceptable workmanship
standards. Compare with required Sample panels as appropriate.
e. Repeat the Work phase for each new crew to work on-site,or any time acceptable
specified quality standards are not being met.
3. Follow-up Phase: Perform daily checks to assure control activities, including control
testing, are providing continued compliance with contract requirements:
a. Make checks daily and record observations in the quality control documentation.
b. Conduct follow-up checks and correct all deficiencies prior to the start of additional
Work tasks that may be affected by the Defective Work. Do not build upon nor
conceal Defective Work.
c. Conduct a review of the Work with the OPT one month prior to the expiration of
the correction period. Correct defects as noted during the review.
C. Conduct additional planning and Work phases if:
1. The quality of on-going Work is unacceptable;
2. Changes are made in applicable quality control staff, on-site production supervision or
crews;
3. Work on a task is resumed after a substantial period of inactivity; or
4. Other quality problems develop.
ARTICLE 22—FINAL RESOLUTION OF DISPUTES
22.01 Methods and Procedures
A. The Owner or Contractor may appeal a Claim, approved or denied in part or in full, by:
1. Agreeing with the other party to submit the dispute to a dispute resolution process; or
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2. Notifying the other party of the intent to submit the dispute to a court of competent
jurisdiction if the parties do not mutually agree to a dispute resolution process. No
provision of this Agreement shall be construed as consent to a lawsuit. No provision of
this Agreement shall waive any immunity or defense.
ARTICLE 23—MINORITY/MBE/DBE PARTICIPATION POLICY
23.01 Policy
A. It is the policy of the City of Corpus Christi that maximum opportunity is afforded minorities,
women, low income persons and Minority/Disadvantaged Business Enterprises (M/DBE) to
participate in the performance of contracts awarded by the City of Corpus Christi in support
of Equal Employment Opportunity goals and objectives. In accordance with such policy,the
City has established goals, as stated herein, both for minority and female participation by
trade and for Minority Business Enterprise.
23.02 Definitions
A. Prime Contractor: Any person, firm, partnership, corporation, association, or joint venture
as herein provided which has been awarded a City contract.
B. Subcontractor: Any named person, firm, partnership, corporation, association, or joint
venture herein identified as providing work, labor, services, supplies, equipment, materials,
or any combination of the foregoing under contract with a prime contractor on a City
contract.
C. Minority/Disadvantaged Business Enterprise: A business enterprise that is owned and
controlled by one or more minority person(s) or socially and economically disadvantaged
individual(s). Minority/Disadvantaged person(s) must collectively own, operate and/or
actively manage, and share in payments from such an enterprise in the manner hereinafter
set forth:
1. Owned:
a. For a sole proprietorship to be deemed a minority business enterprise, it must be
owned by a minority person.
b. For an enterprise doing business as a partnership,at least 51 percent of the assets
or interest in the partnership property must be owned by one or more minority
person(s).
c. For an enterprise doing business as a corporation,at least 51 percent of the assets
or interest in the corporate shares must be owned by one or more minority
person(s).
2. Controlled:
a. The primary power, direct or indirect,to manage a business enterprise rests with a
minority person(s).
3. Share in Payments:
a. Minority partners, proprietors, or stockholders of the business enterprise, must be
entitled to receive 51 percent or more of the total profits, bonuses, dividends,
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interest payments, commissions, consulting fees, rents, procurement, and
subcontract payments, and any other monetary distribution paid by the business
enterprise.
D. Minority: Minority persons include Blacks, Mexican-Americans and other persons of
Hispanic origin, American Indians, Alaskan Natives, and Asians or Pacific Islanders. For the
purposes of this policy,women are also considered as minorities.
E. Socially and economically disadvantaged individual:Any individual who is a citizen (or
lawfully admitted permanent resident) of the United States and who has been subjected to
racial or ethnic prejudice or cultural bias within American society because of his or her
identity as a member of a group and without regard to his or her individual qualities.The
social disadvantage must stem from circumstances beyond the individual's control.
F. Female Owned Business Enterprise: A sole proprietorship that is owned and controlled by a
woman,a partnership at least 51 percent of whose assets or partnership interests are owned
by one or more women, or a corporation at least 51 percent of whose assets or interests in
the corporate shares are owned by one or more women.
G. Joint Venture: A joint venture means an association of two or more persons, partnerships,
corporations, or any combination thereof, founded to carry on a single business activity
which is limited in scope and direction. The degree to which a joint venture may satisfy the
stated MBE goal cannot exceed the proportionate interest of the MBE as a member of the
joint venture in the Work to be performed by the joint venture. For example,a joint venture
which is to perform 50 percent of the Work itself and in which a minority joint venture
partner has a 50 percent interest, shall be deemed equivalent to having minority
participation in 25 percent of the Work. Minority members of the joint venture must have
financial, managerial, or technical skills in the Work to be performed by the joint venture.
23.03 Goals
A. The goals for participation by minorities and Minority Business Enterprises expressed in
percentage terms for the Contractor's aggregate work force on all construction Work for the
Contract award shall be
1. Minority participation goal is 45%.
2. Minority Business Enterprise participation goal is 15%..
B. These goals are applicable to all the construction work (regardless of federal participation)
performed in the Contract, including approved Change Orders. The hours of minority
employment must be substantially uniform throughout the length of the Contract and in
each trade. The transfer of minority employees from Contractor to Contractor or from
project to project for the sole purpose of meeting the Contractor's percentage is prohibited.
23.04 Compliance
A. Upon completion of the Project, a final breakdown of MBE participation, substantiated by
copies of paid invoices,shall be submitted by the Contractor to the City Engineer.
B. Make bi-weekly payroll submittals to the City Engineer. The Contractor is to indicate the
percent of minority and female participation, by trade, which has been utilized on the
Project. Along with the request for final payment on the Project,the Contractor will indicate,
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in writing, the overall participation in these areas which have been achieved. The City
Engineer may withhold monthly or final payments to the Contractor for failure to submit bi-
weekly payrolls in a timely fashion or to submit overall participation information as required.
ARTICLE 24—DOCUMENT MANAGEMENT
24.01 Work Included
A. Submit documentation as required by the Contract Documents and as reasonably requested
by the OPT.
24.02 Quality Assurance
A. Submit legible, accurate, complete documents presented in a clear, easily understood
manner. Documents not meeting these criteria will be returned without review.
24.03 Contractor's Responsibilities
A. Review documents prior to submitting. Make certifications as required by the Contract
Documents and as indicated on forms provided.
B. Provide a Schedule of Documents to list the documents that are to be submitted, the dates
on which documents are to be sent to the Designer for review, and proposed dates that
documents must be returned to comply with the Project schedule. Use the form provided
for this list.
C. Incorporate the dates for processing documents into the Progress Schedule required by
Article 27.
1. Provide documents in accordance with the schedule so construction of the Project is not
delayed.
2. Allow a reasonable time for the review of documents when preparing the Progress
Schedule. Assume a 14 day review cycle for each document unless a longer period of
time is indicated in the Contract Documents or agreed to by Designer and Contractor.
3. Schedule submittal of documents to provide all information for interrelated Work at
one time.
4. Allow adequate time for processing documents so construction of the Project is not
delayed.
24.04 Document Submittal
A. Submit documents through the Designer. Send all documents in digital format for
processing.
1. Provide all information requested with a completed Document Transmittal form. Do
not leave any blanks incomplete. If information is not applicable, enter NA in the space
provided.
2. The Document Transmittal form is to be the first page in the document submitted.
3. Submit all documents in Portable Document Format(PDF).
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a. Create PDF documents from native format files unless files are only available from
scanned documents.
b. Rotate pages so that the top of each document appears at the top of the monitor
screen when opened in PDF viewing software.
c. Submit PDF document with adequate resolution to allow documents to be printed
in a format equivalent to the document original. Documents are to be scalable to
allow printing on standard 8-1/2 x 11 or 11 x 17 paper.
d. Submit color PDF documents where color is required to interpret the document.
e. Create or convert documents to allow text to be selected for comments or
searched using text search features. Run scanned documents through Optical
Character Recognition (OCR) software if necessary.
f. Flatten markups in documents to prevent markups made by Contractor from being
moved or deleted. Flatten documents to allow markup recovery.
g. Use software to reduce file size using default settings except the option for"Drop
Metadata." Uncheck the "Drop Metadata" box when reducing file size.
h. Add footers to each document with the Project name.
24.05 Document Numbering
A. Assign a number to the documents originated to allow tracking of the documents during the
review process.
1. Assign the number consisting of a prefix, a sequence number, and a letter suffix.
Prefixes shall be as follows:
Prefix' s_ Originator -`
AP Application for Payment Contractor
CO Change Order OAR
CP Change Proposal Contractor
CTR Certified Test Report Contractor
FO Field Order OAR
NBC Notification by Contractor Contractor
PD Photographic Documentation Contractor
RCP Request for a Change Proposal OAR
RD Record Data Contractor
RFI Request for Information Contractor
SD Shop Drawing Contractor
SCH Schedule of Progress Contractor
2. Issue sequence numbers in chronological order for each type of document.
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3. Issue numbers for resubmittals that have the same number as the original document
followed by an alphabetical suffix indicating the number of times the same document
has been sent to the Designer for processing. For example: SD 025 A represents Shop
Drawing number 25 and the letter "A" designates that this is the second time this
document has been sent for review.
4. Clearly note the document number on each page or sheet of the document.
5. Correct assignment of numbers is essential since different document types are
processed in different ways.
B. Include reference the Drawing number and/or Specification Section, detail designation,
schedule, or location that corresponds with the data on the document transmittal forms.
Other identification may also be required, such as layout drawings or schedules to allow the
reviewer to determine where a particular product is to be used.
24.06 Document Requirements
A. Furnish documents as indicated below or in individual Specification Sections. Submit
documents per the procedures described in the Contract Documents.
B. Submit documents per the Specification Section shown in the following table:
Document Type; Section ;
Application for Payment Article 17
Change Proposal Article 12
Article 25 for approval of product
Certified Test Report
Article 21 to demonstrate compliance
Notification by Contractor Article 20
Photographic Documentation Article 28
Progress Schedules Article 27
Record Data Article 26
Request for Information Article 20
Shop Drawing Article 25
Schedule of Values Article 17
Substitutions Article 12
Suppliers and Subcontractors Articles 20 and 26
ARTICLE 25—SHOP DRAWINGS
25.01 Work Included
A. Shop Drawings are required for those products that cannot adequately be described in the
Contract Documents to allow fabrication, erection, or installation of the product without
additional detailed information from the Supplier.
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B. Submit Shop Drawings as required by the Contract Documents and as reasonably requested
by the OPT to:
1. Record the products incorporated into the Project for the Owner;
2. Provide detailed information for the products proposed for the Project regarding their
fabrication, installation, commissioning, and testing; and
3. Allow the Designer to advise the Owner if products proposed for the Project by the
Contractor conform, in general,to the design concepts of the Contract Documents.
C. Contractor's responsibility for full compliance with the Contract Documents is not relieved
by the review of Shop Drawings, Samples, or mockups. Contract modifications can only be
approved by Change Order or Field Order.
25.02 Quality Assurance
A. Submit legible, accurate, and complete documents presented in a clear, easily understood
manner. Shop Drawings not meeting these criteria will be rejected.
B. Demonstrate that the proposed products are in full and complete compliance with the design
criteria and requirements of the Contract Documents, or will be if deviations requested per
Paragraph 25.10 are approved.
C. Furnish and install products that fully comply with the information included in the document
submittal.
25.03 Contractor's Responsibilities
A. Provide Shop Drawings as required by Paragraph 25.03 of the Supplementary Conditions.
B. Include Shop Drawings in the Schedule of Documents required by Article 24 to indicate the
Shop Drawings to be submitted,the dates on which documents are to be sent to the Designer
for review and proposed dates that the product will be incorporated into the Project.
C. Incorporate the dates for processing Shop Drawings into the Progress Schedule required by
Article 27.
1. Submit Shop Drawings in accordance with the schedule so construction of the Project is
not delayed.
2. Allow a reasonable time for the review of Shop Drawings when preparing the Progress
Schedule. Include time for making revisions to the Shop Drawings and resubmitting the
Shop Drawing for a least a second review. Assume a 14-day review cycle for each time
a Shop Drawing is submitted for review unless a longer period of time is indicated in the
Contract Documents.
3. Schedule document submittals to provide all information for interrelated Work at one
time.
4. Allow adequate time for ordering, fabricating, delivering, and installing product so
construction of the Project is not delayed.
D. Complete the following before submitting a Shop Drawing or Sample:
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1. Prepare Shop Drawing Review and coordinate the Shop Drawing or Sample with other
Shop Drawings and Samples and with the requirements of the Work and the Contract
Documents;
2. Determine and verify specified performance and design criteria, installation
requirements, materials,catalog numbers,and similar information with respect to Shop
Drawings and Samples;
3. Determine and verify the suitability of materials and equipment offered with respect to
the indicated application, fabrication, shipping, handling, storage, assembly, and
installation pertaining to the performance of the Work; and
4. Determine and verify information relative to Contractor's responsibilities for means,
methods, techniques, sequences, and procedures of construction, and safety
precautions and programs incident thereto.
E. Determine and verify:
1. Accurate field measurements, quantities, and dimensions are shown on the Shop
Drawings;
2. Location of existing structures, utilities, and equipment related to the Shop Drawing
have been shown and conflicts between the products existing structures, utilities, and
equipment have been identified;
3. Conflicts that impact the installation of the products have been brought to the attention
of the OPT through the Designer;
4. Shop Drawings are complete for their intended purpose; and
5. Conflicts between the Shop Drawings related to the various Subcontractors and
Suppliers have been resolved.
F. Review Shop Drawings prior to submitting to the Designer. Certify that all Shop Drawings
have been reviewed by the Contractor and are in strict conformance with the Contract
Documents as modified by Addenda, Change Order, Field Order, or Contract Amendment
when submitting Shop Drawings except for deviations specifically brought to the Designer's
attention on an attached Shop Drawing Deviation Request form in accordance with
Paragraph 25.10.
G. Fabrication or installation of any products prior to the approval of Shop Drawings is done at
the Contractor's risk. Defective products may be rejected at the Owner's option.
H. Payment will not be made for products for which Shop Drawings or Samples are required
until these are approved by the Designer.
25.04 Shop Drawing Requirements
A. Provide adequate information in Shop Drawings and Samples so Designer can:
. 1. Assist the Owner in selecting colors,textures,or other aesthetic features.
2. Compare the proposed features of the product with the specified features and advise
Owner that the product does, in general, conform to the Contract Documents.
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3. Compare the performance features of the proposed product with those specified and
advise the Owner that the product does,in general,conform to the performance criteria
specified in the Contract Documents.
4. Review required certifications, guarantees, warranties, and service agreements for
compliance with the Contract Documents.
B. Include a complete description of the product to be furnished, including:
1. Type, dimensions,size, arrangement, and operational characteristics of the product;
2. Weights,gauges,materials of construction,external connections,anchors,and supports
required;
3. All applicable standards such as ASTM or Federal specification numbers;
4. Fabrication and installation drawings, setting diagrams, manufacturing instructions,
templates, patterns, and coordination drawings;
5. Mix designs for concrete, asphalt, or other materials proportioned for the Project; and
6. Complete and accurate field measurements for products which must fit existing
conditions. Indicate on the document submittal that the measurements represent
actual dimensions obtained at the Site.
C. Submit Shop Drawings that require coordination with other Shop Drawings at the same time.
Shop Drawings requiring coordination with other Shop Drawings will be rejected until a
complete package is submitted.
25.05 Special Certifications and Reports
A. Provide all required certifications with the Shop Drawings as specified in the individual
Specification Sections:
1. Certified Test Reports (CTR): A report prepared by an approved testing agency giving
results of tests performed on products to indicate their compliance with the
Specifications. This report is to demonstrate that the product when installed will meet
the requirements and is part of the Shop Drawing. Field tests may be performed by the
Owner to determine that in place materials or products meet the same quality as
indicated in the CTR submitted as part of the Shop Drawing.
2. Certification of Local Field Service (CLS): A certified letter stating that field service is
available from a factory or supplier approved service organization located within a 300
mile radius of the Site. List names, addresses, and telephone numbers of approved
service organizations on or attach it to the certificate.
3. Certification of Adequacy of Design (CAD): A certified letter from the manufacturer of
the equipment stating that they have designed the equipment to be structurally stable
and to withstand all imposed loads without deformation, failure, or adverse effects to
the performance and operational requirements of the unit. The letter shall state that
mechanical and electrical equipment is adequately sized to be fully operational for the
conditions specified or normally encountered by the product's intended use.
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25.06 Warranties and Guarantees
A. Provide all required warranties, guarantees, and related documents with the Shop Drawing.
The effective date of warranties and guarantees will be the date of acceptance of the Work
by the Owner.
B. Identify all Extended Warranties, defined as any guarantee of performance for the product
or system beyond the 1-year correction period described in the General Conditions. Issue
the warranty certificate in the name of the Owner. Provide a Warranty Bond for Extended
Warranties if required by Specification Sections.
C. Provide a copy of all warranties in a separate document in accordance with Article 29.
25.07 Shop Drawing Submittal Procedures
A. Submit Shop Drawings through the Designer. Send all documents in digital format for
processing.
1. Provide all information requested in the Shop Drawing submittal form. Do not leave any
blanks incomplete. If information is not applicable,enter NA in the space provided. The
Shop Drawing submittal form is to be the first document in the file submitted.
2. Submit all documents in Portable Document Format(PDF).
a. Create PDF documents from native format files unless files are only available from
scanned documents.
b. Rotate pages so that the top of each document appears at the top of the monitor
screen when opened in PDF viewing software.
c. Submit PDF document with adequate resolution to allow documents to be printed
in a format equivalent to the document original. Documents are to be scalable to
allow printing on standard 8-1/2 x 11 or 11 x 17 paper.
d. Submit color PDF documents where color is required to interpret the Shop
Drawing. Submit Samples and color charts per Paragraph 25.08.A.
e. Create or convert documents to allow text to be selected for comments or
searched using text search features. Run scanned documents through Optical
Character Recognition (OCR) software if necessary.
f. Flatten markups in documents to prevent markups made by Contractor from being
moved or deleted. Flatten documents to allow markup recovery.
g. Use software to reduce file size using default settings except the option for "Drop
Metadata." Uncheck the "Drop Metadata" box when reducing file size.
h. Add footers to each document with the Project name.
3. Submit each specific product or class of material separately so these can be tracked and
processed independently. Do not submit Shop Drawings for more than one product in
the same Shop Drawing.
4. Submit items specified in different Specification Sections separately unless they are part
of an integrated system.
5. Define abbreviations and symbols used in Shop Drawings.
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a. Use terms and symbols in Shop Drawings consistent with the Contract Drawings.
b. Provide a list of abbreviations and their meaning as used in the Shop Drawings.
c. Provide a legend for symbols used on Shop Drawings.
6. Mark Shop Drawings to reference:
a. Related Specification Sections,
b. Drawing number and detail designation,
c. Product designation or name,
d. Schedule references,
e. System into which the product is incorporated,and
f. Location where the product is incorporated into the Project.
