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C2021-066 - 3/16/2021 - Approved
DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Service Agreement No. 2901 i CITY OF CORPUS CHRISTI AMENDMENT NO. 1 to the CONTRACT FOR PROFESSIONAL SERVICES The City of Corpus Christi, Texas, hereinafter called "CITY," and Lockwood, Andrews and Newnam, Inc. hereinafter called "CONSULTANT," agree to the following amendment to the Contract for Professional Services for Project 20277 North Beach Navigable Canal project, as authorized and administratively amended by: Original Contract I June 30,2020 Council Ordinance No. 032146 $508,988.00 IN THE ORIGINAL CONTRACT, EXHIBIT A, SCOPE OF SERVICES, shall be modified as shown in the attached Exhibit A. IN THE ORIGINAL CONTRACT, COMPENSATION shall be modified as shown in the attached Exhibit A for an additional fee not to exceed $123,745.00 for a total revised fee not to exceed $632,733.00. All other terms and conditions of the June 30, 2020 contract between the "CITY' and "CONSULTANT' and of any amendments to that contract which are not specifically addressed herein shall remain in full force and effect. CITY OF CORPUS CHRISTI LOCKWOOD, ANDREWS & NEWNAM, INC. DocuSigned by: DocuSigned by: (,l�.Ol.(,l, �b�V1 3/18/2021 IS fWW, A. j t;U( M4) P,f,3/2/2021 Mrage-r A6 dr,lguez Date Steve ireath, P.E. Date Chief of Staff Vice President 500 N. Shoreline, Suite 500 Corpus Christi, Texas 78401 (361) 882-2257 SAOilbreathlan-inc.com SM Harrislan-inc.com M2021-054 Authorized By APPROVED AS TO FORM EDocuSigned by: Council 03/16/2021 QIOAu— gWV1&—r4,?J 3/4/2021 Lega epar i ment Date DS IF�/S ATTEST: DocuSigned by: Rebecca Huerta City Secretary DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 EXHIBITA Scope of Services and Summary of Fees Overview In December 2019, the City of Corpus Christi City Council passed an ordinance (# 031970)authorizing a $41 Million dollar project on North Beach in Corpus Christi,Texas to design and construct a navigable canal. LAN recently completed Phase I of this project which advanced the concepts previously developed by the City and finalized the navigable canal's scope and project limits. Phase I's ultimate objective was to investigate the project for its intended use of being navigable and a improve drainage forthe North Beach area. On January26t",2021, LAN briefed City Council on the results ofthe Phase I analysis and it was concluded that three options would be further investigated for cost. On February 4t", LAN met with the City Manage rto discuss three options that LAN would provide cost est imates for and receive direction from staff on how to proceed. The following options we re approved: Option 1—Closed Conduit/ Underground System Option 2—Open Channel/Linear Park Option 3—Navigable Canal(2 Alternatives) AlternativeA—Canal Exit to North Alternative B—Canal Exit through Beach Project Descriptions: Option 1—Closed Conduit/Underground System This project does not provide for anew open ditch or navigable canal at North Beach. It provides for short term improvements to the existing drainage systems. The improvements align with those recommendations made by HDR in their 2018 Feasibility Study. Specifically, theycall for anew reinforced box culvert system in Surfside Boulevard, a new Outfall into Corpus Christi Bay at Breakwater Avenue, installation of cross drainage culverts at intersections and driveways where necessary, and grading and construction of roadside ditches including a new open ditch near Dolphin Park. Private properties would not be raisedto achieve positive drainage. See Exhibit 1 and additional assumptions below. Option 2—Open Channel/Linear Park This project would provide for a new open drainage channel at North Beach that would include a greenwayor linear park along each side of the channel. The channel would not be navigableto boats but would provide for improved drainage against rainfalls and higherthan normal tides.This projectgenerally aligns with recommendations made by Urban Engineering in 2019 but adds several features that would 1 EXHIBIT A Page 1 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 make it a destination for tourists/ visitors. The channel will be a concrete lined trapezoidal channel, approximately 20-feet wide at the bottom and 60 to 80-feet wide at the top (bank to bank). Pedestrian facilities, shared use paths, and park amenities would line the channel. The channel would outfall to Corpus Christi Bay near Dolphin Park and the Jetties,would integrate the existing wetlands,and include a culvert on the south end of the project for circulation to the Bay. Streets would be raised along the channel and in areas appropriate for construction of the system and to achieve positive drainage. In addition to rights-of-way, this project would require raising of private properties to achieve positive drainage into the proposed open channel. See Exhibit 2 and additional assumptions below. Option 3—Navigable Canals This project would provide for a new navigable canal at North Beach,as evaluated for technical feasibility in LAN's Phase I Project Report.Two alternatives will be estimated: Alternative A—Outfall at North Jetties- This Alternative provides for a rectangular channel with a structural bulkhead approximately 8,000 linear feet long. The canal would be 65 to 100-feet wide (max)and 10-feet deep. Alternative A would outfall adjacent to the north jetties and include a box culvert at Breakwater Avenue for circulation. See Exhibit 3A and additional assumptions below. Alternative B — Outfall thru Beach — This alternative provides for a rectangular canal with a structural bulkhead approximately 5,600 linear feet long. The canal would be 65 to 90-feet wide (max) and 10-feet deep. Alternative B would outfall through the beach adjacent to Burleson, include a box culvert outfall to the wetlands and a box culvert outfall at Breakwater Avenue for circulation.See Exhibit 3B and additional assumptions below. Project Assumptions: In addition to the project descriptions above, for the purposes of providing opinions of probable cost for each of the projects, LAN will make the following assumptions: 1. Recommendations for all options will be based on the same design criteria, storms, and provide the same benefit,using Cityof Corpus Christi Drainage Criteria Manual (DCM). 2. Options 2 and 3 will require to be constructed in two phases: Phase I — North of Burleson, Phase II-South of Burleson,due to the Harbor Bridge construction; However, LAN will deliver Total Project Costs for each and will not split the proposed costs by Phase. 3. Opinions of Costs will be based on 2021 dollars. 4. Phase 11 excludes maintenance costs associated with drainage structures,streets,and utilities. 5. Phase I I excludes costs for jetties,groins,or breakwater structures that may be required for beach erosion or to prevent siltation/sedimentation at canal exits;further study is needed to determine the costs of these structures; LAN assumes that this analysis would be performed once one of the options were chosen to move to preliminary design. Sitework/Earthwork/Dredging 6. To achieve the greatest benefit from any new stormwater system, properties need to be raised;therefore, LAN will assume a maximum elevation of 6.5-feet at the most upstream end of the drainage basin and assume the site will slope downward towards the proposed stormwaterconveyance improvements. 2 EXHIBIT A Page 2 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 7. Dredging frequency and maintenance costs will be determined based on comparisons with projects of similar nature; detailed modeling to quantify the amounts of siltation or sedimentation occurring at the entrance/exits of the channels or within the channels will not be performed during this phase of the project. 8. For Options 2 and 3 only, earthwork/fill will be costed based on a phased approach; LAN will provide three separate opinions of costs for: • Phase I -Public ROW and areas immediate adjacent to the drainage improvements • Phase II - Privately owned lots at elevations lower than 3.5-feet • Phase III- Privately owned lots at elevations higher than 3.5-feet 9. Option 3 (A&B)will require dredging into Bay to a depth of 10-feet for navigability Structural 10. LAN will assume 30-foot bulkhead depth for Options 3A and 3B 11. Two costs for bulkhead material options will be provided: structural steel and concrete Mobility 12. Raising and widening of streets will be estimated based on a phased approach for each option: • Phase I - Streets immediately adjacent to or required to be improved to support proposed drainage improvements • Phase II - Streets located in those areas that are prone to tidal flooding affects 13. Traffic Improvements(Capacity,Striping, Routing of Traffic)at Beach Avenue and US181 will be included in costs for all options. 14. Option 2 -at-grade crossings/culverts will be assumed at all roadway crossings 15. Only Options 2 and 3(A&B)will include new pedestrian facilities within the drainage easement /ROW 16. Option 3A-two traffic crossings(bridge)will be assumed over the proposed navigable canal at Beach Avenue and Bridgeport; the crossings will have accommodations for pedestrian traffic as well as vehicle traffic 17. Option 3B -one traffic crossing(bridge)will be assumed over the proposed navigable canal at Surfside/ Burleson outlet to Bay; Beach Avenue will include a new at-grade/culvert crossing 18. One pedestrian bridge will estimated for Option 313,at a location to be determined 19. Proposed bridge crossings will be assumed to have a low chord of 20-feet above water surface. Utilities 20. Options 2 and 3 will include relocations of three existing wastewater lift stations 21. Wastewater collection lines and force main within the drainage easements / ROW that conflict with the proposed improvements (all options)will be relocated 22. Water-l2-inch PVC water main along east side of Surfside will remain in place but will require to be lowered under canal for Option 3 23. Water distribution and laterals within the drainage easements/ROW that conflict with the proposed improvements will be relocated for all options 24. Three underground city gas lines crossing the Timon Surfside corridor must be lowered below the proposed drainage structures-all options 3 EXHIBIT A Page 3 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Real Estate and ROW 25. Options 2 and 3 assume that approximately 25 acres of private property will be required to be acquired prior to construction of the drainage improvements south of Burleson. 26. Real Estate costs are not based on appraisals but typical local costs/acre for similar tracts of land. Environmental 27. Assume that coordination with USACE will be necessaryfor wetlands mitigation/avoidance for all Options. 28. Assumean Individual Permitwill be necessary 29. Assume no conflicts with cultural resources orthreatened and endangered species 30. Assume Option 3 will require a lease from the GLO for submerged lands in the path of the dredged navigable canal 4 EXHIBIT A Page 4 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Basic Services (Phase II—Project Costs) Phase 11 will consist of all efforts required to estimate the costs of each of the three options above: Task 100—Data Collection& Project Ma nage ment Task 101—Conceptual Layouts &Existing Utilities Task 102—Opinions of Probable Project Costs Task 103—Technical Memorandum Task 100 — Data Collection& Project Management 1. Data Collection LAN will gather and review readily-available reports and City-provided planning documents including long and short-range plans, area development plans, capital improvement plans, GIS data bases including streets and utility master plans. This will include a detailed review of HDR's 2018 North Beach Report and Urban Engineering's 2019 Report. 2. Meetings a. Kickoff Meeting—LAN will conduct one (1) kick off meeting with the client to discuss the clients'vision for the project,scope of work,schedule, budget,change management plan, and deliverables. b. Client Review Meeting— LAN will conduct one (1) client review meeting with the City to present results from the various analyses and modeling, conceptual designs/layouts and discuss opportunities and/or scope of project going forward. c. Phase I I Presentation - LAN will conduct one (1) presentation to City Council to present results from the various analyses and modeling, conceptual designs/layouts and discuss opportunities and/or scope of project goingforward. Task 101 —Conceptual Layouts & Existing Utilities 1. Conceptual Layouts LAN will utilizethe information gathered in Task 100to develop conceptual level layoutsfor each of the three options including improving those layouts presented for Options 3A and 3B in LAN's Phase I report according to discussion with the Citystaff. Becausetwoofthe three options were not part of LAN's Phase I Report, these options will require exhibits to be made that align with the previous consultants recommendations and the vision / direction of the Cityof Corpus Christi. Conceptual site layouts will show proposed stormwater/drainage improvements (open channels, ditches,underground conveyance systems),areas thatwill require to be raised toachieve positive drainage and prevent routine tidal influence and ponding, street improvements, structures, pedestrian facilities and park amenities. Layouts will delivered on 11x17 plan sheets with one (1) typical cross section for each option. Options 3A and 3B cross sections presented in Phase I will not change. S EXHIBIT A Page 5 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 2. Existing Utilities Maps a. Third-Party Utility Research — LAN will complete an 811 ticket to identify third-party utilities that may be in conflict with proposed project improvements and include the locations of those utilities on the existing utilities maps. This work will not include subsurface utility engineering (SUE)or identifying the depth of existing utilities using pot- holing or other SUE methodologies. LAN will complete one (1) phone call or virtual meeting with each of the third-party utility owners to ask or answer questions about the locations of their utilities. b. LAN will utilize the GIS data collected from the City of Corpus Christi (Task 100) and develop existing utility base maps for water, wastewater, stormwater, and gas utilities using ARC-GIS software. c. LAN will tabulate all existing utilities in a matrix spreadsheet. This tool could be used to trackconflicts and relocations as the project develops further. Task 102 —Opinions of Probable Project Costs 1. Cost Determination LAN will utilize the information gathered and research available databases such as the RSMeans, TXDOT Statewide Monthly Construction Cost Averages, and CI VCAST,to develop conceptual level opinions of probable costs for each of the options listed above. Project costs for each option will be separated into the following major categories: • Permitting/Regulatory • Land/Right-of-Way • Design/Surveying /Testing(10%of Construction) • Construction • Project/Program Management(4%of Construction) • Project Continency(25%or total) Construction Costs will include the following sub-categories: • General • Sitework/ Earthwork/Dredging • Stormwater Conveyance • Structural/ Bridge • Mobility/Transportation • Utilities 2. Cost Validation/Quality Control LAN will perform an internal quality control review of the opinions of probable projects costs in accordancewith LAN Quality Control/Assurance Best Management Practices. 