B. Use the following conventions to markup Shop Drawings for review:
1. Make comments and corrections in the color blue. Add explanatory comments to the
markup.
2. Highlight items in black that are not being furnished when the Supplier's standard
drawings or information sheets are provided so that only the products to be provided
are in their original color.
3. Make comments in the color yellow where selections or decisions by the Designer are
required, but such selections do not constitute a deviation from the Contract
Documents. Add explanatory comments to the markup to indicate the action to be
taken by the Designer.
4. Make comments in the color orange that are deviation requests. Include the deviation
request number on the Shop Drawing that corresponds to the deviation request on the
Shop Drawing Deviation Request form. Include explanatory comments in the Shop
Drawing Deviation Request form.
5. Mark dimensions with the prefix FD to indicate field verified dimensions on the Shop
Drawings.
C. Submit a Change Proposal per Article 12 to request modifications to the Contract Documents,
including those for approval of"or equal" products when specifically allowed by the Contract
Documents or as a substitution for specified products or procedures.
D. Designate a Shop Drawing as requiring priority treatment in the comment section of the Shop
Drawing submittal form to place the review of the Shop Drawing ahead of other Shop
Drawings previously delivered. Shop Drawings are typically reviewed in the order received,
unless Contractor requests that a different priority be assigned. Priority Shop Drawings will
be reviewed before other Shop Drawings for this Project already received but not yet
reviewed. Use of this priority designation for Shop Drawings may delay the review of Shop
Drawings previously submitted, pushing the processing of Shop Drawings beyond the 14-day
target. Contractor is responsible for delays resulting from the use of the priority designation
status on Shop Drawings.
E. Complete the certification required by Paragraph 25.03.
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25.08 Sample and Mockup Submittal Procedures
A. Submit color charts and Samples for every product requiring color, texture, or finish
selection.
1. Submit color charts and Samples only after Shop Drawings for the products have been
approved.
2. Deliver all color charts and Samples at one time.
3. Provide Samples of adequate size to clearly illustrate the functional characteristics of
the product, with integrally related parts and attachment devices.
4. Indicate the full range of color,texture, and patterns.
5. Deliver color charts and Samples to the field office and store for the duration of the
Project
6. Notify the Designer that color charts and Samples have been delivered for approval
using the Notification by Contractor form.
7. Submit color charts and Samples not less than 30 days prior to when these products are
to be ordered or released for fabrication to comply with the Project schedule.
8. Remove Samples that have been rejected. Submit new Samples following the same
process as for the initial Sample until Samples are approved.
9. Dispose of Samples when related Work has been completed and approved and disposal
is approved by the Designer. At Owner's option, Samples will become the property of
the Owner.
B. Construct mockups for comparison with the Work being performed.
1. Construct mockups from the actual products to be used in construction per detailed
Specification Sections.
2. Construct mockups of the size and in the area indicated in the Contract Documents.
3. Construct mockups complete with texture and finish to represent the finished product.
4. Notify the Designer that mockups have been constructed and are ready for approval
using the Notification by Contractor form. Allow 2 weeks for OPT to approve of the
mockup before beginning the Work represented by the mockup.
5. Remove mockups that have been rejected. Construct new mockups following the same
process as for the initial mockup until mockup is approved.
6. Protect mockups until Work has been completed and accepted by the OPT.
7. Dispose of mockups when related Work has been completed and disposal is approved
by the Designer.
25.09 Requests for Deviation
A. Submit requests for deviation from the Contract Documents for any product that does not
fully comply with the Contract Documents.
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B. Submit requests for deviation using the Shop Drawing Deviation Request form provided.
Identify each deviation request as a separate item. Include all requested deviations that
must be approved as a group together and identify them as a single item.
C. Include a description of why the deviation is required and the impact on Contract Price or
Contract Times. Include the amount of any cost savings to the Owner for deviations that
result in a reduction in cost.
D. Submit as a Change Proposal prior to submitting the Shop Drawing if the deviation will result
in a change in Contract Price or Contract Times.
E. A Modification must be issued by the Designer for approval of a deviation. Approval of a
requested Shop Drawing deviation by the Designer on the Shop Drawings Deviation Request
form indicates approval of the requested deviation only on its technical merits as generally
conforming to the Contract Documents. Deviations from the Contract Documents can only
be approved by a Modification.
25.10 Designer Responsibilities
A. Shop Drawings will be received by the Designer. Designer will log the documents and review
per this Article for general conformance with the Contract Documents.
1. Designer's review and approval will be only to determine if the products described in
the Shop Drawing or Sample will, after installation or incorporation into the Work,
conform to the information given in the Contract Documents and be compatible with
the design concept of the completed Project as a functioning whole as indicated by the
Contract Documents.
2. Designer's review and approval will not extend to means, methods, techniques,
sequences,or procedures of construction or to safety precautions or programs incident
thereto.
3. Designer's review and approval of a separate item as such will not indicate approval of
the assembly in which the item functions.
B. Comments will be made on items called to the attention of the Designer for review and
comment. Any marks made by the Designer do not constitute a blanket review of the
document submittal or relieve the Contractor from responsibility for errors or deviations
from the Contract requirements.
1. Designer will respond to Contractor's markups by either making markups directly in the
Shop Drawings file using the color green or by attaching a Document Review Comments
form with review comments.
2. Shop Drawings that are reviewed will be returned with one or more of the following
status designations:
a. Approved: Shop Drawing is found to be acceptable as submitted.
b. Approved as Noted: Shop Drawing is Approved so long as corrections or notations
made by Designer are incorporated into the Show Drawing.
c. Not Approved: Shop Drawing or products described are not acceptable.
3. Shop Drawing will also be designated for one of the following actions:
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a. Final distribution: Shop Drawing is acceptable without further action and has been
filed as a record document.
b. Shop Drawing not required: A Shop Drawing was not required by the Contract
Documents. Resubmit the document per Article 26.
c. Cancelled: This action indicates that for some reason, the Shop Drawing is to be
removed from consideration and all efforts regarding the processing of that
document are to cease.
d. Revise and resubmit: Shop Drawing has deviations from the Contract Documents,
significant errors, or is inadequate and must be revised and resubmitted for
subsequent review.
e. Resubmit with corrections made: Shop Drawing is "Approved as Noted," but has
significant markups. Make correction and notations to provide a revised document
with markup incorporated into the original document so that no markups are
required.
f. Returned without review due to excessive deficiencies: Document does not meet
the requirement of the Specifications for presentation or content to the point
where continuing to review the document would be counterproductive to the
review process or clearly does not meet the requirements of the Contract
Documents. Revise the Shop Drawing to comply with the requirements of this
Section and resubmit.
g. Actions a through c will close out the Shop Drawing review process and no further
action is required as a Shop Drawing. Actions d through f require follow up action
to close out the review process.
4. Drawings with a significant or substantial number of markings by the Contractor may be
marked "Approved as Noted" and "Resubmit with corrections made." These drawings
are to be revised to provide a clean record of the Shop Drawing. Proceed with ordering
products as the documents are revised.
S. Dimensions or other data that does not appear to conform to the Contract Documents
will be marked as "At Variance With" (AVW) the Contract Documents or other
information provided. The Contractor is to make revisions as appropriate to comply
with the Contract Documents.
C. Bring deviations to the Shop Drawings to the attention of the Designer for approval by using
the Shop Drawing Deviation Request form. Use a single line for each requested deviation so
the Status and Action for each deviation can be determined for that requested deviation. If
approval or rejection of a requested deviation will impact other requested deviations, then
all related deviations should be included in that requested deviation line so the status and
action can be determined on the requested deviation as a whole.
D. Requested deviations will be reviewed as possible Modification to the Contract Documents.
1. A Requested deviation will be rejected as "Not Approved" if the requested deviation is
unacceptable. Contractor is to revise and resubmit the Shop Drawing with corrections
for approval.
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2. A Field Order will be issued by the Designer for deviations approved by the Designer if
the requested deviation is acceptable and if the requested deviation will not result in a
change in Contract Price or Contract Times. Requested deviations from the Contract
Documents may only be approved by Field Order.
3. A requested deviation will be rejected if the requested deviation is acceptable but the
requested deviation will or should result in a change in Contract Price or Contract Times.
Submit any requested deviation that requires a change in Contract Price or Contract
Times as a Change Proposal for approval prior to resubmitting the Shop Drawing.
E. Contractor is to resubmit the Shop Drawing until it is acceptable and marked Approved or
Approved as Noted and is assigned an action per Paragraph 25.10.8 that indicates that the
Shop Drawing process is closed.
F. Information that is submitted as a Shop Drawings that should be submitted as Record Data
or other type of document, or is not required may be returned without review, or may be
deleted. No further action is required and the Shop Drawing process for this document will
be closed.
25.11 Resubmission Requirements
A. Make all corrections or changes in the documents required by the Designer and resubmit to
the Designer until approved.
1. Revise initial drawings or data and resubmit as specified for the original document.
2. Highlight or cloud in green those revisions which have been made in response to the
previous reviews by the Designer. This will include changes previously highlighted or
clouded in yellow to direct attention to Designer to items requiring selections or
decisions by the Designer or highlighted or clouded in orange for a requested deviation
from the Contract Documents.
3. Highlight and cloud new items in yellow where selections or decisions by the Designer
are required, but such selections do not constitute a deviation from the Contract
Documents. Add explanatory comments to the markup to indicate the action to be
taken by the Designer.
4. Highlight and cloud new items in orange that are deviation requests. Include the
deviation request number on the Shop Drawing that corresponds to the deviation
request on the Shop Drawing Deviation Request form. Numbering for these new items
is to start with the next number following the last Shop Drawing deviation requested.
Include explanatory comments in the Shop Drawing Deviation Request form.
B. Pay for excessive review of Shop Drawings.
1. Excessive review of Shop Drawings is defined as any review required after the original
review has been made and the first resubmittal has been checked to see that corrections
have been made.
2. Review of Shop Drawings or Samples will be an additional service requiring payment by
the Contractor if the Contractor submits a substitution for a product for which a Shop
Drawing or Sample has previously been approved, unless the need for such change is
beyond the control of Contractor.
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3. Cost for additional review time will be billed to the Owner by the Designer for the actual
hours required for the review of Shop Drawings by Designer and in accordance with the
rates listed in SECTION 00 73 00 SUPPLEMENTARY CONDITIONS.
4. A Set-off will be included in each Application for Payment to pay cost for the additional
review to the Owner on a monthly basis. The Set-off will be based on invoices submitted
to Owner for these services.
S. Need for more than one resubmission or any other delay of obtaining Designer's review
of Shop Drawings will not entitle the Contractor to an adjustment in Contract Price or
an extension of Contract Times.
ARTICLE 26—RECORD DATA
26.01 Work Included
A. Submit Record Data as required by the Contract Documents and as reasonably requested by
the OPT. Provide Record Data for all products unless a Shop Drawing is required for the same
item.
B. Submit Record Data to provide documents that allow the Owner to:
1. Record the products incorporated into the Project for the Owner;
2. Review detailed information about the products regarding their fabrication, installation,
commissioning, and testing; and
3. Provide replacement or repair of the products at some future date.
C. Contractor's responsibility for full compliance with the Contract Documents is not relieved
by the receipt or cursory review of Record Data. Contract modifications can only be
approved by Change Order or Field Order.
D. Provide various reports or other documents that Contract Documents require for record
purposes.
26.02 Quality Assurance
A. Submit legible, accurate, and complete documents presented in a clear, easily understood
manner. Record Data not meeting these criteria will be rejected.
26.03 Contractor's Responsibilities
A. Submit Record Data in accordance with SECTION 00 73 00 SUPPLEMENTARY CONDITIONS.
B. Include Record Data in the Schedule of Documents required by Article 24 to indicate the
Record Data to be submitted, the dates on which documents are to be sent to the Designer
for review, and proposed dates that the product will be incorporated into the Project.
C. Complete the following before submitting Record Data:
1. Prepare Record Data and coordinate with Shop Drawings or Samples, other Record
Data, and with the requirements of the Work and the Contract Documents;
2. Determine and verify specified performance and design criteria, installation
requirements, materials, catalog numbers, and similar information;
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3. Determine and verify the suitability of materials and equipment offered with respect to
the indicated application, fabrication, shipping, handling, storage, assembly, and
installation pertaining to the performance of the Work; and
4. Determine and verify information relative to Contractor's responsibilities for means,
methods, techniques, sequences, and procedures of construction, and safety
precautions and programs incident thereto.
D. Determine and verify:
1. Accurate field measurements, quantities, and dimensions are shown on the Record
Data;
2. Location of existing structures, utilities,and equipment related to the Record Data have
been shown and conflicts between the products existing structures, utilities, and
equipment have been identified;
3. Conflicts that impact the installation of the products have been brought to the attention
of the OPT through the Designer;
4. Record Data are complete for their intended purpose; and
5. Conflicts between the Record Data related to the various Subcontractors and Suppliers
have been resolved.
E. Review Record Data prior to submitting to the Designer. Certify that all Record Data has
been reviewed by the Contractor and is in strict conformance with the Contract Documents
as modified by Addenda, Change Order, Field Order, or Contract Amendment when
submitting Record Data.
26.04 Record Data Requirements
A. Include a complete description of the material or equipment to be furnished, including:
1. Type,dimensions,size,arrangement,model number,and operational parameters of the
components;
2. Weights,gauges,materials of construction,external connections,anchors,and supports
required;
3. All applicable standards such as ASTM or Federal specification numbers;
4. Fabrication and installation drawings, setting diagrams, manufacturing instructions,
templates, patterns, and coordination drawings;
5. Mix designs for concrete, asphalt, or other materials proportioned for the Project; and
6. Complete and accurate field measurements for products which must fit existing
conditions. Indicate on the document submittal that the measurements represent
actual dimensions obtained at the Site.
26.05 Special Certifications and Reports
A. Provide all required certifications with the Record Data as specified in the individual
Specification Sections:
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1. Certified Test Reports (CTR): A report prepared by an approved testing agency giving
results of tests performed on products to indicate their compliance with the
Specifications. This report is to demonstrate that the product when installed will meet
the requirements and is part of the Record Data. Field tests may be performed by the
Owner to determine that in place materials or products meet the same quality as
indicated in the CTR submitted as part of the Record Data.
26.06 Warranties and Guarantees
A. Provide all required warranties, guarantees, and related documents with the Record Data.
The effective date of warranties and guarantees will be the date of acceptance of the Work
by the Owner.
B. Identify all Extended Warranties, defined as any guarantee of performance for the product
or system beyond the 1 year correction period described in the General Conditions. Issue
the warranty certificate in the name of the Owner. Provide a Warranty Bond for Extended
Warranties if required.
C. Provide a copy of all warranties in a separate document in accordance with Article 29.
26.07 Record Data Submittal Procedures
A. Submit Record Data through the Designer. Send all documents in digital format for
processing.
1. Provide all information requested in the Record Data submittal form. Do not leave any
blanks incomplete. If information is not applicable,enter NA in the space provided. The
Record Data submittal form is to be the first document in the file.
2. Submit all documents in Portable Document Format(PDF).
a. Create PDF documents from native format files unless files are only available from
scanned documents.
b. Rotate pages so that the top of each document appears at the top of the monitor
screen when opened in PDF viewing software.
c. Submit PDF document with adequate resolution to allow documents to be printed
in a format equivalent to the document original. Documents are to be scalable to
allow printing on standard 8-1/2 x 11 or 11 x 17 paper.
d. Submit color PDF documents where color is required to interpret the Record Data.
e. Create or convert documents to allow text to be selected for comments or
searched using text search features. Run scanned documents through Optical
Character Recognition (OCR) software if necessary.
f. Flatten markups in documents to prevent markups made by Contractor from being
moved or deleted. Flatten documents to allow markup recovery.
g. Use software to reduce file size using default settings except the option for "Drop
Metadata." Uncheck the "Drop Metadata" box when reducing file size.
h. Add footers to each document with the Project name.
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3. Submit each specific product, class of material, or product separately so these can be
tracked and processed independently. Do not submit Record Data for more than one
system in the same Record Data.
4. Submit items specified in different Specification Sections separately unless they are part
of an integrated system.
S. Define abbreviations and symbols used in Record Data.
a. Use terms and symbols in Record Data consistent with the Contract Drawings.
b. Provide a list of abbreviations and their meaning as used in the Record Data.
c. Provide a legend for symbols used on Record Data.
6. Mark Record Data to reference:
a. Related Specification Sections,
b. Drawing number and detail designation,
c. Product designation or name,
d. Schedule references,
e. System into which the product is incorporated, and
f. Location where the product is incorporated into the Project.
B. Submit a Change Proposal per Article 12 to request modifications to the Contract Documents,
including those for approval of"or equal" products when specifically allowed by the Contract
Documents or as a substitution for specified products or procedures. Deviations from the
Contract Documents can only be approved by a Modification.
C. Complete the certification required by Paragraph 26.03.
26.08 Designer's Responsibilities
A. Record Data will be received by the Designer, logged, and provided to Owner as the Project
record.
1. Record Data may be reviewed to see that the information provided is adequate for the
purpose intended. Record Data not meeting the requirements of Paragraph 26.02 may
be rejected as unacceptable.
2. Record Data is not reviewed for compliance with the Contract Documents. Comments
may be returned if deviations from the Contract Documents are noted during the
cursory review performed to see that the information is adequate.
3. Contractor's responsibility for full compliance with the Contract Documents is not
relieved by the review of Record Data. Contract modifications can only be approved by
a Modification.
B. Designer may take the following action in processing Record Data:
1. File Record Data as received if the cursory review indicates that the document meets
the requirements of Paragraph 26.02. Document will be given the status of "Filed as
Received" and no further action is required on that Record Data.
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2. Reject the Record Data for one of the following reasons:
a. The document submittal requirements of the Contract Documents indicate that the
document submitted as Record Data should have been submitted as a Shop
Drawing. The Record Data will be marked "Rejected"and "Submit Shop Drawing."
No further action is required on this document as Record Data and the Record Data
process will be closed. Resubmit the document as a Shop Drawing per Article 25.
b. The cursory review indicates that the document does not meet the requirements
of Paragraph 26.02. The Record Data will be marked "Rejected" and "Revise and
Resubmit." Contractor is to resubmit the Record Data until it is acceptable and
marked "Filed as Received." When Record Data is filed, no further action is
required and the Record Data process will be closed.
c. The Record Data is not required by the Contract Documents nor is the Record Data
applicable to the Project. The Record Data will be marked "Rejected" and "Cancel
- Not Required." No further action is required and the Record Data process will be
closed.
C. Contractor is to resubmit the Record Data until it is acceptable and marked "Filed as
Received."
ARTICLE 27—CONSTRUCTION PROGRESS SCHEDULE
27.01 Requirements
A. Prepare and submit a Progress Schedule for the Work and update the schedule on a monthly
basis for the duration of the Project.
B. Provide schedule in adequate detail to allow Owner to monitor progress and to relate
document processing to sequential activities of the Work.
C. Incorporate and specifically designate the dates of anticipated submission of documents and
the dates when documents must be returned to the Contractor into the schedule.
D. Assume complete responsibility for maintaining the progress of the Work per the schedule
submitted.
E. Schedule Work based upon a six day work week.
27.02 Document Submittal
A. Submit Progress Schedules in accordance with Article 24.
B. Submit a preliminary schedule within 10 days after the Notice of Award. The schedule is to
be available at the pre-construction conference.
C. Submit a detailed schedule at least 10 days prior to the first payment request.
D. Submit Progress Schedules updates monthly with Applications for Payment to indicate the
progress made on the Project to that date. Failure to submit the schedule may cause delay
in the review and approval of Applications for Payment.
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27.03 Schedule Requirements
A. Schedule is to be in adequate detail to:
1. Assure adequate planning, scheduling, and reporting during the execution of the Work;
2. Assure the coordination of the Work of the Contractor and the various Subcontractors
and Suppliers;
3. Assist in monitoring the progress of the Work; and
4. Assist in evaluating proposed changes to the Contract Times and Project schedule.
B. Provide personnel with 5 years' minimum experience in scheduling construction work
comparable to this Project. Prepare the schedule using acceptable scheduling software.
C. Provide the schedule in the form of a computer generated critical path schedule which
includes Work to be performed on the Project. It is intended that the schedule accomplish
the following:
1. Give early warning of delays in time for correction.
2. Provide detailed plans for the execution of the Work in the form of future activities and
events in sequential relationships.
3. Establish relationships of significant planned Work activities and provide a logical
sequence for planned Work activities.
4. Provide continuous current status information.
5. Allow analysis of the Contractor's program for the completion of the Project.
6. Permit schedules to be revised when the existing schedule is not achievable.
7. Log the progress of the Work as it actually occurs.
D. Prepare a time scaled CPM arrow or precedence diagram to indicate each activity and its
start and stop dates.
1. Develop Milestone dates and Project completion dates to conform to time constraints,
sequencing requirements and Contract completion date.
2. Use calendar day durations while accounting for holidays and weather conditions in the
projection of the duration of each activity.
3. Clearly indicate the critical path for Work to complete the Project.
E. Provide a time scaled horizontal bar chart which indicates graphically the Work scheduled at
any time during the Project. The chart is to indicate:
1. Complete sequence of construction by activity;
2. Identification of the activity by structure, location, and type of Work;
3. Chronological order of the start of each item of Work;
4. The activity start and stop dates;
5. The activity duration;
6. Successor and predecessor relationships for each activity;
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7. A clearly indicated single critical path; and
8. Projected percentage of completion, based on dollar value of the Work included in each
activity as of the first day of each month.
F. Provide a schedule incorporating the Schedule of Documents provided in accordance with
Article 24 indicating:
1. Specific date each document is to be delivered to the Designer.
2. Specific date each document must be received in order to meet the proposed schedule.
3. Allow a reasonable time to review documents, taking into consideration the size and
complexity of the document, other documents being processed, and other factors that
may affect review time.
4. Allow time for re-submission of each document. Contractor is responsible for delays
associated with additional time required to review incomplete or erroneous documents
and for time lost when documents are submitted for products that do not meet
Specification requirements.
27.04 Schedule Revisions
A. Revise the schedule if it appears that the schedule no longer represents the actual progress
of the Work.
1. Submit a written report if the schedule indicates that the Project is more than 30 days
behind schedule. The report is to include:
a. Number of days behind schedule;
b. Narrative description of the steps to be taken to bring the Project back on schedule;
and
c. Anticipated time required to bring the Project back on schedule.
2. Submit a revised schedule indicating the action that the Contractor proposes to take to
bring the Project back on schedule.
B. Revise the schedule to indicate any adjustments in Contract Times approved by Modification.
1. Include a revised schedule with Change Proposals if a change in Contract Times is
requested.
2. OPT will deem any Change Proposal that does not have a revised schedule and request
for a change in Contract Times as having no impact on the ability of the Contractor to
complete the Project within the Contract Times.
C. Updating the Project schedule to reflect actual progress is not considered a revision to the
Project schedule.
D. Applications for Payment may not be recommended for payment without a revised schedule
and if required, the report indicating the Contractor's plan for bringing the Project back on
schedule.
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27.05 Float Time
A. Define float time as the amount of time between the earliest start date and the latest start
date of a chain of activities on the construction schedule.
B. Float time is not for the exclusive use or benefit of either the Contractor or Owner.
C. Where several subsystems each have a critical path,the subsystem with the longest time of
completion is the critical path and float time is to be assigned to other subsystems.
D. Contract Times cannot be changed by the submission of a schedule. Contract Times can only
be modified by a Change Order or Contract Amendment.
E. Schedule completion date must be the same as the Contract completion date. Time between
the end of construction and the Contract completion date is float time.
ARTICLE 28—VIDEO AND PHOTOGRAPHIC DOCUMENTATION
28.01 Work Included
A. Provide a video recording of the Site prior to the beginning of construction.
1. Record the condition of all existing facilities in or abutting the construction area (right-
of-way)including but not limited to streets,curb and gutter,utilities,driveways,fencing,
landscaping, etc.
2. Record after construction staking is complete but prior to any clearing.
3. Provide one copy of the recording, dated and labeled to the OAR before the start of
construction. Provide additional recording as directed by the OAR if the recording
provided is not considered suitable for the purpose of recording pre-existing conditions.
B. Furnish an adequate number of photographs of the Site to clearly depict the completed
Project.
1. Provide a minimum of ten different views.
2. Photograph a panoramic view of the entire Site.
3. Photograph all significant areas of completed construction.
4. Completion photographs are not to be taken until all construction trailers, excess
materials,trash, and debris have been removed.
5. Employ a professional photographer approved by the OAR to photograph the Project.
6. Provide one aerial photograph of the Site from an angle and height to include the entire
Site while providing adequate detail.
C. All photographs, video recordings, and a digital copy of this media are to become the
property of the Owner. Photographs or recordings may not be used for publication,or public
or private display without the written consent of the Owner.
28.02 Quality Assurance
A. Provide clear photographs and recordings taken with proper exposure. View photographs
and recordings in the field and take new photographs or recordings immediately if photos of
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an adequate print quality cannot be produced or video quality is not adequate. Provide
photographs with adequate quality and resolution to permit enlargements.
28.03 Document Submittal
A. Submit photographic documentation as Record Data in accordance with Article 24.
B. Submit two DVDs of the video recording as Record Data in accordance with Article 24.
28.04 Photographs
A. Provide photographs in digital format with a minimum resolution of 1280 x 960,
accomplished without a digital zoom.
B. Take photographs at locations acceptable to the OAR.
C. Provide two color prints of each photograph and a digital copy on a DVD of each photograph
taken.
D. Identify each print on back with:
1. Project name.
2. Date,time, location, and orientation of the exposure.
3. Description of the subject of photograph.
E. Submit photographs in clear plastic sheets designed for photographs. Place only one
photograph in each sheet to allow the description on the back to be read without removing
the photograph.
F. Final photographs are to include two 8-by-10-inch glossy color prints for each of ten
photographs selected by the OAR. These photographs are in addition to normal prints.
28.05 Video Recording
A. Provide digital format on DVD that can be played with Windows Media Player in common
format in full screen mode.
B. Identify Project on video by audio or visual means.
C. Video file size should not exceed 400 MB.
D. Video resolution shall be 1080p.
E. The quality of the video must be sufficient to determine the existing conditions of the
construction area. Camera panning must be performed while at rest, do not pan the camera
while walking or driving. Camera pans should be performed at intervals sufficient to clearly
view the entire construction area.
F. DVD shall be labeled with construction stationing and stationing should be called out,voice
recorded, in the video.
G. The entire construction area recording shall be submitted at once. Sections submitted
separately will not be accepted.
H. Pipeline projects should be recorded linearly from beginning to end.
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ARTICLE 29—EXECUTION AND CLOSEOUT
29.01 Substantial Completion
A. Notify the Designer that the Work or a designated portion of the Work is substantially
complete per the General Conditions. Include a list of the items remaining to be completed
or corrected before the Project will be considered to be complete.
B. OPT will visit the Site to observe the Work within a reasonable time after notification is
received to determine the status of the Project.
C. Designer will notify the Contractor that the Work is either substantially complete or that
additional Work must be performed before the Project will be considered substantially
complete.
1. Designer will notify the Contractor of items that must be completed before the Project
will be considered substantially complete.
2. Correct the noted deficiencies in the Work.
3. Notify the Designer when the items of Work in the Designer's notice have been
completed.
4. OPT will revisit the Site and repeat the process.
5. Designer will issue a Certificate of Substantial Completion to the Contractor when the
OPT considers the Project to be substantially complete. The Certificate will include a
tentative list of items to be corrected before Final Payment will be recommended.
6. Review the list and notify the Designer of any objections to items on the list within 10
days after receiving the Certificate of Substantial Completion.
29.02 Final Inspections
A. Notify the Designer when:
1. Work has been completed in compliance with the Contract Documents;
2. Equipment and systems have been tested per Contract Documents and are fully
operational;
3. Final Operations and Maintenance Manuals have been provided to the Owner and all
operator training has been completed;
4. Specified spare parts and special tools have been provided; and
5. Work is complete and ready for final inspection.
B. OPT will visit the Site to determine if the Project is complete and ready for Final Payment
within a reasonable time after the notice is received.
C. Designer will notify the Contractor that the Project is complete or will notify the Contractor
that Work is Defective.
D. Take immediate steps to correct Defective Work. Notify the Designer when Defective Work
has corrected. OPT will visit the Site to determine if the Project is complete and the Work is
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acceptable. Designer will notify the Contractor that the Project is complete or will notify the
Contractor that Work is Defective.
E. Submit the Request for Final Payment with the closeout documents described in Paragraph
29.06 if notified that the Project is complete and the Work is acceptable.
29.03 Reinspection Fees
A. Owner may impose a Set-off against the Application for Payment in accordance with the
General Conditions to compensate the OPT for additional visits to the Project if additional
Work is required.
29.04 Closeout Documents Submittal
A. Record Documents per Article 20.
B. Warranties and bonds.
C. Equipment installation reports on equipment.
D. Shop Drawings, Record Data, and other documents as required by the Contract Documents.
E. Evidence of continuing insurance and bond coverage as required by the Contract Documents.
F. Final Photographs per Article 28.
29.05 Transfer of Utilities
A. Transfer utilities to the Owner when the Certificate of Substantial Completion has been
issued and the Work has been occupied by the Owner.
B. Submit final meter readings for utilities and similar data as of the date the Owner occupied
the Work.
29.06 Warranties, Bonds and Service Agreements
A. Provide warranties, bonds, and service agreements required by the Contract Documents.
B. The date for the start of warranties, bonds, and service agreements is established per the
Contract Documents.
C. Compile warranties, bonds, and service agreements and review these documents for
compliance with the Contract Documents.
1. Provide a log of all equipment covered under the 1-year correction period specified in
the Contract Documents and all products for which special or extended warranties or
guarantees are provided. Index the log by Specification Section number on forms
provided. Include items 2.e through 2.g below in the tabulation.
2. Provide a copy of specific warranties or guarantees under a tab indexed to the log. Each
document is to include:
a. A description of the product or Work item;
b. The firm name,with the name of the principal,address, and telephone number;
c. Signature of the respective Supplier or Subcontractor to acknowledge existence of
the warranty obligation for extended warranties and service agreements;
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d. Scope of warranty, bond, or service agreement;
e. Indicate the start date for the correction period specified in the Contract
Documents for each product and the date on which the specified correction period
expires.
f. Indicate the start date for extended warranties for each product and the date on
which the specified extended warranties period expires.
g. Start date, warranty or guarantee period, and expiration date for each warranty,
bond, and service agreement;
h. Procedures to be followed in the event of a failure; and
i. Specific instances that might invalidate the warranty or bond.
D. Submit digital copies of the documents to the Designer for review.
E. Submit warranties, bonds, and service agreements within 10 days after equipment or
components are placed in service.
ARTICLE 30—MISCELLANEOUS
30.01 Computation of Times
A. Exclude the first day and include the last day when determining dates for a period of time
referred to in the Contract Documents by days. The last day of this period is to be omitted
from the determination if it falls on a Saturday,Sunday,or a legal holiday.
B. All references and conditions for a Calendar Day Contract in the Contract Documents apply
for a Fixed Date Contract. A Fixed Date Contract is one in which the calendar dates for
reaching Substantial Completion and/or final completion are specified in lieu of identifying
the number of days involved.
30.02 Owner's Right to Audit Contractor's Records
A. By execution of the Contract, Contractor grants Owner the right to audit, examine, inspect
and/or copy,at Owner's election at all reasonable times during the term of this Contract and
for a period of four (4) years following the completion or termination of the Work, all of
Contractor's written and electronically stored records and billings relating to the
performance of the Work under the Contract Documents. The audit, examination or
inspection may be performed by an Owner designee,which may include its internal auditors
or an outside representative engaged by Owner. Contractor agrees to retain its records for
a minimum of four(4)years following termination of the Contract, unless there is an ongoing
dispute under the Contract,then, such retention period must extend until final resolution of
the dispute. As used in these General Conditions, "Contractor written and electronically
stored records" include any and all information, materials and data of every kind and
character generated as a result of the work under this Contract. Examples of Contractor
written and electronically stored records include, but are not limited to:accounting data and
reports, billings, books, general ledgers, cost ledgers, invoices, production sheets,
documents, correspondence, meeting notes, subscriptions, agreements, purchase orders,
leases, contracts, commitments, arrangements, notes, daily diaries, reports, drawings,
receipts, vouchers, memoranda, time sheets, payroll records, policies, procedures,
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Subcontractor agreements, Supplier agreements, rental equipment proposals, federal and
state tax filings for any issue in question, along with any and all other agreements, sources
of information and matters that may, in Owner's sole judgment, have any bearing on or
pertain to any matters, rights, duties or obligations under or covered by any Contract
Documents.
B. Owner agrees to exercise the right to audit, examine or inspect Contractor's records only
during regular business hours. Contractor agrees to allow Owner and/or Owner's designee
access to all of the Contractor's Records, Contractor's facilities, and current or former
employees of Contractor, deemed necessary by Owner or its designee(s), to perform such
audit, inspection or examination. Contractor also agrees to provide adequate and
appropriate work space necessary for Owner or its designees to conduct such audits,
inspections or examinations.
C. Contractor must include this Paragraph 30.02 in any Subcontractor, supplier or vendor
contract.
30.03 Independent Contractor
A. Contractor is to perform its duties under this Contract as an independent contractor. The
Contractor's Team and their personnel are not considered to be employees or agents of the
Owner. Nothing in this Contract is to be interpreted as granting Contractor's Team the right
or authority to make commitments for the Owner. This Contract does not constitute or
create a joint venture, partnership or formal business organization of any kind.
30.04 Cumulative Remedies
A. The duties and obligations imposed by these General Conditions and the rights and remedies
available to the Owner or Contractor by these General Conditions are in addition to,and are
not a limitation of,the rights and remedies which are otherwise imposed or available by:
1. Laws or Regulations;
2. Special warranties or guarantees; or
3. Other provisions of the Contract Documents.
B. The provisions of this Paragraph 30.04 are as effective as if repeated specifically in the
Contract Documents in connection with each particular duty,obligation, right and remedy to
which they apply.
30.05 Limitation of Damages
A. Owner is not liable to Contractor for claims, costs, losses or damages sustained by
Contractor's Team associated with other projects or anticipated projects.
30.06 No Waiver
A. The failure of Owner or Contractor to enforce any provision of this Contract does not
constitute a waiver of that provision or affect the enforceability of that provision or the
remainder of this Contract.
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30.07 Severability
A. If a court of competent jurisdiction renders a part of this Contract invalid or unenforceable,
that part is to be severed and the remainder of this Contract continues in full force.
30.08 Survival of Obligations
A. Representations, indemnifications, warranties, guarantees and continuing obligations
required by the Contract Documents survive completion and acceptance of the Work or
termination of the Contract.
30.09 No Third Party Beneficiaries
A. Nothing in this Contract can be construed to create rights in any entity other than the Owner
and Contractor. Neither the Owner nor Contractor intends to create third party beneficiaries
by entering into this Contract.
30.10 Assignment of Contract
A. This Contract may not be assigned in whole or in part by the Contractor without the prior
written consent of the Owner.
30.11 No Waiver of Sovereign Immunity
A. The Owner has not waived its sovereign immunity by entering into and performing its
obligations under this Contract.
30.12 Controlling Law
A. This Contract is governed by the laws of the State of Texas without regard to its conflicts of
laws. Venue for legal proceedings lies exclusively in Nueces County, Texas. Cases must be
filed and tried in Nueces County and cannot be removed from Nueces County,Texas.
30.13 Conditions Precedent to Right to Sue
A. Notwithstanding anything herein to the contrary,Contractor will have at least 90 days to give
notice of a claim for damages as a condition precedent to the right to sue on the Contract,
subject to the contractual Claims and Alternative Dispute Resolution processes set forth
herein.
30.14 Waiver of Trial by Jury
A. Owner and Contractor agree that they have knowingly waived and do hereby waive the right
to trial by jury and have instead agreed, in the event of any litigation arising out of or
connected to this Contract, to proceed with a trial before the court, unless both parties
subsequently agree otherwise in writing.
30.15 Attorney Fees
A. The Parties expressly agree that, in the event of litigation, all parties waive rights to payment
of attorneys' fees that otherwise might be recoverable, pursuant to the Texas Civil Practice
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and Remedies Code Chapter 38, Texas Local Government Code §271.153, the Prompt
Payment Act, common law or any other provision for payment of attorney's fees.
30.16 Compliance with Laws
A. Comply with the Americans with Disabilities Act of 1990 as amended (ADA) and Texas
Architectural Barriers Act and all regulations relating to either statute.
B. No qualified person shall on the basis of race, color, religion, national origin, gender, age or
disability be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity which receives or benefits from federal financial
assistance.
C. Comply with all applicable federal,state and city laws, rules and regulations.
30.17 Enforcement
A. The City Manager or designee and the City Attorney or designee,are fully authorized and will
have the right to enforce all legal rights and obligations under the Contract without further
authorization from City Council.
30.18 Subject to Appropriation
A. Funds are appropriated by the Owner on a yearly basis. If for any reason, funds are not
appropriated in any given year,the Owner may direct immediate suspension or termination
of the Contract with no additional liability to the Owner. If the Contractor is terminated or
suspended and the Owner requests remobilization at a later date, the Contractor may
request payment for reasonable demobilization/remobilization costs. Such costs shall be
addressed through a Change Order to the Contract. Under no circumstances may a provision
or obligation under this Contract be interpreted as contrary to this paragraph.
30.19 Contract Sum
A. The Contract Sum is stated in the Contract and, including authorized adjustments,is the total
maximum not-to-exceed amount payable by Owner to Contractor for performance of the
Work under the Contract Documents. Contractor accepts and agrees that all payments
pursuant to this Contract are subject to the availability and appropriation of funds by the
Corpus Christi City Council. If funds are not available and/or appropriated,this Contract shall
immediately be terminated with no liability to any party to this Contract.