6 EXHIBIT A Page 6 of 13 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Task 103 —Technical Memorandum 1. Draft Memorandum LAN will complete a Draft Technical Memorandum that includes the results and determinations made in the tasks above. The report will include descriptions of the features and improvements recommended for each option, summarize the data used and resources to determine unit costs, and summarize project costs for each option. The report Appendices will include project exhibits, existing utility data,and the detailed opinions of probable costs for each option. 2. Final Report-LAN will receive review comments from the client and incorporate those into a final, signed,and sealedtechnical memorandum. 7 EXHIBIT A Page 7 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Summaryof Fees/Schedule LAN proposes to complete Phase 11 of this project on a lump sum basis for a total contract amount $123,745.00. The following tables ummarizesthe fees associated with each task under this proposal: Task Proposed Fee Task 100—Data Collection& PM $ 9,319.00 Task 101—Conceptual Layouts &Existing Utilities $52,636.00 Task 102—Opinions of Probable Project Costs $41,210.00 Task103—Technical Memorandum $ 20,580.00 Phase II Total $ 123,745.00 The work detailed above will be substantiallycomplete in 8-weeks from Notice to Proceed. Labor Rates: The following are LAN's labor rates for the personnel assigned tothis project: Personnel Rate/Hr Principal-in-Charge/ Regulatory Support $ 267.00 Senior Project Manager $ 240.00 Quality Control Manager $ 234.00 Project Manager $ 205.00 Right-of-way Manager $ 256.00 Senior Bridge Engineer $ 240.00 Utility Coordinator $ 212.00 Structural Engineer $ 190.00 Engineer VI $ 186.00 Right-of-way Agent $ 163.00 Senior Designer $ 160.00 Engineer ll $ 108.00 Engineer 1 $ 102.00 CAD/GIS $ 119.00 8 EXHIBIT A Page 8 of 13 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 0 O N N 0 d Q U v o v v mo - co 0 � o co o co co 0 o co co N `O�O W �3 co O co O co co O O co co m O W �3 c O N N �O >Q � 0 , O O V N V O m� W � O O � � O w 2 rn U U) » -O O V CO V V N V N N a v o o v A J O N UN � fA m -O O CCI N U) � O > O U N CO O CO CL O fA CO O �V V CO � O U � Q N fA � O CL O V C� N fA O U � CL N fA H = O —10 U c m m m FO `O `O E E A F F OU p U U y. D U O po >H H U WM N O 1E N= 0 0 _ H D�UHD�UUDii O 8w �`y / N 0 0 0 0 0 0 0 0 0 0 M J a ~ EXHIBIT A Page 9 of 13 IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIINMI�I�I'i�" '"'"GVW, fins (p, „, �'�" . ��" r ir�, ope ID 49FF 7D8A-355F-4B66-A113-C3B01 E59C74B fi g �nvel DocuSi n E M I C J!� II 11 r; jll � pw r r �A,I j VVppVll ��mn ��/ " c i ri it r Two 14hinage Areas Noirth 65 acres yr U r � 1 4' i r � L. uuu Illli u , r ;r J u u faruoun o d114liuna ur CUlve is a � r r rading east west roadsde dtdhes �, � �kl� � � If�' a�::�II��� �� � u� rr r rojeco r IISfil III IIL IIIA r r �� IIL IIA IIIL III �t. IIIA IIII hL EXHIBIT A Systeryi VIII IIS IIII III" Page 10 of 13 DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-C3B01 E59C74B f F qIpoCCd 3OX CU IIII'CL.dafioii OL f!"XiliCtuu g Two D14hinage Areas wHll If C u Cu OLited to one center ChCIinin II T-otat l If' a eject Area 200 CCrCC a i un d un CC r I g i r �If�:f'3 a o Cut ails :� Ii II CIfLides II4 . �un��� C�If�CununClf Cu��� u�CUCuun��u� ��� streets I ICI d � aCIhbve IIpos�C fuCC and u uIf��C ����... 0 ���� d11 CVunC C towards ds Ilpu qIposed ChCunind. i r Qp e ii , i � u u CC r P3C u�lf f Y� IfurojCxct .W..II "�°���'u���Cu� f •, �r" A er� �� If u,qpoCCd OL.itfCIIII toIL3wa Ip,fluI If IIIA GhariIn6L IIII IIIIII E IIIA IIII IIIc IIIA EXHIBIT A IIII IIII Page 11 of 13 DocuSlgn Efnvelo a ID:4`9�FF7DIIIII8IIIIIIAIIIIIIII-III3IIIIII5IIIIIII5IIIIIIFIIIIIII-III4IIIIIII6IIIIIII6IIIIII6IIIIII-IIIIAIIIIIIII1IIIIII1IIIIII3IIIIII-IIIICIIIIIIII3IIIIIIB01E59C7�41 B , r w /I 00 �I , Ik u u lillll II J/ 111 ell O ted to �°:�Ine cent1 IIII .SII 4IIIIna�: a T�:tat l If. a eject AreaCainI II �� 1�9��au 11 11 r , p [' II oject1 als � IIIIII�IILid ` II4I°`^hing l`r I . , f IIqpo`p"„d 'i ��IIu „"Dp / P iu� � x 3 ,r to , y Qafluri 3AIIIA° iii IIIA IILCariaIIL III IIL IIII IIII IIII IIII IIIDIIID°' L " EXHIBIT A Page 12 of 13 nnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnnirvnr�aumr� uw;µ � � , DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C3B01 E59C74B x Q11 % y nct f Xi' .t II IIg Two fIID% Areas f If II eIl'OLited to one ilt � alnInp Tota�l ['3iiroject Area 190 acres sed f iiroj ct aIlso hlldlLides 4u uhing of streets abing clhainlind and u4u uhing of pi,qperfies fi and aIghts of way to achlvIpoufiv d114hinage towards IpII,qlposed clhainind. If:3 auaII 3 ��y " W IIS °iio iiia IIII IIIA° a viiig a Ib IIL iiia IIL III III IIIA IIII IIII T Page 13 of 13 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 0 0 0 0 0 0 0 0 0 0 0 yr � 0 0 0 0 0 0 0 0 0 0 801 0 O O O O O M O O O m m m LO cM L oVQ O 0 0 0 0 LO o o ~ ~ ~ O O O M a) ma L O LO co N c'M N ry U C, a N U 2c W -a >I- C- a) Q a) 0 0 0 0 0 O O O p p p 0 O O O J E E MO O O O O O O O O m m m o 0 0 o a m OOLOOLO ONN LO� U} 'IT 0 LO � LO � L O N A N O E .5m Ef} Ef} Ef} Ef} Ef} Ef} Ef} Ef} Ef} cs IO W OO 00 O O O O p Q Q 0 00 O 0 0 0 0 0 0 0 o O m m m o 0 0 9 J V 0 0 00 0 0 0 0 0 00 0 H N 619, 613- N 61), c6 W c c� c� c� c� V 2 O O O O O O O O p Q Q 0 O O O W rn O O 99 O O O O m m m 0 00 O p 0 0 00 0 0 0 0 H H H o 00 0 Z O .vO O rf} rf} O rf} rf} rf} rf} O rf} O O LO > 613- a CL = � ` ` ` CO O O O O O O O O p p p 0 O O O -� — W O O O O o go o m m m o 99 0 V 000000 o o o I- I- I- o 0 0 0 W L o 0 0 0 0 00 � W U 0 0 V O ,c� a� F- W041N ? U o4 O O O O O o 0 o p p p 0 O O O � o +r 0 0 0 0 0 0 0 o m m m o 0 0 o Z a 0 0 0 0 0 0 00 1-- F- F- F- ti 0 1,- 1� Q O O O O O O 0 O 0 O N N I* U) 1* O CO) (10M Z Z d O C C I'- U') N0 %"- W I- N I- O a �+ d �' F- O M M 00 N 'f00 R N W LU WV 0 V d? EA EA EA EA EA EA EA EA EA UJI U O d uj J a z N OOOOO 00000C) 0 OOO CL ? N 0 0 0 0 0 0 0 0 r-- r-- 0 � � J Z3 s= Z c� c� Ln O Ln � � N N Ln N I� J a) a O - N O N co CO N CO 00 U Ef} Ef} Ef} Ef} Ef} Ef} C\[ Z Z3 Q T- 0 0 0 0 0 0 0000000 000 fn O 2LV6 0 0 0 0 0 0 0 0 i O O O O U s Z 6a 0 6c� 6c� 0 613� C\I 613� C\I 0 C\I C\I o E 2Z o W LL o 0 0 0 0 0 0 0 o pQ Q 0 0 0 o CO 0 0 0 0 0 00 0 0 op o 0 0 0 0 0 0 0 0 op op 0 0 0 H H H o 0 0 0 co Z o 0 0 0 0 0 0 0 0 0 0 = W .i Q - Lu a ° � a� ZLu � o J U to LU U) v7 LL p a) > d a) cn + a) � � V � U1 u O LL U O ? a) d /�^ chi /d� cu -Fu °_ U. L wnN, W V I L (� V7 V! L >CU U W Q J W a) o m R t� a s= cu Q �+ > a > LL = y Q CI) .