30.20 Contractor's Guarantee as Additional Remedy
A. The Contractor's guarantee is a separate and additional remedy available to benefit the
Owner. Neither the guarantee nor the expiration of the guarantee period will operate to
reduce, release or relinquish any rights or remedies available to the Owner for any claims or
causes of action against the Contractor or any other individual or entity.
30.21 Notices.
A. Any notice required to be given to Owner under any provision in this Contract must include
a copy to OAR by mail or e-mail.
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END OF SECTION
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DB 00 73 00 SUPPLEMENTARY CONDITIONS
These Supplementary Conditions amend or supplement SECTION 00 72 00 GENERAL CONDITIONS and
other provisions of the Contract Documents. All provisions not amended or supplemented in these
Supplementary Conditions remain in effect.
The terms used in these Supplementary Conditions have the meanings stated in the General Conditions.
Additional terms used in these Supplementary Conditions have the meanings stated below.
ARTICLE 1—DEFINITIONS AND TERMINOLOGY
SC-1.01 DEFINED TERMS
A. The members of the OPT as defined in Paragraph 1.01.A.41 consists of the following
organizations:
City of Corpus Christi,Texas
B. Delete Paragraph 49 entirely and insert the following:
"49. Substantial Completion —The point where the Work or a specified part of the Work is
operational, accessible and safe for its intended use in accordance with the Contract
Documents."
ARTICLE 4—COMMENCEMENT AND PROGRESS OF THE WORK
SC-4.04 DELAYS IN CONTRACTOR'S PROGRESS
A. The allocation for delays in the Contractor's progress for rain days as set forth in General
Conditions Paragraph 4.04.D are to be determined as follows:
1. Include rain days in developing the schedule for construction. Schedule construction so
that the Work will be completed within the Contract Times assuming that these rain
days will occur. Incorporate residual impacts following rain days such as limited access
to and within the Site, inability to work due to wet or muddy Site conditions, delays in
delivery of equipment and materials, and other impacts related to rain days when
developing the schedule for construction. Include all costs associated with these rain
days and residual impacts in the Contract Price.
2. A rain day is defined as any day in which the amount of rain measured by the National
Weather Services at the Power Street Stormwater Pump Station is 0.50 inch or greater.
Records indicate the following average number of rain days for each month:
Month ., Day Month Days
January 3 July 3
February 3 August 4
March 2 September 7
April 3 October 4
May 4 November 3
June 4 December 3
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3. A total of 11 rain days have been set for this Project. An extension of time due to rain
days will be considered only after 11 rain days have been exceeded in a calendar year
and the OAR has determined that a detrimental impact to the construction schedule
resulted from the excessive rainfall. Rain days are to be incorporated into the schedule
and unused rain days will be considered float time which may be consumed by the
Owner or Contractor in delay claims.
ARTICLE 5 — AVAILABILITY OF LANDS; SUBSURFACE CONDITIONS AND PHYSICAL CONDITIONS;
HAZARDOUS ENVIRONMENTAL CONDITIONS
SC-5.03 SUBSURFACE AND PHYSICAL CONDITIONS
A. Delete Paragraph 5.03 entirely and insert the following:
"5.03 Subsurface and Physical Conditions
A. No reports of explorations or tests of subsurface conditions at or contiguous to the Site,
or drawings of physical conditions relating to existing surface or subsurface structures at the
Site, are known to Owner."
SC-5.06 HAZARDOUS ENVIRONMENTAL CONDITIONS AT SITE
A. This Supplementary Condition identifies documents referenced in General Conditions
Paragraph 5.06 which describe Hazardous Environmental Conditions that have been
identified at or adjacent to the Site. No reports of explorations or tests for Hazardous
Environmental Conditions at or contiguous to the Site are known to Owner.
ARTICLE 6—BONDS AND INSURANCE
SC-6.03 REQUIRED MINIMUM INSURANCE COVERAGE
CONTRACTOR'S INSURANCE AMOUNTS
Provide the insurance coverage for at least the following amounts unless greater amounts are required
by Laws and Regulations:
Type of Insurance Minimum Insurance Coverage
PROFESSIONAL LIABILITY $1,000,000 Per Claim
(Errors and Omissions)
If claims made policy, retro date must be
prior to inception of Contract, have
extended reporting period provisions and
identify any limitations regarding who is
insured.
Commercial General Liability including
1. Commercial Form
2. Premises—Completed Operations
3. Explosions and Collapse Hazard $1,000,000 Per Occurrence
4. Underground Hazard $2,000,000 Aggregate
5. Products/Completed Operations Hazard
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6. Contractual Liability
7. Broad Form Property Damage
8. Independent Contractors
9. Personal &Advertising Injury
Business Automobile Liability-Owned, Non-
Owned, Rented and Leased $1,000,000 Combined Single Limit
Workers' Compensation Statutory
Employer's Liability $500,000/500,000/500,000
Excess Liability/Umbrella Liability $1,000,000 Per Occurrence
Required if Contract Price>$5,000,000
Contractor's Pollution Liability / $1,000,000 Per Claim
Environmental Impairment Coverage
Not limited to sudden and accidental ❑ Required x Not Required
discharge. To include long-term
environmental impact for the disposal of
pollutants/contaminants.
Required if excavation>3 ft
Builder's Risk(All Perils including Collapse) Equal to Full Replacement Cost of
Structure and Contents
Required for vertical structures and bridges
❑ Required x Not Required
Installation Floater Equal to Contract Price
Required if installing city-owned equipment ❑ Required x Not Required
ARTICLE 7—CONTRACTOR'S RESPONSIBILITIES
SC-7.14 INDEMNIFICATION
A. Delete Paragraph 7.14.A entirely and insert the following:
"A. Contractor shall indemnify, defend and hold harmless the Owner from and against
claims, damages, losses and expenses,including but not limited to attorney's fees or dispute
resolution costs, arising out of or resulting from performance of the Work and/or failure to
comply with the terms and conditions of the contract, violations of Laws or Regulations, or
bodily injury, death or destruction of tangible property caused by the acts, omissions or
negligence of the Contractor's Team, regardless of whether such claim, damage, loss or
expense is alleged to be caused in part by Owner hereunder,subject to the Owner's defenses
and liability limits under the Texas Tort Claims Act. The indemnity provided for in this
paragraph shall not apply to any liability resulting from the negligence of Owner in instances
where such negligence causes personal injury, death or property damage."
B. Delete Paragraph 7.14.6 entirely and insert the following:
"B. Contractor shall indemnify, defend and hold harmless the Owner from and against
Indemnified Costs, arising out of or relating to: (i) the failure to control, contain, or remove
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a Constituent of Concern brought to the Site by Contractor's Team or a Hazardous
Environmental Condition created by Contractor's Team, (ii) Contractor's Team's action or
inaction related to damages, delays, disruptions or interference with the work of Owner's
employees,other contractors, or utility owners performing other work at or adjacent to the
Site, or (iii) the correction of Defective Work. The indemnity provided for in this paragraph
shall not apply to any liability resulting from the negligence of Owner in instances where such
negligence causes personal injury, death or property damage."
ARTICLE 14—PREVAILING WAGE RATE REQUIREMENTS
SC-14.04 PREVAILING WAGE RATES
A. The minimum rates for various labor classifications as established by the Owner are shown
below:
Wage
Determination Construction Type Project Type
(WD)No
TX21 Heavy Heavy Construction Projects (including Sewer
and Water Line Construction and Drainage
Projects)
TX29 Highway Highway Construction Projects (excluding
tunnels, building structures in rest area projects
& railroad construction; bascule, suspension &
spandrel arch bridges designed for commercial
navigation, bridges involving marine
construction;and other major bridges).
TX33 Heavy Pipeline -On-Shore Pipeline Construction
TX34 Heavy Pipeline-Off-Shore Construction
TX288 Building Building Construction Projects (does not include
single family homes or apartments up to and
including 4 stories)
TX51 Heavy Dredging projects along the Texas gulf coast area
including all public channels, harbors, rivers,
tributaries and the Gulf Intracoastal Waterways.
TX55 Heavy Tunnel Construction Projects (Bored, 48" In
Diameter Or More)
END OF SECTION
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Attachment D - Federal Requirements
FEDERAL REQUIREMENTS
TABLE OF CONTENTS
ATti-
FR-01 Breach of Contract Terms
FR-02 Termination of Contract
FR-03 Equal Employment Opportunity -41 CFR Part 60-1.4(b)
FR-04 Standard Federal Equal Employment Opportunity Construction Contract Specifications —
41 CFR Part 60.4.3
FR-05 Copeland Anti-Kickback Act 29 CFR Part 5
FR-06 Davis-Bacon Labor Requirements 29 CFR part 5
FR-07 Contract Work hours and Safety Standards Act Requirements
FR-08 Regulations Pertaining to Reporting
FR-09 Rights to Inventions
FR-10 Access to Records and Record Retention
FR-11 Clean Air and Water Pollution Control
FR-12 Energy Conservation Requirements
FR-13 Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion
FR-14 Lobbying and Influencing Federal Employees
FR-15 Economic Opportunities for Low and Very-Low Income Persons
FR-16 Affirmative Action Regulations and Plan
FR-17 Women and Minority Owned Businesses (M/WBE)
FR-18 Accessibility Section 504 Compliance
FR-19 Texas Architectural Barriers Act
FR-20 Drug-Free Workplace Requirements
FR-21 Field Requirements
FEDERAL REQUIREMENTS: FR-01
BREACH OF CONTRACT TERMS
Any violation or breach of terms of this contract on the part of the contractor or their
subcontractors may result in the suspension or termination of this contract or such other
action that may be necessary to enforce the rights of the parties of this agreement. The duties
and obligations imposed by the Contract Documents and the rights and remedies available
thereunder shall be in addition to and not a limitation of any duties, obligations, rights and
remedies otherwise imposed or available by law.
A breach of the contract clauses in 29 CFR 5.5 may be grounds for termination of the contract
and for debarment as a contractor as provided in 29 CFR 5.12.
FEDERAL REQUIREMENTS: FR-02
TERMINATION OF CONTRACT
a. The City may, by written notice, terminate this contract in whole or in part at any time,
either for the City's convenience or because of failure to fulfill the contract obligations. Upon
receipt of such notice services shall be immediately discontinued (unless the notice directs
otherwise) and all materials as may have been accumulated in performing this contract,
whether completed or in progress, delivered to the City.
b. If the termination is for the convenience of the City, an equitable adjustment in the contract
price shall be made, but no amount shall be allowed for anticipated profit on unperformed
services.
c. If the termination is due to failure to fulfill the contractor's obligations, the City may take
over the work and prosecute the same to completion by contract or otherwise. In such case,
the contractor shall be liable to the City for any additional cost occasioned to the City thereby.
d. If, after notice of termination for failure to fulfill contract obligations, it is determined that
the contractor had not so failed, the termination shall be deemed to have been effected for
the convenience of the City. In such event, adjustment in the contract price shall be made as
provided in this clause.
e. The rights and remedies of the City provided in this clause are in addition to any other
rights and remedies provided by law or under this contract.
Reference: 24 CFR 85.36
FEDERAL REQUIREMENTS: FR-03
EQUAL EMPLOYMENT OPPORTUNITY - Executive Order 11246 as amended, 41 CFR
PART 60-1.4(b)
During the performance of this contract, the contractor agrees as follows:
1. The contractor will not discriminate against any employee or applicant for employment
because of race, color, religion, sex, or national origin. The contractor will take affirmative
action to ensure that applicants are employed, and that employees are treated during
employment without regard to their race, color, religion, sex, or national origin. Such action
shall include, but not be limited to the following: Employment, upgrading, demotion, or
transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other
forms of compensation; and selection for training, including apprenticeship. The contractor
agrees to post in conspicuous places, available to employees and applicants for employment,
notices to be provided setting forth the provisions of this nondiscrimination clause.
2. The contractor will, in all solicitations or advertisements for employees placed by or on
behalf of the contractor, state that all qualified applicants will receive considerations for
employment without regard to race, color, religion, sex, or national origin.
3. The contractor will send to each labor union or representative of workers with which he/she
has a collective bargaining agreement or other contract or understanding, a notice to be
provided by the agency contracting officer, advising the labor union or workers'
representatives of the contractor's commitments under Section 202 of Executive Order 11246
of September 24, 1965, and shall post copies of the notice in conspicuous places available
to employees and applicants for employment.
4. The contractor will comply with all provisions of Executive Order 11246 of September 24,
1965, as amended, and of the rules, regulations, and relevant orders of the Secretary of
Labor.
5. The contractor will furnish all information and reports required by Executive Order 11246
of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or
pursuant thereto, and will permit access to his/her books, records, and accounts by the
contracting agency and the Secretary of Labor for purposes of investigation to ascertain
compliance with such rules, regulations, and orders.
6. In the event of the contractor's noncompliance with the nondiscrimination clauses of this
contract or with any of the such rules, regulations, or orders, this contract may be cancelled,
terminated or suspended in whole or in part and the contractor may be declared ineligible for
further Government contracts or federally assisted construction contracts in accordance with
procedure authorized in Executive Order 11246 of September 24, 1965, and such other
sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of
September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise
provided by law.
7. The contractor will include the provisions of paragraphs (1)through(7) in every subcontract
or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor
issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that
such provisions will be binding upon each subcontractor or vendor. The contractor will take
such action with respect to any subcontract or purchase order as may be directed by the
Secretary of Labor as a means of enforcing such provision, including sanctions for
noncompliance: Provided, however, that in the event a contractor becomes involved in, or is
threatened with, litigation with a subcontractor or vendor as a result of such direction by the
administering agency the contractor may request the United States to enter into such litigation
to protect the interests of the United States. [Sec. 202 amended by EO 11375 of Oct 13,
1967, 32 FR 14303, 3 CFR, 1966-1970 Comp., p. 684. EO 12086 of Oct 5, 1978, 43 FR
46501, 3 CFR, 1978 Comp., p. 230]
SEC. 203.Each contractor having a contract containing the provisions prescribed in Section
202 shall file, and shalt cause each of his subcontractors to file, Compliance Reports with the
contracting agency or the Secretary of Labor as may be directed. Compliance Reports shall
be filed within such times and shall contain such information as to the practices, policies,
programs, and employment policies, programs, and employment statistics of the contractor
and each subcontractor, and shall be in such form, as the Secretary of Labor may prescribe.
Contractors or subcontractors may be required to state whether they have participated in
any previous contract subject to the provisions of this Order, or any preceding similar
Executive order, and in that event to submit, on behalf of themselves and their proposed
subcontractors, Compliance Reports prior to or as an initial part of their bid or negotiation of
a contract.
Whenever the contractor or subcontractor has a collective bargaining agreement or other
contract or understanding with a labor union or an agency referring workers or providing
or supervising apprenticeship or training for such workers, the Compliance Report shall
include such information as to such labor union's or agency's practices and policies affecting
compliance as the Secretary of Labor may prescribe: Provided, That to the extent such
information is within the exclusive possession of a labor union or an agency referring workers
or providing or supervising apprenticeship or training and such labor union or agency shall
refuse to furnish such information to the contractor, the contractor shall so certify to the
Secretary of Labor as part of its Compliance Report and shall set forth what efforts he has
made to obtain such information.
The Secretary of Labor may direct that any contractor or subcontractor shall submit, as part
of his/her Compliance Report, a statement in writing, signed by an authorized officer or
agent on behalf of any labor union or any agency referring workers or providing or
supervising apprenticeship or other training, with which the contractor deals, with supporting
information, to the effect that the signer's practices and policies do not discriminate on the
grounds of race, color, religion, sex or national origin, and that the signer either will
affirmatively cooperate in the implementation of the policy and provisions of this Order or
that it consents and agrees that recruitment, employment, and the terms and conditions of
employment under the proposed contract shall be in accordance with the purposes and
provisions of the order. In the event that the union, or the agency shall refuse to execute such
a statement, the Compliance Report shall so certify and set forth what efforts have been
made to secure such a statement and such additional factual material as the Secretary of
Labor may require.
[Sec. 203 amended by EO 11375 of Oct. 13, 1967, 32 FR 14303, 3 CFR, 1966-1970
Comp., p. 684; EO 12086 of Oct. 5, 1978, 43 FR 46501, 3 CFR, 1978 Comp., p.230
Reference:Executive Order 11246 & Title 41 CFR Part 60-1.4
FEDERAL REQUIREMENTS: FR-04
STANDARD FEDERAL EQUAL EMPLOYMENT OPPORTUNITY CONSTRUCTION
CONTRACT SPECIFICATIONS -41 CFR Part 60.4.3
1. As used in these specifications:
a. "Covered area" means the geographical area described in the solicitation from which this
contract resulted;
b. "Director" means Director, Office of Federal Contract Compliance Programs (OFCCP),
U.S. Department of Labor, or any person to whom the Director delegates authority;
c. "Employer identification number" means the Federal social security number used on the
Employer's Quarterly Federal Tax Return, U.S. Treasury Department Form 941;
d. "Minority" includes:
(1) Black(all) persons having origins in any of the Black African racial groups not of Hispanic
origin);
(2) Hispanic (all persons of Mexican, Puerto Rican, Cuban, Central or South American, or
other Spanish culture or origin regardless of race);
(3)Asian and Pacific Islander (all persons having origins in any of the original peoples of the
Far East, Southeast Asia, the Indian Subcontinent, or the Pacific Islands); and
(4)American Indian or Alaskan native(all persons having origins in any of the original peoples
of North America and maintaining identifiable tribal affiliations through membership and
participation or community identification).
2. Whenever the contractor, or any subcontractor at any tier, subcontracts a portion of the
work involving any construction trade, it shall physically include in each subcontract in excess
of$10,000 the provisions of these specifications and the Notice which contains the applicable
goals for minority and female participation and which is set forth in the solicitations from which
this contract resulted.
3. If the contractor is participating (pursuant to 41 CFR 60-4.5) in a Hometown Plan approved
by the U.S. Department of Labor in the covered area either individually or through an
association, its affirmative action obligations on all work in the Plan area (including goals and
timetables) shall be in accordance with that Plan for those trades which have unions
participating in the Plan. Contractors shall be able to demonstrate their participation in and
compliance with the provisions of any such Hometown Plan. Each contractor or subcontractor
participating in an approved plan is individually required to comply with its obligations under
the EEO clause and to make a good faith effort to achieve each goal under the Plan in each
trade in which it has employees. The overall good faith performance by other contractors or
subcontractors toward a goal in an approved Plan does not excuse any covered contractor's
or subcontractor's failure to take good faith efforts to achieve the Plan goals and timetables.
4. The contractor shall implement the specific affirmative action standards provided in
paragraphs 18.7a through 18.7p of these specifications. The goals set forth in the solicitation
from which this contract resulted are expressed as percentages of the total hours of
employment and training of minority and female utilization the contractor should reasonably
be able to achieve in each construction trade in which it has employees in the covered area.
Covered construction contractors performing construction work in a geographical area where
they do not have a Federal or federally assisted construction contract shall apply the minority
and female goals established for the geographical area where the work is being performed.