� a cu � iv 0 %P 0)0 U) 7 Q iv R U) 0 `~ V W o v rn s= ue 0- C,5 E � � a J Q) ca a) .2 o � a� U = cu _0 O o cu m a o m U cn Q a a 0 cn cn co m Q Z Q = = Exhibit B Page 1 of 1 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 EXHIBIT C Insurance Requirements Pre-Design, Design and General Consulting Contracts 1.1 Consultant must not commence work under this agreement until all required insurance has been obtained and such insurance has been approved by the City. Consultant must not allow any subcontractor to commence work until all similar insurance required of any subcontractor has been obtained. 1.2 Consultant must furnish to the Director of Engineering Services with the signed agreement a copy of Certificates of Insurance (COI) with applicable policy endorsements showing the following minimum coverage by an insurance company(s) acceptable to the City's Risk Manager. A waiver of subrogation is required on all applicable policies. Endorsements must be provided with COI. Project name and or number must be listed in Description Box of COI. TYPE OF INSURANCE MINIMUM INSURANCE COVERAGE 30-written day notice of cancellation, Bodily Injury and Property Damage required on all certificates or by Per occurrence - aggregate applicable policy endorsements PROFESSIONAL LIABILITY $1,000,000 Per Claim (Errors and Omissions) If claims made policy, retro date must be prior to inception of agreement, have 3-year reporting period provisions or be maintained for 3 years after project completion. 1.3 In the event of accidents of any kind related to this agreement, Consultant must furnish the City with copies of all reports of any accidents within 10 days of the accident. 1.4 Consultant shall obtain and maintain in full force and effect for the duration of this Contract, and any extension hereof, at Consultant's sole expense, insurance coverage written on an occurrence basis, with the exception of professional liability, which may be on a per claims made basis, by companies authorized and admitted to do business in the State of Texas and with an A.M. Best's rating of no less than A- VII. Consultant is required to provide City with renewal Certificates. 1 Rev 12/20 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 1.5 Consultant is required to submit a copy of the replacement certificate of insurance to City at the address provided below within 10 days of the requested change. Consultant shall pay any costs incurred resulting from said changes. All notices under this Article shall be given to City at the following address: City of Corpus Christi Attn: Engineering Services P.O. Box 9277 Corpus Christi, TX 78469-9277 1.6 Consultant agrees that with respect to the above required insurance, all insurance policies are to contain or be endorsed to contain the following required provisions: 1.6.1 Provide thirty (30) calendar days advance written notice directly to City of any suspension, cancellation or non-renewal of coverage, and not less than ten (10) calendar days advance written notice for nonpayment of premium. 1.7 Within five (5) calendar days of a suspension, cancellation or non-renewal of coverage, Consultant shall provide a replacement Certificate of Insurance and applicable endorsements to City. City shall have the option to suspend Consultant's performance should there be a lapse in coverage at any time during this contract. Failure to provide and to maintain the required insurance shall constitute a material breach of this contract. 1.8 In addition to any other remedies the City may have upon Consultant's failure to provide and maintain any insurance or policy endorsements to the extent and within the time herein required, the City shall have the right to order Consultant to remove the exhibit hereunder, and/or withhold any payment(s) if any, which become due to Consultant hereunder until Consultant demonstrates compliance with the requirements hereof. 1.9 Nothing herein contained shall be construed as limiting in any way the extent to which Consultant may be held responsible for payments of damages to persons or property resulting from Consultant's or its subcontractor's performance of the work covered under this agreement. 1.10 It is agreed that Consultant's insurance shall be deemed primary and non- contributory with respect to any insurance or self-insurance carried by the City of Corpus Christi for liability arising out of operations under this agreement. 1.11 It is understood and agreed that the insurance required is in addition to and separate from any other obligation contained in this agreement. 2 Rev 12/20 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 SUPPLIER NUMBER TO BE ASSIGNED BY CITE PURCHASING DIVISION City o1- CITY OF CORPUS CHRISTI Corpus DISCLOSURE OF INTEREST Christi City of Corpus Christi Ordinance 17112, as amended,requires all persons or firms seeking to do business with the City to provide the following information. Every question must be answered. If the question is not applicable, answer with "NA". See reverse side for Filing Requirements, Certifications and definitions. COMPANY NAME: Lockwood, Andrews & Newnam, Inc. P.O.BOX: STREET ADDRESS: 2925 Briarpark Dr., Suite 400 CITY: Houston ZIP: 77042 FIRM IS: 1. Corporation ® 2. Partnership ❑ 3. Sole Owner E]4. Association 5. Other DISCLOSURE QUESTIONS If additional space is necessary please use the reverse si ` de of this page or attach separate sheet. 1. State the names of each employee" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named"firm." Name Job Title and City Department(if known) N/A 2. State the names of each "official" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named"firm." Name Title N/A 3. State the names of each "board member" of the City of Corpus Christi having an "ownership interest" constituting 3% or more of the ownership in the above named"firm." Name Board, Commission or Committee N/A 4. State the names of each employee or officer of a "consultant" for the City of Corpus Christi who worked on any matter related to the subject of this contract and has an "ownership interest" constituting 3%or more of the ownership in the above named"firm." Name Consultant N/A EXHIBIT "E" Page 1 of 2 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 FILING REQUIREMENTS If a person who requests official action on a matter knows that the requested action will confer an economic benefit on any City official or employee that is distinguishable from the effect that the action will have on members of the public in general or a substantial segment thereof,you shall disclose that fact in a signed writing to the City official, employee or body that has been requested to act in the matter, unless the interest of the City official or employee in the matter is apparent. The disclosure shall also be made in a signed writing filed with the City Secretary. [Ethics Ordinance Section 2-349 (d)] CERTIFICATION I certify that all information provided is true and correct as of the date of this statement, that I have not knowingly withheld disclosure of any information requested; and that supplemental statements will be promptly submitted to the City of Corpus Christi, Texas as changes occur. Certifying Person: Stephen A. Gilbreath Title: Vice President (Type or Print) Signature of Certifying Date: 3/1/2021 Person: DEFINITIONS a. `Board member." A member of any board, commission, or committee appointed by the City Council of the City of Corpus Christi, Texas. b. "Economic benefit". An action that is likely to affect an economic interest if it is likely to have an effect on that interest that is distinguishable from its effect on members of the public in general or a substantial segment thereof. c. "Employee." Any person employed by the City of Corpus Christi, Texas either on a full or part- time basis,but not as an independent contractor. d. "Firm." Any entity operated for economic gain, whether professional,industrial or commercial, and whether established to produce or deal with a product or service, including but not limited to, entities operated in the form of sole proprietorship, as self-employed person, partnership, corporation, joint stock company, joint venture, receivership or trust, and entities which for purposes of taxation are treated as non-profit organizations. e. "Official." The Mayor, members of the City Council, City Manager, Deputy City Manager, Assistant City Managers, Department and Division Heads, and Municipal Court Judges of the City of Corpus Christi, Texas. f. "Ownership Interest." Legal or equitable interest, whether actually or constructively held, in a firm, including when such interest is held through an agent, trust, estate, or holding entity. "Constructively held" refers to holdings or control established through voting trusts, proxies, or special terms of venture or partnership agreements." g. "Consultant."Any person or firm, such as engineers and architects, hired by the City of Corpus Christi for the purpose of professional consultation and recommendation. EXHIBIT "E" Page 2 of 2 DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-C31301 E59C74B 73/2/2021 E(MM/DD/YYYY) ACCORD® CERTIFICATE OF LIABILITY INSURANCE 7/1/2021 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER,AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies)must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Lockton Companies NAMEACT 444 W.47th Street,Suite 900 PHONE FAx Kansas City MO 64112-1906 E MAILo Ext): A/C,No (816)960-9000 ADDRESS: INSURER(S)AFFORDING COVERAGE NAIC# INSURER A:*** SEE ATTACHMENT *** INSURED LOCKWOOD,ANDREWS&NEWNAM,INC. INSURER B 1367150 2925 BRIARPARK DRIVE INSURER C HOUSTON,TX 77042 INSURER D INSURER E INSURER F COVERAGES LEOAD01 CERTIFICATE NUMBER: 17395309 REVISION NUMBER: XXXXXXX THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES.LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR TYPE OF INSURANCE ADDL SUBR POLICY EFF POLICY EXP LIMITS LTR INSD WVD POLICY NUMBER MM/DD/YYYY MM/DD/YYYY COMMERCIAL GENERAL LIABILITY NOT APPLICABLE EACH OCCURRENCE $ XXXXXXX DAMAGE TO CLAIMS-MADE 1:1 OCCUR PREMISES Ea occur RENTED $ XXXXXXX MED EXP(Any one person) $ XXXXXXX PERSONAL&ADV INJURY $ XXXXXXX GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ XXXXXXX POLICY � jECTRO- LOC PRODUCTS-COMP/OP AGG $ XXXXXXX OTHER: $ AUTOMOBILE LIABILITY NOT APPLICABLE COMBINED SINGLE LIMIT $ Ea accident XXXXXXX ANY AUTO BODILY INJURY(Per person) $ XXXXXXX OWNED SCHEDULED BODILY INJURY(Per accident) $ AUTOS ONLY AUTOS XXXXXXX HIRED NON-OWNED PROPERTY DAMAGE $ XXXXXXX AUTOS ONLY AUTOS ONLY Per accident $ XXXXXXX UMBRELLA LIAB OCCUR NOT APPLICABLE EACH OCCURRENCE $ XXXXXXX EXCESS LIAB CLAIMS-MADE AGGREGATE $ XXXXXXX DED RETENTION$ $ XXXXXXX WORKERS COMPENSATION NOT APPLICABLE PER OTH- AND EMPLOYERS'LIABILITY STATUTE ER Y ANY PROPRIETOR/PARTNER/EXECUTIVE ❑ E.L.EACH ACCIDENT $ XXXXXXX OFFICER/MEMBER EXCLUDED? N/A (Mandatory in NH) E.L.DISEASE-EA EMPLOYEE $ XXXXXXX If yes,describe under DESCRIPTION OF OPERATIONS below E.L.DISEASE-POLICY LIMIT $ XXXXXXX A PROFESSIONAL N N LDUSA2004566 7/1/2020 7/1/2021 $1,000,000 EACH CLAIM AND IN LIABILITY THE ANNUAL AGGREGATE DESCRIPTION OF OPERATIONS/LOCATIONS/VEHICLES (ACORD 101,Additional Remarks Schedule,may be attached if more space is required) RE:PROJECT 20277—NORTH BEACH NAVIGABLE CANAL. A THIRTY(30)DAY NOTICE OF CANCELLATION SHALL BE PROVIDED TO THE CITY. CERTIFICATE HOLDER CANCELLATION See Attachments 17395309 CITY OF CORPUS CHRISTI SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE ATTN:ENGINEERING SERVICES THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN P.O.BOX 9277 ACCORDANCE WITH THE POLICY PROVISIONS. CORPUS CHRISTI TX 78469-9277 AUTHORIZED REPRESENTATIV ©1988 015 ACORD CORPORATION. All rights reserved. ACORD 25(2016/03) The ACORD name and logo are registered marks of ACORD DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Attachment Code:D578963 Master ID: 1367150,Certificate ID: 17395309 Policy Number Effective Date Expiration Date Carrier LDUSA2004566 7/1/2020 7/1/2021 Lloyd's of London LDUSA2003460 7/1/2020 7/1/2021 Lloyd's of London EXN591940532 7/1/2020 7/1/2021 Continental Casualty Company LDUSA2005035 7/1/2020 7/1/2021 LLoyd's of London EXN591940546 7/1/2020 7/1/2021 Continental Casualty Company DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-C31301 E59C7413 Miscellaneous Attachment:M507672 Certificate ID: 17395309 ADDITIONAL NAMED INSURED: LOCKWOOD,ANDREWS&NEWMAN, INC. ATTACHING TO AND FORMING PART OF POLICY NO. LDUSA2004566 ISSUE TO: Leo A. Daly Company and as more fully described in the Policy ISSUED BY: Underwriters at Lloyd's, London EFFECTIVE: 12:01 am Standard Time on 1 July,2020 Endorsement Number: 19 LIMITED AUTHORITY TO ISSUE CERTIFICATES OF INSURANCE ENDORSEMENT In consideration of the premium charged, it is hereby understood and agreed as follows: (1) Underwriters authorize Lockton Companies LLC the ("Certificate Issuer") to issue Certificates of Insurance at the request or direction of the Insured. It is expressly understood and agreed that, subject to Paragraph (2) below, any Certificate of Insurance so issued shall not confer any rights upon the Certificate Holder, create any obligation on the part of the Underwriters, or purport to, or be construed to, alter, extend, modify, amend, or otherwise change the terms or conditions of this Policy in any manner whatsoever. In the case of any conflict between the description of the terms and conditions of this Policy contained in any Certificate of Insurance on the one hand, and the terms and conditions of this Policy as set forth herein on the other,the terms and conditions of this Policy as set forth herein shall control. (2) Notwithstanding Paragraph (1) above, such Certificates of Insurance as are authorized under this endorsement may provide that in the event the Underwriters cancel or non-renew this Policy or in the event of a Material Change to this Policy, Underwriters shall mail written notice of such cancellation, non-renewal, or Material Change to such Certificate Holder within a specified period of time; provided, however, that the Insurers shall have not be required to provide such notice more than 60 days prior to the effective date of cancellation, non-renewal, or a Material Change. The Insured shall provide written notice to the Underwriters of all Certificate Holders and the number of days' written notice of cancellation, non-renewal, or Material Change, if any, specified in each Certificate of Insurance (i) at inception of this Policy, (ii) 90 days prior to expiration of this Policy, and (iii) within 10 days of receipt of a written request from Insurers. Insurers' obligation to mail notice of cancellation, non-renewal, or a Material Change as provided in this paragraph shall apply solely to those Certificate Holders with respect to whom the Insured has provided the foregoing written notice to the Insurers. (3) It is further understood and agreed that Underwriters'authorization of the Certificate Issuer under this endorsement is limited solely to the issuance of Certificates of Insurance and does not