Goals are published periodically in the Federal Register in notice form, and such notices may
be obtained from any Office of Federal Contract Compliance Programs office or from Federal
Contract #2690: On-Airport Rental Car Concession Lease - Dollar
Contract Group: 1 City of Corpus Christi
Name: On-Airport Rental Car Concession Lease-Dollar Status:Draft
Working Contract ID: 2690 Contract On Hold:No
Supplier: 27 City of Corpus Christi Supplier Contact:2 Sandy Casorla
Description: The Hertz Corporation,a Delaware parent Corporation,doing business under its affiliate DTG Operations Inc.
dba Dollar Rent-A-Car and Thrifty Car Rental,On-Airport Rental Car Concession and Lease Agreement,RFP
#1815,is for a term of 5 years which includes an option to extend zero additional periods.Car Rental Services
are essential for proper accommodation of passengers arriving at and departing from the airport city desires to
make said services available and Concessionaire will perform.
Manufacturer Contract: No Distributor Contract:No Supplier Originated Contract:No
GPO Negotiated: No
Contract Type: NO COST CONTRACT
Contract Classification: LEASE
Contract Extension: NA
Department: Aviation
Currency Code: USD
Effective Date: 10/01/2019 Yellow Alert: 120 Days before contract expiration date
Expiration Date: 09/30/2024 Red Alert: 30 Days before contract expiration date
Contract Source: Manual Renewal Contract:No Preferred Contract:No Interfaced Status:No Eligible For Event
Creation:No
Primary Internal Contact: Minerva Alvarado
Contacts
Name Title Contact Type Phone Number Email Address Primary Internal
Contact
Nicole Zapata Finance&Admin. DEPARTMENT 361-289-0171 1258 nicoleZ@cctexas.com No
Manager CONTACT
Fred Segundo Director of Aviation DEPARTMENT 361-289-0171 1213 FredS@cctexas.com No
CONTACT
Jackie Agan Tenant Contact 303-342-3800 JAgan@hertz.com No
Minerva Alvarado Sr Buyer PURCHASING 361-826-3163 minervaA@cctexas.co Yes
CONTACT m
Comments
Type Comment Title Attachment Latest Document Latest Addendum Email Attachment
Manual Service Agreement Dollar-Thrify RAC No No No
Lease Agreement-10-
01-2019-09-30-
2024.pdf
November 25,2019 Page 1
11:55:37 AM
Contract #2690: On-Airport Rental Car Concession Lease - Dollar
Type Comment Title Attachment Latest Document Latest Addendum Email Attachment
Manual Amendment Dollar-Thrifty RAC No No No
First Amendment-03-
01-2013-09-30-
2018.pdf
Milestones
Name Milestone Date Status
Contract Expiration-Obtain New Agreement if 09/30/2024 Not Yet Started
Needed
November 25,2019 Page 2
11:55:37 AM
procurement contracting officers. The contractor is expected to make substantially uniform
progress in meeting its goals in each craft during the period specified.
5. Neither the provisions of any collective bargaining agreement nor the failure by a union
with whom the contractor has a collective bargaining agreement to refer either minorities or
women shall excuse the contractor's obligations under these specifications, Executive Order
11246 or the regulations promulgated pursuant thereto.
6. In order for the non-working training hours of apprentices and trainees to be counted in
meeting the goals, such apprentices and trainees shall be employed by the contractor during
the training period and the contractor shall have made a commitment to employ the
apprentices and trainees at the completion of their training, subject to the availability of
employment opportunities. Trainees shall be trained pursuant to training programs approved
by the U.S. Department of Labor.
7. The contractor shall take specific affirmative actions to ensure equal employment
opportunity. The evaluation of the contractor's compliance with these specifications shall be
based upon its effort to achieve maximum results from its actions. The contractor shall
document these efforts fully and shall implement affirmative action steps at least as extensive
as the following:
a. Ensure and maintain a working environment free of harassment, intimidation, and coercion
at all sites, and in all facilities at which the contractor's employees are assigned to work. The
contractor, where possible, will assign two or more women to each construction project. The
contractor shall specifically ensure that all foremen, superintendents, and other onsite
supervisory personnel are aware of and carry out the contractor's obligation to maintain such
a working environment, with specific attention to minority or female individuals working at
such sites or in such facilities.
b. Establish and maintain a current list of minority and female recruitment sources, provide
written notification to minority and female recruitment sources and to community
organizations when the contractor or its unions have employment opportunities available,
and maintain a record of the organizations' responses.
c. Maintain a current file of the names, addresses, and telephone numbers of each minority
and female off-the-street applicant and minority or female referral from a union, a recruitment
source, or community organization and of what action was taken with respect to each such
individual. If such individual was sent to the union hiring hall for referral and was not referred
back to the contractor by the union or, if referred, not employed by the contractor, this shall
be documented in the file with the reason therefore along with whatever additional actions
the contractor may have taken.
d. Provide immediate written notification to the Director when the union or unions with which
the contractor has a collective bargaining agreement has not referred to the contractor a
minority person or female sent by the contractor, or when the contractor has other information
that the union referral process has impeded the contractor's efforts to meet its obligations.
e. Develop on-the-job training opportunities and/or participate in training programs for the
area which expressly include minorities and women, including upgrading programs and
apprenticeship and trainee programs relevant to the contractor's employment needs,
especially those programs funded or approved by the Department of Labor. The contractor
shall provide notice of these programs to the sources compiled under 7b above.
f. Disseminate the contractor's EEO policy by providing notice of the policy to unions and
training programs and requesting their cooperation in assisting the contractor in meeting its
EEO obligations; by including it in any policy manual and collective bargaining agreement;
by publicizing it in the company newspaper, annual report, etc.; by specific review of the
policy with all management personnel and with all minority and female employees at least
once a year; and by posting the company EEO policy on bulletin boards accessible to all
emolovees at each location where constructinn work is nerformerl
g. Review, at least annually, the company's EEO policy and affirmative action obligations
under these specifications with all employees having any responsibility for hiring, assignment,
layoff, termination, or other employment decisions including specific review of these items
with onsite supervisory personnel such a superintendents, general foremen, etc., prior to the
initiation of construction work at any job site. A written record shall be made and maintained
identifying the time and place of these meetings, persons attending, subject matter
discussed, and disposition of the subject matter.
h. Disseminate the contractor's EEO policy externally by including it in any advertising in the
news media, specifically including minority and female news media, and providing written
notification to and discussing the contractor's EEO policy with other contractors and
subcontractors with whom the contractor does or anticipates doing business.
i. Direct its recruitment efforts, both oral and written, to minority, female, and community
organizations, to schools with minority and female students; and to minority and female
recruitment and training organizations serving the contractor's recruitment area and
employment needs. Not later than one month prior to the date for the acceptance of
applications for apprenticeship or other training by any recruitment source, the contractor
shall send written notification to organizations, such as the above, describing the openings,
screening procedures, and tests to be used in the selection process.
j. Encourage present minority and female employees to recruit other minority persons and
women and, where reasonable provide after school, summer, and vacation employment to
minority and female youth both on the site and in other areas of a contractor's workforce.
k. Validate all tests and other selection requirements where there is an obligation to do so
under 41 CFR Part 60-3.
I. Conduct, at least annually, an inventory and evaluation at least of all minority and female
personnel, for promotional opportunities and encourage these employees to seek or to
prepare for, through appropriate training, etc., such opportunities.
m. Ensure that seniority practices,job classifications, work assignments, and other personnel
practices do not have a discriminatory effect by continually monitoring all personnel and
employment related activities to ensure that the EEO policy and the contractor's obligations
under these specifications are being carried out.
n. Ensure that all facilities and company activities are non-segregated except that separate
or single user toilet and necessary changing facilities shall be provided to assure privacy
between the sexes.
o. Document and maintain a record of all solicitations of offers for subcontracts from minority
and female construction contractors and suppliers, including circulation of solicitations to
minority and female contractor associations and other business associations.
p. Conduct a review, at least annually, of all supervisor's adherence to and performance
under the contractor's EEO policies and affirmative action obligations.
8. Contractors are encouraged to participate in voluntary associations,which assist in fulfilling
one or more of their affirmative action obligations (18.7a through 18.7p). The efforts of a
contractor association, joint contractor union, contractor community, or other similar groups
of which the contractor is a member and participant, may be asserted as fulfilling any one or
more of its obligations under 18.7a through 18.7p of these specifications provided that the
contractor actively participates in the group, makes every effort to assure that the group has
a positive impact on the employment of minorities and women in the industry, ensures that
the concrete benefits of the program are reflected in the contractor's minority and female
workforce participation, makes a good faith effort to meet its individual goals and timetables,
and can provide access to documentation which demonstrates the effectiveness of actions
taken on behalf of the contractor. The obligation to comply, however, is the contractor's and
failure of such a group to fulfill an obligation shall not be a defense for the contractor's
noncompliance.
9. A single goal for minorities and a separate single goal for women have been established.
The contractor, however, is required to provide equal employment opportunity and to take
affirmative action for all minority groups, both male and female, and all women, both minority
and non-minority. Consequently, if the particular group is employed in a substantially
disparate manner(for example, even though the contractor has achieved its goals for women
generally,) the contractor may be in violation of the Executive Order if a specific minority
group of women is underutilized.
10. The contractor shall not use the goals and timetables or affirmative action standards to
discriminate against any person because of race, color, religion, sex, or national origin.
11. The contractor shall not enter into any subcontract with any person or firm debarred from
Government contracts pursuant to Executive Order 11246.
12. The contractor shall carry out such sanctions and penalties for violation of these
specifications and of the Equal Opportunity Clause, including suspension, termination, and
cancellation of existing subcontracts as may be imposed or ordered pursuant to Executive
Order 11246, as amended, and its implementing regulations, by the Office of Federal
Contract Compliance Programs. Any contractor who fails to carry out such sanctions and
penalties shall be in violation of these specifications and Executive Order 11246, as
amended.
13. The contractor, in fulfilling its obligations under these specifications, shall implement
specific affirmative action steps, at least as extensive as those standards prescribed in
paragraph 18.7 of these specifications, so as to achieve maximum results from its efforts to
ensure equal employment opportunity. If the contractor fails to comply with the requirements
of the Executive Order, the implementing regulations, or these specifications, the Director
shall proceed in accordance with 41 CFR 60-4.8.
14. The contractor shall designate a responsible official to monitor all employment related
activity to ensure that the company EEO policy is being carried out, to submit reports relating
to the provisions hereof as may be required by the Government, and to keep records.
Records shall at least include for each employee, the name, address, telephone number,
construction trade, union affiliation if any, employee identification number when assigned,
social security number, race, sex, status (e.g., mechanic, apprentice, trainee, helper, or
laborer), dates of changes in status, hours worked per week in the indicated trade, rate of
pay, and locations at which the work was performed. Records shall be maintained in an easily
understandable and retrievable form; however, to the degree that existing records satisfy this
requirement, contractors shall not be required to maintain separate records.
15. Nothing herein provided shall be construed as a limitation upon the application of other
laws which establish different standards of compliance or upon the application of
requirements for the hiring of local or other area residents (e.g., those under the Public Works
Employment Act of 1977 and the Community Development Block Grant Program).
Reference: Executive Order 11246& Title 41 CFR Part 60—4.3
FEDERAL REQUIREMENTS: FR-05
COPELAND "ANTI-KICKBACK" ACT— 18 U.S.C. 874/40 U.S.C. 276c/ 29 CFR Part 3
Compliance with Copeland Act requirements. The Contractor shall comply with the
requirements of 29 CFR Part 3 which are incorporated by reference in this contract.
TITLE 18, U.S.C.
Sec. 874. Kickbacks from public works employees
"Whoever, by force, intimidation, or threat of procuring dismissal from employment, or by any
other manner whatsoever induces any person employed in the construction, prosecution,
completion or repair of any public building, public work, or building or work financed in whole
or in part by loans or grants from the United States, to give up any part of the compensation
to which he is entitled under his contract of employment, shall be fined not more than $5,000
or imprisoned not more than five years, or both."
[18 U.S.C. 874 (June 25, 1948, ch. 645, Sec. 1, 62 Stat. 740, eff. Sept. 1, 1948) replaces the
former sec. 1 of the Copeland Act of June 13, 1934 (48 Stat. 948), which was codified as 40
U.S.C. 276b prior to its repeal by 62 Stat. 862, eff. Sept. 1, 1948.]
TITLE 40, U.S.C. (as amended)
Sec. 276c, Regulations governing contractors and subcontractors
"The Secretary of Labor shall make reasonable regulations for contractors and
subcontractors engaged in the construction, prosecution, completion or repair of public
buildings, public works or buildings or works financed in whole or in part by loans or grants
from the United States, including a provision that each contractor and subcontractor shall
furnish weekly a statement with respect to the wages paid each employee during the
preceding week. Section 1001 of Title 18 of the United States Code (Criminal Code and
Criminal Procedure) shall apply to such statements."
[40 U.S.C. 276c, as amended (48 Stat. 948 as amended by 62 Stat. 862, 63 Stat. 108, and
72 Stat. 967) constitutes the Copeland Act in its present form, which is a revision of section
2 of the original Act of June 13, 1934, section 1 of the original Act was repealed coincidentally
with its replacement by 18 U.S.C. 874, set out above.]
Reorganization Plan No. 14 of 1950 (15 F.R. 3176, 64 Stat. 1267, 5 U.S.C. 133z note):
"In order to assure coordination of administration and consistency of enforcement of the labor
standards provision of each of the [foregoing and other enumerated] Acts by the Federal
agencies responsible for the administration thereof, the Secretary of Labor shall prescribe
appropriate standards, regulations, and procedures, which shall be observed by these
agencies, and cause to be made by the Department of Labor such investigations,with respect
to compliance with and enforcement of such labor standards, as he deems desirable, ..."
FEDERAL REQUIREMENTS: FR-06
FEDERAL LABOR STANDARDS PROVISIONS (HUD 4010)
DAVIS - BACON REQUIREMENTS
Compliance with Davis-Bacon and Related Act Requirements: All rulings and
interpretations of the Davis-Bacon and Related Acts Contained in 29 CFR Parts 1, 3
and 5 are herein incorporated by reference.
For additional information regarding Labor Rates, please go to the following United States
Department of Labor website:
http://www.dol.aov/whd/contracts/dbra.htm
Applicability
The Project or Program to which the construction work covered by this contract pertains is
being assisted by the United States of America and the following Federal Labor Standards
Provisions are included in this Contract pursuant to the provisions applicable to such Federal
assistance.
1. (i) Minimum Wages All laborers and mechanics employed or working upon the site of the
work will be paid unconditionally and not less often than once a week, and without
subsequent deduction or rebate on any account (except such payroll deductions as are
permitted by the Secretary of Labor under the Copeland Act (29 CFR Part 3)), the full amount
of wages and bona fide fringe benefits (or cash equivalent thereof) due at time of payment
computed at rates not less than those contained in the wage determination of the Secretary
of Labor which is attached hereto and made a part hereof, regardless of any contractual
relationship which may be alleged to exist between the contractor and such laborers and
mechanics. Contributions made or costs reasonably anticipated for bona fide fringe benefits
under Section 1(b)(2) of the Davis-Bacon Act on behalf of laborers or mechanics are
considered wages paid to such laborers or mechanics, subject to the provisions of 29 CFR
5.5(a.)(1)(iv); also, regular contributions made or costs incurred for more than a weekly period
(but not less often than quarterly) under plans, funds, or programs which cover the particular
weekly period, are deemed to be constructively made or incurred during such weekly period.
Such laborers and mechanics shall be paid the appropriate wage rate and fringe benefits on
the wage determination for the classification of work actually performed, without regard to
skill, except as provided in 29 CFR Part 5.5(a)(4). Laborers or mechanics performing work in
more than one classification may be compensated at the rate specified for each classification
for the time actually worked therein: Provided, that the employer's payroll records accurately
set forth the time spent in each classification in which work is performed. The wage
determination (including any additional classification and wage rates conformed under 29
CFR 5.5(a)(1)(ii) and the Davis-Bacon poster (WH-1321) shall be posted at all times by the
contractor and its subcontractors at the site of the work in a prominent and accessible place
where it can easily be seen by the workers.
(ii) (a)Any class of laborers or mechanics, which is not listed in the wage determination and
which is to be employed under the contract shall be classified in conformance with the wage
determination. HUD shall approve an additional classification and wage rate and fringe
benefits therefore only when the following criteria have been met:
(1) The work to be performed by the classification requested is not performed by a
classification in the wage determination; and
(2) The classification is utilized in the area by the construction industry; and
(3) The proposed wage rate, including any bona fide fringe benefits, bears a reasonable
:.__1'___
(b) If the contractor and the laborers and mechanics to be employed in the classification (if
known), or their representatives, and HUD or its designee agree on the classification and
wage rate (including the amount designated for fringe benefits where appropriate), a report
of the action taken shall be sent by HUD or its designee to the Administrator of the Wage and
Hour Division, Employment Standards Administration, U.S. Department of Labor,
Washington, D.C. 20210. The Administrator, or an authorized representative, will approve,
modify, or disapprove every additional classification action within 30 days of receipt and so
advise HUD or its designee or will notify HUD or its designee within the 30-day period that
additional time is necessary. (Approved by the Office of Management and Budged under
OMB control number 12150140.)
(c) In the event the contractor, the laborers or mechanics to be employed in the classification
or their representatives, and HUD or its designee do not agree on the proposed classification
and wage rate (including the amount designated for fringe benefits where appropriate), HUD
or its designee shall refer the questions, including the views of all interested parties and the
recommendation of HUD or its designee, to the Administrator for determination. The
Administrator, or an authorized representative, will issue a determination within 30 days of
receipt and so advise HUD or its designee or will notify HUD or its designee within the 30-
day period that additional time is necessary. (Approved by the Office of Management and
Budged under OMB control number 12150140.)
(d) The wage rate (including fringe benefits where appropriate) determined pursuant to
subparagraphs (1)(ii) (b) or(c) of this paragraph, shall be paid to all workers performing work
in the classification under this contract from the first day on which work is performed in the
classification.
(iii) Whenever the minimum wage rate prescribed in the contract for a class of laborers or
mechanics includes a fringe benefit which is not expressed as an hourly rate, the contractor
shall either pay the benefit as stated in the wage determination or shall pay another bona fide
fringe benefit or an hourly cash equivalent thereof.
(iv) If the contractor does not make payments to a trustee or other third person, the contractor
may consider as part of the wages of any laborer or mechanic the amount of any costs
reasonably anticipated in providing bona fide fringe benefits under a plan or program,
Provided, That the Secretary of Labor has found, upon the written request of the contractor,
that the applicable standards of the Davis-Bacon Act have been met. The Secretary of Labor
may require the contractor to set aside in a separate account assets for the meeting of
obligations under the plan or program. (Approved by the Office of Management and Budged
under OMB control number 12150140.)