authorize, empower, or appoint the Certificate Issuer to act as an agent for the Underwriters or bind the Underwriters for any other purpose. The Certificate Issuer shall be solely responsible for any errors or omissions in connection with the issuance of any Certificate of Insurance pursuant to this endorsement. (4) As used in this endorsement: (i) Certificate of Insurance means a document issued for informational purposes only as evidence of the existence and terms of this Policy in order to satisfy a contractual obligation of the Insured. (ii) Material Change means an endorsement to or amendment of this Policy after issuance of this Policy by the Underwriters that restricts the coverage afforded to the Insured, All other terms and conditions of the Policy remain unchanged. DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-C31301 E59C74B 73/2/2021 E(MM/DDNYYY) ACCORD® CERTIFICATE OF LIABILITY INSURANCE 1/1/2022 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER,AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies)must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER Lockton Companies NAMEACT 444 W.47th Street,Suite 900 PHONE FAx Kansas City MO 64112-1906 E MAILo Ext): A/C,No (816)960-9000 ADDRESS: INSURER(S)AFFORDING COVERAGE NAIC# INSURER A:Zurich American Insurance Company 16535 INSURED LOCKWOOD,ANDREWS&NEWNAM,INC. INSURER B 1392953 2925 BRIARPARK DRIVE INSURER C HOUSTON TX 77042 INSURER D INSURER E INSURER F COVERAGES LEOAD01 CERTIFICATE NUMBER: 17395295 REVISION NUMBER: XXXXXXX THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES.LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR TYPE OF INSURANCE ADDL SUBR POLICY EFF POLICY EXP LIMITS LTR INSD WVD POLICY NUMBER MM/DDNYYY MM/DDNYYY A X COMMERCIAL GENERAL LIABILITY y Y GLO 7463242 1/1/2021 1/1/2022 EACH OCCURRENCE $ 1,000,000 DAMAGE TO CLAIMS-MADE 1XI OCCUR PREMISES Ea occurrDence $ 300,000 MED EXP(Any one person) $ 10,000 PERSONAL&ADV INJURY $ 1,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ 2,000,000 POLICY I jECT LOC PRODUCTS-COMP/OP AGG $ 2,000,000 OTHER: $ A AUTOMOBILE LIABILITY y y BAP 7463243 1/1/2021 1/1/2022 COMBINED SINGLE LIMIT $ Ea accident 1,000,000 X ANY AUTO BODILY INJURY(Per person) $ XXXXXXX X, OWNED SCHEDULED BODILY INJURY(Per accident) $ AUTOS ONLY AUTOS XXXXXXX X HIRED X NON-OWNED PROPERTY DAMAGE $ XXXXXXX AUTOS ONLY AUTOS ONLY Per accident $ XXXXXXX A X UMBRELLA LIAB X OCCUR N N ZUP-14N19818 1/1/2021 1/1/2022 EACH OCCURRENCE $ 1,000,000 EXCESS LIAB CLAIMS-MADE AGGREGATE $ 1000 000 DED X RETENTION$ 10,000 $ XXXXXXX WORKERS COMPENSATION Y WC 7463244 1/1/2021 1/1/2022 X STATUTE OERTH- A AND EMPLOYERS'LIABILITY ANY PROPRIETOR/PARTNER/EXECUTIVE Y/N N/A E.L.EACH ACCIDENT $ 1000 000 OFFICER/MEMBER EXCLUDED? (Mandatory in NH) E.L.DISEASE-EA EMPLOYEE $ 1,000,000 If yes,describe under DESCRIPTION OF OPERATIONS below E.L.DISEASE-POLICY LIMIT $ 1000 000 DESCRIPTION OF OPERATIONS/LOCATIONS/VEHICLES (ACORD 101,Additional Remarks Schedule,may be attached if more space is required) RE:PROJECT 20277—NORTH BEACH NAVIGABLE CANAL.THE CITY OF CORPUS CHRISTI AND ITS OFFICERS,OFFICIALS,EMPLOYEES,VOLUNTEERS,AND ELECTED REPRESENTATIVES ARE ADDITIONAL INSURED AS RESPECTS GENERAL LIABILITY AND AUTO LIABILITY,IF REQUIRED BY WRITTEN CONTRACT.THE TERM"OTHER INSURANCE"CLAUSE SHALL NOT APPLY TO THE CITY OF CORPUS CHRISTI WHERE THE CITY IS AN ADDITIONAL INSURED. A WAIVER OF SUBROGATION IS ISSUED IN FAVOR OF THE CITY ON THE GENERAL LIABILITY,AUTO LIABILITY AND WORKERS'COMPENSATION AND EMPLOYERS'LIABILITY POLICIES.A THIRTY(30)DAY NOTICE OF CANCELLATION SHALL BE PROVIDED TO THE CITY CERTIFICATE HOLDER CANCELLATION See Attachments 17395295 CITY OF CORPUS CHRISTI SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE ATTN:ENGINEERING SERVICES THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN P.O.BOX 9277 ACCORDANCE WITH THE POLICY PROVISIONS. CORPUS CHRISTI TX 78469-9277 AUTHORIZED REPRESENTATIV ©1988 015 ACORD CORPORATION. All rights reserved. ACORD 25(2016/03) The ACORD name and logo are registered marks of ACORD DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Miscellaneous Attachment:M504158 Certificate ID: 17395295 Blanket Notification to Others of Cancellation or Non-Renewal THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. This endorsement modifies insurance provided under the: Commercial General Liability Coverage Part A. If we cancel or non-renew this Coverage Part by written notice to the first Named Insured, we will mail or deliver notification that such Coverage Part has been cancelled or non-renewed to each person or organization shown in a list provided to us by the first Named Insured if you are required by written contact or written agreement to provide such notification. However, such notification will not be mailed or delivered if a conditional notice of renewal has been sent to the first Named Insured. Such list: 1. Must be provided to us prior to cancellation or non-renewal; 2. Must contain the names and addresses of only the persons or organizations requiring notification that such Coverage Part has been cancelled or non-renewed; and 3. Must be in an electronic format that is acceptable to us. B. Our notification as described in Paragraph A. of this endorsement will be based on the most recent list in our records as of the date the notice of cancellation or non-renewal is mailed or delivered to the first Named Insured. We will mail or deliver such notification to each person or organization shown in the list: 1. Within ten days of the effective date of the notice of cancellation, if we cancel for non-payment of premium; or 2. At least 30 days prior to the effective date of: a. Cancellation, if cancelled for any reason other than nonpayment of premium; or b. Non-renewal, but not including conditional notice of renewal. C. Our mailing or delivery of notification described in Paragraphs A. and B. of this endorsement is intended as a courtesy only. Our failure to provide such mailing or delivery will not: 1. Extend the Coverage Part cancellation or non-renewal date; 2. Negate the cancellation or non-renewal; or 3. Provide any additional insurance that would not have been provided in the absence of this endorsement. D. We are not responsible for the accuracy, integrity, timeliness and validity of information contained in the list provided to us as described in Paragraphs A. and B. of this endorsement. All other terms and conditions of this policy remain unchanged. U-GL-1114-A OW(10/02) Page 1 of 1 Includes copyrighted material of Insurance Services Office, Inc.,with its permission. DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-C31301 E59C7413 Miscellaneous Attachment:M504158 Certificate ID: 17395295 Blanket Notification to Others of Cancellation or Non-Renewal Policy No. Eff.Date of Pol. Exp.Date of Pol. Eff.Date of End. Producer No. AWL Prem Return Prem. BAP 7463243 01/01/2021 01/01/2022 37385000 INCL THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. This endorsement modifies insurance provided under the: Commercial Automobile Coverage Part A. If we cancel or non-renew this Coverage Part by written notice to the first Named Insured, we will mail or deliver notification that such Coverage Part has been cancelled or non-renewed to each person or organization shown in a list provided to us by the first Named Insured if you are required by written contact or written agreement to provide such notification. However, such notification will not be mailed or delivered if a conditional notice of renewal has been sent to the first Named Insured. Such list: 1. Must be provided to us prior to cancellation or non-renewal; 2. Must contain the names and addresses of only the persons or organizations requiring notification that such Coverage Part has been cancelled or non-renewed; and 3. Must be in an electronic format that is acceptable to us. B. Our notification as described in Paragraph A. of this endorsement will be based on the most recent list in our records as of the date the notice of cancellation or non-renewal is mailed or delivered to the first Named Insured. We will mail or deliver such notification to each person or organization shown in the list: 1. Within seven days of the effective date of the notice of cancellation, if we cancel for non-payment of premium; or 2. At least 30 days prior to the effective date of: a. Cancellation, if cancelled for any reason other than nonpayment of premium; or b. Non-renewal, but not including conditional notice of renewal. C. Our mailing or delivery of notification described in Paragraphs A. and B. of this endorsement is intended as a courtesy only. Our failure to provide such mailing or delivery will not: 1. Extend the Coverage Part cancellation or non-renewal date; 2. Negate the cancellation or non-renewal; or 3. Provide any additional insurance that would not have been provided in the absence of this endorsement. D. We are not responsible for the accuracy, integrity, timeliness and validity of information contained in the list provided to us as described in Paragraphs A. and B. of this endorsement. All other terms and conditions of this policy remain unchanged. U-CA-832-A CW(01/13) Page 1 of 1 Includes copyrighted material of Insurance Services Office, Inc.,with its permission. DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Miscellaneous Attachment:M504158 Certificate ID: 17395295 WORKERS COMPENSATION AND EMPLOYERS LIABILITY INSURANCE POLICY U-WC-100-A CW(10/16) NOTIFICATION TO OTHERS OF CANCELLATION ENDORSEMENT This endorsement is used to add the following to Part Six of the policy. PART SIX—CONDITIONS F. Notification To Others Of Cancellation 1. If we cancel this policy by written notice to you for any reason other than nonpayment of premium, we will deliver electronic notification to each person or organization shown in a Schedule provided to us by you. Such Schedule: a. Must be initially provided to us within 15 days: After the beginning of the policy period shown in the Declarations; or After this endorsement has been added to policy; b. Must contain the names and e-mail addresses of only the persons or organizations requiring notification that this policy has been cancelled; c. Must be in an electronic format that is acceptable to us; and d. Must be accurate. Such Schedule may be updated and provided to us by you during the policy period. Such updated Schedule must comply with Paragraphs b. c. and d. above. 2. Our delivery of the electronic notification as described in Paragraph 1. of this endorsement will be based on the most recent Schedule in our records as of the date the notice of cancellation is mailed or delivered to you. Delivery of the notification as described in Paragraph 1. of this endorsement will be completed as soon as practicable after the effective date of cancellation to you. 3. Proof of e-mailing the electronic notification will be sufficient proof that we have complied with Paragraphs 1. and 2. of this endorsement. 4. Our delivery of electronic notification described in Paragraphs 1. and 2. of this endorsement is intended as a courtesy only. Our failure to provide such delivery of electronic notification will not: a. Extend the policy cancellation date; b. Negate the cancellation; or c. Provide any additional insurance that would not have been provided in the absence of this endorsement. 5. We are not responsible for the accuracy, integrity, timeliness and validity of information contained in the Schedule provided to us as described in Paragraphs 1. and 2. of this endorsement. All other terms and conditions of this policy remain unchanged. This endorsement changes the policy to which it is attached and is effective on the date issued unless otherwise stated. (The information below is required only when this endorsement is issued subsequent to preparation of the policy.) Endorsement Effective 01/01/2021 Policy No. WC 7463244 Endorsement No. Insured Premium $ Insurance Company U-WC-100-A CW (10/16) Includes copyrighted material of National Council on Compensation Insurance, Inc. used with its permission. DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Miscellaneous Attachment:M504829 Certificate ID: 17395295 Additional Insured — Owners, Lessees Or Contractors — Completed Operations ZURICH THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. Policy No. GLO 7463242 Effective Date: 01/01/2021 This endorsement modifies insurance provided under the: Commercial General Liability Coverage Part SCHEDULE Name Of Additional Insured Person(s) Location And Description Of Completed Operations Or Organization(s): Any person or organization, other than an architect, Any location or project, other than a wrap-up or other engineer or surveyor, whom you are require to add consolidated insurance program location or project as an additional insured under this policy under a for which insurance is otherwise separately provided written contract or written agreement executed prior to you by a wrap-up or other consolidated insurance to a loss program U-GL-2168-A CW(02/19) DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Miscellaneous Attachment:M504829 Certificate ID: 17395295 Section II—Who Is An Insured is amended to include as an additional insured the person(s)or organization(s)shown in the Schedule of this endorsement, but only with respect to liability for"bodily injury" or"property damage" caused, in whole or in part, by"your work"at the location designated and described in such Schedule, performed for that additional insured and included in the"products-completed operations hazard". All other terms, conditions, provisions and exclusions of this policy remain the same Includes copyrighted material of Insurance Services Office,Inc.,with its permission U-GL-2168-A CW(02/19) Page 2 of 2 DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Miscellaneous Attachment:M504829 Certificate ID: 17395295 Additional Insured — Owners, Lessees Or Contractors 19 — Scheduled Person Or Organization ZURICW THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. Policy No. GLO 7463242 Effective Date: 01/01/2021 This endorsement modifies insurance provided under the: Commercial General Liability Coverage Part SCHEDULE Name Of Additional Insured Person(s) Location(s) Of Covered Operations Or Organization(s): ANY PERSON OR ORGANIZATION, OTHER THAN ANY LOCATION OR PROJECT, OTHER THAN A AN ARCHITECT, ENGINEER OR SURVEYOR, WRAP-UP OR OTHER CONSOLIDATED INSURANCE WHOM YOU ARE REQUIRED TO ADD AS AN PROGRAM LOCATION OR PROJECT FOR WHICH ADDITIONAL INSURED UNDER THIS POLICY INSURANCE IS OTHERWISE SEPARATELY UNDER A WRITTEN CONTRACT OR WRITTEN PROVIDED TO YOU BY A WRAP-UP OR OTHER AGREEMENT EXECUTED PRIOR TO LOSS. CONSOLIDATED INSURANCE LOCATION U-GL-2169-A CW(02/19) Page 1 of 2 Includes copyrighted material of Insurance Services Office, Inc.,with its permission. DocuSign