2. Withholding.
HUD or its designee shall upon its own action or upon written request of an authorized
representative of the Department of Labor withhold or cause to be withheld from the
contractor under this contract or any other Federal contract with the same prime contractor,
or any other Federally-assisted contract subject to David-Bacon prevailing wage
requirements, which is held by the same prime contractor, so much of the accrued payments
or advances as may be considered necessary to pay laborers and mechanics, including
apprentices, trainees, and helpers, employed by the contractor or any subcontractor the full
amount of wages required by the contract. In the event of failure to pay any laborer or
mechanic, including any apprentice, trainee, or helper, employed or working on the site of
work, all or part of the wages required by the contract, the HUD or its designee may, after
written notice to the contractor, sponsor, applicant, or owner, take such action as may be
necessary to cause the suspension of any further payment, advance, or guarantee of funds
until such violations have ceased. HUD or its designee may, after written notice to the
contractor, disburse such amounts withheld for and on account of the contractor or
subcontractor to the respective employees to whom they are due. The Comptroller General
shall make such disbursements in the case of direct Davis-Bacon Act contracts.
3. (i) Payrolls and basic records. Payrolls and basic records relating thereto shall be
maintained by the contractor during the course of the work and preserved for a period of three
years thereafter for all laborers and mechanics working at the site of the work. Such records
shall contain the name, address, and social security number of each such worker, his or her
correct classification, hourly rates of wages paid (including rates of contributions or costs
anticipated for bona fide fringe benefits or cash equivalents thereof of the types described in
Section 1(b)(2)(B) of the Davis-Bacon Act), daily and weekly number of hours worked,
deductions made and actual wages paid. Whenever the Secretary of Labor has found under
29 CFR 5.5(a)(1)(iv) that the wages of any laborer or mechanic include the amount of any
costs reasonably anticipated in providing benefits under a plan or program described in
Section 1(b)(2)(B) of the Davis-Bacon Act, the contractor shall maintain records which show
that the commitment to provide such benefits is enforceable, that the plan or program is
financially responsible, and that the plan or program has been communicated in writing to the
laborers or mechanics affected, and records which show the costs anticipated or the actual
costs incurred in providing such benefits. Contractors employing apprentices or trainees
under approved programs shall maintain written evidence of the registration of apprenticeship
programs and certification of trainee programs, the registration of the apprentices and
trainees, and the ratios and wage rates prescribed in the applicable programs. (Approved by
the Office of Management and Budget under OMB Control Numbers 1215-0140 and 1215-
0017.)
(ii) (a) The contractor shall submit weekly, for each week in which any contract work is
performed, a copy of all payrolls to HUD or its designee if the agency is a party to the contract,
but if the agency is not such a party, the contractor will submit the payrolls to the applicant
sponsor or owner, as the case may be, for transmission to HUD or its designee. The payrolls
submitted shall set out accurately and completely all of the information required to be
maintained under 29 CFR 5.5(a)(3)(i). This information may be submitted in any form desired.
Optional Form WH-347 is available for this purpose and may be purchased from the
Superintendent of Documents (Federal Stock Number 029-005-00014-1), U.S. Government
Printing Office, Washington, D.C. 20402. The prime contractor is responsible for the
submission of copies of payrolls by all subcontractors. (Approved by the Office of
Management and Budget under OMB Control Numbers 1215-0149.)
(b) Each payroll submitted shall be accompanied by a "Statement of Compliance, "signed by
the contractor or subcontractor or his or her agent who pays or supervises the payment of
the persons employed under the contract and shall certify the following:
(1) That the payroll for the payroll period contains the information required to be maintained
under CFR 5.5(a)(3)(i) above and that such information is correct and complete;
(2)That each laborer and mechanic(including each helper, apprentice and trainee)employed
on the contract during the payroll period has been paid the full weekly wages earned, without
rebate, either directly or indirectly, and that no deductions have been made either directly or
indirectly from the full wages earned, other than permissible deductions as set forth in
Regulations 29 CFR Part 3;
(3)That each laborer or mechanic has been paid not less than the applicable wage rates and
fringe benefits or cash equivalents for the classification of work performed, as specified in the
applicable wage determination incorporated into the contract.
(c) The weekly submission of a properly executed certification set forth on the reverse side
of Optional Form WH-347 shall satisfy the requirement for submission of the "Statement of
Compliance" required by paragraph A.3.(ii)(b).
(d) The falsification of any of the above certifications may subject the contractor or
subcontractor to civil or criminal prosecution under Section 1001 of Title 18 and Section 231
of Title 31 of the United States Code.
(iii) The contractor or subcontractor shall make the records required under paragraph A.3.(i)
available for inspection. convina or transcrintinn by authnri7Pd rPnrPcantativac of I-11in nr itc
designee, or the Department of Labor, and shall permit such representatives to interview
employees during working hours on the job. If the contractor or subcontractor fails to submit
the required records or to make them available, HUD or its designee may, after written notice
to the contractor, sponsor, applicant or owner, take such action as may be necessary to
cause the suspension of any further payment, advance, or guarantee of funds. Furthermore,
failure to submit the required records upon request or to make such records available may
be grounds for debarment action pursuant to 29 CFR 5.12.
4. Apprentices and Trainees.
(i) Apprentices. Apprentices will be permitted to work at less than the predetermined rate
for the work they performed when they are employed pursuant to and individually registered
in a bona fide apprenticeship program registered with the U.S. Department of Labor,
Employment and Training Administration, Office of Apprenticeship Training, Employer and
Labor Services or with a State Apprenticeship Agency recognized by the Office, or if a person
is employed in his or her first 90 days of probationary employment as an apprentice in such
an apprenticeship program, who is not individually registered in the program, but who has
been certified by the Office of Apprenticeship Training, Employer and Labor Services or a
State Apprenticeship Agency (where appropriate) to be eligible for probationary employment
as an apprentice. The allowable ratio of apprentices to journeymen on the job site in any craft
classification shall not be greater than the ratio permitted to the contractor as to the entire
work force under the registered program. Any worker listed on a payroll at an apprentice
wage rate, who is not registered or otherwise employed as stated above, shall be paid not
less than the applicable wage rate on the wage determination for the classification of work
actually performed. In addition, any apprentice performing work on the job site in excess of
the ratio permitted under the registered program shall be paid not less than the applicable
wage rate on the wage determination for the work actually performed. Where a contractor is
performing construction on a project in a locality other than that in which its program is
registered, the ratios and wage rates (expressed in percentages of the journeyman's hourly
rate) specified in the contractor's or subcontractor's registered program shall be observed.
Every apprentice must be paid at not less than the rate specified in the registered program
for the apprentice's level of progress, expressed as a percentage of the journeymen hourly
rate specified in the applicable wage determination. Apprentices shall be paid fringe benefits
in accordance with the provisions of the apprenticeship program. If the apprenticeship
program does not specify fringe benefits, apprentices must be paid the full amount of fringe
benefits listed on the wage determination for the applicable classification. If the Administrator
determines that a different practice prevails for the applicable apprentice classification,
fringes shall be paid in accordance with that determination. In the event the Office of
Apprenticeship Training, Employer and Labor Services, or a State Apprenticeship Agency
recognized by the Office, withdraws approval of an apprenticeship program, the contractor
will no longer be permitted to utilize apprentices at less than the applicable predetermined
rate for the work performed until an acceptable program is approved.
(ii) Trainees. Except as provided in 29 CFR 5.16, trainees will not be permitted to work at
less than the predetermined rate for the work performed unless they are employed pursuant
to and individually registered in a program which has received prior approval, evidenced by
formal certification by the U.S. Department of Labor, Employment and Training
Administration. The ratio of trainees to journeymen on the job site shall not be greater than
permitted under the plan approved by the Employment and Training Administration. Every
trainee must be paid at not less than the rate specified in the approved program for the
trainee's level of progress, expressed as a percentage of the journeyman hourly rate specified
in the applicable wage determination. Trainees shall be paid fringe benefits in accordance
with the provisions of the trainee program. If the trainee program does not mention fringe
benefits, trainees shall be paid the full amount of fringe benefits listed on the wage
determination unless the Administrator of the Wage and Hour Division determines that there
is an apprenticeship program associated with the corresponding journeyman wage rate on
the wage determination which provides for less than full fringe benefits for apprentices. Any
employee listed on the payroll at a trainee rate who is not registered and participating in a
training plan approved by the Employment and Training Administration shall be paid not less
thin+h.,nnnlirnhlc uunnc rn+c nn+hc leinnc rlc+crminn+inn fnr+hc rinccifirn+inr.of.inrL-,n+.1.,IIs.
performed. In addition, any trainee performing work on the job site in excess of the ratio
permitted under the registered program shall be paid not less than the applicable wage rate
on the wage determination for the work actually performed. In the event the Employment and
Training Administration withdraws approval of a training program,the contractor will no longer
be permitted to utilize trainees at less than the applicable predetermined rate for the work
performed until an acceptable program is approved.
(iii) Equal Employment Opportunity. The utilization of apprentices, trainees and
journeymen under 29 CFR Part 5 shall be in conformity with the equal employment
opportunity requirements of Executive Order 11246, as amended, and 29 CFR Part 30.
5. Compliance with Copeland Act Requirements.
The contractor shall comply with the requirements of 29 CFR Part 3, which are incorporated
by reference in this contract.
6. Subcontracts.The contractor or subcontractor shall insert in any subcontracts the clauses
contained in subparagraphs 1 through 11 of this paragraph A and such other clauses as HUD
or its designee may by appropriate instructions require, and a copy of the applicable
prevailing wage decision, and also a clause requiring the subcontractors to include these
clauses in any lower tier subcontracts. The prime contractor shall be responsible for the
compliance by any subcontractor or lower tier subcontractor with all the contract clauses in
this paragraph.
7. Contract termination: debarment. A breach of the contract clauses in 29 CFR 5.5 may
be grounds for termination of the contract, and for debarment as a contractor and a
subcontractor as provided in 29 CFR 5.12.
8. Compliance with Davis-Bacon and Related Act Requirements. All rulings and
interpretations of the Davis-Bacon and Related Acts contained in 29 CFR Parts 1, 3, and 5
are herein incorporated by reference in this contract.
9. Disputes Concerning Labor Standards. Disputes arising out of the labor standards
provisions of this contract shall not be subject to the general disputes clause of this contract.
Such disputes shall be resolved in accordance with the procedures of the Department of
Labor set forth in 29 CFR Parts 5, 6 and 7. Disputes within the meaning of this clause include
disputes between the contractor(or any of its subcontractors) and HUD, the U.S. Department
of Labor, or the employees or their representatives.
10. (i) Certification of Eligibility. By entering into this contract, the contractor certifies that
neither it (nor he or she) nor any person or firm who has an interest in the contractor's firm is
a person or firm ineligible to be awarded. Government contracts by virtue of section 3(a) of
the Davis- Bacon Act or 29 CFR 5.12(a) (1) or to be awarded HUD contracts or participate in
HUD programs pursuant to 24 CF Part 24.
(ii) No part of this contract shall be subcontracted to any person or firm ineligible for award
of a Government contract by virtue of section 3(a) of the Davis-Bacon Act or 29 CFR 5.12
(a)(1) or to be awarded HUD contracts or participate in HUD programs pursuant to 24 CFR
Part 24.
(iii) The penalty for making false statements is prescribed in the U.S. Criminal Code, 18 U.S.
Criminal 1001. Additionally, U.S. Criminal Code Section 1 01 0, Title 18, U.S.C. 1001.
Additionally, U.S. Criminal Code, Section 1 01 0, Title 18, U.S.C, "Federal Housing
Administration transactions", provides in part: "Whoever, for the purpose of influencing
in any way the action of such Administration....makes, utters or publishes any statement
knowing the same to be false.....shall be fined not more than $5,000 or imprisoned not more
than two years, or both."
11. Complaints, Proceedings, or Testimony by Employees. No laborer or mechanic to
whom the wase Salary nr nthar lahnr ctanriarric nrnvicinn of this ('.nntrart aro annlirahlo
shall be discharged or in any other manner discrimination against by the Contractor or any
subcontractor because such employee has filed any complaint or instituted or caused to be
instituted any proceeding or has testified or is about to testify in any proceeding under or
relating to the labor standards applicable under this Contract to his employer.
Reference: Title 29 CFR Part 5.5
"General Decision Number: TX20190021 01/04/2019
Superseded General Decision Number: TX20180031
State: Texas
Construction Type: Heavy
Counties: Nueces and San Patricio Counties in Texas.
HEAVY CONSTRUCTION PROJECTS (including Sewer and Water Line
Construction and Drainage Projects)
Note: Under Executive Order (EO) 13658, an hourly minimum wage
of $10. 60 for calendar year 2019 applies to all contracts
subject to the Davis-Bacon Act for which the contract is awarded
(and any solicitation was issued) on or after January 1, 2015.
If this contract is covered by the EO, the contractor must pay
all workers in any classification listed on this wage
determination at least $10.60 per hour (or the applicable
wage rate listed on this wage determination, if it is higher)
for all hours spent performing on the contract in calendar
year 2019. If this contract is covered by the HO and a
classification considered necessary for performance of work on
the contract does not appear on this wage determination, the
contractor must pay workers in that classification at least
the wage rate determined through the conformance process set
forth in 29 CFR 5.5(a) (1) (ii) (or the HO minimum wage rate,
if it is higher than the conformed wage rate) . The HO minimum
wage rate will be adjusted annually. Please note that
this EO applies to the above-mentioned types of contracts
entered into by the federal government that are subject
to the Davis-Bacon Act itself, but it does not apply
to contracts subject only to the Davis-Bacon Related Acts,
including those set forth at 29 CFR 5.1 (a) (2) -(60) . Additional
information on contractor requirements and worker protections
under the BO is available at www.dol.gov/whd/govcontracts.
Modification Number Publication Date
0 01/04/2019
* SUTX1987-001 12/01/1987
Rates Fringes
CARPENTER (Excluding Form
Setting) $ 9.05
Concrete Finisher $ 7.56
ELECTRICIAN $ 13.37 2.58
Laborers:
Common $ 7.25
Utility $ 7.68
Power equipment operators:
Backhoe $ 9.21
Motor Grader $ 8.72
WELDERS - Receive rate prescribed for craft performing
operation to which welding is incidental.
Note: Executive Order (EO) 13706, Establishing Paid Sick Leave
for Federal Contractors applies to all contracts subject to the
Davis-Bacon Act for which the contract is awarded (and any
solicitation was issued) on or after January 1, 2017. If this
contract is covered by the EO, the contractor must provide
employees with 1 hour of paid sick leave for every 30 hours
they work, up to 56 hours of paid sick leave each year.
Employees must be permitted to use paid sick leave for their
own illness, injury or other health-related needs, including
preventive care; to assist a family member (or person who is
like family to the employee) who is ill, injured, or has other
health-related needs, including preventive care; or for reasons
resulting from, or to assist a family member (or person who is
like family to the employee) who is a victim of, domestic
violence, sexual assault, or stalking. Additional information
on contractor requirements and worker protections under the EO
is available at www.dol.gov/whd/govcontracts.
Unlisted classifications needed for work not included within
the scope of the classifications listed may be added after
award only as provided in the labor standards contract clauses
(29CFR 5.5 (a) (1) (ii) ) .
The body of each wage determination lists the classification
and wage rates that have been found to be prevailing for the
cited type(s) of construction in the area covered by the wage
determination. The classifications are listed in alphabetical
order of ""identifiers"" that indicate whether the particular
rate is a union rate (current union negotiated rate for local) ,
a survey rate (weighted average rate) or a union average rate
(weighted union average rate) .
Union Rate Identifiers
A four letter classification abbreviation identifier enclosed
in dotted lines beginning with characters other than ""SU"" or
""UAVG"" denotes that the union classification and rate were
prevailing for that classification in the survey. Example:
PLUM0198-005 07/01/2014. PLUM is an abbreviation identifier of
the union which prevailed in the survey for this
classification, which in this example would be Plumbers. 0198
indicates the local union number or district council number
where applicable, i.e., Plumbers Local 0198. The next number,
005 in the example, is an internal number used in processing
the wage determination. 07/01/2014 is the effective date of the
most current negotiated rate, which in this example is July 1,
2014.
Union prevailing wage rates are updated to reflect all rate
changes in the collective bargaining agreement (CBA) governing
this classification and rate.
Survey Rate Identifiers
Classifications listed under the ""SU"" identifier indicate that
no one rate prevailed for this classification in the survey and
the published rate is derived by computing a weighted average
rate based on all the rates reported in the survey for that
classification. As this weighted average rate includes all
rates reported in the survey, it may include both union and
non-union rates. Example: SULA2012-007 5/13/2014. SU indicates
the rates are survey rates based on a weighted average
calculation of rates and are not majority rates. LA indicates
the State of Louisiana. 2012 is the year of survey on which
these classifications and rates are based. The next number, 007
in the example, is an internal number used in producing the
wage determination. 5/13/2014 indicates the survey completion
date for the classifications and rates under that identifier.
Survey wage rates are not updated and remain in effect until a
new survey is conducted.
Union Average Rate Identifiers
Classification(s) listed under the UAVG identifier indicate
that no single majority rate prevailed for those
classifications; however, 100% of the data reported for the
classifications was union data. EXAMPLE: UAVG-OH-0010
08/29/2014. UAVG indicates that the rate is a weighted union
average rate. OH indicates the state. The next number, 0010 in
the example, is an internal number used in producing the wage
determination. 08/29/2014 indicates the survey completion date
for the classifications and rates under that identifier.
A UAVG rate will be updated once a year, usually in January of
each year, to reflect a weighted average of the current
negotiated/CBA rate of the union locals from which the rate is
based.
WAGE DETERMINATION APPEALS PROCESS
1. ) Has there been an initial decision in the matter? This can
be:
* an existing published wage determination
* a survey underlying a wage determination
* a Wage and Hour Division letter setting forth a position on
a wage determination matter
* a conformance (additional classification and rate) ruling
On survey related matters, initial contact, including requests
for summaries of surveys, should be with the Wage and Hour
Regional Office for the area in which the survey was conducted
because those Regional Offices have responsibility for the
Davis-Bacon survey program. If the response from this initial
contact is not satisfactory, then the process described in 2. )
and 3.) should be followed.
With regard to any other matter not yet ripe for the formal
process described here, initial contact should be with the
Branch of Construction Wage Determinations. Write to:
Branch of Construction Wage Determinations
Wage and Hour Division
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
2. ) If the answer to the question in 1. ) is yes, then an
interested party (those affected by the action) can request
review and reconsideration from the Wage and Hour Administrator
(See 29 CFR Part 1.8 and 29 CFR Part 7) . Write to:
Wage and Hour Administrator
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
The request should be accompanied by a full statement of the
interested party's position and by any information (wage
payment data, project description, area practice material,
etc.) that the requestor considers relevant to the issue.
3. ) If the decision of the Administrator is not favorable, an
interested party may appeal directly to the Administrative
Review Board (formerly the Wage Appeals Board) . Write to:
Administrative Review Board
U.S. Department of Labor
200 Constitution Avenue, N.W.
Washington, DC 20210
4. ) All decisions by the Administrative Review Board are final.
END OF GENERAL DECISION
FEDERAL REQUIREMENTS: FR-07
CONTRACT WORK HOURS AND SAFETY STANDARDS ACT REQUIREMENTS
29 CFR PART 5
(1) Overtime requirements. No contractor or subcontractor contracting for any part of the
contract work which may require or involve the employment of laborers or mechanics shall
require or permit any such laborer or mechanic, in any workweek in which he or she is
employed on such work to work in excess of 40 hours in such workweek unless such laborer
or mechanic receives compensation at a rate not less than one and one-half times the basic
rate of pay for all hours worked in excess of forty hours in such workweek.