Envelope ID:49FF7D8A-355F-4866-A113-C31301 E59C7413 Miscellaneous Attachment:M504829 Certificate ID: 17395295 A.Section II—Who Is An Insured is amended to include as an additional insured the person(s)or organization(s) shown in the Schedule of this endorsement, but only with respect to liability for"bodily injury", "property damage" or"personal and advertising injury" caused, in whole or in part, by: 1. Your acts or omissions; or 2. The acts or omissions of those acting on your behalf; in the performance of your ongoing operations for the additional insured(s) at the location(s) designated in such Schedule. B.With respect to the insurance afforded to these additional insureds, the following additional exclusions apply: This insurance does not apply to"bodily injury"or"property damage" occurring after: 1. All work, including materials, parts or equipment furnished in connection with such work, on the project(other than service, maintenance or repairs)to be performed by or on behalf of the additional insured(s) at the location of the covered operations has been completed; or 2. That portion of"your work"out of which the injury or damage arises has been put to its intended use by any person or organization other than another contractor or subcontractor engaged in performing operations for a principal as a part of the same project. All other terms, conditions, provisions and exclusions of this policy remain the same. U-GL-2169-A CW(02/19) Page 2 of 2 Includes copyrighted material of Insurance Services Office,Inc.,with its permission. DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Miscellaneous Attachment:M504826 Certificate ID: 17395295 POLICY NUMBER: BAP 7463243 COMMERCIAL AUTO CA 20 48 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. DESIGNATED INSURED FOR COVERED AUTOS LIABILITY COVERAGE This endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by this endorsement. This endorsement identities person(s) or organization(s) who are "insureds" for Covered Autos Liability Coverage under the Who Is An Insured provision of the Coverage Form, This endorsement does not alter coverage provided in the Coverage Form. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: LOCKWOOD, ANDREWS & NEWNAM, INC. Endorsement Effective Date: 01/01/2021 SCHEDULE Name Of Person(s) Or Organization(s): Any person or organization you are required to add as an additional insured, including on a primary & non-contributory basis, under a written contract, written agreement or permit. Information required to complete this schedule, if not shown above, will be shown in the Declarations. Each person or organization shown in the Schedule is an "insured" for Covered Autos Liability Coverage, but only to the extent that person or organization qualifies as an "insured" under the Who Is An Insured provision contained in Paragraph A.1. of Section It— Covered Autos Liability Coverage in the Business Auto and Moto Carrier Coverage Forms and Paragraph D.2. of Section I — Covered Autos Coverages of the Auto Dealers Coverage Form CA 20 48 10 13 Page 1 of 1 DocuSign Envelope ID:49FF7D8A-355F-4B66-A113-CM01 E59C74B Miscellaneous Attachment:M504827 Certificate ID: 17395295 Named Insured: Lockwood, Andrews & Newman, Inc POLICY NO. WC 7463244 Workers Compensation And Employers Liability Insurance Policy Endorsement This endorsement applies only to the insurance provided by the policy because Texas is shown in Item 3.A. of the Information Page. We have the right to recover our payments from anyone liable for an injury covered by this policy. We will not enforce our right against the person or organization named in the Schedule, but this waiver applies only with respect to bodily injury arising out of the operations described in the Schedule where you are required by a written contract to obtain this waiver from us. This endorsement shall not operate directly or indirectly to benefit anyone not named in the Schedule. The premium for this endorsement is shown in the Schedule. Schedule Specific Waiver Name of person or organization Blanket Waiver All persons and/or organizations that are required by written contract or agreement with the insured, executed prior to the accident or loss, that waiver of subrogation be provided under this policy. 2. Operations: All Texas Operations 3, Premium: The premium charge for this endorsement shall be 2% percent of the premium developed on payroll in connection with work performed for the above person(s) or organization(s) arising out of the operations described. 4. Advance Premium: Refer to Schedule of Operations All other terms and conditions of the policy remain unchanged. This endorsement, which forms a part of and is for attachment to the policy issued by the designated Insurers, takes effect on the Policy Effective Date of said policy at the hour stated in said policy, unless another effective date (the Endorsement Effective Date) is shown below, and expires concurrently with said policy unless another expiration date is shown below. WC420304B DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Miscellaneous Attachment:M504828 Certificate ID: 17395295 POLICY NUMBER: BAP 7463243 COMMERCIAL AUTO CA 04 44 10 13 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY WAIVER OF TRANSFER OF RIGHTS OF RECOVERY AGAINST OTHERS TO US (WAIVER OF SUBROGATION) This endorsement modifies insurance provided under the following: AUTO DEALERS COVERAGE FORM BUSINESS AUTO COVERAGE FORM MOTOR CARRIER COVERAGE FORM With respect to coverage provided by this endorsement, the provisions of the Coverage Form apply unless modified by the endorsement. This endorsement changes the policy effective on the inception date of the policy unless another date is indicated below. Named Insured: LOCKWOOD, ANDREWS & NEWMAN, INC. Endorsement Effective Date: 01/01/2021 SCHEDULE Name(s) Of Person(s) Or Organization(s): All persons and/or organizations that are required by written contract or agreement with the insured, executed prior to the accident or loss, that waiver of subrogation be provided under this policy. Information required to complete this Schedule, if not shown above, will be shown in the Declarations. The Transfer Of Rights Of Recovery Against Others To Us condition does not apply to the person(s) or organization(s) shown in the Schedule, but only to the extent that subrogation is waived prior to the "accident" or the "loss" under a contract with that person or organization. CA 04 44 10 13 © Insurance Services Office, Inc. Page 1 of 1 DocuSign Envelope ID:49FF7D8A-355F-4666-A113-C31301 E59C7413 Miscellaneous Attachment:M504831 Certificate ID: 17395295 Waiver Of Subrogation (Blanket) Endorsement Policy No. I Lff.Date of Pol. Exp.Date of Pol. Lff.Date of End. Producer Add'1 Prem. Return Prem. GLO 7463242 01/01/2021 01/01/2022 37385000 $INCL $ THIS ENDORSEMENT CHANGES THE POLICY.PLEASE READ IT CAREFULLY. This endorsement modifies insurance provided under the: Commercial General Liability Coverage Part The following is added to the Transfer Of Rights Of Recovery Against Others To Us Condition: If you are required by a written contract or agreement,which is executed before a loss,to waive your rights of recovery from others,we agree to waive our rights of recovery.This waiver of rights shall not be construed to be a waiver with respect to any other operations in which the insured has no contractual interest. U-GL-925-B CW(12101) Page 1 of 1