(2) Violation; Liability for Unpaid Wages; Liquidated Damages. In the event of any
violation of the clause set forth in subparagraph (1) of this paragraph, the contractor and any
subcontractor responsible therefor shall be liable for the unpaid wages. In addition, such
contractor and subcontractor shall be liable to the United States (in the case of work done
under contract for the District of Columbia or a territory, to such District or to such territory),
for liquidated damages. Such liquidated damages shall be computed with respect to each
individual laborer or mechanic, including watchmen and guards, employed in violation of the
clause set forth in subparagraph (1) of this paragraph above, in the sum of $10 for each
calendar day on which such individual was required or permitted to work in excess of the
standard workweek of 40 hours without payment of the overtime wages required by the
clause set forth in subparagraph (1) of this paragraph.
(3) Withholding for unpaid wages and liquidated damages. HUD or its designee shall
upon its own action or upon written request of an authorized representative of the Department
of Labor withhold or cause to be withheld, from any monies payable on account of work
performed by the contractor or subcontractor under any such contract or any other Federal
contract with the same prime contractor, or any other Federally-assisted contract subject to
the Contract Work Hours and Safety Standards Act, which is held by the same prime
contractor, such sums as may be determined to be necessary to satisfy any liabilities of such
contractor or subcontractor for unpaid wages and liquidated damages as provided in the
clause set forth in paragraph (2) of this paragraph.
(4) Subcontractors. The contractor or subcontractor shall insert in any subcontracts the
clauses set forth in paragraphs (1) through (4) of this paragraph and also a clause requiring
the subcontractor to include these clauses in any lower tier subcontracts. The prime
contractor shall be responsible for compliance by any subcontractor or lower tier
subcontractor with the clauses set forth in subparagraphs (1) through (4) of this paragraph.
(5) Health and Safety. No laborer or mechanic shall be required to work in surroundings or
under working conditions which are unsanitary, hazardous, or dangerous to his/her health
and safety as determined under construction safety and health standards promulgated by the
Secretary of Labor by regulation.
The Contractor shall comply with all regulations issued by the Secretary of Labor pursuant to
Title 29 Part1926 and failure to comply may result in imposition of sanctions pursuant to the
Contract Work Hours and Safety Standards Act, 40 USC 3701 et seq.
The Contractor shall include the provisions of this para-graph in every subcontract so
that such provisions will be binding on each subcontractor. The Contractor shall take
such action with respect to any subcontract as the Secretary of Housing and Urban
Development or the Secretary
Reference: 29 CFR Part 5.5&Advisory Circular 150/5100-6d
FEDERAL REQUIREMENTS: FR-08
REGULATIONS REGARDING REPORTING
INSTRUCTIONS HUD FORM 2516
This report is to be completed by grantees, developers, sponsors, builders, agencies, and/or
project owners for reporting contract and subcontract activities of$10,000 or more under the
following programs: Community Development Block Grants (entitlement and small cities);
Urban Development Action Grants; Housing Development Grants; Multifamily Insured and
Noninsured; Public and Indian Housing Authorities; and contracts entered into by recipients
of CDBG rehabilitation assistance. Contracts/subcontracts of less than $10,000 need be
reported only if such contracts represent a significant portion of your total contracting activity.
Include only contracts executed during this reporting period.
Section 3
This form has been modified to capture Section 3 contract data in columns 7g and 7i. Section
3 requires that the employment and other economic opportunities generated by HUD financial
assistance for housing and community development programs shall, to the greatest extent
feasible, be directed toward low- and very low-income persons, particularly those who are
recipients of government assistance for housing. Recipients using this form to report Section
3 contract data must also use Part I of form HUD- 60002 to report employment and training
opportunities data. Form HUD-2516 is to be may establish income ceilings higher or lower
than 80 per centum of the median for the area on the basis of the Secretary's findings that
such variations are necessary because of prevailing levels of construction costs or unusually
high or low-income families. Very low-income persons means low-income families (including
single persons) whose incomes do not exceed 50 per centum of the median family income
for the area, as determined by the Secretary with adjustments for smaller and larger families,
except that the Secretary may establish income ceilings higher or lower than 50 per centum
of the median for the area on the basis of the Secretary's findings that such variations are
necessary because of unusually high or low family incomes.
Submit two (2) copies of this report to your local HUD Office within ten (10) days after the
end of the reporting period you checked in item 4 on the front.
Community Development Programs
1. Grantee: Enter the name of the unit of government submitting this report.
2. Contact Person: Enter name and phone of person responsible for maintaining and
submitting contract/subcontract data.
3. Contact Person: Enter name and phone of person responsible for maintaining and
submitting contract/subcontract data.
7a. Grant Number: Enter the HUD Community Development Block Grant Identification
Number(with dashes). For example: B-32-MC-25-0034. For Entitlement Programs and Small
City multi-year comprehensive programs, enter the latest approved grant number.
7b. Amount of Contract/Subcontract: Enter the dollar amount rounded to the nearest
dollar. If subcontractor ID number is provided in 7f, the dollar figure would be for the
subcontract only and not for the prime contract.
7c. Type of Trade: Enter the numeric codes which best indicates the
contractor's/subcontractor's service. If subcontractor ID number is provided in 7f., the type of
trade code would be for the subcontractor only and not for the prime contractor. The "other"
category includes supply, professional services and all other activities except construction
and education/training activities.
7d. Business Racial/Ethnic/Gender Code: Enter the numeric code which indicates the
racial/ethnic/gender character of the owner(s) and controller(s)of 51%of the business. When
51% or more is not owned and controlled by any single racial/ethnic/gender category, enter
the code which seems most appropriate. If the subcontractor ID number is provided, the code
would apply to the subcontractor and not to the prime contractor.
7e. Woman Owned Business: Enter Yes or No.
7f. Contractor Identification (ID) Number: Enter the Employer(IRS) Number of the unique
identifier for prime recipient of HUD funds. Note that the Employer (IRS) Number must be
provided for each contract/subcontract awarded.
7g. Section 3 Contractor: Enter Yes or No.
7h. Subcontractor Identification (ID) Number: Enter the Employer (IRS) Number of the
subcontractor as the unique identifier for each subcontract awarded from HUD funds. When
the subcontractor ID Number is provided, the respective Prime
Contractor ID Number must also be provided.
7i. Section 3 Contractor: Enter Yes or No.
7j. Contractor/Subcontractor Name and Address: Enter this information for each A
Section 3 contractor/subcontractor is a business concern that provides economic
opportunities to low-and very low-income residents of the metropolitan area (nonmetropolitan
county), including a business concern that is 51 percent or more owned by low- or very low-
income residents; employs a substantial number of low- or very low-income residents; or
provides subcontracting or business development opportunities to businesses owned by low-
or very low-income residents. Low- and very low-income residents include participants in
Youth build programs established under Subtitle D of Title IV of the Cranston-Gonzalez
National Affordable Housing Act. The terms "low-income persons" and "very low-income
persons" have the same meanings given the terms in section 3(b) (2) of the United States
Housing Act of 1937.
Low-income persons mean families (including single persons)whose incomes do not exceed 80
per centum of the median income for the area, as determined by the Secretary, with adjustments
for smaller and larger families, except that the Secretary may establish Income ceilings higher or
lower than 80 percent of the median for the area on the basis of the Secretary's findings such
that variations are necessary because of prevailing levels of construction costs or unusually high
or low-income families. Very low-income persons mean low-Income families (including single
persons) whose incomes do not exceed 50 percent of the median family Income area, as
determined by the Secretary with adjustments or similar and larger families, except that the
Secretary may establish income ceilings higher or lower than 50 percent of the median for the
area on the basis of the Secretary's findings that such variations are necessary because of
unusually high or low family incomes.
INSTRUCTIONS FOR: FORM HUD-60002, Section 3 Summary Report, Economic
Opportunities for Low-and Very Low-Income Persons.
Instructions: This form is to be used to report annual accomplishments regarding employment
and other economic opportunities provided to low- and very low-income persons under Section
3 of the Housing and Urban Development Act of 1968. The Section 3 regulations apply to any
public and Indian housing programs that receive: (1) development assistance pursuant to
Section 5 of the U.S. Housing Act of 1937; (2) operating assistance pursuant to Section 9 of the
U.S. Housing Act of 1937; or(3) modernization grants pursuant to Section 14 of the U.S. Housing
Act of 1937 and to recipients of housing and community development assistance in excess
of$200,000 expended for: (1) housing rehabilitation (including reduction and abatement of lead-
based paint hazards); (2) housing construction; or (3) other public construction projects; and to
contracts and subcontracts in excess of$100,000 awarded in connection with the Section-3-
covered activity.
Form HUD-60002 has three parts, which are to be completed for all programs covered by Section
3. Part I relates to employment and training. The recipient has the option to determine
numerical employment/training goals either on the basis of the number of hours worked by new
hires (columns B, D, E and F). Part II of the form relates to contracting, and Part III summarizes
recipients' efforts to comply with Section 3.
Recipients or contractors subject to Section 3 requirements must maintain appropriate
documentation to establish that HUD financial assistance for housing and community
development programs were directed toward low- and very low-income persons.*A recipient of
Section 3 covered assistance shall submit one copy of this report to HUD Headquarters, Office
of Fair Housing and Equal Opportunity. Where the program providing assistance requires an
annual performance report, this Section 3 report is to be submitted at the same time the program
performance report is submitted. Where an annual performance report is not required, this
Section 3 report is to be submitted by January 10 and, if the project ends before December 31,
within 10 days of project completion. Only Prime Recipients are required to report to HUD.
The report must include accomplishments of all recipients and their Section 3 covered
contractors and subcontractors.
HUD Field Office: Enter the Field Office name.
1. Recipient: Enter the name and address of the recipient submitting this report.
2. Federal Identification: Enter the number that appears on the award form (with dashes). The
award may be a grant, cooperative agreement or contract.
3. Dollar Amount of Award: Enter the dollar amount, rounded to the nearest dollar, received by
the recipient.
4 & 5. Contact Person/Phone: Enter the name and telephone number of the person with
knowledge of the award and the recipient's implementation of Section 3.
6. Reporting Period: Indicate the time period (months and year) this report covers.
7. Date Report Submitted: Enter the appropriate date.
8. Program Code: Enter the appropriate program code as listed at the bottom of the page.
9. Program Name: Enter the name of HUD Program corresponding with the "Program Code" in
number 8.
Part I: Employment and Training Opportunities
Column A: Contains various job categories. Professionals are defined as people who have
special knowledge of an occupation (i.e. supervisors, architects, surveyors, planners, and
computer programmers). For construction positions, list each trade and provide data in columns
B through F for each trade where persons were employed. The category of "Other" includes
occupations such as service workers.
Column B: (Mandatory Field) Enter the number of new hires for each category of workers
identified in Column A in connection with this award. New hire refers to a person who is not on
the contractor's or recipient's payroll for employment at the time of selection for the Section 3
covered award or at the time of receipt of Section 3 covered assistance.
Column C: (Mandatory Field) Enter the number of Section 3 new hires for each category of
workers identified in Column A in connection with this award. Section 3 new hire refers to a
Section 3 resident who is not on the contractor's or recipient's payroll for employment at the time
of selection for the Section 3 covered award or at the time of receipt of Section 3 covered
assistance.
Column D: Enter the percentage of all the staff hours of new hires (Section 3 residents) in
connection with this award.
Column E: Enter the percentage of the total staff hours worked for Section 3 employees and
trainees (including new hires) connected with this award. Include staff hours for part-time and
full-time positions.
Column F: (Mandatory Field) Enter the number of Section 3 residents that were trained in
connection with this award.
Part II: Contract Opportunities
Block 1: Construction Contracts
Item A: Enter the total dollar amount of all contracts awarded on the project/program.
Item B: Enter the total dollar amount of contracts connected with this project/program that were
awarded to Section 3 businesses.
Item C: Enter the percentage of the total dollar amount of contracts connected with this
project/program awarded to Section 3 businesses.
Item D: Enter the number of Section 3 businesses receiving awards.
Block 2: Non-Construction Contracts
Item A: Enter the total dollar amount of all contracts awarded on the project/program.
Item B: Enter the total dollar amount of contracts connected with this project awarded to Section
3 businesses.
Item C: Enter the percentage of the total dollar amount of contracts connected with this
project/program awarded to Section 3 businesses.
Item D: Enter the number of Section 3 businesses receiving awards.
Part III: Summary of Efforts— Self-explanatory
Submit one (1) copy of this report to the HUD Headquarters Office of Fair Housing and Equal
Opportunity, at the same time the performance report is submitted to the program office. The
Section 3 report is submitted by January 10. Include only contracts executed during the period
specified in item 8. PHAs/IHAs are to report all contracts/subcontracts.
*The terms"low-income persons" and very low-income persons" have the same meanings given
mean families (including single persons)whose incomes do not exceed 80 percent of the median
income for the area, as determined by the Secretary, with adjustments for smaller and larger
families, except that The Secretary may establish income ceilings higher or lower than 80 percent
of the median for the area on the basis of the Secretary's findings such that variations are
necessary because of prevailing levels of construction costs or unusually high- or low-income
families. Very low-income persons mean low-income families (including single persons)whose
incomes do not exceed 50 percent of the median family income area, as determined by the
Secretary with adjustments or smaller and larger families, except that the
Secretary may establish income ceilings higher or lower than 50 percent of the median for the
area on the basis of the Secretary's findings that such variations are necessary because of
unusually high or low family incomes.
Contract and Subcontract Activity U.S.Department of Housing and Urban Development OMB Approval No.: 2535-0117(exp.12/3112006)
Public Reporting burden for this collection of information is estimated to average.50 hours per response,including the time for reviewing instructions,searching existing data sources,gathering and maintaining the data needed,and
completing and reviewing the collection of information. This information is voluntary. HUD may not collect this information,and you are not required to complete this form,unless it displays a currently valid OMB Control Number.
Executive Order 12421 dated July 14,1983,directs the Minority Business Development Plans shall be developed by each Federal Agency and that these annual plans shall establish minority business development objectives. The
information Is used by HUD to monitor and evaluate MBB activities against the total program activity and the designated minority business enterprise(MBE)goals. The Department requires the information to provide guidance and
oversight for programs for the development of minority business enterprise concerning Minority Business Development. If the information is not collected HUD would not be able to establish meaningful MBE goals not evaluate MBE
performance against these goals.
While no assurances of confidentiality is pledged to respondents,HUD generally disclosed this data only in response to a Freedom of Information request
Privacy Act Notice—The United States Department of Housing and Urban Development,Federal Housing Administration,is authorized to solicit the information requested in this form by virtue of Tide 12,Untied States Code,Section
1701 et seq.,and regulations promulgated there under at Title 12,Code of Federal regulations, It will not be disclosed or released outside the United States Department of Housing and Urban Development without your consent,except
as required or permitted by law.
1.Grantee/Project Owner/Developer/Sponsor/Builder/Agency Check if: 2.Location(City,State,ZIP Code)
City of Corpus Christi PHA o 1201 Leopard St.,Corpus Christi,TX 78401
IHA o
3a.Name of Contact Person 3b.Phone Number(including Area Code)361-880-3017 5.Program Codeprograms.) 6.Date Submitted to Field
4. Reporting Period (PlatapplicableforCPDO Office
Rudy Bentancourt,CD Adntinislrator ❑°eta— to Sept.30,(Annual-FY) See explanation of codes at bottom of page. October 1
Use a separate sheet far each program code.
Grant/Project Number Amount of Type of Contractor or Woman Prime Sec. Subcontractor Sec. Contractor/Subcontractor Name and Address
or HUD Case Number Contractor Trade Subcontractor Owned Contractor 3 Identification 3 7j.
or other identification Subcontract Code Business Business Identification (ID)Number
of property, (See Raciai/Ethnic (Yes or (ID)Number Contr Sub.
subdivision,dwelling below) Code No.) Name Street City State Zip
unit,etc. (See below)
Project Name 7b. 7d. 7e. 7£ 7h. 7i.
7a. 7a_ , 7g.
•
I .
1=New Construction 1=New Construction 6=Professional 1=White Americans 1=All insured,including Section 8 5=Section 202
2=Education/Training 2=Substantial Rehab, 7=Tenant Services 2=Black Americans 2=Flexible Subsidy
7c: Type of Trade Codes 7d:Recial/Etbnic Codes: 5.Program Codes(Complete for Housing and Public and Indian Housing programs only):
CPD: Housing/Public Housing:
6=HUD-Held(Management)
3=Other 3=Repair 8==Education/Training 3=Native Americans 3=Section 8 Noninsured.Non-HFDA 7=Public/Indian Housing
4=Service 9=Arch./Engrg,Appraisal 4=Hispanic Americans 4=Insured(Management)
5=Project Mange. 0=Other 5=Asian/Pacific Americans
6=Hasidic Jews
form HUD-2516(8/48)
1
Section 3 Summary Report U.S.Department of Housing OMB Approval No: 2529-0043
Economic Opportunities for and Urban Development (exp.11/30/2010)
Low—and Very Low-Income Persons Office of Fair Housina
And Equal Opportunity
HUD Field Office:
Section back of page for Public Reporting Burden statement
HUD Field Office:
1.Recipient Name&Address: (street,city,state,zip) 2.Federal Identification: (grant no.) 3.Total Amount of Award:
4.Contact Person 5.Phone: (Include area code)
6.Length of Grant: 7.Reporting Period:
8.Date Report Submitted: 9.Program Code: (Use separate sheet 10. Program Name:
for each program code)
Part I: Employment and Training("Columns B,C and F are mandatory fields. Include New Hires in E&F)
A B C D E F
Number of Number of New %of Aggregate Number %of Total Staff Hours Number of Section 3
Job Category New Hires Hires that are of Staff Hours of New Hires for Section 3 Employees Trainees
Sec.3 Residents that are Sec.3 Residents and Trainees
Professionals
Technicians
Office/Clerical
Construction by Trade(List)
Trade
Trade
Trade
Trade
Trade
Other(List)
Total
Program Codes 3=Public/Indian Housing 4=Homeless Assistance 8=CDBG State Administered
1=Flexible Subsidy A=Development, 5=HOME 9=Other CO Programs
2=Section 202/811 B=Operation 6=HOME State Administered 10=Other Housing Programs
Page 1 of 2 form HUD 60002(6/2001)
Ref 24 CFR 135
Part II: Contracts Awarded
1. Construction Contracts:
A. Total dollar amount of all contracts awarded on the project $
B. Total dollar amount of contracts awarded to Section 3 businesses $
C. Percentage of the total dollar amount that was awarded to Section 3 businesses
D. Total number of Section 3 businesses receiving contracts
2. Non-Construction Contracts:
A. Total dollar amount all non-construction contracts awarded on the project/activity $
B. Total dollar amount of non-construction contracts awarded to Section 3 businesses $
C. Percentage of the total dollar amount that was awarded to Section 3 businesses
D. Total number of Section 3 businesses receiving non-construction contracts
Part III: Summary
Indicate the efforts made to direct the employment and other economic opportunities generated by HUD financial assistance for housing and
community development programs, to the greatest extent feasible, toward low-and very low-income persons, particularly those who are
recipients of government assistance for housing. (Check all that apply.)
Attempted to recruit low-income residents through: local advertising media,signs prominently displayed at the project site, contracts
with the community organizations and public or private agencies operating within the metropolitan area(or nonmetropolitan county)in
which the Section 3 covered program or project is located,or similar methods.
Participated in a HUD program or other program which promotes the training or employment of Section 3 residents.
Participated in a HUD program or other program which promotes the award of contracts to business concerns which meet the definition
of Section 3 business concerns.
Coordinated with Youthbuild Programs administered in the metropolitan area in which the Section 3 covered project is located.
Other;describe below.
Public reporting for this collection of information is estimated to average 2 hours per response,including the time for reviewing instructions,
searching existing data sources,gathering and maintaining the data needed,and completing and reviewing the collection of information. This
agency may not collect this information,and you are not required to complete this form,unless it displays a currently valid OMB number.
Section 3 of the Housing and Urban Development Act of 1968,as amended, 12 U.S.C. 1701 u,mandates that the Department ensures that
employment and other economic opportunities generated by its housing and community development assistance programs are directed toward
low-and very-low income persons,particularly those who are recipients of government assistance housing. The regulations are found at 24
CFR Part 135. The information will be used by the Department to monitor program recipients'compliance with Section 3,to assess the results
of the Department's efforts to meet the statutory objectives of Section 3,to prepare reports to Congress,and by recipients as self-monitoring
tool. The data is entered into a database and will be analyzed and distributed. The collection of information involves recipients receiving
Federal financial assistance for housing and community development programs covered by Section 3. The information will be collected
annually to assist HUD in meeting its reporting requirements under Section 808(e)(6)of the Fair Housing Act and Section 916 of the HCDA of
1992. An assurance of confidentiality is not applicable to this form. The Privacy Act of 1974 and OMB Circular A-108 are not applicable. The
reporting requirements do not contain sensitive questions. Data is cumulative;personal identifying information is not included.
Page 2 of 2 form HUD 60002(11/2010)
Ref 24 CFR 135
FEDERAL REQUIREMENTS: FR-9
RIGHTS TO INVENTIONS
All rights to inventions and materials generated under this contract are subject to regulations
issued by HUD or its designee and the Sponsor of the Federal grant under which this contract
is executed.
Reference: 24 CFR 85.36
FEDERAL REQUIREMENTS: FR-10
ACCESS TO RECORDS AND RECORD RETENTION
The Contractor shall maintain an acceptable cost accounting system. The Contractor agrees
to provide the Sponsor, HUD and the Comptroller General of the United States or any of their
duly authorized representative's access to any books, documents, papers, and records of the
contractor which are directly pertinent to the specific contract for the purpose of making audit,
examination, excerpts and transcriptions. The Contractor agrees to maintain all books,
records and reports required under this contract for a period of not less than three years after
final payment is made and all pending matters are closed.
Reference: 24 CFR 85.36
FEDERAL REQUIREMENTS: FR-11
CLEAN AIR AND WATER POLLUTION CONTROL
Contractors and subcontractors agree:
a. That any facility to be used in the performance of the contract or subcontract or to benefit
from the contract is not listed on the Environmental Protection Agency (EPA) List of Violating
Facilities;
b. To comply with all the requirements of Section 114 of the Clean Air Act, as amended, 42
U.S.C. 1857 et seq. and Section 308 of the Federal Water Pollution Control Act, as amended,
33 U.S.C. 1251 et seq. relating to inspection, monitoring, entry, reports, and information, as
well as all other requirements specified in Section 114 and Section 308 of the Acts,
respectively, and all other regulations and guidelines issued thereunder;
c. That, as a condition for the award of this contract, the contractor or subcontractor will notify
the awarding official of the receipt of any communication from the EPA indicating that a facility
to be used for the performance of or benefit from the contract is under consideration to be
listed on the EPA List of Violating Facilities;
d. To include or cause to be included in any construction contract or subcontract which
exceeds $ 100,000 the aforementioned criteria and requirements.
Reference: Clean Air Act(42 U.S.C. 7401 et seq.), Federal Water Pollution Control Act(33
U.S.C. 1251 et seq.) as amended, (24 CFR 85.36 & Section 306 of the Clean Air Act &
Section 508 of the Clean Water Act
FEDERAL REQUIREMENTS: FR-12
ENERGY CONSERVATION REQUIREMENTS
The contractor agrees to comply with mandatory standards and policies relating to energy
efficiency that are contained in the state energy conservation plan issued in compliance with
the Energy Policy and Conservation Act (Public Law 94-163).
Reference: Title 24 CFR 85.36 &Public Law 94-163
FEDERAL REQUIREMENTS: FR-13
CERTIFICATION REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND
VOLUNTARY EXCLUSION
The Contractor certifies, by acceptance of this contract, that neither it nor its principals is
presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily
excluded from participation in this transaction by any Federal department or agency. It further
agrees that it will include this clause without modification in all lower tier transactions,
solicitations, proposals, contracts, and subcontracts.
Reference: 24 CFR 85.35
FEDERAL REQUIREMENTS: FR-14
LOBBYING AND INFLUENCING FEDERAL EMPLOYEES
(1) No Federal appropriated funds shall be paid, by or on behalf of the contractor, to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with the making of any Federal grant and the amendment or
modification of any Federal grant.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with any Federal grant, the contractor shall complete and submit
Standard Form-LLL, "Disclosure of Lobby Activities," in accordance with its instructions.
Reference: Title 49 CFR Part 20, Appendix A
FEDERAL REQUIREMENTS: FR-15
ECONOMIC OPPORTUNITIES FOR LOW AND VERY-LOW INCOME PERSONS
Section 3 Clause.
Housing and Urban Development Act of 1968
All section 3 covered contracts shall include the following clause (referred to as the section 3
clause):
A. The work to be performed under this contract is subject to the requirements of section 3
of the Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701u
(section 3). The purpose of section 3 is to ensure that employment and other economic
opportunities generated by HUD assistance or HUD-assisted projects covered by section
3, shall, to the greatest extent feasible, be directed to low-and very low-income persons,
particularly persons who are recipients of HUD assistance for housing.
B. The parties to this contract agree to comply with HUD's regulations in 24 CFR part 135,
which implement section 3. As evidenced by their execution of this contract, the parties
to this contract certify that they are under no contractual or other impediment that would
prevent them from complying with the part 135 regulations.
C. The contractor agrees to send to each labor organization or representative of workers
with which the contractor has a collective bargaining agreement or other understanding,
if any, a notice advising the labor organization or workers' representative of the
contractor's commitments under this section 3 clause, and will post copies of the notice
in conspicuous places at the work site where both employees and applicants for training
and employment positions can see the notice. The notice shall describe the section 3
preference, shall set forth minimum number and job titles subject to hire, availability of
apprenticeship and training positions, the qualifications for each; and the name and
location of the person(s)taking applications for each of the positions; and the anticipated
date the work shall begin.
D. The contractor agrees to include this section 3 clause in every subcontract subject to
compliance with regulations in 24 CFR part 135, and agrees to take appropriate action,
as provided in an applicable provision of the subcontract or in this section 3 clause, upon
a finding that the subcontractor is in violation of the regulations in 24 CFR part 135. The
contractor will not subcontract with any subcontractor where the contractor has notice or
knowledge that the subcontractor has been found in violation of the regulations in 24
CFR part 135.
E. The contractor will certify that any vacant employment positions, including training
positions, that are filled (1) after the contractor is selected but before the contract is
executed, and (2) with persons other than those to whom the regulations of 24 CFR part
135 require employment opportunities to be directed, were not filled to circumvent the
contractor's obligations under 24 CFR part 135.
F. Noncompliance with HUD's regulations in 24 CFR part 135 may result in sanctions,
termination of this contract for default, and debarment or suspension from future HUD
assisted contracts.
G. With respect to work performed in connection with section 3 covered Indian housing
assistance, section 7(b) of the Indian Self-Determination and Education Assistance Act
(25 U.S.C. 450e) also applies to the work to be performed under this contract. Section
7(b) requires that to the greatest extent feasible (i) preference and opportunities for
training and employment shall be given to Indians, and (ii) preference in the award of
contracts and subcontracts shall be given to Indian organizations and Indian-owned
Economic Enterprises. Parties to this contract that are subject to the provisions of section
3 and section 7(b) agree to comply with section 3 to the maximum extent feasible, but
not in derogation of compliance with section 7(b).
§ 135.40 Providing other economic opportunities.
(a) General. In accordance with the findings of the Congress, as stated in section 3, that
other economic opportunities offer an effective means of empowering low-income
persons, a recipient is encouraged to undertake efforts to provide to low-income persons
economic opportunities other than training, employment, and contract awards, in
connection with section 3 covered assistance.
(b) Other training and employment related opportunities. Other economic opportunities
to train and employ section 3 residents include, but need not be limited to, use of"upward
mobility", "bridge" and trainee positions to fill vacancies; hiring section 3 residents in
management and maintenance positions within other housing developments; and hiring
section 3 residents in part-time positions.
(c) Other business related economic opportunities.
(I)A recipient or contractor may provide economic opportunities to establish, stabilize
or expand section 3 business concerns, including micro-enterprises. Such
opportunities include, but are not limited to the formation of section 3 joint ventures,
financial support for affiliating with franchise development, use of labor only contracts
for building trades, purchase of supplies and materials from housing authority
resident-owned businesses, purchase of materials and supplies from PHA resident-
owned businesses and use of procedures under 24 CFR part 963 regarding HA
contracts to HA resident-owned businesses. A recipient or contractor may employ
these methods directly or may provide incentives to non-section 3 businesses to
utilize such methods to provide other economic opportunities to low-income persons.
(2)A section 3 joint venture means an association of business concerns, one of which
qualifies as a section 3 business concern, formed by written joint venture agreement
to engage in and carry out a specific business venture for which purpose the business
concerns combine their efforts, resources, and skills for joint profit, but not necessarily
on a continuing or permanent basis for conducting business generally, and for which
the section 3 business concern:
(i) Is responsible for a clearly defined portion of the work to be performed and holds
management responsibilities in the joint venture; and
(ii) Performs at least 25 percent of the work and is contractually entitled to
compensation proportionate to its work.
Subpart C [Reserved]
FEDERAL REQUIREMENTS: FR-16
AFFIRMATIVE ACTION REGULATIONS AND PLAN
An Affirmative Action Plan (AAP) must be submitted by the prime contractor and all
subcontractors who have subcontracts of $10,000 or more on the project. These must be
displayed on the project bulletin board or posted on site for employee view and must include
the percentage of AAP goals.
FEDERAL REQUIREMENTS: FR-17
WOMEN AND MINORITY OWNED BUSINESSES (M/WBE)
The Contractor will do the best efforts to afford small business (Section 3 (a) of the Small
Business Act), minority businesses enterprises and women business enterprises (51% +
owned or controlled by minority group members or women) the maximum practicable
opportunity to participate in the performance of this project.
FEDERAL REQUIREMENTS: FR-18
ACCESSIBILITY SECTION 504 COMPLIANCE
CDBG regulations require adherence to the following regulations: Americans with
Disabilities Act (ADA) removal of architectural and communications barriers. Section 504 of
the Rehabilitation Act of 1973 prohibits discrimination in Federally assisted programs on the
basis of disability.
FEDERAL REQUIREMENTS: FR-19
TEXAS ARCHITECTURAL BARRIERS ACT
Elimination of Architectural Barriers , Government Code Chapter 469.-The intent of this chapter is to ensure
that each building and facility subject to this chapter is accessible to and functional for persons with
disabilities without causing the loss of function, space, or facilities. A State compliance certificate will be
required at completion of project construction for contracts $50,000 and above; the contractor shall strictly
adhere to the construction approved drawings and specifications to accomplish final Certification from the
Texas Department of Licensing and Regulations (TDLR.)
FEDERAL REQUIREMENTS: FR-20
DRUG-FREE WORKPLACE REQUIREMENTS
The Drug-Free Workplace Act of 1988 (42 U.S.C. 701) requires grantees (including individuals) of
federal agencies, as a prior condition of being awarded a grant, to certify that they will provide drug-free
workplaces. Each potential recipient must certify that it will comply with drug-free workplace
requirements in accordance with the Act and with HUD's rules at 24 CFR part 24, subpart F.
FEDERAL REQUIREMENTS: FR-21
FIELD REQUIREMENTS
TO BE POSTED:
All posting documents must be placed in a visible location at the job site on a notice board:
Davis-Bacon Poster: The WH Publication 1321 must be placed in a visible location at the
job site on a notice board with the Contractor's and sub-contractors'Affirmative Action Plans
when applicable.
Davis-Bacon Prevailing Wage Rates: The Contractor shall display in a visible location at
the job site on a notice board for employee viewing the Federal Wage Rates that apply to
each Individual type of project.
HUD Form 4010 Federal Labor Standards Provisions: The Contractor must be place in a
visible location at the job site on a notice board the requirements of Davis- Bacon, Copeland,
and Contract Work Hours and Safety Standards Acts.
Section 3 Notice: The Contractor must inform workers of Economic Opportunities for Low
and Very-Low Income Persons. Information pertaining to this notice must be placed in a
visible location at the job site on a notice board.
Executive Order 112461: The Contractor must place in a visible location at the job site on a
notice board requirements that set forth the anti-discrimination policy for this project. Parts II
& Ill of this Executive Order are applicable along with Executive Order 11375 concerning
employment discrimination on the basis of race, color, sex, religion and national origin.
Affirmative Action Plan: An Affirmative Action Plan must be submitted by the prime
contractor and all sub-contractors who have sub-contracts of $10,000.00 or more on the
project. These plans must be displayed on the project bulletin board for employee view
CDBG Project Sign: Project Sign: Contractors responsible to install in a visible location as
selected by the City, a CDBG Project Sign prior to commencement of construction.
Dimensions and design is attached. The field location will be determined prior to work start.
Compliance Affidavit: The Contractor must sign and return the attached affidavit to the City
prior to beginning work on the project.
Affirmative Action Plan: The Contractor must submit and post this plan at the jobsite.
Affidavit and Waiver of Lien by Contractor: The Contractor must complete, sign and return
this waiver with each request for payment.
CDBG
PROJECT SIGN
8'
Red
PROJECT NAME Background
Project Address
White Letters
CITY OF CORPUS CHRISTI
White
Community Development Block Grant (CDBG) Background
Black
U. S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Letters
(HUD)
CDBG FUNDS: $ Total Pro'ect Cost: $
Blue
Contractor: Background
Address:
Phone Number: White Letters
4'
3'6"
Contractor to locate sign where it is most visible to the public and as approved by City
Sign is made from a 4 feet x 8 feet sheet of 3/" plywood.
Sign should be posted at a minimum of than 3' 6" high from ground level.
AFFIRMATIVE ACTION PLAN
in compliance with Executive Order No. 11246 and Section 3 of the
1968 Housing & Urban Development Act regarding Equal Employment Opportunity hereby gives notice
that no person in the United States shall, on the ground of race, color, religion, sex or national origin, be
denied employment, and further assurance is also given that will
immediately take any reasonable measures necessary to effectuate this policy. Notice of the policy will
be placed in plain sight on the job location for the benefit of interested parties, and all subcontractors will
be so notified. All Equal Opportunity posters will be displayed as required.
has been appointed as the Equal Employment Opportunity Officer to
coordinate company efforts, to advise and assist key personnel and staff,and officially serve as focal point
for complaints, inquires, etc. Attachment #2 reflects present employment of the company and
percentage goals for projected hiring of lower-income residents, minorities and women.
AFFIRMATIVE SUBCONTRACTING
In accordance with Paragraph 135.70 of Section 3, Attachment #1 reflects anticipated subcontractor(s)
needed (by craft) and approximate dollar amounts in each category for the duration of this project.
will use the HUD Business Registry, as far as possible, in the project area and
inform subcontractors of the need to be on the HUD Registry. Specific efforts will be made to contact and
use minority-owned businesses in the project area to the maximum extent feasible.
Section 3 requirements and language will be in each subcontractor bid and/or proposal for work on this
project. Compliance with Section 3 and Executive Order No. 11246 will be required of all subcontractors
of$10,000 or more.
UTILIZING LOWER INCOME RESIDENTS, MINORITIES AND WOMEN
To the maximum extent feasible, and any subcontractors will use lower
income residents as trainees, apprentices and workers (if qualified) to complete the work on this project.
Special outreach efforts will be made to various public and private recruitment sources such as the Texas
Employment Commission and Manpower. Special efforts will also be made to recruit minorities and
women. and all its subcontractors will determine by craft and/or
position the approximate manpower needs to complete the project. The manpower needs will be made
known to the resources named above. Attachments #2 and #3 shall be completed by
and each subcontractor to assure that reasonable goals and target
dates are a formal part of any contract or subcontract. Attachment #2 indicates current workforce, and
Attachment #3 shows projected workforce needs and goals for lower income residents, minorities and
women.
PROMOTION, DEMOTION, PAY RATES, LAYOFFS, ETC.
All personnel actions of the company shall be made on a nondiscriminatory basis without regard to race
color, religion, sex or national origin. We will inform each subcontractor of these affirmative action
requirements and insure compliance.
RECORDS AND REPORTS
will submit all reports required in a timely fashion. The Company will also
assure that all subcontractors shall submit required reports as needed.
(print) Name of Executive Officer SIGNATURE DATE
(print) Name of EEO Officer SIGNATURE DATE
COMPANY NAME:
ADDRESS:
PHONE NO.:
AFFIDAVIT AND WAIVER OF LIEN BY CONTRACTOR
STATE OF TEXAS
COUNTY OF
Personally appeared before me,the undersigned authority in and for said State and
County, (Name/Title)of
(Name of Company)
which firm is hereinafter called"Contractor",who being duly sworn states on oath that he
has personal knowledge of the following:
1. Contractor has paid in full all debts, obligations, and liabilities(including,without
limitation, all debts,obligations, and liabilities for labor,materials, equipment or
services,and for all local,state or federal taxes)which have been incurred by
Contractor,or which are claimed by others to have been incurred by Contractor, or
which have arisen in conjunction with work done,or labor, materials, equipment or
services furnished by Contractor under contract with the City of Corpus Christi on
the
(Project Name)
2. This Affidavit and Waiver is made and given upon and in exchange for final payment
of all sums due Contractor by the City of Corpus Christi under the terms of said
contract. In consideration therefor, Contractor waives and releases any and all
claims and any and all liens or rights to liens which Contractor has or may have
against the City of Corpus Christi for amounts due and owing to Contractor by virtue
of Contractor furnishing the labor, materials,equipment or services referred to
above.
The above statements are made by (Name)of
(Name of Company)
individually and on behalf of the Contractor.
(Name and Title)
(Company Name)
Sworn to and subscribed before me on (Date).
Notary Public
State of Texas
Commission Expires
END OF FEDERAL REQUIREMENTS